European electricity utilities managing energy transition challenges

Energy transitions are a complex technological-economic and social process. Currently, this involves the impact that innovation in technology and information as well as social practices can have on the way the energy is used. Therefore, business becomes much more complex and risky. In the particular case of the European Union, recent years were also marked by multiple changes at the political, economic, social and environmental context. Changes are already in course posing new challenges to European Electricity Utilities. The question that arises is how these subjects impact the structure, consolidation and governance of the electricity utilities and which drivers have the greatest impact on the speeding up the change. It is also our aim to understand how companies are responding to transition challenges in order to ensure the sustainability of their activities and their healthy stay in the market. In this article we present an insight of this issue through the analysis of thirteen indicators on the seven largest European energy utilities. Results allowed comprising the effects of the different economic and financial contexts on the variables under study.     

Policy innovation for technology diffusion: a case-study of Japanese renewable energy public support programs

Due to local scarcity of fossil fuel reserves, deployment of renewable energy has been on the Japanese government energy policy agenda for decades. While a significant amount of government budget was being allocated to renewables Research and Development, in contrast very little attention was paid to public support for renewable energy deployment. Against this background, in 2003, the Japanese government enacted legislation based on the renewable portfolio standard (RPS) scheme, which requires electricity retailers to supply a certain amount of electricity from renewable sources to grid consumers. The RPS legislation had been expected to ensure market efficiency, as well as bringing a steady increase in renewable capacity. Later, in 2009, the feed-in tariff (FIT) scheme was introduced to let electricity utilities purchase electricity generated from renewable energy sources with regulated prices. This paper aims to use the choice of renewable policy as a case-study to understand barriers for policy transfer and innovation, mainly through comparative studies between RPS and FIT in Japan. The result of this study shows that, in Japan, most policy-makers face the ‘lock-in’ of existing technology, which frustrates the deployment of renewable energy. For this reason, there is reluctance to allow experimentation that could promote a shift to other energy sources. In order to achieve the rapid change towards green industry, innovation policy needs to be implemented through effective and efficient methods, such as a carbon tax for fossil fuels; enlargement of renewable energy deployment to sources such as wind, geothermal and solar; and conducting further studies toward public preference and willingness to pay for the new clean energy sources.     

Advancing to a Circular Economy: three essential ingredients for a comprehensive policy mix

Material resources exploitation and the pressure on natural ecosystems have raised concerns over potential future resource risks and supply failures worldwide. Interest in the concept of Circular Economy has surged in recent years among policy makers and business actors. An increasing amount of literature touches upon the conceptualisation of Circular Economy, the development of ‘circular solutions’ and circular business models, and policies for a Circular Economy. However, relevant studies on resource efficiency policies mostly utilise a case-by-case or sector-by-sector approach and do not consider the systemic interdependencies of the underlying operational policy framework. In this contribution, a mapping of the existing resource policy framework in the European Union (EU) is undertaken, and used as a basis for identifying policy areas that have been less prominent in influencing material resource efficiency. Employing a life cycle approach, policies affecting material efficiency in the production and consumption stages of a product have been found to be poorly utilised so far in the EU. Taking this as a point of departure, three policy areas that can contribute to closing material loops and increasing resource efficiency are thoroughly discussed and their application challenges are highlighted. The three policy areas are: (1) policies for reuse, repair and remanufacturing; (2) green public procurement and innovation procurement; and (3) policies for improving secondary materials markets. Finally, a potential policy mix, including policy instruments from the three mentioned policy areas—together with policy mixing principles—is presented to outline a possible pathway for transitioning to Circular Economy policy making.     

中国电力系统低碳转型的路径探析——基于社会技术转型思路

社会技术转型的多层视角(MLP)是转型理论的最新进展,它认为转型是由三个层面——微观层的技术利基,中观层的社会技术体制和宏观层的大环境——相互作用引起的一个非线性的演化过程。该思路通过分析技术和社会因素之间的互动关系,寻求理解社会技术体制的长期变化。本文以MLP为分析思路,研究我国电力系统现行体制已经发生的动态变化;并从短期,中期和长期三个时间维度,对我国低碳电力系统转型路径提出一个概念性的分析框架。短期的转变路径,延续和发展现有体制结构和治理模式,通过体制内行为主体有意识地调整创新活动和发展的方向,来解决体制内部矛盾和压力,实现政府2020年的减排目标和可再生能源目标。中期的重构路径,基本实现电源结构实质性改变,火力发电比例逐步下降,可再生能源发电对其主导地位形成冲击和挑战,电力系统呈现百花齐放百家争鸣之势态。长期的重置路径通过新的低碳能源技术创新的质的突破和飞跃,实现高煤高碳的电力体系由新的低碳体制取代这一长期目标。本文从理论和方法上丰富了目前我国低碳转型的讨论,对政策制定者和相关的行为主体也可提供一种有益的参考。     

Carbon trading thickness and market efficiency in a socialist market economy

Unlike the European Union emission trade system (EU ETS), China’s pilot ETSs implemented diversified policy designs instead of using a uniform framework. Variance ratio test is used to evaluate the Efficient Market Hypothesis (EMH) in China’s carbon trading markets. The results of two versions of variance ratio tests indicate that the carbon trading market in Hubei is considered weak form efficient, and the socialist market economy does not necessarily lead to market inefficiency in carbon trading markets. Thin trading activities generate market frictions and bias the Efficient Market Hypothesis (EMH) tests.     

The challenge of adapting centralised electricity systems: peak demand and maladaptation in South East Queensland,Australia

South East Queensland’s (SEQ’s) centralised electricity system is under great pressure to adapt. Climate change is converging with socio-economic, demographic and technological changes to create a ‘perfect storm’ for the region’s electricity system. Distribution networks are particularly affected, with these factors contributing to tremendous peak demand growth, about double the rate of growth in average demand in recent years. This paper reviews how Australia’s electricity system is adapting to multiple drivers of peak electricity demand. We use socio-technical transitions theory to understand the temporal interconnected social and technical dimensions of adaptation in this setting. Specifically, we present an historical narrative of the emergence of centralisation in Australia and outline the peak demand problem in SEQ and review adaptation options from the international literature. We also analyse the interactions between key social groups and their adaptation responses over the past decade. Our analysis shows that adaptation has become a contested process between supply-chain actors and end-users, each with different economic objectives, adaptation needs and capacities. The resulting adaptation dynamic that is emerging shows worrying signs of maladaptation. Implications for market governance and urban policy and research are discussed.     

我国太阳能光伏发电产业发展方向及产业政策

随着新世纪的到来，出于对环保和未来能源供应的考虑，可再生能源在世界能源消费中的比重逐渐加大。其中，太阳能光伏发电技术的发展和应用颇为世人所瞩目。本文从国有光伏产品市场特点出发，分析了国产光伏系统在市场竞争中的优势和劣势所在，指出了当前我国太阳能光伏发电系统企业在市场中缺乏竞争力的原因。在此基础上，提出相应的解决方案。     

The emergence of climate change adaptation as a policy field: the case of England

Attention toward climate adaptation has been growing among governments over the past decade. In the European Union (EU) alone, nine countries have national plans for adaptation (with more in preparation), there are some 30 sub-national plans, and every Member State has policies to address adaptation. Given the recent attention given toward this subject a question that arises is: can climate change adaptation be considered a policy field? As a unit of analysis, policy fields are widely studied in the social sciences. However, the definition of policy fields such as environmental policy or agricultural policy is taken for granted. Oddly for such a common concept, very little attention is paid to what policy fields are in and of themselves or how they can be identified. Given these shortcomings, this article first attempts to fill this gap by theoretically defining what a policy field is by identifying and assigning their characteristics and dynamics. Based upon a literature review, it shows that policy fields are three-dimensional entities comprised of substantive authority, institutional order, and substantive expertise. The second task of this article is to apply this definition to adaptation policy activity in England and determine whether adaptation can be considered a policy field there.     

The Status Quo and Developing Trend Analysis of Global Carbon Finance

Abstract

This paper gives a systematic view of the new trends of global carbon finance innovation under the challenge of global climate change and in the process of transition to achieve economic growth from “high carbon” to ‘low carbon”, covering the following aspects: the structure, status quo and developing trend of global carbon market. The paper discusses the innovation in financial organization and service systems and governments’ overall guidance and policy support, and draws the conclusion that the world is undergoing massive changes with governments actively responding to carbon finance to embrace the tremendous opportunities for clean energy and climate change in financial industry. To seize the opportunity, a complete and overall carbon finance system of China should be put in the top of the agenda. Given the current tasks of energy conservation and pollution reduction and the growing demand for capital input, China needs to construct an clear of policy guidance, a diversified financia service system, and a multi-approach carbon finance system to intensify and widen the participation of financial industry, to expand financing channels for sustainable economy and spread risks, and finally, work out an inexpensive solution to the realization of China’s low carbon target.     

The role of capital deepening in China’s energy transition

ABSTRACT

This paper provides a theoretical model to explain the causality between China’s energy transition and capital deepening found by the empirical study. We prove that in the equilibrium, China’s energy transition is endogenously determined by capital deepening due to the homogeneity of electricity and the monopolistic competition features of China’s electricity market. Price effect, which is the effect of change in relative factor price, will affect energy transition only if the policy intervenes electricity price in terms of the primary sources from which it is generated. We propose that investment can promote energy transition by stimulating capital deepening which is biased to clean energy development. In this regard, our paper provides a new way of thinking for other developing countries to design an effective energy transition policy.     

钢铁产业生态化设计与政策选择

钢铁产业是国民经济重要的支柱产业,也是典型的高能耗、高排放、高污染产业。钢铁产业生态化设计与政策选择是落实科学发展观,推动生态文明建设,加快转变经济发展方式的必然要求。以烧结(球团)、焦化、炼铁、炼钢、轧钢工序中节能减排、污染防治和落后生产能力淘汰为重点,以环境影响评价为导向,基于钢铁全生产流程物质流分析,融入循环经济和清洁生产理念,以新型节能清洁工艺技术、装备技术和仿真、信息化技术的开发应用为切入点,融入生态文明、循环经济和清洁生产理念,完善钢铁生态产业链,加强资源综合利用,强化生态技术创新。本文从市场引导、政策促进、环境监管、技术创新、过程控制、内部循环、外部联合、责任延伸、行业自律、公众参与等10个层面,构建促进钢铁产业生态化的政策体系,充分发挥政府、企业、行业、中介组织、金融机构和社会公众的作用,在规划、机制和技术层次上全面落实钢铁产业生态化政策,全面推动我国钢铁产业的转型升级和绿色发展。     

最近10年国外循环经济进展及对中国深化发展的启示

随着联合国确立2030全球可持续发展目标和巴黎会议通过应对气候变化的全球协议,循环经济在世界各国的发展得到越来越多的重视,正在与低碳经济一起作为绿色经济的两个支柱,纳入主流的理论研究和政策研究。过去10年来,受到中国发展循环经济的刺激,国外特别是欧洲国家为了占领绿色经济制高点,强化了循环经济的研究与实践,在理论研究、政策创新、企业实践等方面取得了一系列重要成果。这反过来可以对中国未来深化循环经济起到促进和激励作用。本文从三个方面总结和评论最近10年来国外循环经济的进展及其启示。首先,指出循环经济从60年前的思想萌芽,经过过去20年的发展,当前在政府、专门组织以及学术研究等多种力量的推动下,正在进入波澜壮阔的第三波。其次,概括过去10年欧洲国家在循环经济领域取得的进展和成果,指出循环经济的理论与实践出现了整合化、系统化的趋势,重要如EMF提出了循环经济的系统模型;战略思路实现了从治理废弃物向预防和减少废弃物的转变,重要如欧盟提出了发展循环经济的一揽子计划;强调循环经济对于21世纪企业发展和创新具有重大意义,重要如埃森哲咨询公司提出了循环型企业的五种类型,其中产品服务系统和基于互联网平台的分享经济正在成为循环型企业发展的新前沿。最后,在前述研究的基础上,针对中国循环经济发展如何走上新台阶,如何实现经济社会发展与物质流消耗的绝对脱钩,从建构循环经济整体模式以及政府、企业、消费者、研究者等利益相关者合作推动等方面提出了相应的建议。     

中国新能源汽车产业的政策变迁与政策工具选择

伴随着新能源汽车产业的发展,中国政府有关新能源汽车产业政策也在不断地跟进。梳理相关产业政策变迁之中的内在逻辑,分析政策工具的选择是一项极为重要的任务。本文基于政策框架理论及其分析方法,对有关新能源汽车研究文献进行了分析,将关注重点从政策的评价转到从历史的角度关注新能源政策变迁的推动力上。政策变迁是与其动力因素密切相关的,这些动力因素又总是体现为政策变迁的主导力量。在中国新能源汽车产业的政策变迁历程中,其主导力量或政策制定的主要影响因素不断变化,中国新能源汽车的发展政策也可以分为政府主导、汽车厂商主导和消费者主导的三个阶段。政策变迁体现了政策本身的社会价值。基于中国新能源汽车发展的各种不同政策要素及其相关性,本文发现,在中国新能源汽车产业的组织性政策工具、管制性政策工具、经济诱因性政策工具、信息性政策工具和资源性政策工具这五个方面,经济诱因性工具和信息性工具应该是推动新能源汽车产业的关键工具,组织性和管制性工具只适用于产业化初期,后期应逐渐减少,而自愿性工具在新能源汽车产业市场完善前不提倡使用,在该产业市场得到完善后可以成为政府的选择之一。经过研究发现,在新能源汽车产业发展过程中,政府应注意自身的作用范围,适当处理市场与政府规制的便捷,降低交易成本,提高规制效率,是未来产业化政策工具选择应重点关注的环节。同时,政府必须在政策上致力于技术创新,把通过技术创新推动新能源汽车产业发展作为重要的政策目标。     

Low-carbon technology innovation responding to climate change from the perspective of spatial spillover effects

China’s technological efforts to tackle climate change have lasted for many years. It is necessary to test the effect of these efforts with quantitative method. To be exact, whether and how China’s low-carbon technology innovation responds to climate change should be tested. Based on the 2004–2015 panel data of 30 provinces in China, we use the method of ESDA analyzing the spatial correlation of China’s low-carbon innovation technology. Furthermore, we use the spatial Durbin model empirically analyzing the spatial spillover effects. The results obtained are as follows: first, supply and demand of Chinese low-carbon innovation has some deviation in the spatial distribution. The low-carbon technology innovation as the supply factor shows the characteristics of expanding from the east to the west. Innovation in eastern China has always been the most active, but innovative activities in the middle and western China are gradually decreased. However, carbon emissions have the characteristics of moving westward, implying the change of technology demand different from technology supply. Second, China’s low-carbon innovation actively responds to the trend of climate change, indicating China’s technological efforts have paid off. However, the spatial spillover effects are not significant, showing that the efforts in each region of China still work for himself. Third, environmental regulation and market pull are important factors for low-carbon technology innovation. Among them, both supporting policy and inhibitory policy have significant impact on the local low-carbon technology innovation, but no significant spatial spillover effects. It shows that environmental policies in different regions are competitive and lack of demonstration effects. Economic growth and export as market pull have higher level of effect on low-carbon technology innovation for both local and adjacent areas. Some policy implications are proposed based on these results finally.     

Multi-level perspectives with technology readiness measures for aviation innovation

Sustainability science requires the development of a theoretical framework to understand, analyze, and design innovation to solve social, economic, and environmental issues. This paper extends the framework of multi-level perspectives (MLP) by introducing a technology readiness level (TRL), and analyzes the innovation of the advanced turboprop (ATP) engine in the aviation industry, also known as a propfan or an open rotor engine, which is one of the most promising engine innovations expected to mitigate climate change. The concept of TRL was introduced to explain the mechanisms of ATP failure in the late 1980s as well as the transition of the geared turbofan (GTF). In this paper, we discuss why ATP and GTF faced different fates although both were developed under the same landscape in the aviation industry. We also discuss the different roles of the socio-technical regime, such as uneven and dynamic opportunity windows, technological readiness, niche stock, institutional support of export products, and the risk of a ‘launch’ customer, at different TRLs. As illustrated in this paper, MLP with TRL is expected to facilitate future interdisciplinary collaboration between social scientists and engineers, and also transdisciplinary expertise between academia and practitioners by supporting analysis and design of the industry’s transition toward a more environmentally friendly regime as well as its effective management.     

新汶矿业集团发展循环经济的思路和方法

企业是经济发展主体．国家加快推进循环经济的发展．必须落实到企业的行动中。新汶矿业集团适时提出了“煤炭产业集中化、非煤产业集优化、产业发展生态化”的新思路．创新发展模式．改变单一的产业和产品结构．围绕煤炭生产这一主导产业．积极延伸产业链．着力构建“煤、电、化（煤化工、盐化工）、建材”的新型产业格局。着眼于煤炭相关产业的全面升级．大力发展“煤基多元化”产业集群;着眼于资豫型城市的转型．全力构筑“非煤集优化”产业链条;着眼于提升矿井技术创新能力．全面提高矿区煤炭资豫综合利用水平。以四大工业园区为依托．构建特色区域经济．探索出一条煤炭企业发展循环经济的成功之路。     

光伏市场拉动研发创新的国际研究

光伏的高成本仍然阻碍着它的大规模应用,由于技术创新是成本下降的重要因素,如何实现市场对创新的拉动作用是具有现实意义和理论价值的问题.本研究从市场发展态势的角度分析如何实现市场对创新的拉动作用.首先结合光伏产业特点和技术创新学中的相关理论,提出关于不同阶段的市场态势对市场拉动创新的影响的理论假说.然后建立市场发展态势指标和市场动力检验模型,从而利用20个国家的市场与专利历史数据进行跨国比较分析,根据计量结果识别出市场发展态势对市场发挥拉动创新作用的影响.实证结果表明20个国家中70％的市场发挥了拉动研发创新的作用；在市场培育初期持续过小的市场拉动创新不显著,该发展态势可用技术扩散模型中p指标进行判断；在市场发展加速期急剧扩大的市场拉动创新不显著,该发展态势用技术扩散模型中q指标进行判断.因此,为了促进成本降低,光伏市场政策应主导市场规模实现平稳持续型增长.     

Europe–Middle East–North Africa cooperation for sustainable electricity and water

This report summarizes the results of two studies of electricity supply for Europe (EU), the Middle East (ME) and North Africa (NA) up to the year 2050. It shows that a transition to competitive, secure and sustainable supply of electricity and water is possible using renewable energy sources, efficiency gains and fossil fuel backup for balancing power. A strong cooperation between the EU and MENA for the market introduction of renewable energy and the interconnection of the electricity grids by high-voltage direct-current transmission are keys to the success and survival of the whole region. However, the necessary measures will take at least two decades to become effective. Therefore, adequate policy and economic frameworks for their realization must be introduced immediately. The importance of sustainable energy for the security of freshwater supplies in MENA is also described.

Irish fish, Irish people: roles and responsibilities for an emptying ocean

Human decisions shape patterns of seafood resource use. Consequently, it is also these decisions made by actors within seafood industries which ultimately determine the environmental impact of fisheries resource extraction from marine environments. In this study, we investigated the roles and influences of various actors within the Irish seafood industry. Our objectives were to learn more about the working dynamics of the industry and identify possibilities for improvements towards industry sustainability. We employed qualitative research methods including semi-structured interviews, focus groups and participant observation to access information from Irish consumers, retailers, wholesalers, scientists and key industry informants. The diversity of seafood products available within the Irish market is generally low. However, consumers who experiment with trying new varieties of seafood are influenced by dining experiences at restaurants or while travelling abroad as well as through cooking shows or cookbooks. Potential for influence on factors including consumer choice, stocking and sourcing decisions, business management and fisheries policy was found within all levels of the seafood industry, though a sense of responsibility in the context of seafood sustainability was less common. In addition, the absence of shortages within the Irish market due to imports, aquaculture and mislabelling appears to be preventing widespread acceptance about claims of overfishing. It is clear that ultimately, responsible policy decisions and effective enforcement will be needed to improve the overall sustainability of the industry. However, pressure for positive change can come from all actors that prioritise sustainability as the most important objective for future industry operation.     

可持续发展与技术创新

加强技术创新 ,大力发展高新技术产业 ,有利于我国可持续发展战略实施。本文阐述了技术创新对提高综合国力竞争、调整产业结构的作用 ,分析了我国技术创新系统存在的问题 ,提出了技术创新及其实现产业化的政策选择。