A RISK-BASED APPROACH FOR FLOOD CONTROL OPERATION OF A MULTIPURPOSE RESERVOIR1

ABSTRACT: Many approaches are available for operation of a multipurpose reservoir during flood season; one of them is allocation of storage space for flood control. A methodology to determine a reservoir operation policy based on explicit risk consideration is presented. The objective of the formulation is to maximize the reservoir storage at the end of a flood season while ensuring that the risk of an overflow is within acceptable limits. The Dynamic Programming technique has been used to solve the problem. This approach has been applied to develop operation policies for an existing reservoir. The performance of the policy was evaluated through simulation and was found to be satisfactory.     

THE HYDROLOGIC ENGINEERING CENTER EXPERIENCE IN NONSTRUCTURAL PLANNING1

ABSTRACT: The Hydrologic Engineering Center, Corps of Engineers, has been engaged in research, training, and project assistance in non-structural flood control planning for Corps offices across the United States since 1975. Lessons learned from this experience deal with the role of nonstructural measures in flood plain management, the role of creativity in analysis, the role of analysis, and tools for analysis. The role of nonstructural measures in flood control planning depends upon the scale of the problem, the nature of the measure, the degree of protection desired, and whether damage is to existing or future property. An earnest seeking for nonstructural opportunities, a field presence for their formulation, and compatbility with local infrastructure plans are prerequisite to creative use of nonstructural measures. Analysis is a necessary complement of creativity. Several tools for nonstructural analysis have been developed and applied to flood problems involving several hundred and several thousand structures.     

Methodology for Developing Flood Rule Curves Conditioned on El Niño‐Southern Oscillation Classification1

Lee, Se‐Yeun, Alan F. Hamlet, Carolyn J. Fitzgerald, and Stephen J. Burges, 2011. Methodology for Developing Flood Rule Curves Conditioned on El Niño‐Southern Oscillation Classification. Journal of the American Water Resources Association (JAWRA) 47(1):81‐92. DOI: 10.1111/j.1752‐1688.2010.00490.x Abstract: Regional climate varies on interannual and decadal time scales that in turn affect annual streamflows, flood risks, and reservoir storage deficits in mid‐summer. However, these variable elements of the climate system are generally not included in water resources operating policies that attempt to preserve a balance between flood risk and other water resources system objectives. A methodology for incorporating El Niño‐Southern Oscillation (ENSO) information in designing flood control curves is investigated. An optimization‐simulation procedure is used to develop a set of ENSO‐conditioned flood control rule curves that relate streamflow forecasts to flood control evacuation requirements. ENSO‐conditioned simulated flood risk and storage deficits under current operating policy are used to calibrate a unique objective function for each ENSO classification. Using a case study for the Columbia River Basin, we demonstrate that ENSO‐conditioned flood control curves constructed using the optimization‐simulation procedure consistently reduce storage deficits at a number of interrelated projects without increasing flood risk. For the Columbia Basin, the overall improvements in reservoir operations are relatively modest, and (in isolation) might not motivate a restructuring of flood control operations. However, the technique is widely applicable to a wide range of water resources systems and/or different climate indices.     

HYDROLOGIC ENGINEERING CENTER PLANNING MODELS1

ABSTRACT: The U.S. Army Corps of Engineers has broad, nationwide water resources planning and management responsibilities. In response to the needs of Corps professionals, the Hydrologic Engineering Center (HEC) has developed and supports a family of computer programs designed to aid them in their work. These programs include catchment, channel, alluvial, and statistical process models, system operation models, plan evaluation models, and data management programs. These models individually and collectively have been used throughout the Corps in a wide range of water resources planning studies.     

FLOOD CONTROL RESERVOIR OPERATIONS UNDER ENVIRONMENTAL RESTRAINTS1

ABSTRACT: A flood control reservoir protects valuable developments on the downstream flood plain by storing flood waters and releasing them at a rate that will reduce the downstream damage. The water surface level of the flood pool behind the dam can fluctuate considerably during the occurrence of a large magnitude flood causing the inundation of trees, low vegetation, and water based recreation facilities located in those areas of the flood pool area that are normally well above the water level. The amount of damage that will occur in the upper levels of the flood storage area will depend on the depth and duration of the inundation that occurs. This, in turn, is directly related to the operating policy for the reservoir. A dynamic programming optimization model of flood control reservoir operation is presented. This model determines the reservoir operating schedule that minimizes downstream flood damages. Various constraints are added to the model to account for the environmental impacts of long periods of flood storage.     

HYDROLOGIC ENGINEERING TECHNIQUES FOR REGIONAL WATER RESOURCES PLANNING1

The emphasis upon comprehensive regional water resources planning in the past decade has encouraged the hydrologic engineer to take advantage of improvements in technology to develop new hydrologic engineering techniques for use in regional planning studies. The new techniques are necessary because the traditional hydro-logic engineering techniques are not always consistent with the increased scope and diversified objectives of regional planning studies. The Hydrologic Engineering Center has been involved in aiding in the development of some of these new techniques as the result of studies that have been made in cooperation with other Corps of Engineers offices. Most of the new techniques being developed emphasize computational procedures developed specifically for use with electronic computers. Applications of new techniques range from framework studies to planning of day-to-day operation criteria. Studies recently completed or in progress include: (1) development of a regional flood control site screening plan for the North Atlantic Region study; (2) use of streamflow simulation for planning and operation of the Missouri River mainstem projects; (3) development of an operation plan for the Arkansas-White-Red Rivers Reservoir System; (4) standard project flood and flood frequency estimates for the Colorado River Basin Framework Study; and several other projects which are described in more detail in the following paragraphs. One of the initial efforts in regional analysis was the formulation of procedures for determining standard project flood estimates for southern California coastal streams using generalized criteria. Techniques were developed that were readily adaptable to the computer and which would determine representative unit hydrographs, losses and standard project precipitation for any location in the study area. The resulting standard project flood estimates were consistent with the accuracy required for framework studies; however, they could be refined easily for design studies. As a result of the recent drought in the Northeastern United States, a study was made to evaluate both present and future water supply reservoirs in that region. The study consisted of computerized studies of the hypothetical operation of a large number of reservoirs as a system. The reservoirs were on many different streams throughout the region and had varying constraints, depending upon the stream and the state in which the reservoir was located. Since only preliminary data was available on the proposed reservoirs, it was not possible to refine the studies to a large degree. However, the models of each system can be easily refined as more accurate design data become available. The development of a computer-aided screening procedure for use in evaluating several hundred potential reservoir sites for the Missouri River Basin Comprehensive Framework Study is a third example of regional analysis. The adopted procedures used available physical, hydrologic, and climatologic data in estimating reservoir storage requirements throughout the basin. Because the procedure is based upon the techniques often used in more refined studies, it is expected that the results of the screening study will be very useful in future planning and design work. Shortcomings of some of the traditional techniques have helped in the development of new techniques. For maximum usefulness the new techniques should: (1) be consistent with the scope, objectives, and requirements of the overall study; (2) use all available physical, hydrologic, and climatologic data without requiring extensive data which may not be available; (3) take full advantage of the capabilities of the computer and associated data processing systems; and (4) produce results which form a firm basis for future, more detailed, planning and design studies instead of being limited in usefulness largely to the study at hand.     

A FLOOD DAMAGE MODEL FOR FLOOD PLAIN STUDIES1

ABSTRACT: Hydrologic and economic information must be integrated in flood plain management. This study describes an integrated approach which includes consideration of the hydrologic, hydrodynamic, physical, and economic components of the total system. On the basis of these components, a theoretical model is proposed which provides a rational procedure for estimating flood damages from projections of economic development within an area. The utility of the model is demonstrated by applying it to a flood-prone region in Southern Quebec, Canada.     

FLOOD-RUNOFF FORECASTING WITH HEC1F1

HEC1F is a computer program for making short- to medium-term forecasts of uncontrolled flood runoff. The program employs unit hydrographs and hydrologic routing to simulate runoff from a subdivided basin. Estimates of future rainfall can be accommodated. Runoff parameters for gaged headwater subbasins can be estimated (optimized) in real time. Blending of calculated with observed hydrographs can be performed. HEC1F is a component of an on-line software system that includes capability for data acquisition and processing, precipitation analysis, streamflow forecasting, reservoir system analysis, and graphical display of data and simulation results. The conceptual framework for HEC1F is described, and application of the program is illustrated.     

Potential Impacts of Climate Change on the Reliability of Water and Hydropower Supply from a Multipurpose Dam in South Korea

Future climate change is a source of growing concerns for the supply of energy and resources, and it may have significant impacts on industry and the economy. Major effects are likely to arise from changes to the freshwater resources system, due to the connection of energy generation to these water systems. Using future climate data downscaled by a stochastic weather generator, this study investigates the potential impacts of climate change on long‐term reservoir operations at the Chungju multipurpose dam in South Korea, specifically considering the reliability of the supply of water and hydropower. A reservoir model, Hydrologic Engineering Center‐Reservoir System Simulation (HEC‐ResSim), was used to simulate the ability of the dam to supply water and hydropower under different conditions. The hydrologic model Soil and Water Assessment Tool was used to determine the HEC‐ResSim boundary conditions, including daily dam inflow from the 6,642 km² watershed into the 2.75 Gm³ capacity reservoir. Projections of the future climate indicate that temperature and precipitation during 2070‐2099 (2080s) show an increase of +4.1°C and 19.4%, respectively, based on the baseline (1990‐2009). The results from the models suggest that, in the 2080s, the average annual water supply and hydropower production would change by +19.8 to +56.5% and by +33.9 to 92.3%, respectively. Model simulations suggest that under the new climatic conditions, the reliability of water and hydropower supply would be generally improved, as a consequence of increased dam inflow.     

WATER RESOURCES MODELING AND OPTIMIZATION BASED ON CONSERVATION AND FLOODING POOLS1

ABSTRACT: A new and practical concept in water resources modeling and optimization is introduced. Instead of unrealistically assuming a multipurpose reservoir to be composed of a single lumped pool of water, it is treated as two different pools namely conservation and flood pools. Based on this treatment, the optimization problem is stated using the concepts of Lagrange multipliers and parameter optimization. The optimization problem consists of the material balance equation, the constraints on control and state variables and the objective function.     

Simulated interior floods and the flood experience in urban communities

The Hydrologic Engineering Center (HEC-1) model was used to construct synthetic hydrographs for isolated interior urban floods. Flood peak and lag time were very well preserved in simulated flows. Total volume was not adequately expressed. Lag time varied inversely with both urban development and storm intensity. Peak discharge varied with storm intensity, but this variability was well defined only at very high urbanization levels. An 175% increase in storm intensity produced a change of about 15% in peak discharge. Claims for flood damage correlated well with estimates of peak flow and lag time combined. Other measures of flood experience also correlated with the two features. Within the range of storms utilized, urban development factors consistently outranked storm intensity as a determining factor in flood damage.     

A CRAZY IDEA ON URBAN WATER MANAGEMENT?1

ABSTRACT. High percentage of imperviousness in the city is the source of storm runoff. Roof area contributes significantly to the imperviousness. An attempt to make use of roofs as urban flood control device and water conservation measure is advocated. Two different schemes, one for built-up industrial-commercial area, the other for residential area, are suggested. The former utilizes the roof as detention reservoir for flood control, the latter employs recharge pit to convert runoff into ground water resource. The proposed schemes are not only hydrologically, hydraulically and structurally sound but also economically feasible. It is worth considering in the future planning of urban renewal and urban development.     

Multireservoir real-time operations for flood control using balanced water level index method

This paper presents a real-time simulation-optimization operation procedure for determining the reservoir releases at each time step during a flood. The proposed procedure involves two models, i.e., a hydrological forecasting model and a reservoir operation model. In the reservoir operation model, this paper compares two flood-control operation strategies for a multipurpose multireservoir system. While Strategy 1 is the real-time joint reservoir operations without using the balanced water level index (BWLI) method, Strategy 2 involves real-time joint reservoir operations using the BWLI method. The two strategies presented are formulated as mixed-integer linear programming (MILP) problems. The idea of using the BWLI method is derived from the HEC-5 program developed by the US Army Corps of Engineers. The proposed procedure has been applied to the Tanshui River Basin system in Taiwan using the 6h ahead forecast data of six typhoons. A comparison of the results obtained from the two strategies reveals that Strategy 2 performs much better than Strategy 1 in determining the reservoir real-time releases throughout the system during flood emergencies in order to minimize flooding, while maintaining all reservoirs in the system in balance if possible. Consequently, the proposed model using the BWLI method demonstrates its effectiveness in estimating real-time releases.     

REASONABLY FULL HYDROLOGIC DEVELOPMENT OF RESERVOIR SITES1

The size of multipurpose reservoir development is usually determined by an economic analysis of reservoir capabilities and the present and projected water resources needs which can be satisfied. This analysis is referred to as project formulation, wherein optimum conditions are sought. In responding to multiple objectives, i.e., national economic development, regional development and environmental quality, which are being considered in river basin planning in recent years, reservoirs should provide for reasonably full hydrologic development. Additional storage will be needed to provide opportunities for economic development, as well as meet unexpected development. Also, it provides more flow regulation capability for quality of environment considerations. An analysis has been made on twelve reservoir sites in the New York State portion of the Susquehanna River Basin to determine the so-called “reasonably full hydrologic development of reservoir sites.” Hydrologic, economic, environmental and physical characteristics of the sites are taken into consideration. For normal conditions, it can be concluded that a yield equivalent to about 80 percent of the average discharge (runoff) can be considered as reasonably full hydrologic development for reservoir sites in the Susquehanna River Basin in New York. The same technique can be applied elsewhere to determine reasonably full hydrologic development of reservoir sites.     

A Hydraulic MultiModel Ensemble Framework for Visualizing Flood Inundation Uncertainty

While deterministic forecasts provide a single realization of potential inundation, the inherent uncertainty associated with forecasts also needs to be conveyed for improved decision support. The objective of this study was to develop an ensemble framework for the quantification and visualization of uncertainty associated with flood inundation forecast maps. An 11‐member ensemble streamflow forecast at lead times from 0 to 48 hr was used to force two hydraulic models to produce a multimodel ensemble. The hydraulic models used are (1) the International River Interface Cooperative along with Flow and Sediment Transport with Morphological Evolution of Channels solver and (2) the two‐dimensional Hydrologic Engineering Center‐River Analysis System. Uncertainty was quantified and augmented onto flood inundation maps by calculating statistical spread among the ensemble members. For visualization, a series of probability flood maps conveying the uncertainty in forecasted water extent, water depth, and flow velocity was disseminated through a web‐based decision support tool. The results from this study offer a framework for quantifying and visualizing model uncertainty in forecasted flood inundation maps.     

APPLICATION OF THE HEC-4 MONTHLY STREAM FLOW SIMULATION MODEL1

ABSTRACT: The HEC-4 monthly stream flow simulation model, developed by the Hydrologic Engineering Center, Davis, California, is used to extend the available historical stream flow records in the Central Ohio area. The principal objective of this paper is to examine the effectiveness of the HEC-4 model in generating synthetic monthly flows. Important statistical parameters are evaluated in order to relate the statistical properties of the historical and generated flows. In doing so, it is observed that the mean, standard deviation, and skewness of the generated flows are consistently larger than the corresponding estimates based on historical flows. However, results show that these statistics, as well as the lag-1 serial correlation, are generally well maintained by the generated sequences. The degree to which any statistical dissimilarities would be critical, from an engineering design point of view, is demonstrated by utilizing their low flow characteristics. Estimates of reservoir safe-yields, based on a nonsequential mass-curve analysis of the historical and generated low flows, indicate a nominal difference in this particular study.     

Impact of Changing Climate and Land Cover on Flood Magnitudes in the Delaware River Basin,USA

Changing climate and land cover are expected to impact flood hydrology in the Delaware River Basin over the 21st Century. HEC‐HMS models (U.S. Army Corps of Engineers Hydrologic Engineering Center‐Hydrologic Modeling System) were developed for five case study watersheds selected to represent a range of scale, soil types, climate, and land cover. Model results indicate that climate change alone could affect peak flood discharges by ?6% to +58% a wide range that reflects regional variation in projected rainfall and snowmelt and local watershed conditions. Land cover changes could increase peak flood discharges up to 10% in four of the five watersheds. In those watersheds, the combination of climate and land cover change increase modeled peak flood discharges by up to 66% and runoff volumes by up to 44%. Precipitation projections are a key source of uncertainty, but there is a high likelihood of greater precipitation falling on a more urbanized landscape that produces larger floods. The influence of climate and land cover changes on flood hydrology for the modeled watersheds varies according to future time period, climate scenario, watershed land cover and soil conditions, and flood frequency. The impacts of climate change alone are typically greater than land cover change but there is substantial geographic variation, with urbanization the greater influence on some small, developing watersheds.     

MATHEMATICAL MODELING OF VEGETATIVE IMPACTS FROM FLUCTUATING FLOOD POOLS1

ABSTRACT: A flood control reservoir protects valuable developments on the downstream flood plain by storing flood waters and releasing them at a rate that will reduce the downstream damage. The water surface level of the flood pool behind the dam can fluctuate considerably during the occurrence of a large magnitude flood causing severe impacts on shoreline vegetation and water based recreation facilities located in the flood pool. A mathematical simulation model describing shoreline vegetative succession in response to flooding is presented. Plant species are grouped into ecologically similar compartments. Differential equations describing compartment intrinsic growth, intraspecies competition, interspecies competition, and other growth limiting factors are solved numerically. The model is used to evaluate the impacts of various operating policies on plant succession for a new reservoir in Central Iowa.     

Impact of floodplain and Stage 0 stream restoration on flood attenuation and floodplain exchange during small frequent storms

River flooding impacts human life and infrastructure, yet provides habitat and ecosystem services. Traditional flood control (e.g., levees, dams) reduces habitat and ecosystem services, and exacerbates flooding elsewhere. Floodplain restoration (i.e., bankfull floodplain reconnection and Stage 0) can also provide flood management, but has not been sufficiently evaluated for small frequent storms. We used 1D unsteady Hydrologic Engineering Center's River Analysis System to simulate small storms in a 5 km-long, second-order generic stream from the Chesapeake Bay watershed, and varied % channel restored (starting at the upstream end), restoration location, restoration bank height (distinguishes bankfull from Stage 0 restoration), and floodplain width/Manning's n. Stream restoration decreased (attenuated) peak flow up to 37% and increased floodplain exchange by up to 46%. Floodplain width and % channel restored had the largest impact on flood attenuation. The incremental effects of new restoration projects on flood attenuation were greatest when little prior restoration had occurred. By contrast, incremental effects on floodplain exchange were greatest in the presence of substantial prior restoration, setting up a tradeoff. A similar tradeoff was revealed between attenuation and exchange for project location, but not bank height or floodplain width. In particular, attenuation and exchange were always greater for Stage 0 than for bankfull floodplain restoration. Stage 0 thus may counteract human impacts such as urbanization.     

A PROBABILISTIC BENEFIT-COST ANALYSIS OF A ZONING PROGRAM FOR FLOOD PLAINS1

ABSTRACT: Various techniques, one of which is zoning, are used to control the extent of flood damage. The benefit-cost analysis of zoning programs must take into account the random nature of flooding. This paper outlines a method for determining not only the expected value of the benefit-cost ratio, but also the probability of such a zoning program being profitable. It also presents an application of the method to the assessment of the Outaouais Regional Community zoning program.