SPATIAL COMPARABILITY OF THE PALMER DROUGHT SEVERITY INDEX1

ABSTRACT: The Palmer Drought Severity Index, which is intended to be of reasonable comparable local significance both in space and time, has been extensively used as a measure of drought for both agricultural and water resource management. This study examines the spatial comparability of Palmer's (1965) definition of severe and extreme drought. Index values have been computed for 1035 sites with at least 60 years of record that are scattered across the contiguous United States, and quantile values corresponding to a specified index value were calculated for given months and then mapped. The analyses show that severe or extreme droughts, as defined by Palmer (1965), are not spatially comparable in terms of identifying rare events. The wide variation across the country in the frequency of occurrence of Palmer's (1965) extreme droughts reflects the differences in the variability of precipitation, as well as the average amount of precipitation. It is recommended first, that a drought index be developed which considers both variability and averages; and second, that water resource managers and planners define a drought in terms of an index value that corresponds to the expected quantile (return period) of the event.     

THE PALMER DROUGHT SEVERITY INDEX AS A MEASURE OF HYDROLOGIC DROUGHT1

ABSTRACT: The Palmer Drought Severity Index (PDSI) is perhaps the most widely used regional drought index. However, there is considerable ambiguity about its value as a measure of hydrologic drought. In this paper the PDSI for climatic divisions in New Jersey is compared to the occurrence within each climatic division of streamflows in their lower quartile for the month (streamflow index), and ground-water levels in their lower quartile for the month (ground-water index). These indices are found to have distinct properties. It is not uncommon for PDSI values to indicate “severe” or “extreme” drought at times when the streamflow or groundwater index is above its lower quartile at many stations within the climatic division. The PDSI values and groundwater index indicate more persistent subnormal conditions than the streamflow index for truncation levels yielding the same total duration of drought over a period. The ground-water index tends to indicate a later beginning to droughts and of the three indices is the most conservative indicator of a drought's end. Drought timing and duration properties for the ground-water index are found to be highly influenced by the average depth to water in the well. Overall, the three indices of drought can provide three very different characterizations of drought. In particular, the results indicate that considerable caution should be exercised in drawing conclusions about hydrologic drought from the PDSI.     

IS IT REALISTIC TO DEFINE A 100-YEAR DROUGHT FOR WATER MANAGEMENT?1

ABSTRACT: The concept of recurrence interval has been used for years in engineering designs. Can the same concept be applied to the drought analysis? This paper uses the plotting position method to define drought of various recurrence intervals based on stream-flow data. The method of truncation level was applied to the same data to examine the defined drought. Based on the method of truncation level, drought duration and its corresponding flow deficit were investigated. Eighteen flow gage stations from the Scioto River Basin in Ohio were selected for the study. The results show that flows of 100-year droughts using the plotting position method are practically nil. On the other hand, flows of droughts using the truncation method are gradually decreasing with an increase in truncation level, where flows of 95 percent are approximately equal to those of two-year droughts defined by the plotting position. It is also shown that there is a strung correlation between drought duration and deficit.     

MULTIYEAR DROUGHT SIMULATION1

ABSTRACT: Previous studies on multiyear droughts have often been limited to the analysis of historic annual flow series. A major disadvantage in this approach can be described as the unavailability of long historic flow records needed to obtain a significant number of drought events for the analysis. To overcome this difficulty, the present study proposes to use synthetically generated annual flow series. A methodology is presented to model annual flows based on an analysis of the harmonic and stochastic properties of the observed flows. Once the model is determined, it can be utilized to generate a flow series of desired length so as to include many hydrologic cycles within the process. The key parameter for a successful drought study is the truncation level used to distinguish low flows from high flows. In this paper, a concept of selecting the truncation level is also presented. The drought simulation procedure is illustrated by a case study of the Pequest watershed in New Jersey. For the above watershed, multiyear droughts were derived from both historic and generated flow series. Three important drought parameters, namely, the duration, severity, and magnitude, were determined for each drought event, and their probability distributions were studied. It was found that gamma and log normal probaility functions produce the best fit for the duration and severity, respectively. The derived probability curves from generated flows can be reliably used to predict the longest drought duration and the largest drought severity within a given return period.     

COMPARATIVE STUDY OF DROUGHT PREDICTION TECHNIQUES FOR RESERVOIR OPERATION1

ABSTRACT: Predicting the likelihood of a drought markedly enhances the efficiency of reservoir operations. This study applies the kriging method and time series analysis to predict inflows to Shihmen Reservoir in northern Taiwan. A subsequent reservoir operation simulation is employed to determine the drought lead time (DLT), the time before the onset of a drought. A more efficient reservoir operational strategy can be established with the aid of DLT and the probability of successful drought prediction (P s). Simulation results of reservoir operation over a period of three decades demonstrate that, at one month DLT, the kriging approach achieves 0.86 of P s for moderate droughts and 0.94 of P s for severe droughts. The kriging approach generally outperformed the time series approach in terms of DLT, P s of drought prediction, and the number of correctly predicted drought events.     

TREE‐RING BASED RECONSTRUCTIONS OF INTERANNUAL TO DECADAL SCALE PRECIPITATION VARIABILITY FOR NORTHEASTERN UTAH SINCE 1226 A.D.1

ABSTRACT: Samples from 107 piñon pines (Pinns edulis) at four sites were used to develop a proxy record of annual (June to June) precipitation spanning the 1226 to 2001 AD interval for the Uinta Basin Watershed of northeastern Utah. The reconstruction reveals significant precipitation variability at interannual to decadal scales. Single‐year dry events before the instrumental period tended to be more severe than those after 1900. In general, decadal scale dry events were longer and more severe prior to 1900. In particular, dry events in the late 13th, 16th, and 18th Centuries surpass the magnitude and duration of droughts seen in the Uinta Basin after 1900. The last four decades of the 20th Century also represent one of the wettest periods in the reconstruction. The proxy record indicates that the instrumental record (approximately 1900 to the Present) underestimates the potential frequency and severity of severe, sustained droughts in this area, while over representing the prominence of wet episodes. In the longer record, the empirical probability of any decadal scale drought exceeding the duration of the 1954 through 1964 drought is 94 percent, while the probability for any wet event exceeding the duration of the 1965 through 1999 wet spell is only 1 percent. Hence, estimates of future water availability in the Uinta Basin and forecasts for exports to the Colorado River, based on the 1961 to 1990 and 1971 to 2000 “normal” periods, may be overly optimistic.     

A 576‐Year Weber River Streamflow Reconstruction from Tree Rings for Water Resource Risk Assessment in the Wasatch Front,Utah

We present a 576‐year tree‐ring‐based reconstruction of streamflow for northern Utah's Weber River that exhibits considerable interannual and decadal‐scale variability. While the 20th Century instrumental period includes several extreme individual dry years, it was the century with the fewest such years of the entire reconstruction. Extended droughts were more severe in duration, magnitude, and intensity prior to the instrumental record, including the most protracted drought of the record, which spanned 16 years from 1703 to 1718. Extreme wet years and periods are also a regular feature of the reconstruction. A strong early 17th Century pluvial exceeds the early 20th Century pluvial in magnitude, duration, and intensity, and dwarfs the 1980s wet period that caused significant flooding along the Wasatch Front. The long‐term hydroclimatology of northern Utah is marked by considerable uncertainty; hence, our reconstruction provides water managers with a more complete record of water resource variability for assessment of the risk of droughts and floods for one of the largest and most rapidly growing population centers in the Intermountain West.     

Agricultural Adaptation to Drought for Different Cropping Systems in Southern China under Climate Change

This study investigates agricultural adaptation to drought for different cropping systems in southern China. The study area was divided into three regions: South China (SC), South of the Yangtze River (SYR), and Southwest China (SWC). An index of agricultural adaptation to drought (D) was established. Our findings indicated that the average total crop water demand varied greatly among the regions from 1961 to 2010 in southern China. The maximum value was found in the SC region, followed by the SYR and SWC regions. The effects of droughts on different crops were noticeable. Frequent droughts were recorded in late rice than in early rice in the SC and SYR regions. Droughts in the SWC region mainly affected winter wheat. Moreover, the effects of droughts on crops varied during different growth stages. More frequent and serious droughts occurred during the crop critical flowering stage. Particularly, the frequency of moderate and severe droughts for late rice in the SYR region was 62% during the critical flowering stage. For the SC and SYR regions, the D values of early rice (0.29 and 0.29) were lower than that of late rice (0.31 and 0.33), respectively. For the SWC region, the D values of winter wheat and rice were both low, with averages of 0.16 and 0.29, respectively. Our study provides interesting insights for improving the drought defense abilities for different cropping systems by changing crop planting proportion on a regional scale in China.     

Adaptation Bridges and Barriers in Water Planning and Management: Insight from Recent Extreme Droughts in Arizona and Georgia1

Abstract: It is critical to understand the ability of water management to prepare for and respond to the likely increasing duration, frequency, and intensity of droughts brought about by climate variability and change. This article evaluates this ability, or adaptive capacity, within large urban community water systems (CWSs) in Arizona and Georgia. It analyzes interview data on the bridges and barriers to adapting water management approaches in relation to extreme droughts over the past decade. This study not only finds levers for building adaptive capacity that are unique to each state but also identifies several unifying themes that cut across both cases. The interviews also show that a particular bridge or barrier, such as state regulation, is not universally beneficial or detrimental for building adaptive capacity within each state. Such knowledge is useful for improving water and drought management and for understanding how CWSs might prepare for future climate variability and change by removing the barriers and bolstering the bridges in efforts to build adaptive capacity.     

A Long View of Southern California Water Supply: Perfect Droughts Revisited

The impact of drought on water resources in arid and semiarid regions can be buffered by water supplies from different source regions. Simultaneous drought in all major source regions — or perfect drought — poses the most serious challenge to water management. We examine perfect droughts relevant to Southern California (SoCal) water resources with instrumental records and tree‐ring reconstructions for the Sacramento and Colorado Rivers, and SoCal. Perfect droughts have occurred five times since 1906, lasting two to three years, except for the most recent event, 2012–2015. This number and duration of perfect droughts is not unusual in the context of the past six centuries. The modern period stands out for the relatively even distribution of perfect droughts and lacks the clusters of perfect drought documented in prior centuries. In comparison, perfect droughts of the 12th Century were both longer (up to nine years) and more widespread. Perfect droughts of the 20th and 21st Centuries have occurred under different oceanic/atmospheric patterns, zonal and meridional flow, and ENSO or non‐ENSO conditions. Multidecadal coherence across the three regions exists, but it has varied over the past six centuries, resulting in irregular intervals of perfect drought. Although the causes of perfect droughts are not clear, given the long‐term natural variability along with projected changes in climate, it is reasonable to expect more frequent and longer perfect droughts in the future.     

PREDICTIVE ASSESSMENT OF SEVERITY OF AGRICULTURAL DROUGHTS BASED ON AGRO-CLIMATIC FACTORS1

ABSTRACT: Past historical evidence indicates that droughts have had great impacts on human life. Drought (or scarcity of water) is assessed based on two key factors, namely, the estimated water demand, and the expected water supply. The formulation of these key factors for a region largely depends on the agro-climatic and economic conditions. Consideration of one such key factor is the relationship between the crop yield and water deficit in the assessment and prediction of agricultural droughts. The varying nature of this relationship from crop to crop adds to the complexity of agricultural drought analysis. To overcome this difficulty in analyzing agricultural droughts of a region, it is adequate to consider and place emphasis on a single crop (i.e., an index crop) grown homogeneously over the major area of the region. From one year to another year, the pattern of water requirement during the growing season of an index crop is rather stationary, and the water supply in arid and semi-arid area is mainly from seasonal random precipitation. In a region, grain yield of the index crop and, in turn, assessment of the severity of drought can reasonably be predicted as a function of the time of crop sowing and the distribution of rainfall, provided that temporal and spatial effects of other contributing factors (crop variety, soil fertility status, crop disease, pest control, cultivation practices etc.) on grain yield are considered to be uniformly distributed (i.e., stable). A predictive method of assessing agricultural droughts in an arid area of western India is presented. The major crop (Pearl Millet) of this region is grown from. July through September. The formulation of the proposed predictive method inherently implies that the grain yield of the main crop is a reliable indicator of agricultural drought. In the development of this predictive relationship (i.e., a regression type model) a number of potential yet simple variables affecting the grain yield in the region were investigated. The soil moisture index, although generally considered significant compared to the simple variables, has been found to account for insignificant variation in the grain yield. Results of our investigations suggest that it would be advisable to exclude the soil moisture index variable from the model. The proposed regression model can be used in the prediction of grain yield of the main crop several months ahead of crop harvesting operations and, in turn, the assessment of agricultural drought severity as mild, moderate, or severe. Such an assessment is expected to be helpful to planners for arranging appropriate measures to effectively combat agricultural drought situations.     

Characterization of Drought in the South Atlantic,United States

Drought has been less extensively characterized in the humid South Atlantic compared to the arid western United States. Our objective was to characterize drought in the South Atlantic and to understand whether drought has become more severe in this region over time. Here we used monthly streamflow to characterize hydrological drought. Hydrological drought occurred when streamflow fell below the 20th percentile over three consecutive months and terminated once streamflow remained above the 20th percentile for three consecutive months. We characterized the frequency, duration, magnitude, and severity of events using the above definition. Significant changes in drought characteristics were tested with Mann‐Kendall over three periods: 1930‐2010, 1930‐1969, and 1970‐2010. We show that 71% of drought events were shorter than six months, while 7% were multiyear events. There was little evidence of trends in drought characteristics to support the claim of drought becoming more severe in the South Atlantic over the 20th Century. The one exception was a significant increase in the joint probability of nearby basins being simultaneously in drought conditions in the southern portion of the study area from 1970 to 2010. While drought characteristics have changed little through time, decreasing average streamflow in non drought periods coupled with increasing water demand provide the context within which recent multiyear drought events have produced significant stress on existing water infrastructure.     

TOWARDS CHARACTERIZING AND PLANNING FOR DROUGHT IN VERMONT‐PART I: A CLIMATOLOGICAL PERSPECTWE1

ABSTRACT: In the Green Mountain state of Vermont, droughts of one form or another and of varying intensities, seventies, and areal extent are not uncommon occurrences. The 1990s were marked by at least three drought events of which the 1998 to 1999 was the most recent. In spite of this recurrence, ongoing drought monitoring and mitigative planning efforts are not as advanced as they could be and no official drought plan exists for the state. This article is the first of two in this volume. It summarizes the cascade of drought types that impacted the state during the 1998 to 1999 episode. From a number of precipitation statistics and drought indices, fine spatial scales (county or better) were found to best capture the character of drought impacts, while the weekly time step is recommended as the temporal unit around which to base planning and monitoring efforts. The companion article outlines a possible framework for drought planning efforts and highlights key constituencies to be included in the process.     

IMPACTS OF A SEVERE SUSTAINED DROUGHT ON COLORADO RWER WATER RESOURCES1

ABSTRACT: The impacts of a severe sustained drought on Colorado River system water resources were investigated by simulating the physical and institutional constraints within the Colorado River Basin and testing the response of the system to different hydrologic scenarios. Simulations using Hydrosphere's Colorado River Model compared a 38-year severe sustained drought derived from 500 years of reconstructed streamflows for the Colorado River basin with a 38-year streamflow trace extracted from the recent historic record. The impacts of the severe drought on streamflows, water allocation, storage, hydropower generation, and salinity were assessed. Estimated deliveries to consumptive uses in the Upper Basin states of Colorado, Utah, Wyoming, New Mexico, and northern Arizona were heavily affected by the severe drought, while the Lower Basin states of California, Nevada, and Arizona suffered only slight shortages. Upper Basin reservoirs and streamflows were also more heavily affected than those in the Lower Basin by the severe drought. System-wide, total hydropower generation was 84 percent less in the drought scenario than in the historical stream-flow scenario. Annual, flow-weighted salinity below Lake Mead exceeded 1200 ppm for six years during the deepest portion of the severe drought. The salinity levels in the historical hydrology scenario never exceeded 1100 ppm.     

PLANNING FOR DROUGHT: THE ROLE OF STATE GOVERNMENT1

ABSTRACT: Although droughts are a frequent occurrence over much of the United States, response by state and federal government has been ineffective and poorly coordinated. Recently, several states have recognized the value of drought emergency planning and have developed plans to assist them in responding more effectively to prolonged periods of water shortage. These states have created an organizational structure to coordinate the assessment and response activities of state and federal agencies. Each state's drought response plan is unique since each state's water supply and management problems, and their consequent impacts, are unique. The drought response plans developed by Colorado, South Dakota and New York are reviewed here in detail. We recommend that other states affected by frequent and severe water shortages also develop drought emergency plans. These plans will enhance state government's ability to implement effective measures in a timely manner and, ultimately, may provide added incentive for the federal government to develop the national drought response plan called for by the General Accounting Office in 1979.     

Five Hundred Years of Hydrological Drought in the Upper Colorado River Basin1

Abstract: This article evaluates drought scenarios of the Upper Colorado River basin (UCRB) considering multiple drought variables for the past 500 years and positions the current drought in terms of the magnitude and frequency. Drought characteristics were developed considering water‐year data of UCRB’s streamflow, and basin‐wide averages of the Palmer Hydrological Drought Index (PHDI) and the Palmer Z Index. Streamflow and drought indices were reconstructed for the last 500 years using a principal component regression model based on tree‐ring data. The reconstructed streamflow showed higher variability as compared with reconstructed PHDI and reconstructed Palmer Z Index. The magnitude and severity of all droughts were obtained for the last 500 years for historical and reconstructed drought variables and ranked accordingly. The frequency of the current drought was obtained by considering two different drought frequency statistical approaches and three different methods of determining the beginning and end of the drought period (annual, 5‐year moving, and ten year moving average). It was concluded that the current drought is the worst in the observed record period (1923‐2004), but 6th to 14th largest in terms of magnitude and 1st to 12th considering severity in the past 500 years. Similarly, the current drought has a return period ranging from 37 to 103 years based on how the drought period was determined. It was concluded that if the 10‐year moving average is used for defining the drought period, the current drought appears less severe in terms of magnitude and severity in the last 500 years compared with the results using 1‐ and 5‐year averages.     

Robustness of Meteorological Droughts in Dynamically Downscaled Climate Simulations

We examine the robustness of a suite of regional climate models (RCMs) in simulating meteorological droughts and associated metrics in present‐day climate (1971‐2003) over the conterminous United States (U.S.). The RCMs that are part of North American Regional Climate Change Assessment Program (NARCCAP) simulations are compared with multiple observations over the climatologically homogeneous regions of the U.S. The seasonal precipitation, climatology, drought attributes, and trends have been assessed. The reanalysis‐based multi‐model median RCM reasonably simulates observed statistical attributes of drought and the regional detail due to topographic forcing. However, models fail to simulate significant drying trend over the Southwest and West. Further, reanalysis‐based NARCCAP runs underestimate the observed drought frequency overall, with the exception of the Southwest; whereas they underestimate persistence in the drought‐affected areas over the Southwest and West‐North Central regions. However, global climate model‐driven NARCCAP ensembles tend to overestimate regional drought frequencies. Models exhibit considerable uncertainties while reproducing meteorological drought statistics, as evidenced by a general lack of agreement in the Hurst exponent, which in turn controls drought persistence. Water resources managers need to be aware of the limitations of current climate models, while regional climate modelers may want to fine‐tune their parameters to address impact‐relevant metrics.     

MUNICIPAL WATER USE AND WATER RATES DRIVEN BY SEVERE DROUGHT: A CASE STUDY1

ABSTRACT: This paper synthesizes and interprets data pertaining to the evolution of average water revenue, water use, and the average cost of water supply in the City of Santa Barbara, California, from 1986 to 1996, a period which included one of the most devastating droughts in California this century. The 1987–1992 drought hit the study area particularly hard. The City of Santa Barbara was dependent exclusively on local sources for its water supply. That made it vulnerable as the regional climate is prone to extreme variability and recurrent droughts. The 1986–1992 drought provided a rare opportunity to assess the sensitivity of municipal water use to pricing, conservation, and other water management measures under extreme drought conditions. Our analysis indicates that the average cost of water rose more than three-fold in real terms from 1986 to 1996, while the gap between the average cost of supply and the average revenue per unit of water (= 100 cubic feet) rose in real terms from $0.14 in 1986 to $ 0.75 in 1996. The rise of $3.08 in the average cost of supplying one unit of water between 1986 and 1996 measures the cost of hedging drought risk in the study area. Water use dropped 46 percent at the height of the drought relative to pro-drought water use, and remains at 61 percent of the pre-drought level. The data derived from the 1987–1992 California drought are unique and valuable insofar as shedding light on drought/water demand adaptive interactions. The experience garnered on drought management during that unique period points to the possibilities available for future water management in the Arid West where dwindling water supplies and burgeoning populations are facts that we must deal with.     

Drought Resilience of the California Central Valley Surface‐Ground‐Water‐Conveyance System1

Abstract: A series of drought simulations were performed for the California Central Valley using computer applications developed by the California Department of Water Resources and historical datasets representing a range of droughts from mild to severe for time periods lasting up to 60 years. Land use, agricultural cropping patterns, and water demand were held fixed at the 2003 level and water supply was decreased by amounts ranging between 25 and 50%, representing light to severe drought types. Impacts were examined for four hydrologic subbasins, the Sacramento Basin, the San Joaquin Basin, the Tulare Basin, and the Eastside Drainage. Results suggest the greatest impacts are in the San Joaquin and Tulare Basins, regions that are heavily irrigated and are presently overdrafted in most years. Regional surface water diversions decrease by as much as 70%. Stream‐to‐aquifer flows and aquifer storage declines were proportional to drought severity. Most significant was the decline in ground water head for the severe drought cases, where results suggest that under these scenarios the water table is unlikely to recover within the 30‐year model‐simulated future. However, the overall response to such droughts is not as severe as anticipated and the Sacramento Basin may act as ground‐water insurance to sustain California during extended dry periods.     

THE TREE-RING RECORD OF SEVERE SUSTAINED DROUGHT1

ABSTRACT: Frequent and persistent droughts exacerbate the problems caused by the inherent scarcity of water in the semiarid to arid parts of the southwestern United States. The occurrence of drought is driven by climatic variability, which for years before about the beginning of the 20th century in the Southwest must be inferred from proxy records. As part of a multidisciplinary study of the potential hydrologic impact of severe sustained drought on the Colorado River, the physical basis and limitations of tree rings as indicators of severe sustained drought are reviewed, and tree-ring data are analyzed to delineate a “worst-case” drought scenario for the Upper Colorado River Basin (UCRB). Runs analysis of a 121-site tree-ring network, 1600–1962, identifies a four-year drought in the 1660s as the longest-duration large-scale drought in the Southwest in the recent tree-ring record. Longer tree-ring records suggest a much longer and more severe drought in 1579–1598. The regression estimate of the mean annual Colorado River flow for this period is 10.95 million acre-feet, or 81 percent of the long-term mean. The estimated flows for the 1500s should be used with caution in impact studies because sample size is small and some reconstructed values are extrapolations.