Plumage characteristics, reproductive investment and assortative mating in tree swallows Tachycineta bicolor

Elaborate ornamental plumage has been associated with various measures of individual quality in many species of birds. Male plumage characteristics, which have been relatively well studied, have been shown to reflect past reproductive investment, as well as the potential for reproductive investment in the current breeding attempt. In contrast, the signalling functions of female traits remain largely unexplored. In this study, we investigated the relationship between plumage attributes of breeding adult tree swallows and past reproductive investment, current reproductive investment and social mate pairing strategy. Both males and older females possess metallic green to metallic blue iridescent plumage on their dorsal surface, making this a suitable species for this type of investigation. We did not find any effects of past reproductive investment and success on the plumage attributes of returning breeders. In contrast, female plumage hue covaried with fledging success, and female plumage brightness was positively associated with mean clutch egg mass. In addition, we found that social pairs mated assortatively with respect to plumage brightness. We argue that since plumage characteristics vary with age in both male and female tree swallows, plumage attributes in this species are indicative of breeding experience and may be honest signals of quality. Positive assortative pairing could be the result of mutual mate choice or intra-sexual competition for nest sites by both males and females.     

The adaptive significance of male subadult plumage in purple martins: plumage dyeing experiments

Summary I tested two hypotheses for the adaptive significance of subadult plumage in male purple martins (Progne subis) : the female mimicry and subordinance signaling hypotheses. Subadult males were at a competitive disadvantage in obtaining territories, as they arrived later in the spring than adult males. Contrary to the predictions of both hypotheses, adult male territory owners were not less aggressive toward subadult male than adult male intruders. The subadult plumage was not effective in mimicking females, as adult male owners were significantly more aggressive toward subadult male than female intruders. Summer adaptation hypotheses predict that young males in subadult plumage are more successful in acquiring territories and mates than they would be with an adult plumage. I tested this prediction by dyeing the plumage of floater subadult males to mimic the appearance of adult males. In 13/17 paired experiments, dyed subadults obtained territories before control subadults. There was no difference in the time it took dyed and control males to attract a mate after they obtained a territory. These results suggest that the subadult plumage is not an advantage to young males in competing with adult males for breeding resources. In late winter, subadult males were growing mostly femalelike feathers on their underside, suggesting that the subadult plumage is not the result of a molt constraint. The subadult plumage could enhance survival of yearlings in winter roosts if it improves access to good roost sites or reduces the risk of predation.     

Extra-pair paternity and the reproductive role of male floaters in the tree swallow (Tachycineta bicolor)

In many avian species, a part of the population is present at the breeding grounds but does not breed. Current theories generally assume that floaters are younger or lower-quality individuals, and empirical data confirm this. However, floating could also arise as an alternative strategy to breeding, if floaters are able to reproduce via extra-pair copulations. Until the present study, there has been no evidence that floaters father offspring. We studied a population of tree swallows (Tachycineta bicolor), a species with one of the highest levels of extra-pair paternity known in birds. Using microsatellite markers, we determined the biological fathers of 65% of the extra-pair young. Of a total of 53 extra-pair young (52% of all offspring), 47% were fathered by local residents, 6% by residents breeding elsewhere (up to 2 km from the focal grid), and 13% by floaters. Residents seemed to be more successful and they were also more likely to return as territory holders in the next breeding season compared to floaters. Extra-pair males were on average in better condition than the within-pair males they cuckolded. Interestingly, resident males that disappeared (possibly to float) during the fertile period were heavier than males that stayed, and floaters were heavier than residents, but not different in any other characteristic. Although alternative interpretations of the data are possible, we propose that floating might be a conditional strategy in tree swallows whereby males in good condition gain more paternity via extra-pair copulations, whereas males in worse condition are more successful by providing parental care.     

Do male tree swallows guard their mates?

Summary We monitored the time spent at the nest and following behavior of mated tree swallows to determine if males were guarding their mates. The proportion of time spent together at the nest did not decrease significantly between fertile and postfertile periods, and the tendency of males to follow females was not significantly different from that of females to follow males. Following by either sex was infrequent. We suggest that the lack of mate guarding in tree swallows is related to an apparently low probability of extra-pair copulations, which in turn is likely to be due to two factors. Nesting opportunities are limited, perhaps more so for females than males. If the operational sex ratio is skewed towards females, this would not only reduce the risk of extra-pair copulations, but would also select against promiscuous females which would risk being abandoned by their mates. Secondly, under natural conditions, the limited availability of nest sites has selected for territorial defense by both males and females, which may decrease the occurrence of extra-pair copulation. Both factors would lead to relaxed selection for mate guarding behavior.     

Delayed plumage maturation in the orchard oriole (Icterus spurius): tests of winter adaptation hypotheses

Summary Explanations of delayed plumage maturation (DPM) in passerines have focused on potential breeding season advantages for non-definitive (subadult) plumage. In contrast, the molt constraint hypothesis (Rohwer and Butcher 1988) proposes that subadult plumage is a winter adaptation, increasing winter survivorship by decreasing intraspecific aggression (the winter status signaling hypothesis) or predation (the winter crypsis hypothesis). Under the molt constraint hypothesis, nondefinitive breeding plumage is non-adaptive, resulting from species-specific constraints on the number of feathers replaced during the pre-alternate (spring) molt. In studies conducted on an overwintering population of orchard orioles in Panama, I tested predictions of both the winter status signaling and molt constraint hypotheses. Contrary to predictions of winter status signaling, I found no evidence that subadult plumage reduces adult male aggression toward subadults. Agonistic encounters occurred at random with respect to plumage and the intensity of adult male/subadult male encounters was not lower than the intensity of encounters occurring within age classes. Contrary to the molt constraint hypothesis, I found no evidence that the number of feathers exchanged by subadults in their pre-alternate molt is the sole constraint on the development of subadult breeding plumage. The majority of feathers grown by molting subadult orioles during January and February were of non-definitive coloration. These results, together with results of earlier breeding season experiments which tested summer communication hypotheses for DPM in this species, suggest that subadult plumage in the orchard oriole may be non-adaptive and the result of constraints on plumage development. They also indicate, however, that the extent of the pre-alternate molt is not the sole source of that constraint.     

Territory takeover and sexually selected infanticide in tropical house wrens

Summary Tropical house wrens in lowland central Panama are, with rare exception, permanently monogamous. During a 3-year demographic study of 54–56 pairs of these brids, both males and females committed infanticide in association with takeover of breeding territories. New males and new females replaced previously identified (color-banded) parents before the termination of parental care in 13% of 328 breeding attempts. Replacement was accomplished by physical takeover in at least some if not all cases. Total nest failure at the egg, nestling, or fledgling stage occurred in 73% of the male replacements and 70% of the female replacements. Nest predation was excluded as a possible cause of nest failure. 76% of male replacements and 50% of female replacements bred in the same season. Infanticidal replacement males bred sooner than did non-infanticidal males arriving at similar stages of the nesting cycle. Contexts in which infanticide occurred included takeovers by first-year males and females of territories and mates, re-entry into the breeding population by males that had recently lost their mates, acquisition of neighboring females by bigamous males, and the elimination of one female of a bigamous male by the other. Sexually selected infanticide in these birds is promoted by a lengthy breeding season and extremely limited breeding opportunities for individuals not already part of the breeding population. Mate limitation appears to be more important than habitat or nestsite limitation in restricting new breeding opportunities once the breeding season has begun.     

Male traits expressed in females: direct or indirect sexual selection?

Summary Colored epaulets in female red-winged blackbirds (Agelaius phoeniceus) could be due either to direct sexual selection favoring the maintenance of this trait in females due to intrasexual competition for breeding opportunities, or to sexual selection favoring bright epaulets in males indirectly causing expression of the trait in females by genetic correlation. Older females tend to be brighter than younger females. Also, brighter females tend to breed earlier in the season than dull females. These patterns are consistent with both of the hypotheses. In a series of experiments in which males and females were presented with taxidermic mounts of dull and bright females, the plumage of these mounts had no influence on the response of either males or females. Also, the response of females was independent of their own plumage. The results of all of the experiments consistently supported the interpretation that male plumage characteristics expressed in female redwinged blackbirds have no functional value and are a consequence of genetic correlation with males. Since recent studies have also indicated that female aggression has no functional value, we speculate that this too could be due to genetic correlation with a trait favored in males.     

Intraspecific nest parasitism in the swallow Hirundo rustica: the importance of neighbors

Summary Intraspecific nest parasitism in the swallow Hirundo rustica involves several parasite and anti-parasite tactics. Neighboring swallows breed asynchronously, perhaps because neighboring nests with overlapping egg-laying periods have higher frequency of intraspecific nest parasitims than neighboring nests with no such overlap. Since nest guarding prevents nest parasitism, the effect of nest guarding was removed by putting up old swallow nests. Such experimental nests were parasitized by swallows more often when the nests contained eggs, than when empty, and when the nests were far away from, rather than close to, an active neighboring nest. Close experimental nests with eggs were, however, parasitized less frequently if asynchronous (non-overlapping egg-laying periods), rather than synchronous, to active neighboring nests. Aggressive anti-parasite behavior of nest owners was determined from responses towards female intruders. Responses were more often aggressive before and especially during egg laying than during incubation. Nest owners also behaved aggressively more often when the intruder approached close to as compared to at some distance from their nest. Focal pairs behaved aggressively more often towards closely approaching intruders during the incubation period than towards distantly approaching intruders during the egg-laying period. Swallows reduce the frequency of intraspecific nest parasitism by nesting asynchronously with and close to a neighboring nest. Aggression by neighbors may reduce the success of potential parasitic swallows.     

Female control of extra-pair fertilization in tree swallows

Summary In a Canadian population of tree swallows, Tachycineta bicolor, DNA fingerprinting has previously shown that half of all broods contain many offspring resulting from extra-pair copulations (EPCs), whereas the other half contain only legitimate offspring. This bimodal pattern of extra-pair paternity might be due to variation in the effectiveness of male paternity guards, variation in female ability to resist EPCs, and/or variation in female pursuit of EPCs. Here we report experimental evidence for female control of copulations and fertilizations and the occurrence of two alternative copulation strategies among females in this population. Ten paired male tree swallows were removed on the day their mates laid the first egg. Replacement males took over the nestbox within 0.5–23 h and attempted to copulate with the widowed female. Assuming that eggs were fertilized approximately 24 h prior to laying, the first two eggs were fertilized before the male was removed, while the third and subsequent eggs could potentially be fertilized by the replacement male. Fingerprinting revealed that the first two eggs were sired by the resident males in five nests and by extra-pair males in the remaining five nests. The widows that had been faithful to their initially chosen mate rejected copulation attempts by the replacement male until most of the eggs had been laid. Consequently, nearly all eggs laid by these females were sired by the original male. The widows that had been unfaithful prior to male removal copulated sooner with the replacement male than females that were faithful to their mate. However, these replacement males also had a very low fertilization success; most eggs were sired by males that were not associated with the nest. This is consistent with the situation in non-experimental nests where unfaithful females copulate with their mate at the same rate as faithful females, yet unfaithful females have a majority of offspring sired by extra-pair males. We conclude that fertilization patterns to a large extent are determined by the female through active selection and rejection of copulation partners, though our results also allow some speculation that females have control over sperm competition. Female copulation tactics are probably determined some currently unknown fitness benefits of having the offspring sired by particular males.Correspondence to: Raleigh J. Robertson     

Delayed maturation in plumage colour: Evidence for the female-mimicry hypothesis in the kestrel

Summary In many sexually dichromatic species, young males have female-like plumage during their first potential breeding year. The female-mimicry hypothesis (FMH) supposes that by possessing female-like plumage young males deceive older conspicuous males into believing that they are females, thus reducing competition from adult males. The status-signalling hypothesis (SSH) supposes that adult males can distinguish sex, but postulates that young males reduce competition from adult males by reliably signaling low status with their dull plumage. We tested these hypotheses in the European kestrel (Falco tinnunculus). Female-like young males settled to breed closer to adult males than did other adult males (Figs. 1a, b). By settling near adult males, young males seemed to increase their chance of mating with adult females. Adult female-young male pairs had better reproductive success than yearling-yearling pairs. These results suggest that there is an adaptive value in possessing a female-like plumage colour in the breeding season. To test the FMH, we measured sexual preference of adult males when adult females and young males were simultaneously shown in an aviary. Adult males were unable to recognize sex, because in half the cases they preferred young males (Fig. 3). However, when adult males and females were shown simultaneously, males preferred females (Fig. 2). Our results support the FMH rather than the SSH, because young males successfully deceived older males by their plumage.     

Higher rate of nest loss among primary than secondary females: infanticide in the great reed warbler?

An individually marked population of great reed warblers Acrocephalus arundinaceus was studied between 1984 and 1991 in South Central Sweden. The fates of 279 nests were analysed for the 25 days following clutch initiation. The average frequency of nest loss (43%) did not differ significantly between years or between four periods of the breeding season. After a breeding failure, 70% of the females laid a replacement clutch, most of them together with the same male. On polygnous territories, males assisted the female who first hatched young regardless of her initial mating status (Fig. 2). According to the acutal status of the females attending the nests, for each day nests were classified as being of either monogamous (M), primary (P) or secondary (S) status. From egg-laying to fledging the rate of nest loss decreased among nests of primary status whereas it increased among nests of monogamous and secondary status. During the egg-laying period, the rate of nest loss was 3 times higher among nests of primary than among nests of monogamous and secondary status (Fig. 3). Thus, the high loss level among nests of primary status during the laying period was closely associated with the presence of a female with a less advanced nest on the territory. All nests were situated in reed beds above deep water and most of them at a height at which possible inter-specific nest predators would have caused disturbance to the nest itself. The suspicion that secondary females committed sexually selected infanticide was supported by an experiment with dummy eggs that revealed bill peck markings identical to those obtained from great reed warblers (Fig. 4).     

Extra-pair paternity in tree swallows: why do females mate with more than one male?

Recent studies of monogamous tree swallows (Tachycineta bicolor) suggest that females may receive some type of genetic benefit from extra-pair fertilizations. In this study we attempted to determine what type of genetic benefits might be gained by females. We compared numerous morphological and behavioral traits (Table 1) of every male nesting on one grid of nest-boxes (n = 23) to determine what male traits were correlated with male success at gaining extra-pair fertilizations. DNA fingerprinting revealed an increase in the level of extra-pair paternity from the previous year (50% of broods contained extra-pair young in 1990 vs. 87% of broods in 1991), but no significant correlates of paternity. We found six extra-pair fathers at seven nests (20 nests had extra-pair young). The traits of these extra-pair males did not differ from those of the males they cuckolded. We discuss several reasons for this lack of difference, but argue that our results are not inconsistent with females choosing extra-pair males to enhance the genotypic quality of their offspring. Despite a complete search of the nest-box grid for extra-pair fathers, we were able to explain the paternity of just 21% (13/63) of all extra-pair young. This suggests that extra-pair fathers were either residents off our study grid or non-territorial floaters. Tree swallows are quite mobile and spend only part of the day at their nest prior to laying. In addition, we rarely see swallows visiting other grids of nest-boxes. Therefore, we suggest that most extra-pair copulations occur at some unknown location, possibly at a feeding or roosting area where females may be able to choose from many more potential extra-pair fathers than at their nest-site.     

Foraging decisions of American robins: somatic and reproductive tradeoffs

Summary Breeding units (occupants of a nest including at least one reproductive female) within two free-living populations of the prairie vole, Microtus ochrogaster, were monitored by live-trapping at nest during two 28-h periods each week from October 1980 to March 1984. Data are presented for 281 breeding units from all seasons, at high and low population densities and during breeding and nonbreeding periods. Fifty percent of the breeding units were monogamous (single resident reproductive male and female), 27% consisted of a single reproductive female with no resident adult male and 23% included more than one resident adult male and/or female (complex units). Monogamous units were present in the same proportions during breeding and nonbreeding periods. The number of monogamous units was significantly greater at low population densities than at high densities. During winter there were relatively more complex units and fewer single female units than during the rest of the year. Monogamous pairs remained together for an average of 42 days. Seventy-eight percent of these pairs were disbanded by the death of one or both members. There were few overlaps of the home ranges of adjacent breeding units. Significantly more nests were visited by nonresident males than by females, and the intervals between visits by males were significantly shorter than those for visits by females. Males visited single female units significantly more often than units with one or more resident males. Survival of juveniles was generally very low; 38% and 34% of young males and females, respectively, that were trapped survived until 30 days of age. Of young females remaining at the natal nest at low population densities, only 17.6% were reproductively activated; 77.1% of such females became reproductively activated at high densities. All young females that dispersed from the natal nest became reproductive.     

Display rate by male fairy-wrens (Malurus cyaneus) during the fertile period of females has little influence on extra-pair mate choice

Empirical and theoretical studies have only recently begun to examine how females use complex multi-component displays when selecting mates. Superb fairy-wrens are well suited to the study of female choice because females have control over extra-group paternity and cuckold their mates at high rates, while males possess a variety of sexually selected traits. Available evidence suggests that females base their extra-group mate choice on the timing of male moult into breeding plumage or the onset of display. However, males continue to perform elaborate displays throughout the season, and direct most displays to females during their fertile period. We therefore conducted focal observations on fertile females to quantify the frequency of male display and used microsatellite genotyping to compare the role of display rate during the breeding season and the timing of male moult on female mate choice. We show that the addition of data on male display rate does not improve our ability to predict which males obtain extra-group paternity. The timing of male moult into breeding plumage remains the only predictor of male extra-group reproductive success. Nevertheless, we found that males displayed more to females that were unable to select extra-group mates on the basis of the timing of moult or the onset of display. This raises the possibility that there are circumstances when females use display rate to discriminate between potential extra-group sires. Overall this study supports the theoretical prediction that females are more likely to base their mate choice on reliable indicators of male quality such as fixed morphological traits and displays of endurance, in this case an early moult into breeding plumage and the performance of an elaborate display during the winter, than a flexible behavioural trait such as display rate during the breeding season. Received: 26 January 2000 / Revised: 1 August 2000 / Accepted: 26 August 2000     

Infanticidal and anti-infanticidal strategies in the swallow Hirundo rustica

Summary Five definite and nine suspected cases of infanticide were documented in the swallow Hirundo rustica. Unmated males visited neighbouring nests and removed entire broods during the first days of the nestling period, preferentially from nests owned by young late-breeding individuals. Infanticide followed the disappearance of the male nest owner in 11 of the 14 cases. The unmated infanticidal male later mated with the female victim although renesting during the same season only took place in 12 of the 14 cases. The fraction of unmated males increased with colony size, and infanticide was relatively more common if unmated males were abundant. Females did not engage in extra-pair copulations in order to avoid infanticide. Intense guarding of the nest and its contents prevented infanticide. Nest guarding intensity was higher in colonial compared with solitarily breeding swallows, and guarding intensity increased with colony size. Experimental removal of male swallows during the early nestling period reduced the nest guarding intensity and increased frequency of visits from unmated males in colonies, but not among solitarily breeding swallows. Colonial nests from which the male was removed suffered from infanticide more often than solitary nests, and nests where infanticide was recorded were guarded significantly less intensely than other nests before the infanticidal incidents.     

Fighting and assessment in the yellow-rumped cacique (Cacicus cela)

Summary I tested the prediction derived from game theory models that the intensity of aggressive interactions should reflect the value of the resource being contested and the disparity in fighting ability of the contestants. Females of the yellow-rumped cacique compete for nest sites and the material to build nests. Females competing for established nest sites engage in higher intensity interactions than those competing for sites in which building has not begun and against females robbing nest material (Fig. 1). For males, access to females is determined by dominance, which is positively correlated with weight. Comparably-sized males (Fig. 2) and those of similar rank (Fig. 3) engage in significantly more intense interactions than males that differ widely in size or rank.     

Nest site limitation and facultative polygyny in the ant Leptothorax longispinosus

Summary The ant L. longispinosus displays geographic variation in its pattern of facultative polygyny (Fig. 2). In nature, nest density and frequency of multiple queening are positively associated over three sites. A putative causal relation between availability of vacant nest sites and polygyny was examined in New York, where a plot was seeded with additional nest sites and monitored for 24 months. Both queen number and worker number per nest on the experimental plot were reduced relative to controls (Fig. 4, Fig. 5), indicating that scarcity of available nest sites influences the pattern of polygyny in this species. The observed demographic changes resulted from fractionation of existing colonies; adding nest sites induced polydomy. Although numbers of adult ants changed with addition of nest sites, the numbers of immatures were no different after 2 years (Table 1), suggesting that the population was undergoing growth to expand into the additional sites. These results are the first direct experimental evidence linking polygyny to an ecological parameter for any ant species.     

The annual testosterone profile in cooperatively breeding superb fairy-wrens, Malurus cyaneus, reflects their extreme infidelity

Superb fairy-wrens are cooperatively breeding birds that combine stable, socially monogamous pair bonds and high levels of paternal care, with extreme levels of extra-pair mating and high levels of sexual competition. Our aim was to determine which testosterone correlates would prevail in such a life history that combines features that are conventionally associated with divergent hormone profiles. Unlike the situation in other species with monogamous pair bonds and high levels of paternal care, testosterone was elevated for a very long period of several months. During breeding there was a broad peak in testosterone followed by a gradual decline: this resembles the profile found in polygynous and promiscuous species. We found that three factors correlated with testosterone: development of the sexually selected nuptial plumage, social status and extra-group mating opportunities. Testosterone started increasing months prior to breeding, when the males that are later preferred as extra-group sires develop their nuptial plumage. Although these males did not have higher testosterone levels during breeding, they sustained high testosterone for much longer, and this might lend reliability to this sexual signal. Dominant males in groups had higher testosterone than pair-dwelling males and subordinate helpers. This was not due to differences in age, reproductive capability or mating opportunities, but was presumably associated with the assertion of dominance. In contrast to findings in other species, male testosterone level was not correlated with whether the resident female was fertile or had dependent nestlings. However, testosterone was strongly correlated with the total number of fertile females in the population, and hence with the opportunities for extra-group mating.     

Recruitment of mates and deceptive behavior by male Tengmalm's owls

Summary Tengmalm's owl Aegolius funereus is a hole-nesting polygynous species in which female nomadism is a reaction to cyclic lows of staple prey. For 2 years during a peak in vole abundance, I examined recruitment of mates and male singing behavior in a local population. Females and about half of the breeding males seemed to arrive successively throughout the breeding period of the first year. In contrast, a majority of the breeding males and likely also females were already on the breeding grounds at the beginning of the breeding season in the second year. Before breeding in the first peak year, males were singing at up to five different nest holes. All early breeding males (67% of total number) continued to sing at secondary nest holes after attracting and installing primary females. Secondary singing locations were never closer than 300 m from primary females' nest holes, although closer locations were used for singing before mating. All bigynous males with nests within the study area were also singing at tertiary nest holes, but none successfully attracted a third female. Polyterritoriality was confirmed by a late male settling between primary and secondary nest holes of a bigynous male. Polyterritorial behavior and reduced breeding success of secondary females are in line with the deception model. Females apparently could not discriminate between paired and unpaired singing males. Females made short visits to different males before mating. During courtship, the number and quality of nest holes defended by males may have been of particular importance to female choice.     

Settlement patterns of female barn swallows Hirundo rustica across different group sizes: access to colorful males or favored nests?

In most avian species, individuals are faced with two critical decisions at the start of a breeding season: choosing a breeding site and a mate. An analysis of these decisions in light of population-level patterns, such as group size variation in social breeders, can illuminate the causes and patterns of habitat selection behavior. Group sizes are variable in barn swallows; however, no clear and consistent benefits of group breeding have been found in this species, and it is puzzling as to why individuals breed socially. Previous analyses demonstrated that individuals aggregate to gain access to nests that were constructed during previous seasons; however extra-pair matings are also prevalent in this species, raising questions about the mate-selection strategies of females across different group sizes. In this paper, I address the question of how females make their first site-selection decisions in terms of two features known to be causally related to seasonal reproductive success: (1) colorful males or (2) old nests. Using experimental and observational data, I tested, but found no support for, the hypotheses that propose female settlement decisions are a function of (1) the prevalence of colorful males or (2) the increased opportunity for extra-pair matings at group sites. Instead, it is apparent that female settlement patterns are strongly tied to the availability of old nests at a site. Extra-pair fertilizations are equally common across all group sizes in this population, suggesting that females do not face a trade-off between old nests and the possibility of extra-pair mating decisions when making settlement decisions.