A nexus perspective on competing land demands: Wider lessons from a UK policy case study

As nations develop policies for low-carbon transitions, conflicts with existing policies and planning tools are leading to competing demands for land and other resources. This raises fundamental questions over how multiple demands can best be managed. Taking the UK as an empirical example, this paper critiques current policies and practices to explore the interdependencies at the water-energy-food nexus. It considers how current land uses and related policies affect the UK’s resilience to climate change, setting out an agenda for research and practice relevant to stakeholders in land-use management, policy and modelling. Despite recent progress in recognising such nexus challenges, most UK land-related policies and associated science continue to be compartmentalised by both scale and sector and seldom acknowledge nexus interconnections. On a temporal level, the absence of an over-arching strategy leaves inter-generational trade-offs poorly considered. Given the system lock-in and the lengthy policy-making process, it is essential to develop alternative ways of providing dynamic, flexible, practical and scientifically robust decision support for policy-makers. A range of ecosystem services need to be valued and integrated into a resilient land-use strategy, including the introduction of non-monetary, physical-unit constraints on the use of particular services.     

The development of new environmental policies and processes in response to a crisis: the case of the multiple barrier approach for safe drinking water

While new environmental policies and procedures often are developed incrementally, they can also result from crises or other significant events. In situations where policies and procedures are introduced in response to a crisis, questions about the strengths and weaknesses of existing mechanisms, and the extent to which they can be used to address concerns, may be ignored. This paper explores the complexities of introducing new policies and processes where planning systems and procedures already exist. Drinking water source protection policies that are being developed in response to the tragic events in Walkerton, Ontario, Canada serve as the context for the inquiry. Three case study watersheds were selected to reflect the diversity of municipal jurisdictions and water supply systems in Ontario. A content analysis was undertaken on regulatory and non-regulatory policy documents to determine the extent to which they addressed elements of the multi-barrier approach for drinking water safety. Findings from the research reveal considerable evidence of the multi-barrier approach in the policy and guiding documents analyzed. Policy development in response to a crisis can advance progress on the issue of drinking water safety and coincide with emerging governance strategies. Policy effectiveness may be enhanced by considering existing policies as well as contextual and jurisdictional differences.     

Managing forest ecosystem services for hydropower production

In many countries, hydropower development is rapidly becoming a focus of green growth policies. This represents a significant opportunity for ecosystem services-based land management that integrates environmental and development goals to benefit the hydropower sector and support economic growth. In this study, we present an approach for targeting ecosystem-provision investment in hydropower catchments coupled with hydrologic modeling to quantify the benefits of soil and water conservation activities. We demonstrate the application of this approach in five hydropower facility catchments in the state of Himachal Pradesh, India. The results show that there is a high potential for targeted soil and water conservation to increase sediment retention services that benefit hydropower facilities (up to a 44% reduction in sediment transported from uplands into streams), although this benefit is distributed non-uniformly across catchments and levels of investment. The extent to which services can be improved is strongly driven by current land use and management practices that impact how and where conservation activities can be located. Iterative use of the method described here, in a process of stakeholder engagement and capacity-building, enables policy makers to determine the optimal mix of land management strategies and budget allocation to maximize service improvements that support hydropower production.     

Groundwater dependent ecosystems. Part II. Ecosystem services and management in Europe under risk of climate change and land use intensification

Groundwater in sufficient amounts and of suitable quality is essential for potable water supplies, crop irrigation and healthy habitats for plant and animal biocenoses. The groundwater resource is currently under severe pressure from land use and pollution and there is evidence of dramatic changes in aquifer resources in Europe and elsewhere, despite numerous policy measures on sustainable use and protection of groundwater. Little is known about how such changes affect groundwater dependent ecosystems (GDEs), which include various aquatic and terrestrial ecosystems above ground and inside the aquifer. Future management must take this uncertainty into account. This paper focuses on multiple aspects of groundwater science, policy and sustainable management. Examples of current management methods and practices are presented for selected aquifers in Europe and an assessment is made of the effectiveness of existing policies such as the European Water Framework Directive and the Habitat Directive in practice and of how groundwaters and GDEs are managed in various conditions. The paper highlights a number of issues that should be considered in an integrated and holistic approach to future management of groundwater and its dependent ecosystems.     

Making water policy work in the United Kingdom: A case study of practical approaches to strengthening complex,multi-tiered systems of water governance

We propose a suite of actions for strengthening water governance in contexts with complex, multi-tiered arrangements. In doing so, we focus on the collective water policies and approaches of the United Kingdom (UK), including those of devolved governments, which confront a host of serious water-related challenges—from massive flooding of urban areas and agricultural lands, to pressure on aquifers from rising water demand and drought. Further complexity in addressing these challenges has emerged in the wake of the June 2016 vote to leave the European Union (EU), so-called ‘Brexit’, and the ensuing ‘separation process’ with uncertainties for institutional and governance arrangements to follow. We make ten proposals for improving and reinvigorating water policy in complex, multi-layered situations, and comment specifically on their application in the UK setting. These are: put in place a system-wide water policy; fully embrace community-led nested river basin planning and management; fully fund river basin planning and management; re-focus the policy framing; use best-available data and information; create conversational spaces and become a more water-literate society; mobilise people; support and sustain core community networks; underpin river basin plans with regulatory provisions and effective monitoring and enforcement; and address systemic institutional amnesia. Individually and collectively, we contend that these actions will have a marked effect on transforming the planning and management of water resources. A system-wide water policy that maintains and builds on the substantive biophysical and socio-economic benefits delivered through implementation of the EU Water Framework Directive, together with the more recent Floods Directive, will galvanise stewardship of water in the UK. We urge more active engagement with and empowerment of the multiplicity of system ‘actors’, and highlight the role of non-government actors in a post-Brexit world as conduits for reaching out to and connecting directly with a wide range of water-related actors, especially across the EU. While attention to-date has focused on a plethora of specifically water-related projects, initiatives, plans and regulations, what is really needed is a systemic, long-term view of water resource management.     

Promoting pro-environmental behaviour: existing evidence and policy implications

This paper describes a recent study in the UK aimed at identifying how policy makers might more effectively encourage pro-environmental behaviours amongst their target audiences. The study included analysis and synthesis of theories and models of behaviour change, a range of current policy programmes and instruments and ‘real world’ practices of individuals, households, groups and organisations.The paper highlights some important considerations for future policy within the UK and, more widely, for other countries aiming to introduce comprehensive and multi-level policy programmes to encourage pro-environmental behaviours. To this end, it emphasises the complex and non-linear nature of environmental behaviours and, thus, the importance of adopting multi-levelled and multi-instrument integrated policies across whole systems of delivery.     

Monitoring catchment scale agricultural pollution in Norway: policy instruments,implementation of mitigation methods and trends in nutrient and sediment losses

Agricultural management and losses of nitrogen (N), phosphorus (P) and suspended sediments (SS) from eight small (85–2830 ha) catchments in Norway were analysed. The catchments represent areas with different agricultural production systems, soils and climate. Results from the long-term (9–16 years) in-stream monitoring show (i) large differences in levels of losses between the catchments, (ii) large interannual variability and (iii) few time-trends in losses. These results are discussed in relation to changes in agricultural policies and the implementation of soil management practices, such as reduced autumn-ploughing, catch crops, constructed wetlands and changes in nutrient application. Overall, these data demonstrate changes in farmer behaviour driven by economic incentives in combination with active extension services stimulating environmental friendly management practices. However, despite the increased implementation of mitigation methods by farmers, improvements in water quality at the catchment scale can be attenuated. More long-term monitoring programmes are clearly required.     

Water policy implementation in the state of São Paulo,Brazil: Key challenges and opportunities

Challenges in implementing water planning and management are common, and the effective implementation of integrated water policies is yet to occur. In Brazil, the state of São Paulo enacted a Water Act in 1991 to ensure water availability for current and future generations based on the principles of decentralization, participation and integration. This research addresses water policy implementation issues by conducting an exploratory case study in the state of São Paulo. Factors affecting the water policy implementation process were analyzed, together with some water resources management practices. The findings indicate four dimensions of key challenges: institutional and governance, political, financial and technical. The stakeholders believe the political and the institutional and governance challenges are more important than the technical and financial ones. Additionally, the results show different levels of involvement in the areas of water policy strategy, the planning and decision-making process, and implementation by the different stakeholders groups. Stakeholders external to the water sector and from local government were considered to be less involved in water-related issues, when compared with stakeholders from the water sector. The study recommends a change in current institutional and governance arrangements in order to influence decisions and investments in different levels and sectors.     

The evolution of Dutch environmental policy: The changing ecological arena from 1970–2000 and beyond

Dutch environmental policies over the past thirty years have expanded through three distinct phases. These policies gradually opened up to engage stakeholders in establishing legislation, formulating implementation plans, and finally jointly defining ecological objectives. Environmental policies became increasingly effective by ensuring the taking on of environmental responsibilities by a growing number of stakeholders. Four unresolved issues present a formidable agenda for environmental policy attention in the next decade: managing CO₂ emissions, controlling future infrastructure development, minimising resources use, and reducing the burden on biodiversity. These issues relate to the necessary management of stocks of energy, other non-renewable resources, space, and biodiversity, respectively. Up to now, the issue of the preservation of stocks has not received much policy attention. They are expected to become the new policy issues complementing the traditional emission reduction policies which mainly aim at safeguarding the quality of air, water and soil. It is argued that super-optimizing policies engaging jointly economic, social, and ecological interests, are needed to resolve the issues at stake.     

Considering agro-ecosystems as ecological funds for collective design: New perspectives for environmental policy

Enhancing agro-ecosystem sustainability raises difficult challenges for environmental policy: it requires both increasing knowledge on these complex systems to design effective solutions and coordinating stakeholders with diverging interests. However, most existing environmental policies consider ecosystems’ desirable properties as given, leading ecosystem managers to favor “turnkey” solutions. How could public policy better support local collective initiatives aiming at reconciling agriculture and the environment? This paper presents an empirical case study from western France, in which a partnership between an agricultural cooperative and an ecological research center resulted in a collective design initiative. We conceptually model this initiative drawing upon recent design theories and Georgescu-Roegen’s ‘fund-flow’ model, defining ‘ecological funds’ as the starting point of a collective design process. The results highlight the importance of developing policy instruments that can better support local innovation processes through greater democratization. Adopting a design approach to sustainable agricultural landscape management could be particularly fruitful in situations where collective action is necessary but where there is no common good recognized as such, and no existing community identified.     

国土空间规划视角下海陆统筹的挑战与路径

通过梳理国内外海陆统筹实践进程和政策演变,界定海陆统筹的基本概念与内涵,在国土空间规划背景下,探讨海陆统筹的关键问题和挑战,并进一步提出海陆统筹的优化路径。研究表明：（1）海陆统筹是一种“流”空间理论思维下面向全域全要素的开发保护战略,通过统一筹划海陆两大系统的资源要素配置、产业联动、生境共治、空间互联和制度互嵌,促进沿海地区协同高效发展,提升生产、生活和生态空间品质。（2）国土空间规划视角下海陆统筹面临的主要问题与挑战包括：海陆空间边界不明晰、海陆经济系统不协调、海陆资源开发与生境保护不统一和海陆空间规划体系不兼容。（3）针对现状问题与挑战,基于空间、经济、生态和管治四个维度,构建全域全要素、分级、分功能的统筹优化路径,以期为沿海地区的海陆协调发展提供借鉴。     

Towards the harmonization of water-related policies for managing drought risks across the EU

Drought is recognized as a major issue in the EU, particularly in the Mediterranean region, posing risks to the environment as well as to local and regional economies. The EU policy on water management is continuously evolving, particularly in relation to water scarcity and drought. Starting with the Water Framework Directive (2000/60/EC), which sets the general policy framework for water management across the EU, the EC Communication on Water Scarcity and Drought COM(2007) 414 final set the priorities for managing water scarcity and drought risks. Three follow-up reports (COM(2008) 875 final, COM(2010) 228 final and COM(2011) 133) highlighted achievements and yearly progress within the context of the implementation of the Water Framework Directive, whereas guidance has further been provided through the issue of Technical Reports (e.g. the EC Water Scarcity Drafting Group Technical Report 2008–023 on Drought Management, Including agricultural, drought indicators and climate change aspects). The 2012 EU Water Review (“Blue Print for Safeguarding European Waters” will assess achievements and identify further requirements towards long-term sustainable water use across the EU. However, a harmonized approach on drought risk management at the EU level is still lacking, whereas drought risk in several countries and regions has not been yet fully integrated in water management and relevant sectoral policies.This paper focuses on a proposed paradigm shift from crisis to risk management, which is currently gaining ground as a means of reducing societal vulnerability to droughts. The paper underlines the importance of engaging into risk assessment and management practices and identifies policy gaps and requirements for further improvement of the drought management policy framework at all levels of governance: at the EU, at the national and at the river basin and regional levels.     

Assessment of stormwater runoff management practices and governance under climate change and urbanization: An analysis of Bangkok,Hanoi and Tokyo

As human history is changing on many fronts, it is appropriate for us to understand the different perspectives of major global challenges, of which, water is a major priority. The water resources in urban areas are either approaching or exceeding the limits of sustainable use at alarming rates. Groundwater table depletion and increasing flood events can be easily realized in rapidly developing urban areas. It is necessary to improve existing water management systems for high-quality water and reduced hydro-meteorological disasters, while preserving our natural/pristine environment in a sustainable manner. This can be achieved through optimal collection, infiltration and storage of stormwater. Stormwater runoff is rainfall that flows over the ground surface; large volumes of water are swiftly transported to local water bodies and can cause flooding, coastal erosion, and can carry many different pollutants that are found on paved surfaces. Sustainable stormwater management is desired, and the optimal capture measure is explored in the paper. This study provides commentary to assist policy makers and researchers in the field of stormwater management planning to understand the significance and role of remote sensing and GIS in designing optimal capture measures under the threat of future extreme events and climate change. Community attitudes, which are influenced by a range of factors, including knowledge of urban water problem, are also considered. In this paper, we present an assessment of stormwater runoff management practices to achieve urban water security. For this purpose, we explored different characteristics of stormwater runoff management policies and strategies adopted by Japan, Vietnam and Thailand. This study analyses the abilities of Japanese, Vietnamese and Thai stormwater runoff management policies and measures to manage water scarcity and achieve water resiliency. This paper presents an overview of stormwater runoff management to guide future optimal stormwater runoff measures and management policies within the governance structure. Additionally, the effects of different onsite facilities, including those for water harvesting, reuse, ponds and infiltration, are explored to establish adaptation strategies that restore water cycle and reduce climate change-induced flood and water scarcity on a catchment scale.     

Are new industry policies precautionary? The case of salmon aquaculture siting policy in British Columbia

This paper argues that regulatory processes and outcomes in the context of a new industry could respond to mechanisms and factors that shape governmental agendas, illustrating how policy can behave reactively rather than in a precautionary manner. In the case of salmon aquaculture, an emerging industry characterized by risks, uncertainties, exponential growth, economic significance and environmental controversy, the outcomes of such reactive policies are generally reflected in siting criteria that yield implicit environmental and socio-economic disadvantages and trade-offs. This paper proposes a conceptual framework based on specific mechanisms and factors that attempt to explain how policy evolves in the context of a new industry. It then links regulatory events back to the concepts to discuss how siting policy has been shaped using the salmon aquaculture industry in British Columbia as an example. The paper finally argues that, although in practice, policy makers generally tend to make incremental choices that are reactive to diverse issues, new industries could adopt more precautionary policies based on processes of public negotiation, analytical decision making and regional planning based on a systems approach.     

Nitrate transport in Chalk catchments: monitoring,modelling and policy implications

Rising nitrate levels have been observed in UK Chalk catchments in recent decades, with concentrations now approaching or exceeding legislated maximum values in many areas. In response, strategies seeking to contain concentrations through appropriate land management are now in place. However, there is an increasing consensus that Chalk systems, a predominant landscape type over England and indeed northwest Europe, can retard decades of prior nitrate loading within their deep unsaturated zones. Current levels may not fully reflect the long-term impact of present-day practices, and stringent land management controls may not be enough to avert further medium-term rises. This paper discusses these issues in the context of the EU Water Framework Directive, drawing on data from recent experimental work and a new model (INCA-Chalk) that allows the impacts of different land use management practices to be explored. Results strongly imply that timelines for water quality improvement demanded by the Water Framework directive are not realistic for the Chalk, and give an indication of time-scales over which improvements might be achieved. However, important unresolved scientific issues remain, and further monitoring and targeted data collection is recommended to reduce prediction uncertainties and allow cost effective strategies for mitigation to be designed and implemented.     

The role of science-policy interface in sustainable urban water transitions: Lessons from Rotterdam

This paper investigates the role of the science-policy interface in leveraging transitions to sustainable urban water management. The paper presents a case study of the Dutch city of Rotterdam, which is increasingly regarded as a global leader in adaptive and resilient urban water management. The analysis reveals that Rotterdam’s transition has occurred incrementally over the past 15 years, driven by policy entrepreneurs: largely municipal policy makers and policy practitioners. Strategic use of the science-policy interface (SPI) has facilitated the development of innovative solutions to achieve policy goals and created the enabling conditions necessary for transformative change. The Rotterdam case suggests that an effective SPI requires: (1) compelling water narrative; (2) cross-sectoral collaboration; (3) co-production of knowledge; (4) experiential evidence-based learning; (5) strategic use of trusted scientists; (6) fostering networks; and (7) generating business from science-based innovation. Rotterdam’s strategic approach to knowledge and innovation coupled with a new narrative around water sets it apart from many other cities and adds a new dimension to debates regarding enabling factors for advancing sustainable practices. These findings will be of interest to those engaged in urban water management policy and practice, environmental governance, and debates over transitions more broadly.     

The social and environmental costs associated with water management practices in state environmental protection projects in Xinjiang,China

Since the late 1970s the central government of China has initiated several ecological environmental protection projects. The most significant of these has been the tui geng huan lin (returning cultivated land to forest and pasture) project in operation since the late 1990s. China's northwest region is characterized by lack of water resources, yet such resources are of vital importance. There is scant discussion in the literature (including in China) on the linkages between the environmental protection projects and water management practices. This paper analyses how central government environmental protection projects are interpreted in the local setting, and how local water management policies and practices correspond to the projects. The conclusion is that local water management policies and practices are interlinked with both central government and local government policies on the environmental protection projects, and a new process for the redistribution of water has been established. When equity and social costs are not factored into the planning of new environmental protection projects, the social costs may be as high as the environmental costs.     

Operationalizing urban resilience through a framework for adaptive co-management and design: Five experiments in urban planning practice and policy

The emergent discourse on social-ecological resilience can be understood as a response to the rapid pace of change and severe challenges facing urban areas. This paper reports on one strand of research being carried out as part of the EU FP7 TURAS project (Transitioning to Urban Resilience and Sustainability) that aims to gain insight into the implications of social-ecological resilience thinking on urban planning practice and policy by presenting a unique, trans-disciplinary perspective that has been developed collaboratively between academic, local government and SME partners. A framework for adaptive co-management and design is introduced as a basis for the operationalisation of urban resilience, highlighting the need to actively solve problems collaboratively by exercising imagination and creativity, and presenting a new and potentially fertile source for innovation. Five experiments exploring urban planning practices relating to the framework are put forward as examples of urban resilience in practice: an online crowd-sourcing application for mapping underused spaces; an interactive timeline tool for identifying drivers of change over time; a guidance and signposting tool to help community projects overcome resource barriers; an epistemic network of citizens that exchanges knowledge and resources relating to underused spaces; and an online portal that provides visibility for community groups or projects, and facilitates horizontal networking. The paper describes each experiment, sets out the aims and theoretical contexts, records any initial findings, and reflects on the potential and limitations. Initial findings are discussed relating to the challenges of crowd-sourcing spatial or historical data, and the resource commitment required for the emerging practices. It is observed that the experiments attempt to address fundamental issues in urban planning practice and policy, and involve established and familiar activities. The paper concludes that the research provides insight into what urban resilience might mean in practice and that each experiment has the potential to make a tangible contribution to the transition to urban resilience and sustainability.     

The water-energy-food nexus: Is the increasing attention warranted,from either a research or policy perspective?

In recent years, the notion of a nexus involving water, energy, and food has been gaining attention in the scholarly literature and popular press, due partly to the impetus provided by an international conference on the nexus in 2011, and partly to the increasing interest among researchers and public officials in determining the investments and policies needed to achieve and sustain water, energy, and food security. While the notion of such a nexus is compelling to some observers, interactions involving water, energy, and food have been known and studied for many years by scientists and policy analysts. The need for greater integration of research and policy discourse across sectors and regions has been expressed in international meetings since the late 1940s. In addition, the conceptual basis for including water, energy, and food in the “nexus,” to the exclusion of other resources and inputs is not evident. In many cases, the information excluded from studies claiming to implement a nexus approach might be of greater importance to science and policy than the information included in the analysis. In this paper, I review some of the experience gained in earlier attempts to enhance integration and policy coherence, and to promote systems analysis. The challenges observed in implementing programs of integrated natural resources management (INRM) and integrated water resources management (IWRM), in particular, suggest that efforts to implement a water-energy-food nexus approach will not enhance the policy process in all settings. In sum, it is not clear that the increasing attention given to studies claiming to implement a nexus approach is warranted.