Enhancing the Ability of a Soil Moisture‐based Index for Agricultural Drought Monitoring by Incorporating Root Distribution

Agricultural drought differs from meteorological, hydrological, and socioeconomic drought, being closely related to soil water availability in the root zone, specifically for crop and crop growth stage. In previous studies, several soil moisture indices (e.g., the soil moisture index, soil water deficit index) based on soil water availability have been developed for agricultural drought monitoring. However, when developing these indices, it was generally assumed that soil water availability to crops was equal throughout the root zone, and the effects of root distribution and crop growth stage on soil water uptake were ignored. This article aims to incorporate root distribution into a soil moisture‐based index and to evaluate the performance of the improved soil moisture index for agricultural drought monitoring. The Huang‐Huai‐Hai Plain of China was used as the study area. Overall, soil moisture indices were significantly correlated with the crop moisture index (CMI), and the improved root‐weighted soil moisture index (RSMI) was more closely related to the CMI than averaged soil moisture indices. The RSMI correctly identified most of the observed drought events and performed well in the detection of drought levels. Furthermore, the RSMI had a better performance than averaged soil moisture indices when compared to crop yield. In conclusion, soil moisture indices could improve agricultural drought monitoring by incorporating root distribution.     

Agricultural Adaptation to Drought for Different Cropping Systems in Southern China under Climate Change

This study investigates agricultural adaptation to drought for different cropping systems in southern China. The study area was divided into three regions: South China (SC), South of the Yangtze River (SYR), and Southwest China (SWC). An index of agricultural adaptation to drought (D) was established. Our findings indicated that the average total crop water demand varied greatly among the regions from 1961 to 2010 in southern China. The maximum value was found in the SC region, followed by the SYR and SWC regions. The effects of droughts on different crops were noticeable. Frequent droughts were recorded in late rice than in early rice in the SC and SYR regions. Droughts in the SWC region mainly affected winter wheat. Moreover, the effects of droughts on crops varied during different growth stages. More frequent and serious droughts occurred during the crop critical flowering stage. Particularly, the frequency of moderate and severe droughts for late rice in the SYR region was 62% during the critical flowering stage. For the SC and SYR regions, the D values of early rice (0.29 and 0.29) were lower than that of late rice (0.31 and 0.33), respectively. For the SWC region, the D values of winter wheat and rice were both low, with averages of 0.16 and 0.29, respectively. Our study provides interesting insights for improving the drought defense abilities for different cropping systems by changing crop planting proportion on a regional scale in China.     

Characterizing Drought in Irrigated Agricultural Systems: The Surface Water Delivery Index (SWDI)

Quantifying surface water shortages in arid and semiarid agricultural regions is challenging because limited water supplies are distributed over long distances based on complex water management systems constrained by legal, economic, and social frameworks that evolve with time. In such regions, the water supply is often derived in a climate dramatically different from where the water is diverted to meet agricultural demand. The existing drought indices which rely on local climate do not portray the complexities of the economic and legal constraints on water delivery. Nor do these indices quantify the shortages that occur in drought. Therefore, this research proposes a methodological approach to define surface water shortages in irrigated agricultural systems using a newly developed index termed the Surface Water Delivery Index (SWDI). The SWDI can be used to uniformly quantify surface water deficits/shortages at the end of the irrigation season. Results from the SWDI clearly illustrate how water shortages in droughts identified by the existing indices (e.g., SPI and PDSI) vary strongly both within and between basins. Some surface water entities are much more prone to water shortages than other entities based both on their source of water supply and water right portfolios.     

SPATIAL COMPARABILITY OF THE PALMER DROUGHT SEVERITY INDEX1

ABSTRACT: The Palmer Drought Severity Index, which is intended to be of reasonable comparable local significance both in space and time, has been extensively used as a measure of drought for both agricultural and water resource management. This study examines the spatial comparability of Palmer's (1965) definition of severe and extreme drought. Index values have been computed for 1035 sites with at least 60 years of record that are scattered across the contiguous United States, and quantile values corresponding to a specified index value were calculated for given months and then mapped. The analyses show that severe or extreme droughts, as defined by Palmer (1965), are not spatially comparable in terms of identifying rare events. The wide variation across the country in the frequency of occurrence of Palmer's (1965) extreme droughts reflects the differences in the variability of precipitation, as well as the average amount of precipitation. It is recommended first, that a drought index be developed which considers both variability and averages; and second, that water resource managers and planners define a drought in terms of an index value that corresponds to the expected quantile (return period) of the event.     

Identifying and Evaluating a Suitable Index for Agricultural Drought Monitoring in the Texas High Plains

Drought is a complex and highly destructive natural phenomenon that affects portions of the United States almost every year, and severe water deficiencies can often become catastrophic for agricultural production. Evapotranspiration (ET) by crops is an important component in the agricultural water budget; thus, it is advantageous to include ET in agricultural drought monitoring. The main objectives of this study were to (1) conduct a literature review of drought indices with a focus to identify a simple but simultaneously adequate drought index for monitoring agricultural drought in a semiarid region and (2) using the identified drought index method, develop and evaluate time series of that drought index for the Texas High Plains. Based on the literature review, the Standardized Precipitation‐Evapotranspiration Index (SPEI) was found to satisfy identified constraints for assessing agricultural drought. However, the SPEI was revised by replacing reference ET with potential crop ET to better represent actual water demand. Data from the Texas High Plains Evapotranspiration network was used to calculate SPEIs for the major irrigated crops. Trends and magnitudes of crop‐specific, time‐series SPEIs followed crop water demand patterns for summer crops. Such an observation suggests that a modified SPEI is an appropriate index to monitor agricultural drought for summer crops, but it was found to not account for soil water stored during the summer fallow period for winter wheat.     

Prediction of Crop Production using Drought indices at Different Time Scales and Climatic Factors to Manage Drought Risk1

Sadat Noori, S.M., A.M. Liaghat, and K. Ebrahimi, 2011. Prediction of Crop Production Using Drought Indices at Different Time Scales and Climatic Factors to Manage Drought Risk. Journal of the American Water Resources Association (JAWRA) 48(1): 1‐9. DOI: 10.1111/j.1752‐1688.2011.00586.x Abstract: Drought causes great damage to rainfed and irrigated farming. Therefore, prediction of crop production during the drought period is essential in order to manage drought risk. Thus, proceeding to agricultural drought risk management can be very useful. This study shows the results of early crop prediction using the combination of climate factors and drought indices at different time scales. The study region was Hamadan, a semiarid region in Iran. The methodology demonstrated here has allowed the prediction of production several months before harvest. Moreover, the predictive models constructed have explained 89% of the temporal variability of wheat production. This method could be very efficient for managing crop production. Moreover, having clear prediction, decision makers can plan better for overcoming drought impacts to reduce crop uncertainty for farmers in insurance companies.     

A Long View of Southern California Water Supply: Perfect Droughts Revisited

The impact of drought on water resources in arid and semiarid regions can be buffered by water supplies from different source regions. Simultaneous drought in all major source regions — or perfect drought — poses the most serious challenge to water management. We examine perfect droughts relevant to Southern California (SoCal) water resources with instrumental records and tree‐ring reconstructions for the Sacramento and Colorado Rivers, and SoCal. Perfect droughts have occurred five times since 1906, lasting two to three years, except for the most recent event, 2012–2015. This number and duration of perfect droughts is not unusual in the context of the past six centuries. The modern period stands out for the relatively even distribution of perfect droughts and lacks the clusters of perfect drought documented in prior centuries. In comparison, perfect droughts of the 12th Century were both longer (up to nine years) and more widespread. Perfect droughts of the 20th and 21st Centuries have occurred under different oceanic/atmospheric patterns, zonal and meridional flow, and ENSO or non‐ENSO conditions. Multidecadal coherence across the three regions exists, but it has varied over the past six centuries, resulting in irregular intervals of perfect drought. Although the causes of perfect droughts are not clear, given the long‐term natural variability along with projected changes in climate, it is reasonable to expect more frequent and longer perfect droughts in the future.     

REGIONAL FREQUENCY ANALYSIS OF HYDROLOGIC MULTIYEAR DROUGHTS1

This paper is concerned with regional frequency analysis of hydrologic multiyear droughts. A drought event is defined by three parameters: severity, duration, and magnitude. A method is proposed here to standardize drought severities with a duration adjustment to enable comparison among drought events. For purposes of a regional study, the index drought method is selected and applied to standardized droughts to give a regional frequency curve. However, the recurrence intervals of the drought events obtained from index drought method are limited to the historic period of record. Therefore, by taking advantage of random variations of droughts in both time and space, a multivariate simulation model is used to estimate exceedence probabilities associated with regional drought maxima. This method, named the regional extreme drought method, is capable of generating a series of drought events which, although they have not occurred historically, are more severe than historic events. By combining the results of the index drought method and regional extreme drought analysis, a regional drought probability graph is constructed which ranges from severe droughts to more frequent droughts. This procedure is applied to the mean annual flow records of streams located in the San Joaquin Valley of California, and drought-severity-frequency plots are prepared for 1-year, 2-year, and 3-year durations.     

Soil moisture‐based drought monitoring at different time scales: a case study for the U.S. Great Plains

Short‐term agricultural drought and longer term hydrological drought have important ecological and socioeconomic impacts. Soil moisture monitoring networks have potential to assist in the quantification of drought conditions because soil moisture changes are mostly due to precipitation and evapotranspiration, the two dominant water balance components in most areas. In this study, the Palmer approach to calculating a drought index was combined with a soil water content‐based moisture anomaly calculation. A drought lag time parameter was introduced to quantify the time between the start of a moisture anomaly and the onset of drought. The methodology was applied to four shortgrass prairie sites along a North‐South transect in the U.S. Great Plains with an 18‐year soil moisture record. Short time lags led to high periodicity of the resulting drought index, appropriate for assessing short‐term drought conditions at the field scale (agricultural drought). Conversely, long time lags led to low periodicity of the drought index, being more indicative of long‐term drought conditions at the watershed or basin scale (hydrological drought). The influence of daily, weekly, and monthly time steps on the drought index was examined and found to be marginal. The drought index calculated with a short drought lag time showed evidence of being normally distributed. A longer data record is needed to assess the statistical distribution of the drought index for longer drought lag times.     

Assessment of Future Drought Conditions in the Chesapeake Bay Watershed

Impacts of climate change on the severity and intensity of future droughts can be evaluated based on precipitation and temperature projections, multiple hydrological models, simulated hydrometeorological variables, and various drought indices. The objective of this study was to assess climate change impacts on future drought conditions and water resources in the Chesapeake Bay (CB) watershed. In this study, the Soil and Water Assessment Tool (SWAT) and the Variable Infiltration Capacity model were used to simulate a Modified Palmer Drought Severity Index (MPDSI), a Standardized Soil Moisture index (SSI), a Multivariate Standardized Drought Index (MSDI), along with Coupled Model Intercomparison Project Phase 5 (CMIP5) climate models for both historical and future periods (f1: 2020‐2049, f2: 2050‐2079). The results of the SSI suggested that there was a general increase in agricultural droughts in the entire CB watershed because of increases in surface and groundwater flow and evapotranspiration. However, MPDSI and MSDI showed an overall decrease in projected drought occurrences due to the increases in precipitation in the future. The results of this study suggest that it is crucial to use multiple modeling approaches with specific drought indices that combine the effects of both precipitation and temperature changes.     

THE PALMER DROUGHT SEVERITY INDEX AS A MEASURE OF HYDROLOGIC DROUGHT1

ABSTRACT: The Palmer Drought Severity Index (PDSI) is perhaps the most widely used regional drought index. However, there is considerable ambiguity about its value as a measure of hydrologic drought. In this paper the PDSI for climatic divisions in New Jersey is compared to the occurrence within each climatic division of streamflows in their lower quartile for the month (streamflow index), and ground-water levels in their lower quartile for the month (ground-water index). These indices are found to have distinct properties. It is not uncommon for PDSI values to indicate “severe” or “extreme” drought at times when the streamflow or groundwater index is above its lower quartile at many stations within the climatic division. The PDSI values and groundwater index indicate more persistent subnormal conditions than the streamflow index for truncation levels yielding the same total duration of drought over a period. The ground-water index tends to indicate a later beginning to droughts and of the three indices is the most conservative indicator of a drought's end. Drought timing and duration properties for the ground-water index are found to be highly influenced by the average depth to water in the well. Overall, the three indices of drought can provide three very different characterizations of drought. In particular, the results indicate that considerable caution should be exercised in drawing conclusions about hydrologic drought from the PDSI.     

PLANNING FOR DROUGHT: THE ROLE OF STATE GOVERNMENT1

ABSTRACT: Although droughts are a frequent occurrence over much of the United States, response by state and federal government has been ineffective and poorly coordinated. Recently, several states have recognized the value of drought emergency planning and have developed plans to assist them in responding more effectively to prolonged periods of water shortage. These states have created an organizational structure to coordinate the assessment and response activities of state and federal agencies. Each state's drought response plan is unique since each state's water supply and management problems, and their consequent impacts, are unique. The drought response plans developed by Colorado, South Dakota and New York are reviewed here in detail. We recommend that other states affected by frequent and severe water shortages also develop drought emergency plans. These plans will enhance state government's ability to implement effective measures in a timely manner and, ultimately, may provide added incentive for the federal government to develop the national drought response plan called for by the General Accounting Office in 1979.     

Public Perceptions of California's Exceptional Drought

While the exceptional drought in California ended in 2017, the state is expected to experience similar droughts in the future. Understanding how individuals perceive the causes and consequences of drought will help frame future communication and planning efforts. We surveyed a panel of Californian residents about their perceptions of the 2012–2017 drought. We found a major disconnect in how our respondents perceived drought and water use. Respondents perceived the drought as being caused primarily by climatic factors and underestimated the role human water use, particularly agricultural use, had in exacerbating drought. Comparing our respondents across the state and across socio‐demographics, there were few differences in concern about drought but several differences in how residents thought drought should be managed. Such research can help water managers communicate about the specific concerns the public has about future droughts, as well as address misperceptions about the relationship between drought and water use.     

Using soil moisture and spatial yield patterns to identify subsurface flow pathways

Subsurface soil water dynamics can influence crop growth and the fate of surface-applied fertilizers and pesticides. Recently, a method was proposed using only ground-penetrating radar (GPR) and digital elevation maps (DEMs) to identify locations where subsurface water converged into discrete pathways. For this study, the GPR protocol for identifying horizontal subsurface flow pathways was extended to a 3.2-ha field, uncertainty is discussed, and soil moisture and yield patterns are presented as confirming evidence of the extent of the subsurface flow pathways. Observed soil water contents supported the existence of discrete preferential funnel flow processes occurring near the GPR-identified preferential flow pathways. Soil moisture also played a critical role in the formation of corn (Zea mays L.) grain yield patterns with yield spatial patterns being similar for mild and severe drought conditions. A buffer zone protocol was introduced that allowed the impact of subsurface flow pathways on corn grain yield to be quantified. Results indicate that when a GPR-identified subsurface clay layer was within 2 m of the soil surface, there was a beneficial impact on yield during a drought year. Furthermore, the buffer zone analysis demonstrated that corn grain yields decreased as the horizontal distance from the GPR-identified subsurface flow pathways increased during a drought year. Averaged real-time soil moisture contents at 0.1 m also decreased with increasing distance from the GPR-identified flow pathways. This research suggests that subsurface flow pathways exist and influence soil moisture and corn grain yield patterns.     

THE TREE-RING RECORD OF SEVERE SUSTAINED DROUGHT1

ABSTRACT: Frequent and persistent droughts exacerbate the problems caused by the inherent scarcity of water in the semiarid to arid parts of the southwestern United States. The occurrence of drought is driven by climatic variability, which for years before about the beginning of the 20th century in the Southwest must be inferred from proxy records. As part of a multidisciplinary study of the potential hydrologic impact of severe sustained drought on the Colorado River, the physical basis and limitations of tree rings as indicators of severe sustained drought are reviewed, and tree-ring data are analyzed to delineate a “worst-case” drought scenario for the Upper Colorado River Basin (UCRB). Runs analysis of a 121-site tree-ring network, 1600–1962, identifies a four-year drought in the 1660s as the longest-duration large-scale drought in the Southwest in the recent tree-ring record. Longer tree-ring records suggest a much longer and more severe drought in 1579–1598. The regression estimate of the mean annual Colorado River flow for this period is 10.95 million acre-feet, or 81 percent of the long-term mean. The estimated flows for the 1500s should be used with caution in impact studies because sample size is small and some reconstructed values are extrapolations.     

Drought Resilience of the California Central Valley Surface‐Ground‐Water‐Conveyance System1

Abstract: A series of drought simulations were performed for the California Central Valley using computer applications developed by the California Department of Water Resources and historical datasets representing a range of droughts from mild to severe for time periods lasting up to 60 years. Land use, agricultural cropping patterns, and water demand were held fixed at the 2003 level and water supply was decreased by amounts ranging between 25 and 50%, representing light to severe drought types. Impacts were examined for four hydrologic subbasins, the Sacramento Basin, the San Joaquin Basin, the Tulare Basin, and the Eastside Drainage. Results suggest the greatest impacts are in the San Joaquin and Tulare Basins, regions that are heavily irrigated and are presently overdrafted in most years. Regional surface water diversions decrease by as much as 70%. Stream‐to‐aquifer flows and aquifer storage declines were proportional to drought severity. Most significant was the decline in ground water head for the severe drought cases, where results suggest that under these scenarios the water table is unlikely to recover within the 30‐year model‐simulated future. However, the overall response to such droughts is not as severe as anticipated and the Sacramento Basin may act as ground‐water insurance to sustain California during extended dry periods.     

Building resilience to drought in desertification-prone savannas in Sub-Saharan Africa: The water perspective

Securing sustainable livelihood conditions and reducing the risk of outmigration in savanna ecosystems hosted in the tropical semiarid regions is of fundamental importance for the future of humanity in general. Although precipitation in tropical drylands, or savannas, is generally more significant than one might expect, these regions are subject to considerable rainfall variability which causes frequent periods of water deficiency. This paper addresses the twin problems of “drought and desertification” from a water perspective, focusing on the soil moisture (green water) and plant water uptake deficiencies. It makes a clear distinction between long‐term climate change, meteorological drought, and agricultural droughts and dry spells caused by rainfall variability and land degradation. It then formulates recommendations to better cope with and to build resilience to droughts and dry spells. Coping with desertification requires a new conceptual framework based on green‐blue water resources to identify hydrological opportunities in a sea of constraints. This paper proposes an integrated land/water approach to desertification where ecosystem management supports agricultural development to build social‐ecological resilience to droughts and dry spells. This approach is based on the premise that to combat desertification, focus should shift from reducing trends of land degradation in agricultural systems to water resource management in savannas and to landscape‐wide ecosystem management.     

COMPARATIVE STUDY OF DROUGHT PREDICTION TECHNIQUES FOR RESERVOIR OPERATION1

ABSTRACT: Predicting the likelihood of a drought markedly enhances the efficiency of reservoir operations. This study applies the kriging method and time series analysis to predict inflows to Shihmen Reservoir in northern Taiwan. A subsequent reservoir operation simulation is employed to determine the drought lead time (DLT), the time before the onset of a drought. A more efficient reservoir operational strategy can be established with the aid of DLT and the probability of successful drought prediction (P s). Simulation results of reservoir operation over a period of three decades demonstrate that, at one month DLT, the kriging approach achieves 0.86 of P s for moderate droughts and 0.94 of P s for severe droughts. The kriging approach generally outperformed the time series approach in terms of DLT, P s of drought prediction, and the number of correctly predicted drought events.     

TREE RING RECONSTRUCTIONS OF STREAMFLOW FOR THREE CANADIAN PRAIRIE RIVERS1

ABSTRACT: Information regarding long term hydrological variability is critical for the effective management of surface water resources. In the Canadian Prairie region, growing dependence on major river systems for irrigation and other consumptive uses has resulted in an increasing vulnerability to hydrological drought and growing interprovincial tension. This study presents the first dendrochronological records of streamflow for Canadian Prairie rivers. We present 1,113‐year, 522‐year, and 325‐year reconstructions of total water year (October to September) streamflow for the North Saskatchewan, South Saskatchewan, and Saskatchewan Rivers, respectively. The reconstructions indicate relatively high flows during the 20th Century and provide evidence of past prolonged droughts. Low flows during the 1840s correspond with aridity that extended over much of the western United States. Similarly, an exceptional period of prolonged low flow conditions, approximately 900 A.D. to 1300 A.D., is coincident with evidence of sustained drought across central and western North America. The 16th Century megadrought of the western United States and Mexico, however, does not appear to have had a major impact on the Canadian rivers. The dendrohydrological records illustrate the risks involved if future water policy and infrastructure development in the Canadian Prairies are based solely on records of streamflow variability over the historical record.     

SNOTEL,the Soil Climate Analysis Network,and water supply forecasting at the Natural Resources Conservation Service: Past,present, and future

The Snow Survey and Water Supply Forecasting (SSWSF) Program and the Soil Climate Analysis Network (SCAN) of the United States Department of Agriculture's Natural Resources Conservation Service (NRCS) generate key observational and predictive information for water managers. Examples include mountain climate and snow monitoring through manual snow surveys and the SNOw TELemetry (SNOTEL) and SNOtel LITE networks, in situ soil moisture data acquisition through the SCAN and SNOTEL networks, and water supply forecasting using river runoff prediction models. The SSWSF Program has advanced continuously over the decades and is a major source of valuable water management information across the western United States, and the SCAN network supports agricultural and other water users nationwide. Product users and their management goals are diverse, and use-cases range from guiding crop selection to seasonal flood risk assessment, drought monitoring and prediction, avalanche and fire prediction, hydropower optimization, tracking climate variability and change, environmental management, satisfying international treaty and domestic legal requirements, and more. Priorities going forward are to continue innovating to enhance the accuracy and completeness of the observational and model-generated data products these programs deliver, including expanded synergies with the remote sensing community and uptake of artificial intelligence while maintaining long-term operational reliability and consistency at scale.