基于因果依赖图的HAZOP推理方法研究

HAZOP分析方法自提出至今在石油化工领域一直被广泛应用,为代替传统HAZOP人工头脑风暴分析的过程,提出基于因果依赖图(CDG)的HAZOP推理方法,即CDG-HAZOP。首先建立系统的多级流模型,将系统生产过程抽象为流过程,用简单的功能图形符号来表示复杂的装置,然后利用多级流模型中的告警分析算法代替人工头脑风暴分析,推理偏差的可能原因和结果。CDG-HAZOP推理机制将传统HAZOP分析的重点由人工分析大量资料转移到多级流模型(MFM)的建立和校验上,能节约人工成本。将CDG-HAZOP推理方法用于催化裂化装置的反应-再生系统,对该系统可能发生的偏差进行原因和后果推理。     

基于SDG模型的HAZOP分析方法在钻井作业中的应用

HAZOP分析方法是目前危险性分析领域最盛行的分析方法之一,广泛地应用于石油化工行业。但是其分析过程仅依靠专家积累的知识与经验,不仅评价的内容不严格,而且分析的可信程度有限,对实际工作的指导意义不高,不能适应工业现场的要求。鉴于HAZOP分析方法中的不足,提出了基于SDG模型的HAZOP分析方法,并利用该方法对钻井作业过程进行了危险性分析。基于SDG模型的HAZOP分析方法从复杂系统的内部逻辑入手,进行深层次的推理,不仅提高了分析效率,而且分析所得结果的完备性较好。     

The integration of HAZOP expert system and piping and instrumentation diagrams

The main purpose of hazard and operability (HAZOP) analysis is to identify the potential hazards in the process design which nowadays is generally developed through a computer aided design (CAD) package. Due to the time and effort consuming nature of HAZOP, it is not done in every engineering firm for every design project. To make HAZOP an integral part of process design, an integration framework is proposed in this paper to seamlessly integrate the commercial process design package Smart Plant P&ID (SPPID, Intergraph) with one of the HAZOP expert systems (named as LDGHAZOP) developed by authors. This integration makes it possible to perform HAZOP analysis easily at anytime of the whole lifecycle of a chemical plant as long as the process design is available, which might help the improvement of design quality. One industrial case study is used to illustrate the ability of the integrated system.     

SDG-based HAZOP analysis of operating mistakes for PVC process

As modern chemical plants are becoming more complex and bigger in scale, the associated chance of things going wrong is also increasing rapidly. Due to the flammable, explosive, toxic and corrosive nature of chemical process, any single accident may trigger a major catastrophe that brings tremendous environmental, social and economical loss. In order to prevent any accident from happening, hazard and operability (HAZOP) analysis has been brought in to monitor chemical process and provide early warning for signs of accident. However, most existing HAZOP is carried out manually, and there are always obstacles in terms of cost overrun and incompleteness of the analysis. To address the difficulties in current HAZOP method, this paper proposes a signed digraph (SDG)-based HAZOP analysis method. It is used to identify the most likely operating mistakes that may cause certain process variable deviating from its normal value, which is the main source of safety concern. A case study on polyvinyl chloride (PVC) plant is presented to demonstrate the effectiveness of SDG-based HAZOP analysis method in providing complete analysis result.     

工艺过程危险有害因素辨识的研究

鉴于化工企业工艺过程的特殊性,笔者建议其危险、有害因素的辨识可以在直观经验分析法和系统安全分析法的基础上,结合危险和可操作性研究(HAZOP)的思想来进行辨识。笔者尝试性地给出了相关术语的说明、介绍辨识方法和操作程序,并分别从生产过程(包括化学反应、化工操作单元和物料输送)和工艺设备、装置角度,对其中的所包含的具体内容进行剖析,最后以电解过程举例说明,该方法可用于化工企业进行危险性因素辨识。     

Ontology-based computer aid for the automation of HAZOP studies

Hazard and Operability (HAZOP) studies are conducted to identify and assess potential hazards which originate from processes, equipment, and process plants. These studies are human-centered processes that are time and labor-intensive. Also, extensive expertise and experience in the field of process safety engineering are required. There have been several attempts by different research groups to (semi-)automate HAZOP studies in the past. Within this research, a knowledge-based framework for the automatic generation of HAZOP worksheets was developed. Compared to other approaches, the focus is on representing semantic relationships between HAZOP relevant concepts under consideration of the degree of abstraction. In the course of this, expert knowledge from the process and plant safety (PPS) domain is embedded within the ontological model. Based on that, a reasoning algorithm based on semantic reasoners is developed to identify hazards and operability issues in a HAZOP similar manner. An advantage of the proposed method is that by modeling causal relationships between HAZOP concepts, automatically generated but meaningless scenarios can be avoided. The results of the enhanced causation model are high quality extended HAZOP worksheets. The developed methodology is applied within a case study that involves a hexane storage tank. The quality and quantity of the automatically generated results agree with the original worksheets. Thus the ontology-based reasoning algorithm is well-suited to identify hazardous scenarios and operability issues. Node-based analyses involving multiple process units can also be carried out by a slight adjustment of the method. The presented method can help to support HAZOP study participants and non-experts in conducting HAZOP studies.     

SIL评估及HAZOP分析技术在海洋平台安全评估中的应用

针对海洋平台安全仪表系统安全可靠性要求的提高,分析海洋平台安全仪表系统SIL评估及HAZOP分析方法,对SIL评估的必要性、目的和内容、方法与流程进行论述,对SIL等级选择的HAZOP和LOPA分析方法进行介绍,对SIL评估过程中的重要数据问题进行阐述,对SIL等级验证中各参数和失效数据的选取进行说明。通过案例进一步论述SIL评估及HAZOP分析技术的要点和实施步骤,针对该案例提出了提高SIL等级的建议和措施,为海洋平台安全仪表系统的SIL评估提供重要的参考和依据。     

An extended HAZOP analysis approach with dynamic fault tree

An extended hazard and operability (HAZOP) analysis approach with dynamic fault tree is proposed to identify potential hazards in chemical plants. First, the conventional HAZOP analysis is used to identify the possible fault causes and consequences of abnormal conditions, which are called deviations. Based on HAZOP analysis results, hazard scenario models are built to explicitly represent the propagation pathway of faults. With the quantitative analysis requirements of HAZOP analysis and the time-dependent behavior of real failure events considered, the dynamic fault tree (DFT) analysis approach is then introduced to extend HAZOP analysis. To simplify the quantitative calculation, the DFT model is solved with modularization approach in which a binary decision diagram (BDD) and Markov chain approach are applied to solve static and dynamic subtrees, respectively. Subsequently, the occurrence probability of the top event and the probability importance of each basic event with respect to the top event are determined. Finally, a case study is performed to verify the effectiveness of the approach. Results indicate that compared with the conventional HAZOP approach, the proposed approach does not only identify effectively possible fault root causes but also quantitatively determines occurrence probability of the top event and the most likely fault causes. The approach can provide a reliable basis to improve process safety.     

Safety study of an LNG regasification plant using an FMECA and HAZOP integrated methodology

A safety analysis was performed to determine possible accidental events in the storage system used in the liquefied natural gas regasification plant using the integrated application of failure modes, effects and criticality analysis (FMECA) and hazard and operability analysis (HAZOP) methodologies. The goal of the FMECA technique is the estimation of component failure modes and their major effects, whereas HAZOP is a structured and systematic technique that provides an identification of the hazards and the operability problems using logical sequences of cause-deviation-consequence of process parameters. The proposed FMECA and HAZOP integrated analysis (FHIA) has been designed as a tool for the development of specific criteria for reliability and risk data organisation and to gain more recommendations than those typically provided by the application of a single methodology. This approach has been applied to the risk analysis of the LNG storage systems under construction in Porto Empedocle, Italy. The results showed that FHIA is a useful technique to better and more consistently identify the potential sources of human errors, causal factors in faults, multiple or common cause failures and correlation of cause-consequence of hazards during the various steps of the process.     

Using a system theory based method (STAMP) for hazard analysis in process industry

Different hazard analysis techniques are used in the chemical process industry. Most of these techniques were developed long time ago. There is an argument that significant changes have occurred in the process industry but these techniques have not been modified accordingly. Therefore, there may be limitations in identifying hazards related to the modern process industry in complex sociotechnical environment using these techniques. Recently new hazard analysis techniques based on systems theory have been introduced. STPA (System-Theoretic Process Analysis) is one of these systemic techniques. It has been used in some fields with promising results but with limited application in the process industry. This paper applies STPA to a process plant as an industrial case study. Recommendations generated by STPA are compared with the HAZOP study of the process plant which is a traditional technique. Conclusions are presented on the application of systemic techniques to the process industry as a complementary study to analyze the safety of the system as a whole and also to capture interactions between component of the system. Further studies are required to study STPA in more details and evaluate if it can be used as an alternative to HAZOP.     

HAZOP研究与故障树分析在合成氨装置危险辨识中的应用

合成氨装置的原料、产品危险性高,并且生产过程复杂,因此在运行过程中可能导致火灾、爆炸、中毒等事故,有些事故甚至给社会和环境造成严重破坏.对HAZOP研究与故障树分析进行组合,应用在合成氨装置的危险辨识中.通过HAZOP研究,合成氨主体装置共发现风险因素23项,其中合成氨装置的合成气压缩单元安全隐患较多,因此对其进行故障树分析,合成气压缩机单元火灾、爆炸故障树的最小割集为72个,最小径集为6个.从基本事件结构重要度结果来看,压缩机三级出口压力探测器( PIA3-2)故障,对压缩机发生火灾、爆炸的影响程度最大,应重点防范.     

HAZOP技术在炼油火炬系统工艺危害分析中的应用

为系统辨识火炬系统存在的危险有害因素,提高火炬系统的安全设计及运行水平,采用危险与可操作性（HAZOP）分析对火炬系统开展了工艺危害分析。以火炬筒体为例,分析了火炬筒体的控制参数,给出了筒体火焰小、高空点火器点火不成功、地面爆燃点火系统点火失败等偏差的HAZOP分析结果,并针对高风险的偏差提出了相应的建议措施。从分析效果来看,HAZOP技术可用于炼油火炬系统的工艺危害分析,能系统地辨识炼油火炬系统存在的隐患,有助于提高装置工艺安全水平。     

TOPHAZOP: a knowledge-based software tool for conducting HAZOP in a rapid, efficient yet inexpensive manner

Hazard and operability (HAZOP) studies constitute an essential step in the risk analysis of any chemical process industry and involve systematic identification of every conceivable abnormal process deviation, its causes and abnormal consequences. These authors have recently proposed optHAZOP as an alternative procedure for conducting HAZOP studies in a shorter span of time than taken by conventional HAZOP procedure, with greater accuracy and effectiveness [Khan, F. I. and Abassi, S. A., optHAZOP. An effective and efficient technique for hazard identification and assessment Journal of Loss Prevention in the Process Industries, 1997, 10, 191–204]. optHAZOP consists of several steps, the most crucial one requires use of a knowledge-based software tool which would significantly reduce the requirement of expert man-hours and speed up the work of the study team. TOPHAZOP (Tool for OPTmizing HAZOP) has been developed to fulfil this need.

The TOPHAZOP knowledge-base consists of two main branches: process-specific and general. The TOPHAZOP framework allows these two branches to interact during the analysis to address the process-specific aspects of HAZOP analysis while maintaining the generality of the system. The system is open-ended and modular in structure to make easy implementation and/or expansion of knowledge. The important features of TOPHAZOP and its performance on an industrial case study are described.     

基于动态SDG模型的间歇过程HAZOP方法研究

危险与可操作性分析（HAZOP）是目前应用最为广泛的安全评价方法之一。然而,通过对国内外已实施的生产过程安全评价方法及相关计算机辅助安全评价软件调查发现,目前对间歇过程HAZOP分析的研究还较少。因此,将Petfi网与符号定向图（SDG）相结合,以SDG模型为主,Petri网模型为辅,建立专门针对间歇过程HAZOP分析的动态SDG模型。由于Petfi网可以准确描述间歇过程的离散事件特性,而SDG能够恰当描述间歇过程的连续特性,二者结合使该模型成为间歇过程HAZOP分析的有力工具。     

HAZOP分析中LOPA的应用研究

通过分析危险与可操作性研究(HAZOP)方法的不足和保护层分析(LOPA)方法的功能,提出将LOPA融入HAZOP分析中,能进一步提高HAZOP的事故预防能力和丰富HAZOP的分析结果。介绍LOPA基本方法,阐述LOPA融入HAZOP的机理、衔接关系及分析步骤,并通过一个化工工艺流程危险性分析实例说明LOPA的作用及如何将LOPA融入HAZOP分析中。结果表明:在HAZOP分析中融入LOPA方法,能实现对现有保护措施的可靠性进行量化评估,确定其消除或降低风险的能力,从而寻求是否需要附加减少风险的安全保护措施。     

在役柴油加氢装置HAZOP分析技术

柴油加氢装置属甲类火灾危险生产装置,为了保障其安全生产,实现事故早期预防,对其进行风险分析和安全评价势在必行.HAZOP分析方法是流程工业广泛使用的一种危险辨识和分析方法,具有较好的系统性和完备性.首先介绍了HAZOP分析方法的由来及应用情况,其次分析了在役装置HAZOP分析的难点,并提出了相应的建议,然后详述了在役装置HAZOP方法的分析流程.最后以中石油某石化公司在役柴油加氢装置为例进行了HAZOP分析,辨识出可能存在的安全隐患和潜在危险,对较高风险提出了必要的安全保护措施和合理的改进建议.结果表明,HAZOP分析是提高在役装置安全性的一种有效手段,其结果为装置安全管理提供了可靠的依据.     

Integration of process control protection layer into a simulation-based HAZOP tool

This paper discusses the framework methodology behind the proposed simulation-based HAZOP tool. Simulation-based approach is one of the many ways to support conventional HAZOP by its automation. Compared to knowledge-based and other approaches, a HAZOP software tool based on deviations simulation is able to examine the investigated process more into detail and so find root causes of hazardous consequences. Another advantage is the ability to identify also potential hazards which did not occur in the past and might be overlooked. The presented framework methodology uses a layer of protection analysis (LOPA) concept of independent protection layers (IPLs) testing. Control system integrated into the raw process design represents the first of various protection layers of the LOPA concept. As a case study, a CSTR chemical production with nonlinear behavior under Proportional-Integral-Derivative (PID) actions as the predominant type of classical feedback control strategy is used. The presented tool identifies hazardous regimes under conditions when control loop introduces hazardous consequences or even acts synergically with existing hazardous events. Risk derived from different consequences is ranked by the risk assessment matrix (RAM) as a part of the conventional quantitative HAZOP study.     

Dynamic model based safety analysis of a three-phase catalytic slurry intensified continuous reactor

Safety analysis like the HAZOP (HAZard OPerability) study can be much more efficient if a dynamic model of the system under consideration is available to evaluate the consequences of hazard deviations and the efficiency of the proposed safety barriers. In this paper, a dynamic model of a three-phase catalytic slurry intensified continuous chemical reactor is used within the context of its HAZOP (HAZard OPerability) study. This reactor, the RAPTOR®, is an intensified continuous mini-reactor designed by the French company AETGROUP SAS that can replace batch or fed-batch processes in the case of highly exothermic reactions involving hazardous substances. The highly hazardous hydrogenation of o-cresol under high pressure and temperature is taken as an example of application. Deviations as a temperature increase of the cooling medium or no cooling medium flow can produce an overheating of the reactor. Thus, three possible safety barriers are evaluated by simulation: shut off the gaseous reactant feed, shut off the liquid reactant feed or stop the agitation. The more efficient actions are the stopping of the agitation and/or of the gas reactant feed. The simulation results can efficiently help the reactor design and optimisation. Safety analysis can also be one of the criteria to compare batch and intensified continuous processes.     

基于三角模糊数的HAZOP分析在石油化工装置中的应用

工艺危害分析强调运用系统的方法对危害进行辨识、分析,并采取必要的措施消除和减少危害。HAZOP分析能对工艺过程非常系统、全面的进行分析,但传统的HAZOP分析在量化风险时,对于偏差原因发生的可能性评价存在较大的主观性。本文对于没有统计资料的HAZOP分析偏差原因发生可能性,采用专家打分法,利用三角模糊数来表示其模糊发生概率。对于有统计资料的偏差原因,直接表示成三角模糊数。这种方法能够很好的表示HAZOP分析偏差发生概率。介绍了基于三角模糊数的HAZOP分析步骤,并在石油化工装置中进行了应用。这对HAZOP分析技术在石油化工装置中的推广具有重要意义。     

A novel knowledge database construction method for operation guidance expert system based on HAZOP analysis and accident analysis

An expert system for operation guidance will contribute to identifying the operatoration problems and indicating the resolutions thereof, because the information stored in the expert system can be utilized to resolve the corresponding technical problems. However, there are several problems that should be solved in the practical application of the expert system, such as lack of corresponding knowledge or resolutions utilized to cope with the problems, inapplicable resolutions, too many resolutions for the operators to choose from to obtain the best one in the first time, etc. Obtaining and storing as much as information in the database of the expert system are important issues in the construction process of the expert system. The accident analysis results contain a limited number of accident cases and the HAZOP analysis only refers to a single deviation analysis. This paper has presented a novel knowledge database construction method for an operation guidance expert system based on the HAZOP analysis and the accident analysis, which can be used to resolve the above problems. The HAZOP analysis results are combined with the accident analysis results and the combination information can be stored in the database of the expert system, and can be employed to forecast accidents or identify accident causes. The structures of the operation guidance table and the accident investigation table have been illustrated. The residuum hydrotreating process expert system is taken as an example to illustrate the knowledge database construction method. With the aid of this expert system, the operators will well understand the operations and adopt the best resolutions to deal with the abnormal situations. Also the operators can identify potential risks existing in the plant which will result in accidents according to the accident analysis results associated with the HAZOP analysis results.