A note on data augmentation and iterative simulation for survival rate estimation

In this paper we examine the use of data augmentation techniques for simplifying iterative simulation in the context of both Bayesian and classical statistical inference for survival rate estimation. We examine two distinct model families common in population ecology to illustrate our ideas, ring-recovery models and capture–recapture models, and we present the computational advantage of this approach. We discuss also the fact that problems associated with identifiability in the classical framework can be overcome using data augmentation, but highlight the dangers in doing so under both inferential paradigms.

Statistics in disease ecology: introduction to a special issue

The three papers included in this special issue represent a set of presentations in an invited session on disease ecology at the 2005 Spring Meeting of the Eastern North American Region of the International Biometric Society. The papers each address statistical estimation and inference for particular components of different disease processes and, taken together, illustrate the breadth of statistical issues arising in the study of the ecology and public health impact of disease. As an introduction, we provide a very brief overview of the area of “disease ecology”, a variety of synonyms addressing different aspects of disease ecology, and present a schematic structure illustrating general components of the underlying disease process, data collection issues, and different disciplinary perspectives ranging from microbiology to public health surveillance.

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Behavior of yellowfin (<Emphasis Type="Italic">Thunnus albacares</Emphasis>) and bigeye (<Emphasis Type="Italic">T. obesus</Emphasis>) tuna in a network of fish aggregating devices (FADs)

The influence of multiple anchored fish aggregating devices (FADs) on the spatial behavior of yellowfin (Thunnus albacares) and bigeye tuna (T. obesus) was investigated by equipping all thirteen FADs surrounding the island of Oahu (HI, USA) with automated sonic receivers (“listening stations”) and intra-peritoneally implanting individually coded acoustic transmitters in 45 yellowfin and 12 bigeye tuna. Thus, the FAD network became a multi-element passive observatory of the residence and movement characteristics of tuna within the array. Yellowfin tuna were detected within the FAD array for up to 150 days, while bigeye tuna were only observed up to a maximum of 10 days after tagging. Only eight yellowfin tuna (out of 45) and one bigeye tuna (out of 12) visited FADs other than their FAD of release. Those nine fish tended to visit nearest neighboring FADs and, in general, spent more time at their FAD of release than at the others. Fish visiting the same FAD several times or visiting other FADs tended to stay longer in the FAD network. A majority of tagged fish exhibited some synchronicity when departing the FADs but not all tagged fish departed a FAD at the same time: small groups of tagged fish left together while others remained. We hypothesize that tuna (at an individual or collective level) consider local conditions around any given FAD to be representative of the environment on a larger scale (e.g., the entire island) and when those conditions become unfavorable the tuna move to a completely different area. Thus, while the anchored FADs surrounding the island of Oahu might concentrate fish and make them more vulnerable to fishing, at a meso-scale they might not entrain fish longer than if there were no (or very few) FADs in the area. At the existing FAD density, the ‘island effect’ is more likely to be responsible for the general presence of fish around the island than the FADs. We recommend further investigation of this hypothesis.

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Flexible hierarchical mark-recapture modeling for open populations using WinBUGS

Hierarchical mark-recapture models offer three advantages over classical mark-recapture models: (i) they allow expression of complicated models in terms of simple components; (ii) they provide a convenient way of modeling missing data and latent variables in a way that allows expression of relationships involving latent variables in the model; (iii) they provide a convenient way of introducing parsimony into models involving many nuisance parameters. Expressing models using the complete data likelihood we show how many of the standard mark-recapture models for open populations can be readily fitted using the software WinBUGS. We include examples that illustrate fitting the Cormack–Jolly–Seber model, multi-state and multi-event models, models including auxiliary data, and models including density dependence.

Testing homogeneity of capture probabilities of animals in a removal experiment

Consider the removal experiment used to estimate population sizes. Statistical methods towards testing the homogeneity of capture probabilities of animals, including a graphical diagnostic and a formal test, are presented and illustrated by real biological examples. Simulation is used to assess the test and compare it with the χ² test.

Beta-normal distribution in dose–response modeling and risk assessment for quantitative responses

To establish allowable daily intakes for humans from animal bioassay experiments, benchmark doses corresponding to low levels of risk have been proposed to replace the no-observed-adverse-effect level for non-cancer endpoints. When the experimental outcomes are quantal, each animal can be classified with or without the disease. The proportion of affected animals is observed as a function of dose and calculation of the benchmark dose is relatively simple. For quantitative responses, on the other hand, one method is to convert the continuous data to quantal data and proceed with benchmark dose estimation. Another method which has found more popularity (Crump, Risk Anal 15:79–89; 1995) is to fit an appropriate dose–response model to the continuous data, and directly estimate the risk and benchmark doses. The normal distribution has often been used in the past as a dose–response model. However, for non-symmetric data, the normal distribution can lead to erroneous results. Here, we propose the use of the class of beta-normal distribution and demonstrate its application in risk assessment for quantitative responses. The most important feature of this class of distributions is its generality, encompassing a wide range of distributional shapes including the normal distribution as a special case. The properties of the model are briefly discussed and risk estimates are derived based on the asymptotic properties of the maximum likelihood estimates. An example is used for illustration.

Some comments on design-based line-intersect sampling with segmented transects

Line-intersect sampling based on segmented transects is adopted in many forest inventories to quantify important ecological indicators such as coarse woody debris attributes. By assuming a design-based approach, Affleck, Gregoire and Valentine (2005, Environ Ecol Stat 12:139–154) have recently proposed a sampling protocol for this line-intersect setting and have suggested an estimation method based on linear homogeneous estimators. However, their proposal does not encompass the estimation procedure currently adopted in some national forest inventories. Hence, the present paper aims to introduce a unifying perspective for both methods. Moreover, it is shown that the two procedures give rise to coincident estimators for almost all the usual field applications. Finally, some strategies for efficient segmented-transect replications are considered.

Replace the NOAEL and LOAEL with the BMDL01 and BMDL10

Although benchmark-dose methodology has existed for more than 20 years, benchmark doses (BMDs) still have not fully supplanted the no-observed-adverse-effect level (NOAEL) and lowest-observed-adverse-effect level (LOAEL) as points of departure from the experimental dose–response range for setting acceptable exposure levels of toxic substances. Among the issues involved in replacing the NOAEL (LOAEL) with a BMD are (1) which added risk level(s) above background risk should be targeted as benchmark responses (BMRs), (2) whether to apply the BMD methodology to both carcinogenic and noncarcinogenic toxic effects, and (3) how to model continuous health effects that aren’t observed in a natural risk-based context like dichotomous health effects. This paper addresses these issues and recommends specific BMDs to replace the NOAEL and LOAEL.

Hierarchical modeling for extreme values observed over space and time

We propose a hierarchical modeling approach for explaining a collection of spatially referenced time series of extreme values. We assume that the observations follow generalized extreme value (GEV) distributions whose locations and scales are jointly spatially dependent where the dependence is captured using multivariate Markov random field models specified through coregionalization. In addition, there is temporal dependence in the locations. There are various ways to provide appropriate specifications; we consider four choices. The models can be fitted using a Markov Chain Monte Carlo (MCMC) algorithm to enable inference for parameters and to provide spatio–temporal predictions. We fit the models to a set of gridded interpolated precipitation data collected over a 50-year period for the Cape Floristic Region in South Africa, summarizing results for what appears to be the best choice of model.

Geographic sampling of urban soils for contaminant mapping: how many samples and from where

Properly sampling soils and mapping soil contamination in urban environments requires that impacts of spatial autocorrelation be taken into account. As spatial autocorrelation increases in an urban landscape, the amount of duplicate information contained in georeferenced data also increases, whether an entire population or some type of random sample drawn from that population is being analyzed, resulting in conventional power and sample size calculation formulae yielding incorrect sample size numbers vis-à-vis model-based inference. Griffith (in Annals, Association of American Geographers, 95, 740–760, 2005) exploits spatial statistical model specifications to formulate equations for estimating the necessary sample size needed to obtain some predetermined level of precision for an analysis of georeferenced data when implementing a tessellation stratified random sampling design, labeling this approach model-informed, since a model of latent spatial autocorrelation is required. This paper addresses issues of efficiency associated with these model-based results. It summarizes findings from a data collection exercise (soil samples collected from across Syracuse, NY), as well as from a set of resampling and from a set of simulation experiments following experimental design principles spelled out by Overton and Stehman (in Communications in Statistics: Theory and Methods, 22, 2641–2660). Guidelines are suggested concerning appropriate sample size (i.e., how many) and sampling network (i.e., where).

Trap mortality in mark-recapture studies

When animals die in traps in a mark-recapture study, straightforward likelihood inferences are possible in a class of models. The class includes M₀, M_t, and M_b as reported by White et al. (Los Alamos National Laboratory, LA-8787-NERP, pp 235, 1982), those that do not involve heterogeneity. We include three Markov chain “persistence” models and show that they provide good fits in a trapping study of deer mice in the Cascade-Siskiyou National Monument of Southern Oregon where trapping mortality was high.

Vertical movement and habitat of opah (Lampris guttatus) in the central North Pacific recorded with pop-up archival tags

Data from 11 pop-up archival transmitting tags attached to opah (Lampris guttatus, F. Lampridae) in the central North Pacific between November 2003 and March 2005 were used to describe their vertical movement and habitat. In the subtropical gyre northwest of the Hawaiian Islands, opah generally inhabited a 50–400 m depth range and 8–22°C temperatures. They were frequently found in depths of 50–150 m at night and in greater depths (100–400 m) during the day, but were constantly moving vertically within this broad range. At night, excursions below 200 m were not uncommon and during the day they were very likely to spend some time at depths <175 m. Their vertical speeds were generally <25 cm s⁻¹ but on one occasion an opah descended at a burst speed of 4 m s⁻¹. Vertical habitat use by individual opah apparently varied with local oceanographic conditions, but over a 24-h period the average temperature experienced was always in the narrow range of 14.7 to 16.5°C.

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The fire frequency analysis branch of the pyrostatistics tree: sampling decisions and censoring in fire interval data

Statistical characterization of past fire regimes is important for both the ecology and management of fire-prone ecosystems. Survival analysis—or fire frequency analysis as it is often called in the fire literature—has increasingly been used over the last few decades to examine fire interval distributions. These distributions can be generated from a variety of sources (e.g., tree rings and stand age patterns), and analysis typically involves fitting the Weibull model. Given the widespread use of fire frequency analysis and the increasing availability of mapped fire history data, our goal has been to review and to examine some of the issues faced in applying these methods in a spatially explicit context. In particular, through a case study on the massive Cedar Fire in 2003 in southern California, we examine sensitivities of parameter estimates to the spatial resolution of sampling, point- and area-based methods for assigning sample values, current age surfaces versus historical intervals in generating distributions, and the inclusion of censored (i.e., incomplete) observations. Weibull parameter estimates were found to be roughly consistent with previous fire frequency analyses for shrublands (i.e., median age at burning of ~30–50 years and relatively low age dependency). Results indicate, however, that the inclusion or omission of censored observations can have a substantial effect on parameter estimates, far more than other decisions about specifics of sampling.

Hierarchical spatial point process analysis for a plant community with high biodiversity

A complex multivariate spatial point pattern of a plant community with high biodiversity is modelled using a hierarchical multivariate point process model. In the model, interactions between plants with different post-fire regeneration strategies are of key interest. We consider initially a maximum likelihood approach to inference where problems arise due to unknown interaction radii for the plants. We next demonstrate that a Bayesian approach provides a flexible framework for incorporating prior information concerning the interaction radii. From an ecological perspective, we are able both to confirm existing knowledge on species’ interactions and to generate new biological questions and hypotheses on species’ interactions.

Genus-specific associations of marine sponges with group I crenarchaeotes

Sponges have rich and diverse associated microbial communities, which may have important functions in their metabolism. A survey of the archaeal communities of 23 poriferan species, focusing on the family Axinellidae, was conducted over the period 2002–2004 using 16S rDNA gene libraries created with archaeal-specific primers. The 28S rDNA sequences of the sponge hosts were also obtained. Of 23 species, 19 showed evidence of archaeal communities from group C1a (marine group I; Crenarchaeota), with three of these also showing evidence of Archaea from group E2 (marine group II; Euryarchaeota). Within the Crenarchaeota, two strongly supported sponge-specific clades were identified corresponding to the sponge family Axinellidae, and a novel sponge clade denoted clade C. These findings suggest that these archaea have evolved closely with their sponge hosts and are likely to play an important role in their metabolism.

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Multi-parameter renewal processes and simulation of forest fires

The concept of the renewal property is extended to processes indexed by a multidimensional time parameter. The definition given includes not only partial sum processes, but also Poisson processes and many other point processes whose jump points are not totally ordered. Various properties of renewal processes are discussed. Renewal processes are proposed as a basis for modelling the spread of a forest fire under a prevailing wind.

Fiat boundaries: some implications for interpretation,decision-support,and multi-temporal analysis

Polygon-based thematic maps can be composed of boundaries that exist by definition—i.e., bona fide boundaries—or those that exist relative to a specific interpretation of a spatial phenomenon—i.e., fiat boundaries. The construction of maps composed of fiat boundaries is usually based on a subjective interpretive methodology that is affected by the data used to construct the map and the minimum mapping unit employed. That fiat boundaries are not the same as bona fide boundaries affects their use in computer-based spatial decision support tools. This is discussed both in terms of an analysis conducted at one specific moment, and in respect to increasingly common multi-temporal analysis.

Macrozoobenthos diversity in an oxygen minimum zone off northern Namibia

A benthological survey in the Benguela upwelling area off northern Namibia (located at 17.3°S and water depth ranging between 26 and 117 m) showed the concentration of dissolved oxygen and the accumulation of organic-rich sediments to control macrozoobenthic community patterns. In contrast to highly biodiverse nearshore areas with well-structured shell deposits of the brachiopod Discinisca tenuis (Sowerby 1847), the benthic community in the oxygen minimum zone (OMZ) decreased strongly in species numbers. Nevertheless, a well-established community ranging from 13 to 31 species persisted. Species densities (300–3,350 ind m⁻²) and biomass (4–109 g afdw/m²) were surprisingly high for areas with near bottom oxygen concentrations from 0.06 to 0.88 ml l⁻¹. In contrast to OMZ’s of other upwelling areas, where the benthic macrofauna is generally dominated by small-bodied polychaetes, off Namibia larger key organisms like the bivalve Nuculana bicuspidata (Gould 1845) and the snail Nassarius vinctus (Marrett 1877) accounted for a large proportion of the macrozoobenthos >1 mm. This is supposed to have a distinct effect on the functional properties of the sediments.

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Prospective spatial prediction of infectious disease: experience of New York State (USA) with West Nile Virus and proposed directions for improved surveillance

Infectious disease surveillance has become an international top priority due to the perceived risk of bioterrorism. This is driving the improvement of real-time geo-spatial surveillance systems for monitoring disease indicators, which is expected to have many benefits beyond detecting a bioterror event. West Nile Virus surveillance in New York State (USA) is highlighted as a working system that uses dead American Crows (Corvus brachyrhynchos) to prospectively indicate viral activity prior to human onset. A cross-disciplinary review is then presented to argue that this system, and infectious disease surveillance in general, can be improved by complementing spatial cluster detection of an outcome variable with predictive “risk mapping” that incorporates spatiotemporal data on the environment, climate and human population through the flexible class of generalized linear mixed models.