气候变化研究的中国知识贡献及其影响局限

气候变化知识的不断深化和积累是全球气候治理的基础。政府间气候变化专门委员会(IPCC)邀请全球有代表性的科学家,通过分析评估国际上正式发表的文献,提供关于全球气候变化科学进展的最新认识结论。本文基于文献计量学,通过统计中国在气候变化十大重要领域的科技成果产出量和影响力、中国政府和科学家对IPCC评估报告的参与以及中国大陆引文在IPCC第五次评估报告中的贡献,分析了中国对全球气候变化知识的贡献与局限。结果表明:近十年来,中国在气候变化大多数领域的科技成果产出量已居全球第二或第三位,但在海洋与气候变化、适应气候变化和全球气候治理领域的国际论文量明显落后;与美国和英国相比,中国气候变化科技成果的各类影响力指标明显偏低;中国对IPCC评估报告的参与度和影响力在不断提升,中国积极组织相关机构和专家参与IPCC评估工作,对全球气候治理起到了重要的科学支撑作用;但从IPCC第五次评估报告中国大陆引文的角度看,中国贡献仍整体偏弱,中国大陆引文的贡献呈领域分布不均衡,优势领域少,成果影响面窄的特点。与科学基础领域相比,中国在影响和适应、减缓和国际合作领域的科学贡献更弱,对全球视角关注不够,但中国大陆引文总体的国际科学合作活跃度较高。后巴黎时代,中国需要更加面向国家需求、气候公约和《巴黎协定》目标以及国际气候变化科技前沿,加强全球视野和原始创新,突出中国优势和特色,使气候变化的中国研究成果更多支撑全球气候治理进程的推进。     

Climate Change Governance in China: A Case Study

Climate change is treated in China as an issue related closely to the national strategy for sustainable development as well as an issue in international collaboration in environment. The duality of the issue makes the climate change policy often waver between domestic and international emphases. In the past one and a half decades, the central government emphasized mostly on responding to international pressure by participating in negotiations in international treaties. However, the nation, as well as the world, will probably benefit more by taking a more proactive attitude towards mitigation and adaptation to climate change. This paper described the current governance structure for climate change management in China and made concrete recommendations for its improvement. The most urgent recommendation is to improve the cooperation of current National Coordination Committee on Climate Change with authority for policy-making and to oversee climate change.     

走向更为积极的气候变化政策与管理

我国目前应对气候变化的策略表现为：将气候变化政策视为可持续发展政策的一部分；在参与全球气候变化的国际协议方面有着鲜明立场；重视气候变化方面的科学研究；把气候变化问题作为环境外交的重要部分；努力吸引公众参与等方面。但在政策的制定和执行中仍缺乏应有的积极性、主动性和前瞳性。我国的气候变化治理结构存在的问题主要包括：缺乏明确的决策机构和执行机构。科学研究对政策制定的支持能力不足，公众参与薄弱．企业减缓气候变化的动力不足。针对这些问题．提出了以“走向更为积极的气候变化政策与管理”为核心的改进治理结构的政策建议。     

“十二五”以来中国应对气候变化政策和行动评述

基于广泛系统的文献梳理和总结,凝练了“十二五”以来中国应对气候变化政策和行动的现状、特点及成效,并提出针对性建议。主要结论包括:从外部环境看,国际形势对中国应对气候变化事业的推动作用呈现递减态势,之前“以外促内”的国内气候治理特点逐步转化为“内生动力为主”和“内外协调”;从政策制定和执行模式看,“集思广益”“上书模式”持续,“上下互动”“智库支持”的政策学习特点更加明显;从政策体系上看,已经形成相对成熟的符合中国国情的完整体系,推动气候治理能力显著提高;从政策总体特点看,呈现规划主导并引领、行政手段先行市场机制跟进、由点到面有序扩展、环境与气候协同治理、中央和地方互动博弈形成动态平衡、短期内政策成本较高等特点。“十二五”至今,中国应对气候变化政策行动效果明显,提前实现了2020年应对气候变化目标,并在污染治理、经济发展等方面产生广泛协同效应。“十三五”中期以来,中国应对气候变化组织管理机构进行了重大调整,从中央到地方气候政策和行动进入调整阶段。同时,更加强调气候政策和环境政策的协同。展望未来,中国应对气候变化政策和行动应该尽快走出调整期,充分利用新体制的优势,以碳总量控制目标为抓手,坚定推动以全国碳排放权交易为中心、多措互补的政策体系,注重适应行动以应对不断放大的气候风险,继续提高公众对应对气候变化政策的认知度、接受度和参与度,并不断加强技术研发和储备。     

“双碳”目标下中国气候变化立法的双阶体系构造

中国在第75届联合国大会期间提出了CO2排放力争在2030年前达到峰值,在2060年前实现碳中和的"双碳"目标。"双碳"目标的确立提出了艰巨而紧迫的立法任务。由于气候变化具有全球性的特点,因此,中国未来气候变化立法的监管领域在关注国内监管空间和已有立法的同时,还应注意其国际面向的监管空间和衔接。气候变化法律具有复杂性、综合性、系统性和动态性的特点,国际上还没有通过一部气候变化法即可解决全部碳排放问题的成功先例。气候变化法律监管空间宏大,涉及领域和问题复杂多样。所涉及的领域和问题都与应对气候变化有直接或间接的关联。这决定了气候变化立法包含以实现气候政策目标为主要目的的直接立法和对气候目标实现具有支持、阻碍影响的间接立法两种类型。中国应对气候变化的立法应采用双阶体系构造模式,即直接立法加间接立法的模式。直接立法包括气候变化的框架法和专项立法,间接立法包括所有间接影响气候政策目标实现的相关法律。直接立法解决应对气候应对的目标、碳预算、管理体制、实施机制等较为集中的问题。间接立法则因为气候变化监管措施跨领域、跨部门和行业,应拓展至能源法、经济法、农业法、环境法、民商法等领域。直接立法和间接立法的有关法律制度应密切配合,彼此呼应,构成一个完整的应对气候变化的法律制度体系。以直接立法加间接立法的双阶模式构建中国的应对气候变化法律体系是应对气候变化立法模式的理性选择,并以此从不同的路径实现中国温室气体减排的目标。     

Who cares about climate change reporting in developing countries? The market response to,and corporate accountability for,climate change in Bangladesh

Undoubtedly, climate change is one of the greatest problems facing today’s world. Despite this, traditional research has ignored the market response to, and accountability for, climate change reporting in developing countries. Hence, this study critically examines climate change reporting practices in the most affected countries in the world, with specific reference to Bangladesh. In the study, 32 semi-structured interviews and 71 annual reports are evaluated. Using legitimacy theory, the study contributes to building an understanding of companies’ attitude toward stakeholder accountability regarding climate change. The study finds that Bangladeshi companies are reporting climate change information on an average of 2.23 %. More specifically, the study demonstrates that large companies are reporting on more climate change issues than others because of their legitimized positions in the market. Again, a lack of regulation and a culture of low social accountability among the companies contribute to a very low level of disclosure on climate change. Surprisingly, multinationals are not providing satisfactory disclosure. The study has policy implications in developing countries for both local policy makers (the government) and international policy makers (the Intergovernmental Panel on Climate Change, the European Union, the World Bank, the UN Environment Programme, the International Energy Agency and the World Economic Forum) as to how to engage local companies so that they become more socially accountable to climate change reporting.     

Consideration of some key issues of carbon market development in China

The global carbon market has developed rapidly with two significant trends of globalization and financialization.Deriving economic interest is a nation driven-force behind the international climate negotiation and carbon market.According to deeply analyzed relationships between the carbon market and the key subjects of the climate negotiation,this article reveals that promoting the development of the global carbon market is one of the core interests of developed nations.Based on the background of international carbon market development and domestic carbon market pilots,four suggestions to the key issues of China’s carbon market are provided.The first is that the goal of China’s carbon market should be in line with and contribute to the national objectives and policies addressing climate change.The second is that the Chinese carbon market should mainly target the emission reduction of production-sectors,and contribute to their upgradation and transformation.The third is mat the development of the nation-wide carbon market in China should first take the principle of unbalanced regional development into consideration.The fourth is that linking China’s carbon market to the international market should keep steps in line with international opening-up of China’s financing system.     

“十二五”以来中国应对气候变化的行政手段评估

在中国应对气候变化政策体系中,目标责任制和淘汰落后产能这两项行政手段具有核心地位。充分认识其作用机制,阐述其优势与不足,对于中国碳减排政策的优化设计意义深远。本文遵循气候变化评估报告的原则和方法,以国内外公开发表的相关文献为基础,评估了这两项政策的作用机制、政策有效性以及存在的问题。结果显示:目标责任制和淘汰落后产能这两项行政手段具有高度的有效性。这些行政手段顺应了中国的各项体制机制,确保了中国应对气候变化目标的实现。具体来看,节能降碳目标责任制通过明确地方政府作为节能降碳政策执行主体的责任,改变了原有的官员激励体系,强化了政府对既有政策的执行,还促进了地方政府和企业各项节能降碳制度的形成。淘汰落后产能以目标责任考核为基础,结合各种激励政策,在节能降碳、化解产能过剩等方面发挥了巨大效应。尽管行政手段在温室气体减排中的作用非常有效,但是这种自上而下的压力传递机制难以真正内化为地方政府和企业开展节能降碳工作的自发性力量。此外,由于节能降碳目标的层层分解,县级及以下政府承担了与其行政管理权限并不匹配的责任。在压力体制下,过剩产能的市场退出障碍和地方政府、企业产能扩张的冲动依然存在。未来应结合行政和市场手段的优缺点,综合施策,促进温室气体减排长效机制的形成。     

中国低碳城市试点的政策设计逻辑

政策试点是中国国家治理策略体系的重要组成部分,是中国政府遵循“由点到面”逻辑以试验手段制定政策的一种常规性工作方法。低碳城市试点是中国应对气候变化战略的重要组成部分,通过选择不同类型、不同发展阶段、不同资源禀赋的地区开展试点,探索经济增长与碳排放脱钩的模式。现有文献侧重低碳城市建设的内涵、建设模式与路径、温室气体的核算方法、政策手段、峰值研究与达峰路径、效果评估等,有力地支持了低碳城市建设决策,但对于低碳城市试点的政策设计鲜有涉及。本文从政策过程理论、央地关系两个视角,结合府际学习与竞争关系,建构了中国低碳城市政策“试点–扩散”机制与政府行为的分析框架。中国的低碳城市试点具有探索型开拓性、综合型专业性、授权型自主性的特点,结合三批低碳城市试点的文件要求和实践进展,从政策试点的选点、设计、执行、监督和评估五个方面对于中国低碳城市试点进行了系统的梳理分析。相较于经济领域的其他政策试点,低碳城市政策试点具有弱激励弱约束的政策环境。地方政府基于自身的学习能力和领导力,在政策创新方面表现出争先、自主、效仿和守成四种行为特征,并以杭州、深圳、镇江、成都四个表率城市做了实证。政策“试点-扩散”的过程从本质上讲是中国政策创新与扩散的过程,可能在现实中需要往复多次进行,中国已陆续开展的三批低碳城市试点工作就遵循这样的政策逻辑。试点的意义是试出问题、解决问题、积累经验。从前三批试点城市评估结果来看,试点城市在低碳发展目标设定、转型路径探索和低碳发展动力转换等方面与社会的预期仍有差距,为此本文提出了推进低碳城市建设的四点建议:一是激发城市低碳发展的内生动力;二是完善低碳城市试点的科学论证机制;三是建立激励与约束并举的长效机制;四是强化市场公平竞争的政策导向。     

Geopolitics of global climate change and energy security

Currently,the problem of climate change is already far beyond the category of scientific research,and it affects the economic operation mode,interests pattern,and geographical relationships and becomes the focus of global governance.During the transition period of the international economic and social development and the critical transformation period of the world geopolitical pattern reorganization,China’s industrialization is still at the intermediate stage,and tackling with climate change is also China’s internal demand under this development stage.With more influence of climate change on national competitiveness,climate change and geopolitics present complex multiple relations,and climate change in the era of geopolitical landscape gradually affected the national strategy and diplomacy.This article offered some relevant suggestions based on evaluating the new geopolitical characteristics of climate change:(1)weighing of interests and properly handling the complex relations among major powers during international climate negotiations;(2)strengthening risk judgments and actively cooperating with the United States and the European Union on energy and climate change;(3)relying on the"One Belt(Silk Road Economic Belt)and One Road(twenty-first century Maritime Silk Road)"to ensure China’s energy security and actively participating in the global energy governance;(4)strengthening the"south-south cooperation"mechanism innovation and increasing the investment.     

Assessing the implications of a 1.5 °C temperature limit for the Jamaican agriculture sector

Despite recent calls to limit future increases in the global average temperature to well below 2 °C, little is known about how different climatic thresholds will impact human society. Future warming trends have significant global food security implications, particularly for small island developing states (SIDS) that are recognized as being among the most vulnerable to global climate change. In the case of the Caribbean, any significant change in the region’s climate is likely to have significant adverse effects on the agriculture sector. This paper explores the potential biophysical impacts of a +?1.5 °C warming scenario on several economically important crops grown in the Caribbean island of Jamaica. Also, it explores differences to a >?2.0 °C warming scenario, which is more likely, if the current policy agreements cannot be complied with by the international community. We use the ECOCROP niche model to estimate how predicted changes in future climate could affect the growing conditions of several commonly cultivated crops from both future scenarios. We then discuss some key policy considerations for Jamaica’s agriculture sector, specifically related to the challenges posed to future adaptation pathways amidst growing climate uncertainty and complexity. Our model results show that even an increase less than +?1.5 °C is expected to have an overall negative impact on crop suitability and a general reduction in the range of crops available to Jamaican farmers. This observation is instructive as increases above the +?1.5 °C threshold would likely lead to even more irreversible and potentially catastrophic changes to the sustainability of Jamaica’s agriculture sector. The paper concludes by outlining some key considerations for future action, paying keen attention to the policy relevance of a +?1.5 °C temperature limit. Given little room for optimism with respect to the imminent changes that SIDS will need to confront in the near future, broad-based policy engagement by stakeholders in these geographies is paramount, irrespective of the climate warming scenario.     

Climatic and human drivers of recent lake-level change in East Juyan Lake,China

Drying of an inland river’s terminal lake in arid regions is an important signal of environmental degradation in downstream regions. A long-term, high-resolution understanding of the lake’s retreat and expansion and the driving mechanisms will inform future adaptive water management strategies, ecosystem restoration, and government decision-making in the context of a growing water scarcity in the inland river basin. The shrubs that grow along the shore of a lake often provide evidence of lake retreat or expansion. The chronological results showed that the earliest germination dates of the lakeshore shrubs, tamarisk, were in 1901, 1943, 1966, 2009, and 1990 from the higher terrace to the lower terrace of East Juyan Lake, a terminal lake of China’s Heihe River. Coupled with river and lake hydrological data, six obvious lake’s fluctuations were identified: shrinkage from 1900 to 1940s and during the early 1990s, expansion and retreat in the late 1950s and early 1970s, continued expansion from 2002 to 2008, and stabilization at a water area of around 40 km² from 2009 to the present. The water elevation in the 1900s was below 905 m a.s.l., resulting in a water area <80 km², but decreased to 40 km² after 1960 and dried up completely by the 1990s. By analysing climatic and hydrological records since 1950, tree-ring climate proxy data, river runoff outside the observation period, and water resource consumption in the middle and lower reaches of the Heihe River, we found that the periodic expansion and retreat of East Juyan Lake was influenced by both climate change and human activities, but especially by human activities. The lake’s recent recovery and stability was achieved by government policy designed to provide environmental flows to the lake.     

Correction to: Subnational climate entrepreneurship: innovative climate action in California and São Paulo

The distinct role of subnational governments such as states and provinces in addressing climate change has been increasingly acknowledged. But while most studies investigate the causes and consequences of particular governments’ actions and networking activities, this article argues that subnational governments can develop climate action as a collective entrepreneurial activity. Addressing many elements explored in this special issue, it focuses on the second question and identifies climate entrepreneurship in two subnational governments—the states of California (USA) and São Paulo (Brazil). Examining internal action, as well as interaction with local authorities, national governments and the international regime, entrepreneurial activities are identified in the invention, diffusion and evaluation of subnational climate policy in each case. The article draws from the recent scholarship on policy innovation, entrepreneurship and climate governance. It contributes to the literature by exploring entrepreneurial subnational government activity in addressing climate change and expanding the understanding of the effects of policy innovation at the subnational level.

     

Resources and international climate change policy gridlock

Few other policy zones are as complex as the issue of climate change. If the more pessimistic projections of climate change doom are correct, then the failure to address the issue is likely to be catastrophic and irreversible. The Inter-governmental Panel on Climate Change has predicted the potential extinction of many species and that the existence of small-island and other vulnerable countries will be threatened if business-as-usual greenhouse gas emissions continue. Climate change is a transboundary problem and requires unprecedented levels of cooperation between states and serious and sustained responses from major emitters. However, the growing demand and consumption of natural resources for continued energy security and cornucopian economic growth have undermined the outcomes of international climate change negotiations. It is argued here that there is a strong connection between the major emitters’ positions at United Nations’ climate talks, their possessions, dependence and consumption of natural resources, and the continued undermining of international climate change policy for unsustainable growth. This paper assesses the resource politics of the US, China, India, Canada, Russia, and Saudi Arabia and their positions at climate talks to show the link between lack of climate change policy progress and the positions of these main players.     

China as a new shaper of international development: the environmental implications

The emergence of China as a global player challenges the pre-existing dominance of the OECD countries and will continue to be a crucial force for global change in coming decades. The implications of China’s rise will be most significant for low- and middle-income countries, but the outcomes will also affect China’s relations with traditional donors and the understanding of the process of development. While these issues are increasingly explored at the political and economic level, very little analysis is available for the environmental impacts that China has on low- and middle-income countries. It is well understood that China plays a major role in relation to climate change, energy use and natural resource use at the global level; however, the perspective of China’s environmental impacts on low- and middle-income countries is underexplored. This Special Issue, therefore, elaborates the rise of China from the environmental perspective and assesses the impacts of China’s rise on low- and middle-income countries for international research, policy and practice in the field of environment and development. The findings draw on insights relevant for energy, water, forestry and land issues in Asia, Africa and Latin America.     

Global progress in climate change adaptation policies and its implication for China

This paper reviews the progress in climate change adaptation (CCA) policies both under the United Nations Framework Convention on Climate Change (UNFCCC) and in major regions and countries, including the EU and its major member countries, the influential developed countries in the Asia-Pacific region, the emerging economies and the least developed countries (LDCs). The progress made in China in CCA policies is also reviewed and compared with that in other countries. Finally, good international practices are proposed for China’s policy development. It is found that adaptation has been given the same priority as mitigation since the twenty-first century with regard to climate change-related actions. The topics related to adaptation in the international climate change negotiations under the UNFCCC have evolved from mechanisms for finance and technology development and transfer exclusively in the early stages to implementation of practical adaptation programs and actions. Since 2006, major developed and developing countries have frequently set forward specific CCA policies or general climate change policies involving adaptation in the form of laws, frameworks, strategies, and plans. The LDCs have also been working on National Adaptation Programmes of Action and subsequent National Adaptation Plans with the support from the financial mechanisms under the UNFCCC. Therefore, globally, it has become a common practice to develop national or regional policies to plan and guide CCA actions. China has established climate change policies involving adaptation at the national, regional, and sectorial levels since 2007. However, these policies have strong limitations in their knowledge base, strategic positioning, contents, and implementation mechanisms, e.g. lack of a sound knowledge base, an international perspective, clear responsibilities for policy implementation, and appropriate monitoring and evaluation mechanisms. It is recommended that China should further strengthen its technical capabilities in climate change projections as well as impact, vulnerability, and risk assessment, and develop methodologies and techniques for the preparation, impact assessment and implementation of CCA policies. Furthermore, future CCA strategies or plans should be developed with an emphasis on China’s vision and strategic position on the world stage.     

甲烷排放与应对气候变化国家战略探析

甲烷的全球变暖潜势是二氧化碳的72倍(20年水平),但其在大气中的寿命短于二氧化碳,可以作为优先减排对象。中国的甲烷排放十分突出,甲烷减排在应对气候变化国家战略中具有重要的基础性地位,然而在政策研究中,甲烷受到的关注程度远低于二氧化碳。本文基于甲烷排放研究的相关进展,首次系统性地论述了中国甲烷排放与应对气候变化国家战略之间的关系。主要结论是:甲烷排放的有效控制和减缓可以成为中国温室气体减排的重要组成部分,甲烷等温室气体的减排战略要用"系统减排"思路替代传统的"末端减排"思路;甲烷系统减排的策略和实施措施不仅需要重视主要排放部门(如煤炭开采与洗选业,农业)的直接末端减排,更需要突出强调建设活动、城市消费、资本投资和出口贸易等消费端的间接体现减排;在国际气候谈判中通过纳入甲烷排放,可以至少在五个方面丰富和支撑中国的国家立场,如从承诺"单位GDP二氧化碳减排"向承诺"单位GDP温室气体减排"转变。     

Empirical analysis of carbon tariff’s effect on the export structure of China’s manufacturing industry and social welfare based on the GTAP model

In recent years, carbon emissions have gradually evolved from an environment issue into a political and economic one. Carbon tariff has brought about new trade barriers of developed countries, and in order to enhance the industrial competitiveness of developed countries, it will produce unfavorable impact on developing countries. Concentrated on the manufacturing industry, which is the most intensive high-carbon industry in China’s export structure, this article studies the relationship between carbon tariff policy and industry structure of export trade and builds up a relation between climate change and international trade. First, by means of establishing a partial equilibrium model, it applies geometric analysis and mathematical analysis to compute the impact on China’s manufacturing export trade and the consequences of the introduction of the US carbon tariff to China’s manufacturing industry that has already imposed a domestic shipping carbon tax. Furthermore, with the application of the GTAP model, it estimates the overall economic and welfare effects on China’s manufacturing industry if the US and Europe introduce carbon tariff by means of four ways, and then analyzes the influence on China’s manufacturing industry export structure and social welfare as well. The result shows that the introduction of the US carbon import tariff lowers China’s export price and export volume, and the implementation of a domestic carbon tax justifies a higher export price and a lower export volume for China. However, the degree of export reduction is smaller than that under the effect of the US carbon tariff. In the case of developed countries imposing carbon tariff on China’s energy-intensive industries, such as chemical rubber products, oil and coal-processing industry and paper industry, whose export would be reduced, the negative impact on the paper industry is the severest, which will decrease the paper industry’s export ranging from 1.79% to 6.05%, whereas the other industries’ export will increase. Anyhow, it will promote China’s manufacturing industry to adjust the export structure to a certain extent. In addition, it will lead to a decrease in China’s welfare, with a decrease between $2.134 billion and $8.347 billion. Finally, this paper provides information on international coordination, export structure adjustment and green manufacturing adjustment as a reference for the development of China’s manufacturing industry.     

Climate Change Responsibility and China’s Endeavor

The problem of climate change is a global challenge.It is closely associated with social development and human survival,and it has a significant impact to all countries on energy development,economic competitiveness,technological innovation,and way of life.In recent years,with the rapid economic development in China,there is a rumor that the rapid growth of China’s carbon dioxide emission offset the efforts of the international community in reducing emissions,and China should bear the international responsibility corresponding to its significant role in greenhouse gas emission,which obviously are unfair and not objective.As this paper reveals,"China environment responsibility" that is the socalled "China environment threat" or theories,China has made a positive contribution to addressing the climate change in the past and China will still be the backbone on the protection of global climate in the future.     

Roles of State Strategy of Adaptation to Climate Change in China

Abstract

For the adverse impacts of climate change, China government should place the problem of adaptation to climate change on the agenda. It is time to institute and implement a state adaptive strategy to reduce the adverse impacts on economy, community and people's health and life by international cooperation and our own endeavor. A state strategy of adaptation to climate change should be closely linked with other current interrelated national strategies, and they should be supplemented and improved by each other. This paper discusses the roles of the state strategy of adaptation to climate change in the state climate change integrative strategy, the environmental protection strategy, and the sustainable development strategy in China. Furthermore, it proposes the main aims of the state adaptive strategy of China.