Who is susceptible and why? An agent-based approach to assessing vulnerability to drought

In this paper, we specify susceptibility to drought from a psychology-based bottom-up perspective. On the basis of the protection motivation theory (Rippetoe and Rogers in J Pers Soc Psychol 52(3):596–604, 1987), we developed the protection-capacity model (Krömker and Mosler in Global environmental change in Alpine regions: impact, recognition, adaptation, and mitigation. Edward Elgar, Cheltenham, pp 93–112, 2002) to analyse the susceptibility with respect to the protection capacity of agents. The protection capacity is determined by the agents’ subjective assessment of the situation, which consists of the appraisal of threat, on the one hand, and the coping appraisal, on the other hand. Additionally, the protection-capacity model specifies several factors which influence the two central appraisal processes. Empirical data were collected in interviews with experts and with a total of 65 exemplarily selected households which are typical for the respective case study regions (Andhra Pradesh, India; Algarve and Alentejo, Portugal; Volgograd and Saratov, Russia). The data were analysed with the help of fuzzy set methodology. Results show that the households of the Indian region are the most susceptible when compared to those of the Russian region with ‘low’ and to households of the Portuguese region with a ‘very low’ degree of susceptibility. Moreover, we identified subgroups within the regions which are characterized by different degrees of susceptibility and a different profile of factors influencing susceptibility. Altogether, the agent-based perspective allows identifying relevant factors that need to be addressed to minimize susceptibility of the population and special subgroups. However, the results are not representative for the case study regions because of the small database. Additionally, more effort is needed to validate the findings.