Evaluation of Operational National Weather Service Gridded Flash Flood Guidance over the Arkansas Red River Basin

National Oceanic and Atmospheric Administration's National Weather Service (NWS) flash flood warnings are issued by Weather Forecast Offices and are underpinned by information from the Flash Flood Guidance (FFG) system operated by the River Forecast Centers (RFCs). This study focuses on the quantitative evaluation and limitations of the FFG system using reported flash flood cases in 2010 and 2011. The flash flood reports were obtained from the NWS Storm Event database for the Arkansas‐Red Basin RFC (ABRFC). The current FFG system at the ABRFC provides gridded flash flood guidance (GFFG) system using the NWS Hydrology Laboratory‐Research Distributed Hydrologic Model to translate the upper zone soil moisture to estimates of Soil Conservation Service Curve Numbers. Comparisons of the GFFG and real‐time Multisensor Precipitation Estimator‐derived Quantitative Precipitation Estimate for the same duration and location were used to analyze the success of the system. Typically, the six‐hour duration was characterized by higher probability of detection values than the three‐hour duration, which highlights the difficulty of hydrologic process estimation for shorter time scales. The current system does not take into account physical characteristics such as land use, including irrigated agricultural farm and urban areas, hence, overly dry soil moisture estimates over these areas can lower the success rate of the GFFG product.     

Using SWAT to Model Streamflow in Two River Basins With Ground and Satellite Precipitation Data1

Abstract: Both ground rain gauge and remotely sensed precipitation (Next Generation Weather Radar – NEXRAD Stage III) data have been used to support spatially distributed hydrological modeling. This study is unique in that it utilizes and compares the performance of National Weather Service (NWS) rain gauge, NEXRAD Stage III, and Tropical Rainfall Measurement Mission (TRMM) 3B42 (Version 6) data for the hydrological modeling of the Middle Nueces River Watershed in South Texas and Middle Rio Grande Watershed in South Texas and northern Mexico. The hydrologic model chosen for this study is the Soil and Water Assessment Tool (SWAT), which is a comprehensive, physical‐based tool that models watershed hydrology and water quality within stream reaches. Minor adjustments to selected model parameters were applied to make parameter values more realistic based on results from previous studies. In both watersheds, NEXRAD Stage III data yields results with low mass balance error between simulated and actual streamflow (±13%) and high monthly Nash‐Sutcliffe efficiency coefficients (NS > 0.60) for both calibration (July 1, 2003 to December 31, 2006) and validation (2007) periods. In the Middle Rio Grande Watershed NEXRAD Stage III data also yield robust daily results (time averaged over a three‐day period) with NS values of (0.60‐0.88). TRMM 3B42 data generate simulations for the Middle Rio Grande Watershed of variable qualtiy (MBE = +13 to ?16%; NS = 0.38‐0.94; RMSE = 0.07‐0.65), but greatly overestimates streamflow during the calibration period in the Middle Nueces Watershed. During the calibration period use of NWS rain gauge data does not generate acceptable simulations in both watersheds. Significantly, our study is the first to successfully demonstrate the utility of satellite‐estimated precipitation (TRMM 3B42) in supporting hydrologic modeling with SWAT; thereby, potentially extending the realm (between 50°N and 50°S) where remotely sensed precipitation data can support hydrologic modeling outside of regions that have modern, ground‐based radar networks (i.e., much of the third world).     

A COMPARISON OF GEOSTATISTICAL METHODOLOGIES USED TO ESTIMATE SNOW WATER EQUIVALENT1

ABSTRACT: The need to monitor and forecast water resources accurately, particularly in the western United States, is becoming increasingly critical as the demand for water continues to escalate. Consequently, the National Weather Service (NWS) has developed a geostatistical model that is used to obtain areal estimates of snow water equivalent (the thtal water content in all phases of the snowpack), a major source of water in the West. The areal snow water equivalent estimates are used to update the hydrologic simulation models maintained by the NWS and designed to produce extended streamflow forecasts for river systems throughout the United States. An alternative geostatistical technique has been proposed to estimate snow water equivalent. In this research, we describe the two methodologies and compare the accuracy of the estimates produced by each technique. We illustrate their application and compare their estimation accuracy using snow data collected in the North Fork Clearwater River basin in Idaho.     

HYDROLOGICAL MODELING OF THE IROQUOIS RIVER WATERSHED USING HSPF AND SWAT1

ABSTRACT: The performance of two popular watershed scale simulation models — HSPF and SWAT — were evaluated for simulating the hydrology of the 5,568 km² Iroquois River watershed in Illinois and Indiana. This large, tile drained agricultural watershed provides distinctly different conditions for model comparison in contrast to previous studies. Both models were calibrated for a nine‐year period (1987 through 1995) and verified using an independent 15‐year period (1972 through 1986) by comparing simulated and observed daily, monthly, and annual streamflow. The characteristics of simulated flows from both models are mostly similar to each other and to observed flows, particularly for the calibration results. SWAT predicts flows slightly better than HSPF for the verification period, with the primary advantage being better simulation of low flows. A noticeable difference in the models' hydrologic simulation relates to the estimation of potential evapotranspiration (PET). Comparatively low PET values provided as input to HSPF from the BASINS 3.0 database may be a factor in HSPF's overestimation of low flows. Another factor affecting baseflow simulation is the presence of tile drains in the watershed. HSPF parameters can be adjusted to indirectly account for the faster subsurface flow associated with tile drains, but there is no specific tile drainage component in HSPF as there is in SWAT. Continued comparative studies such as this, under a variety of hydrologic conditions and watershed scales, provide needed guidance to potential users in model selection and application.     

A SURVEY OF THE U.S. NATIONAL PRECIPITATION NETWORK1

ABSTRACT: Numbers and record lengths of precipitation stations were surveyed in the conterminous United States using climatological data published in 1975 by the National Weather Service (NWS). The total numbers of nonrecording (8247) and recording (3036) gages were about the same as in the 1940s and less than in the late 1950s; about 70 percent of the nonrecording gages have record lengths of 25 years or more. State network densities were increased exponentially with population density and long term precipitation average. Except for a few states, precipitation stations maintained by the NWS are adequate in numbers to ensure a 95 percent statistical probability that state sample means will estimate true means within ± 5 percent.     

SIMULATION OF THE EFFECTS OF URBANIZATION ON BASIN STREAMFLOW1

ABSTRACT: The hydrologic modeling of streamflow in the Waterford River Basin has been conducted as part of comprehensive investigations of the effects of urbanization on water resources in the basin. Using a detailed input data base, continuous simulation of streamflow in the study area has been done by means of the HSPF model, which has been calibrated for the existing conditions and then applied to several future land use scenarios. The basin climate and geology contribute to high conversion of precipitation into streamflow under the existing conditions. Consequently, future urban development in the study basin should not increase the annual streamflow, but would contribute to increases in peak flows and the incidence of flooding because of the increased speed of runoff. If the impervious area in the basin is doubled, the peak flows may increase by about 20 percent.     

PROBABLE MAXIMUM FLOOD ESTIMATION-EASTERN UNITED STATES1

In 1982, the National Weather Service (NWS) published criteria for developing the spatial and temporal precipitation distribution characteristics of Probable Maximum Storms. The criteria, which are intended for use in the United States east of the 105th meridian, involve four variables: (1) location of the storm center, (2) storm-area size, (3) storm orientation, and (4) temporal arrangement of precipitation amounts. A computer program has been developed which applies the NWS criteria to produce hyetographs of spatially-averaged precipitation for a basin, or for each subbasin if the basin is subdividided. The basis and operational characteristics of the program are described, and an application is illustrated in which the program is used in conjunction with a precipitation-runoff simulation program (HEC-1) to compute a Probable Maximum Flood.     

RESOLUTION OF ENDANGERED SPECIES ACT ISSUES IN PERMITTING TILE PLATEAU CREEK PIPELINE1

ABSTRACT: This paper describes how a hydrologic model proved to be a valuable tool to help interested parties understand impacts to four threatened and endangered fish species in the Upper Colorado River. In 1994, the Ute Water Conservancy District initiated permitting and design of the Plateau Creek pipeline replacement. The project was considered a major Federal action and therefore subject to the National Environmental Policy Act. Under Section 7 of the Endangered Species Act, the U.S. Fish and Wildlife Service (USFWS) entered the process to develop a Biological Opinion (BO) and determined that the project could potentially impact the endangered fish in the 15‐mile reach of the Colorado River. The Section 7 consultation was directed by a Core Committee comprised of stakeholders in the Upper Colorado River watershed. Hydrologic modeling became the evaluation tool for comparing flow reductions to USFWS target recovery flows and defining make‐up flow requirements to meet those targets. The Colorado River Recovery Implementation Program was designated to provide the make‐up flows. The USFWS released a final BO in December 1997, approving diversions through 2015. An Environmental Impact Statement for the project was completed and the Record of Decision was issued by the Bureau of Land Management in early 1998.     

MODERNIZATION OF NATIONAL WEATHER SERVICE RIVER FORECASTING TECHNIQUES1

The National Weather Service is nearing the conclusion of a five year period of transition from index type catchment modelling to the use of conceptual hydrologic models. The decision to make this technological change was based on an extensive research project in which various catchment models were tested in a wide variety of basins and their strong and weak points ascertained. This project is described. Some of the problems involved in the changeover, which are discussed, are practical parameter optimization methods, computer requirements for the more complex technology, data requirements, fitting of the catchment model to major river systems, training of personnel and staffing problems.     

Open Water Data in Space and Time

An Open Water Data Initiative has been established by the federal government to enhance water information sharing across the United States (U.S.) using standardized web services for geospatial and temporal data. In a parallel effort, the National Weather Service has established a new National Water Center on the Tuscaloosa campus of the University of Alabama, at which a new National Water Model starts operations in June 2016, to continually simulate and forecast streamflow discharge throughout the continental U.S. These two developments support the interoperability of streamflow and hydrologic information in time and space from modeled and observed sources through the use of open standards to share water information.     

Hydrologic Resilience from Summertime Fog and Recharge: A Case Study for Coho Salmon Recovery Planning

Fog and low cloud cover (FLCC) and late summer recharge increase stream baseflow and decrease stream temperature during arid Mediterranean climate summers, which benefits salmon especially under climate warming conditions. The potential to discharge cool water to streams during the late summer (hydrologic capacity; HC) furnished by FLCC and recharge were mapped for the 299 subwatersheds ranked Core, Phase 1, or Phase 2 under the National Marine Fisheries Service Recovery Plan that prioritized restoration and threat abatement action for endangered Central California Coast Coho Salmon evolutionarily significant unit. Two spatially continuous gridded datasets were merged to compare HC: average hrs/day FLCC, a new dataset derived from a decade of hourly National Weather Satellite data, and annual average mm recharge from the USGS Basin Characterization Model. Two use‐case scenarios provide examples of incorporating FLCC‐driven HC indices into long‐term recovery planning. The first, a thermal analysis under future climate, projected 65% of the watershed area for 8–19 coho population units as thermally inhospitable under two global climate models and identified several units with high resilience (high HC under the range of projected warming conditions). The second use case investigated HC by subwatershed rank and coho population, and identified three population units with high HC in areas ranked Phase 1 and 2 and low HC in Core. Recovery planning for cold‐water fish species would benefit by including FLCC in vulnerability analyses.     

IMPACT OF IRRIGATION WELLS ON BASEFLOW OF THE BIG BLUE RWER,NEBRASKA1

ABSTRACT: The Kansas-Nebraska Big Blue River compact requires that the state of Nebraska insure a minimum flow of the Big Blue River across the state line. There are two options that the state of Nebraska may use to ensure minimum flows. The obvious option is to limit surface-water irrigators along the river. However, under the terms of the compact, a second option may be to regulate irrigation wells that are within one mile of the river and were installed after November 1, 1968. The objective of this study is to quantify the effects of 17 irrigation wells that may be regulated on baseflow of the Big Blue River. A finite-element model is used to study the hydrogeologic system between DeWitt and Beatrice, Nebraska. The 17 wells that may be regulated are located between these towns and are developed in sediments deposited in a cross-cutting paleovalley anchor alluvium associated with the Big Blue River. While there wore considerable existing data, additional data were gathered by drilling an additional nine test holes, conducting several aquifer tests, stream-stage measurements, and baseflow calculation through extensive stream-discharge measurements, establishment of a ground water-level monitoring network, determining the amount of water pumped for irrigation and municipal use in the area, and a short-term precipitation network. The model was calibrated using observed baseflow and ground water level data. The model clearly shows that regulating the 17 wells to maintain baseflow would have a minimal effect on the overall water budget. This is reasonable, especially considering that there are over 250 irrigation wells in the project area. The 17 wells considered pumped only 6 percent of the total pumpage within the modeled area during the irrigation season of 1984. The computer model provides the documentation needed to demonstrate this fact. Although much of the resources spent and a significant amount of hydrogeologic data are being collected over a period of three years on a relatively small area, the simulation model could be improved through further field testing of the aquifer and stream-bed sediment characteristics and quantification of ground water recharge, discharge, and evapotranspiration rates.     

Towards Real‐Time Continental Scale Streamflow Simulation in Continuous and Discrete Space

The National Weather Service (NWS) forecasts floods at approximately 3,600 locations across the United States (U.S.). However, the river network, as defined by the 1:100,000 scale National Hydrography Dataset‐Plus (NHDPlus) dataset, consists of 2.7 million river segments. Through the National Flood Interoperability Experiment, a continental scale streamflow simulation and forecast system was implemented and continuously operated through the summer of 2015. This system leveraged the WRF‐Hydro framework, initialized on a 3‐km grid, the Routing Application for the Parallel Computation of Discharge river routing model, operating on the NHDPlus, and real‐time atmospheric forcing to continuously forecast streamflow. Although this system produced forecasts, this paper presents a study of the three‐month nowcast to demonstrate the capacity to seamlessly predict reach scale streamflow at the continental scale. In addition, this paper evaluates the impact of reservoirs, through a case study in Texas. Validation of the uncalibrated model using observed hourly streamflow at 5,701 U.S. Geological Survey gages shows 26% demonstrate PBias ≤ |25%|, 11% demonstrate Nash‐Sutcliffe Efficiency (NSE) ≥ 0.25, and 6% demonstrate both PBias ≤ |25%| and NSE ≥ 0.25. When evaluating the impact of reservoirs, the analysis shows when reservoirs are included, NSE ≥ 0.25 for 56% of the gages downstream while NSE ≥ 0.25 for 11% when they are not. The results presented here provide a benchmark for the evolving hydrology program within the NWS and supports their efforts to develop a reach scale flood forecasting system for the country.     

METHODOLOGIES FOR CALIBRATION AND PREDICTIVE ANALYSIS OF A WATERSHED MODEL1

ABSTRACT: The use of a fitted parameter watershed model to address water quantity and quality management issues requires that it be calibrated under a wide range of hydrologic conditions. However, rarely does model calibration result in a unique parameter set. Parameter nonuniqueness can lead to predictive nonuniqueness. The extent of model predictive uncertainty should be investigated if management decisions are to be based on model projections. Using models built for four neighboring watersheds in the Neuse River Basin of North Carolina, the application of the automated parameter optimization software PEST in conjunction with the Hydrologic Simulation Program Fortran (HSPF) is demonstrated. Parameter nonuniqueness is illustrated, and a method is presented for calculating many different sets of parameters, all of which acceptably calibrate a watershed model. A regularization methodology is discussed in which models for similar watersheds can be calibrated simultaneously. Using this method, parameter differences between watershed models can be minimized while maintaining fit between model outputs and field observations. In recognition of the fact that parameter nonuniqueness and predictive uncertainty are inherent to the modeling process, PEST's nonlinear predictive analysis functionality is then used to explore the extent of model predictive uncertainty.     

EVALUATION OF THE APPLICABILITY OF THE SWAT MODEL FOR COASTAL WATERSHEDS IN SOUTHEASTERN LOUISIANA1

ABSTRACT: The Soil and Water Assessment Tool (SWAT) has been used for hydrologic analyses at various watershed scales. However, little is known about the model's performance in coastal watersheds. In this study SWAT was evaluated for its applicability in three Louisiana coastal watersheds: the Amite, Tickfaw, and Tangipahoa River watersheds. The model was calibrated with daily discharge from 1976 to 1977 and validated from 1979 to 1999 for the Amite and Tangipahoa and with daily discharge from 1979 to 1989 for the Tickfaw. Deviation of mean discharge and the Nash‐Sutcliffe model efficiency were used to evaluate model behavior. The study found that Manning's roughness coefficient for the main channel, SCS curve number, and soil evaporation compensation factor were the most sensitive parameters for these coastal watersheds. The Manning's roughness coefficient showed the greatest effect on the response time of surface runoff, suggesting the critical role of channel routing in hydrologic modeling for lowland watersheds. The SWAT model demonstrated an excellent performance, with Nash‐Sutcliffe efficiencies of 0.935, 0.940, and 0.960 for calibrations of the Amite, Tickfaw, and Tangipahoa watersheds, respectively, and of 0.851, 0.811, and 0.867 for validations. The modeling results demonstrate that SWAT is capable of simulating hydrologic processes for medium scale to large scale coastal lowland watersheds in Louisiana.     

A CRITICAL APPROACH TO THE CALIBRATION OF A WATERSHED MODEL1

ABSTRACT: A complex watershed-scale water quality simulation model, the Hydrological Simulation Program-FORTRAN (HSPF) model, was calibrated for a 16 km² catchment. The simulation step size was 0.33 hours with predicted and recorded hydrologic flows compared on an annual and monthly basis during a total calibration period of four years. Unguided numerical optimization when applied alone did not yield a model parameter set with acceptable predictive capability; instead, it was necessary to apply a critical process that included sensitivity analysis, numerical optimization, and testing of derived model parameter sets to evaluate their performance for periods other than those for which they were determined. Using this critical calibration process, the model was proven to have significant predictive capability. Numerical optimization is an aid for model calibration, but it must not be used blindly.     

Effects of Recent Volcanic Eruptions on Aquatic Habitat in the Drift River, Alaska, USA: Implications at Other Cook Inlet Region Volcanoes

/ Numerous drainages supporting productive salmon habitat are surrounded by active volcanoes on the west side of Cook Inlet in south-central Alaska. Eruptions have caused massive quantities of flowing water and sediment to enter the river channels emanating from glaciers and snowfields on these volcanoes. Extensive damage to riparian and aquatic habitat has commonly resulted, and benthic macroinvertebrate and salmonid communities can be affected. Because of the economic importance of Alaska's fisheries, detrimental effects on salmonid habitat can have significant economic implications. The Drift River drains glaciers on the northern and eastern flanks of Redoubt Volcano. During and following eruptions in 1989-1990, severe physical disturbances to the habitat features of the river adversely affected the fishery. Frequent eruptions at other Cook Inlet region volcanoes exemplify the potential effects of volcanic activity on Alaska's important commercial, sport, and subsistence fisheries. Few studies have documented the recovery of aquatic habitat following volcanic eruptions. The eruptions of Redoubt Volcano in 1989-1990 offered an opportunity to examine the recovery of the macroinvertebrate community. Macroinvertebrate community composition and structure in the Drift River were similar in both undisturbed and recently disturbed sites. Additionally, macroinvertebrate samples from sites in nearby undisturbed streams were highly similar to those from some Drift River sites. This similarity and the agreement between the Drift River macroinvertebrate community composition and that predicted by a qualitative model of typical macroinvertebrate communities in glacier-fed rivers indicate that the Drift River macroinvertebrate community is recovering five years after the disturbances associated with the most recent eruptions of Redoubt Volcano. KEY WORDS: Aquatic habitat; Volcanoes; Lahars; Lahar-runout flows; Macroinvertebrates; Community structure; Community composition; Taxonomic similarity     

Assessing Retrospective National Water Model Streamflow with Respect to Droughts and Low Flows in the Colorado River Basin

Streamflow monitoring in the Colorado River Basin (CRB) is essential to ensure diverse needs are met, especially during periods of drought or low flow. Existing stream gage networks, however, provide a limited record of past and current streamflow. Modeled streamflow products with more complete spatial and temporal coverage (including the National Water Model [NWM]), have primarily focused on flooding, rather than sustained drought or low flow conditions. Objectives of this study are to (1) evaluate historical performance of the NWM streamflow estimates (particularly with respect to droughts and seasonal low flows) and (2) identify characteristics relevant to model inputs and suitability for future applications. Comparisons of retrospective flows from the NWM to observed flows from the United States Geological Survey stream gage network over 22 years in the CRB reveal a tendency for underestimating low flow frequency, locations with low flows, and the number of years with low flows. We found model performance to be more accurate for the Upper CRB and at sites with higher precipitation, snow percent, baseflow index, and elevations. Underestimation of low flows and variable model performance has important implications for future applications: inaccurate evaluations of historical low flows and droughts, and less reliable performance outside of specific watershed/stream conditions. This highlights characteristics on which to focus future model development efforts.     

Application of the ELOHA Framework to Regulated Rivers in the Upper Tennessee River Basin: A Case Study

In order for habitat restoration in regulated rivers to be effective at large scales, broadly applicable frameworks are needed that provide measurable objectives and contexts for management. The Ecological Limits of Hydrologic Alteration (ELOHA) framework was created as a template to assess hydrologic alterations, develop relationships between altered streamflow and ecology, and establish environmental flow standards. We tested the utility of ELOHA in informing flow restoration applications for fish and riparian communities in regulated rivers in the Upper Tennessee River Basin (UTRB). We followed the steps of ELOHA to generate univariate relationships between altered flows and ecology within the UTRB. By comparison, we constructed multivariate models to determine improvements in predictive capacity with the addition of non-flow variables. We then determined whether those relationships could predict fish and riparian responses to flow restoration in the Cheoah River, a regulated system within the UTRB. Although ELOHA provided a robust template to construct hydrologic information and predict hydrology for ungaged locations, our results do not suggest that univariate relationships between flow and ecology (step 4, ELOHA process) can produce results sufficient to guide flow restoration in regulated rivers. After constructing multivariate models, we successfully developed predictive relationships between flow alterations and fish/riparian responses. In accordance with model predictions, riparian encroachment displayed consistent decreases with increases in flow magnitude in the Cheoah River; however, fish richness did not increase as predicted 4 years after restoration. Our results suggest that altered temperature and substrate and the current disturbance regime may have reduced opportunities for fish species colonization. Our case study highlights the need for interdisciplinary science in defining environmental flows for regulated rivers and the need for adaptive management approaches once flows are restored.     

Process-based calibration of WRF-Hydro in a mountainous basin in southwestern U.S.

The National Water Model (NWM) will provide the next generation of operational streamflow forecasts across the United States (U.S.) using the WRF-Hydro hydrologic model. In this study, we propose a strategy to calibrate 10 parameters of WRF-Hydro that control runoff generation during floods and snowmelt seasons, and due to baseflow. We focus on the Oak Creek Basin (820 km²), an unregulated mountainous sub-watershed of the Salt and Verde River Basins in Arizona, which are the largest source of water supply for the Phoenix Metropolitan area. We calibrate the model against discharge observations at the outlet in 2008–2011, and validate it at two stream gauging stations in 2012–2016. After bias correcting the precipitation forcings, we sequentially modify the model parameters controlling distinct runoff generation processes in the basin. We find that capturing the deep drainage to the aquifer is crucial to improve the simulation of all processes and that this flux is mainly controlled by the SLOPE parameter. Performance metrics indicate that snowmelt, baseflow, and floods due to winter storms are simulated fairly well, while flood peaks caused by summer thunderstorms are severely underestimated. We suggest the use of spatially variable soil depth to enhance the simulation of these processes. This work supports the ongoing calibration effort of the NWM by testing WRF-Hydro in a watershed with a large variety of runoff mechanisms that are representative of several basins in the southwestern U.S.