Risk assessment of rare events

Rare events often result in large impacts and are hard to predict. Risk analysis of such events is a challenging task because there are few directly relevant data to form a basis for probabilistic risk assessment. Due to the scarcity of data, the probability estimation of a rare event often uses precursor data. Precursor-based methods have been widely used in probability estimation of rare events. However, few attempts have been made to estimate consequences of rare events using their precursors. This paper proposes a holistic precursor-based risk assessment framework for rare events. The Hierarchical Bayesian Approach (HBA) using hyper-priors to represent prior parameters is applied to probability estimation in the proposed framework. Accident precursor data are utilized from an information theory perspective to seek the most informative precursor upon which the consequence of a rare event is estimated. Combining the estimated probability and consequence gives a reasonable assessment of risk. The assessed risk is updated as new information becomes available to produce a dynamic risk profile. The applicability of the methodology is tested through a case study of an offshore blowout accident. The proposed framework provides a rational way to develop the dynamic risk profile of a rare event for its prevention and control.     

Dynamic risk assessment using failure assessment and Bayesian theory

To ensure the safety of a process system, engineers use different methods to identify the potential hazards that may cause severe consequences. One of the most popular methods used is quantitative risk assessment (QRA) which quantifies the risk associated with a particular process activity. One of QRA's major disadvantages is its inability to update risk during the life of a process. As the process operates, abnormal events will result in incidents and near misses. These events are often called accident precursors. A conventional QRA process is unable to use the accident precursor information to revise the risk profile. To overcome this, a methodology has been proposed based on the work of Meel and Seider (2006). Similar to Meel and Seider (2006) work, this methodology uses Bayesian theory to update the likelihood of the event occurrence and also failure probability of the safety system. In this paper the proposed methodology is outlined and its application is demonstrated using a simple case study. First, potential accident scenarios are identified and represented in terms of an event tree, next, using the event tree and available failure data end-state probabilities are estimated. Subsequently, using the available accident precursor data, safety system failure likelihood and event tree end-state probabilities are revised. The methodology has been simulated using deterministic (point value) as well as probabilistic approach. This Methodology is applied to a case study demonstrating a storage tank containing highly hazardous chemicals. The comparison between conventional QRA and the results from dynamic failure assessment approach shows the significant deviation in system failure frequency throughout the life time of the process unit.     

基于贝叶斯网络的城市地下燃气管网动态风险分析

为研究城市燃气管网风险的动态性,针对传统风险分析方法的局限性,提出基于贝叶斯网络的燃气管网动态风险分析方法。构建燃气管网失效蝴蝶结模型并将其转化为贝叶斯网络模型;在事故发生状态下更新事件失效概率,识别出关键因素;根据异常事件数据和贝叶斯理论,对基本事件失效概率进行实时动态改变;随之更新管网失效及各后果发生的概率,从而实现管网的动态风险分析。研究结果表明:该方法克服了传统风险分析方法的不足,可动态反映燃气管网失效和事故后果发生概率随时间变化的特征,能够为城市地下燃气管网的风险分析与事故预防提供参考。     

Dynamic risk assessment for underground gas storage facilities based on Bayesian network

Loss of the underground gas storage process can have significant effects, and risk analysis is critical for maintaining the integrity of the underground gas storage process and reducing potential accidents. This paper focuses on the dynamic risk assessment method for the underground gas storage process. First, the underground gas storage process data is combined to create a database, and the fault tree of the underground gas storage facility is built by identifying the risk factors of the underground gas storage facility and mapping them into a Bayesian network. To eliminate the subjectivity in the process of determining the failure probability level of basic events, fuzzy numbers are introduced to determine the prior probability of the Bayesian network. Then, causal and diagnostic reasoning is performed on the Bayesian network to determine the failure level of the underground gas storage facilities. Based on the rate of change of prior and posterior probabilities, sensitivity and impact analysis are combined to determine the significant risk factors and possible failure paths. In addition, the time factor is introduced to build a dynamic Bayesian network to perform dynamic assessment and analysis of underground gas storage facilities. Finally, the dynamic risk assessment method is applied to underground gas storage facilities in depleted oil and gas reservoirs. A dynamic risk evaluation model for underground gas storage facilities is built to simulate and validate the dynamic risk evaluation method based on the Bayesian network. The results show that the proposed method has practical value for improving underground gas storage process safety.     

Application of dynamic risk analysis in offshore drilling processes

Process safety is the common global language used to communicate the strategies of hazard identification, risk assessment and safety management. Process safety is identified as an integral part of process development and focuses on preventing and mitigating major process accidents such as fires, explosions, and toxic releases in process industries. Accident probability estimation is the most vital step to all quantitative risk assessment methods. Drilling process for oil is a hazardous operation and hence safety is one of the major concerns and is often measured in terms of risk. Dynamic risk assessment method is meant to reassess risk in terms of updating initial failure probabilities of events and safety barriers, as new information are made available during a specific operation. In this study, a Bayesian network model is developed to represent a well kick scenario. The concept of dynamic environment is incorporated by feeding the real-time failure probability values (observed at different time intervals) of safety barriers to the Bayesian network in order to obtain the corresponding time-dependent variations in kick consequences. This study reveals the importance of real-time monitoring of safety barrier performances and quantitatively shows the effect of deterioration of barrier performance on kick consequence probabilities. The Macondo blowout incident is used to demonstrate how early warnings in barrier probability variations could have been observed and adequately managed to prevent escalation to severe consequences.     

“三高”气田钻井过程硫化氢泄漏动态风险分析

传统的H2S泄漏风险分析方法不能很好地对事故发展过程进行动态分析,导致分析结果偏离实际。基于贝叶斯方法,构建了高温、高压、高含硫（“三高”）气田钻井过程中H2S泄漏的蝴蝶结模型并提出将其转化为贝叶斯网络,在事故已发生的情况下更新基本事件发生的概率。然后,假定事故后果在确定的时间段内发生的累积次数已知的条件下,更新安全屏障及事故后果发生的概率,从而完成对H2S泄漏的动态风险分析。结果表明,该方法克服了传统静态定量分析方法中的不足,可动态评估导致H2S泄漏的基本事件发生的概率和对顶事件发生的影响程度,并动态反映安全屏障和事故后果的风险变化,能为钻井过程中H2S泄漏的风险分析及防控措施提供参考。     

基于BN的FTA在通用航空风险评价中的应用

针对事故树分析法(FTA)在风险评价中的局限性,采用以事故树为基础建立的贝叶斯网络(BN)风险模型,对通用航空中的两机空中相撞事故进行分析和推理,对事故模型进行改进和修正时,注重基事件的多态性和事件间的逻辑合理性。根据贝叶斯推理得出的数据,找到了事故的主要致因。结果表明,基于BN的FTA既能向前预测顶事件的发生概率,又能向后诊断基本事件的后验概率,可以更好地对通用航空风险进行评价。     

Precursor-based hierarchical Bayesian approach for rare event frequency estimation: A case of oil spill accidents

Due to a scarcity of data, the estimate of the frequency of a rare event is a consistently challenging problem in probabilistic risk assessment (PRA). However, the use of precursor data has been shown to help in obtaining more accurate estimates. Moreover, the use of hyper-priors to represent prior parameters in the hierarchical Bayesian approach (HBA) generates more consistent results in comparison to the conventional Bayesian method. This study proposes a framework that uses a precursor-based HBA for rare event frequency estimation. The proposed method is demonstrated using the recent BP Deepwater Horizon accident in the Gulf of Mexico. The conventional Bayesian method is also applied to the same case study. The results show that the proposed approach is more effective with regards to the following perspectives: (a) using the HBA in the proposed framework provides an opportunity to take full advantage of the sparse data available and add information from indirect but relevant data; (b) the HBA is more sensitive to changes in precursor data than the conventional Bayesian method; and (c) using hyper-priors to represent prior parameters, the HBA is able to model the variability that can exist among different sources of data.     

Modelling of BP Texas City refinery accident using dynamic risk assessment approach

Process industries involve handling of hazardous substances which on release may potentially cause catastrophic consequences in terms of assets lost, human fatalities or injuries and loss of public confidence of the company. In spite of using endless end-of-the-pipe safety systems, tragic accidents such as BP Texas City refinery still occur. One of the main reasons of such rare but catastrophic events is lack of effective monitoring and modelling approaches that provide early warnings and help to prevent such event. To develop a predictive model one has to rely on past occurrence data, as such events are rare, enough data are usually not available to better understand and model such behavior. In such situations, it is advisable to use near misses and incident data to predict system performance and estimate accident likelihood. This paper is an attempt to demonstrate testing and validation of one such approach, dynamic risk assessment, using data from the BP Texas City refinery incident.Dynamic risk assessment is a novel approach which integrates Bayesian failure updating mechanism with the consequence assessment. The implementation of this methodology to the BP Texas City incident proves that the approach has the ability to learn from near misses, incident, past accidents and predict event occurrence likelihood in the next time interval.     

Dynamic accident modeling for high-sulfur natural gas gathering station

Dynamic accident modeling for a gas gathering station is implemented to prevent high-sulfur natural gas leakage and develop equipment inspection strategy. The progress of abnormal event occurring in the gas gathering station is modeled by the combination of fault tree and event sequence diagram, based on accident causal chain theory, i.e. the progress is depicted as sequential failure of safety barriers, then, the occurrence probability of the consequence of abnormal event is predicted. Consequences of abnormal events are divided into accidents and accident precursors which include incidents, near misses and so on. The Bayesian theory updates failure probability of safety barrier when a new observation (i.e. accident precursors or accidents data) arrives. Bayesian network then correspondingly updates failure probabilities of basic events of the safety barriers with the ability of abductive reasoning. Consequence occurrence probability is also updated. The results show that occurrence probability trend of different consequences and failure probability trend of safety barriers and basic events of the safety barriers can be obtained using this method. In addition, the critical basic events which play an important role in accidents occurrence are also identified. All of these provide useful information for the maintenance and inspection of the gas gathering station.     

Integrated dynamic risk assessment of buried gas pipeline leakages in urban areas

In urban areas, buried gas pipeline leakages could potentially cause numerous casualties and massive damage. Traditional static analysis and dynamic probability-based quantitative risk assessment (QRA) methods have been widely used in various industries. However, dynamic QRA methods combined with probability and consequence are rarely used to evaluate gas pipelines buried in urban areas. Therefore, an integrated dynamic risk assessment approach was proposed. First, a failure rate calculation of buried gas pipelines was performed, where the corrosion failure rate dependent on time was calculated by integrating the subset simulation method. The relationship between failure probability and failure rate was considered, and a mechanical analysis model considering the corrosion growth model and multiple loads was used. The time-independent failure rates were calculated by the modification factor methods. Next, the overall evolution process from pipeline failures to accidents was proposed, with the accident rates subsequently updated. Then, the consequences of buried gas pipeline accidents corresponding to the accident types in the evolution process were modeled and analyzed. Finally, based on the above research, dynamic calculation and assessment methods for evaluating individual and social risks were established, and an overall application example was provided to demonstrate the capacity of the proposed approach. A reliable and practical theoretical basis and supporting information are provided for the integrity and emergency management of buried gas pipelines in urban areas, considering actual operational conditions.     

Dynamic probability assessment of urban natural gas pipeline accidents considering integrated external activities

Urban gas pipelines usually have high structural vulnerability due to long service time. The locations across urban areas with high population density make the gas pipelines easily exposed to external activities. Recently, urban pipelines may also have been the target of terrorist attacks. Nevertheless, the intentional damage, i.e. terrorist attack, was seldom considered in previous risk analysis of urban gas pipelines. This work presents a dynamic risk analysis of external activities to urban gas pipelines, which integrates unintentional and intentional damage to pipelines in a unified framework. A Bayesian network mapping from the Bow-tie model is used to represent the evolution process of pipeline accidents initiating from intentional and unintentional hazards. The probabilities of basic events and safety barriers are estimated by adopting the Fuzzy set theory and hierarchical Bayesian analysis (HBA). The developed model enables assessment of the dynamic probabilities of consequences and identifies the most credible contributing factors to the risk, given observed evidence. It also captures both data and model uncertainties. Eventually, an industrial case is presented to illustrate the applicability and effectiveness of the developed methodology. It is observed that the proposed methodology helps to more accurately conduct risk assessment and management of urban natural gas pipelines.     

Dynamic risk analysis of offloading process in floating liquefied natural gas (FLNG) platform using Bayesian Network

The growing demand for natural gas has pushed oil and gas exploration to more isolated and previously untapped regions around the world where construction of LNG processing plants is not always a viable option. The development of FLNG will allow floating plants to be positioned in remote offshore areas and subsequently produce, liquefy, store and offload LNG in the one position. The offloading process from an FLNG platform to a gas tanker can be a high risk operation. It consists of LNG being transferred, in hostile environments, through loading arms or flexible cryogenic hoses into a carrier which then transports the LNG to onshore facilities. During the carrier's offloading process at onshore terminals, it again involves risk that may result in an accident such as collision, leakage and/or grounding. It is therefore critical to assess and monitor all risks associated with the offloading operation. This study is aimed at developing a novel methodology using Bayesian Network (BN) to conduct the dynamic safety analysis for the offloading process of an LNG carrier. It investigates different risk factors associated with LNG offloading procedures in order to predict the probability of undesirable accidents. Dynamic failure assessment using Bayesian theory can estimate the likelihood of the occurrence of an event. It can also estimate the failure probability of the safety system and thereby develop a dynamic failure assessment tool for the offloading process at a particular FLNG plant. The main objectives of this paper are: to understand the LNG offloading process, to identify hazardous events during offloading operation, and to perform failure analysis (modelling) of critical accidents and/or events. Most importantly, it is to evaluate and compare risks. A sensitivity analysis has been performed to validate the risk models and to study the behaviour of the most influential factors. The results have indicated that collision is the most probable accident to occur during the offloading process of an LNG carrier at berth, which may have catastrophic consequences.     

Dynamic-risk-informed safety barrier management: An application to cost-effective barrier optimization based on data from multiple sources

An integrated approach for performance assessment and management of safety barriers in a systemic manner is needed concerning the prevention and mitigation of major accidents in chemical process industries. Particularly, the effects of safety barriers on system risk reduction should be assessed in a dynamic manner to support the decision-making on safety barrier establishments and improvements. A simulation approach, named Simulink-based Safety Barrier Modeling (SSBM), is proposed in this paper to conduct dynamic risk assessment of chemical facilities with the consideration of the degradation of safety barriers. The main functional features of the SSBM include i) the basic model structures of SSBM can be determined based on bow-tie diagrams, ii) multiple data (periodic proof test data, continuous condition-monitoring data, and accident precursor data) may be combined to update barrier failure probabilities and initiating event probabilities, iii) SSBM is able to handle uncertainty propagation in probabilistic risk assessment by using Monte Carlo simulations, and iv) cost-effectiveness analysis (CEA) and optimization algorithms are integrated to support the decision-making on safety barrier establishments and improvements. An illustrative case study is demonstrated to show the procedures of applying the SSBM on dynamic risk-informed safety barrier management and validate the feasibility of implementing the SSBM for cost-effective safety barrier optimization.     

Dynamic failure assessment of an ammonia storage unit: A case study

Chemical Process Industries usually contain a diverse inventory of hazardous chemicals and complex systems required to perform process operations such as storage, separation, reaction, compression etc. The complex interactions between the equipment make them vulnerable to catastrophic accidents. Risk and failure assessment provide engineers with an intuitive tool for decision making in the operation of such plants. Abnormal events and near-miss situations occur regularly during the operation of a system. Accident Sequence Precursors (ASP) can be used to demonstrate the real-time operating condition of a plant. Dynamic Failure Assessment (DFA) methodology is based on Bayesian statistical methods incorporates ASP data to revise the generic failure probabilities of the systems during its operational lifetime.In this paper, DFA methodology is applied on an ammonia storage unit in a specialized chemical industry. Ammonia is stored in cold storage tanks as liquefied gas at atmospheric pressure. These tanks are susceptible to failures due to various abnormal conditions arising due process failures.Tank failures due to three such abnormal conditions are considered. Variation of the failure probability of the safety systems is demonstrated. The authors use ASP data collected from plant specific sources and safety expert judgement. The failure probabilities of some safety systems concerned show considerable deviation from the generic values. The method helps to locate the components which have undergone more degradation over the period and hence must be paid attention to. In addition, a Bayesian predictive model has been used to predict the number of abnormal events in the next time interval. The user-friendly and intuitive nature of the tool makes it appropriate for application in safety assessment reports in process industries.     

Real-time risk assessment of explosion on offshore platform using Bayesian network and CFD

Combustion or explosion accident resulting from accidental hydrocarbon release poses a severe threat to the offshore platform's operational safety. Much attention has been paid to the risk of an accident occurring over a long period, while the real-time risk that escalates from a primary accident to a serious one was ignored. In this study, a real-time risk assessment model is presented for risk analysis of release accidents, which may escalate into a combustion or explosion. The proposed model takes advantage of Fault Tree-Event Tree (FT-ET) to describe the accident scenario, and Bayesian network (BN) to obtain the initial probability of each consequence and describe the dependencies among safety barriers. Besides, Computational Fluid Dynamics (CFD) is applied to handle the relationship between gas dispersion and time-dependent risk. Ignition probability model that considering potential ignition sources, gas cloud, and time series are also integrated into this framework to explain the likelihood of accident evolution. A case of release accidents on a production platform is used to test the availability and effectiveness of the proposed methodology, which can be adopted for facilities layout optimization and ignition sources control.     

Dynamic failure probability analysis of urban gas pipeline network

The gas pipeline network is an essential infrastructure for a smart city. It provides a much-needed energy source; however, it poses a significant risk to the community. Effective risk management assists in maintaining the operational safety of the network. The risk management of the network requires reliable dynamic failure probability analysis. This paper proposes a methodology of condition monitoring and dynamic failure probability analysis of urban gas pipeline network. The methodology begins with identifying key design and operational factors responsible for pipeline failure. Subsequently, a causation-based failure model is developed as the Bowtie model. The Bowtie model is transformed into a Bayesian network, which is analyzed using operational data. The key contributory factors of accident causation are monitored. The monitored data is used to analyze the updated failure probability of the network. The gas pipeline network's dynamic failure probability is combined with the potential consequences to assess the risk. The application of the approach is demonstrated in a section of the urban gas pipeline.     

Risk assessment of chemical process considering dynamic probability of near misses based on Bayesian theory and event tree analysis

With the development of modern automatic control systems, chemical accidents are of low frequency in most chemical plants, but once an accident happens, it often causes serious consequences. Near-misses are the precursor of accidents. As the process progresses, near misses caused by abnormal fluctuation of process variables may eventually lead to accidents. However, variables that may lead to serious consequences in the production process cannot update the risk in the life cycle of the process by traditional risk assessment methods, which do not pay enough attention to the near misses. Therefore, this paper proposed a new method based on Bayesian theory to dynamically update the probability of key variables associated with process failure risk and obtain the risk change of the near-misses. This article outlines the proposed approach and uses a chemical process of styrene production to demonstrate the application. In this chemical process, the key variables include flow rate, liquid level, pressure and temperature. In order to study the dynamic risk of the chemical process with consideration of near misses, according to the accumulated data of process variables, firstly the abnormal probability of the variables and the failure rate of safety systems associated with the variables were updated with time based on Bayesian theory. On the basis of the dynamic probability of key process variables, an event tree of possible consequences caused by variable anomalies was established. From the logical relationship of the event tree, the probability of different consequences can be obtained. The results show that the proposed risk assessment method based on Bayesian theory can overcome the shortcomings of traditional analysis methods. It shows the dynamic characteristics of the probability of different near misses, and achieves the dynamic risk analysis of chemical process accidents.     

基于贝叶斯网络的危化品爆炸事故电力系统风险评估模型*

为提高危化品爆炸事故电力应急预警的准确性,建立基于贝叶斯网络的危化品爆炸事故电力系统风险评估模型。基于危化品爆炸事故电力应急典型情景分析,建立综合考虑突发事件、承灾载体和应急管理等风险因素的贝叶斯网络结构。应用概率刻画风险因素信息的不确定性及其相互影响,定量分析事件后果。结合一般条件和典型情景等的应用实例,分析评价方法和风险因素对风险等级的影响。结果表明:该模型能够在危化品爆炸事故发生后,评价电力应急预警等级;能够在危化品爆炸事故发生前,分析典型情景的风险和风险因素的影响,为应急准备提供支持;“最大概率法”较“概率加权求和法”得出的事件等级可能较低。     

Fault propagation behavior study and root cause reasoning with dynamic Bayesian network based framework

The Bhopal disaster was a gas leak incident in India, considered the world's worst industrial disaster happened around process facilities. Nowadays the process facilities in petrochemical industries have becoming increasingly large and automatic. There are many risk factors with complex relationships among them. Unfortunately, some operators have poor access to abnormal situation management experience due to the lack of knowledge. However these interdependencies are seldom accounted for in current risk and safety analyses, which also belonged to the main factor causing Bhopal tragedy. Fault propagation behavior of process system is studied in this paper, and a dynamic Bayesian network based framework for root cause reasoning is proposed to deal with abnormal situation. It will help operators to fully understand the relationships among all the risk factors, identify the causes that lead to the abnormal situations, and consider all available safety measures to cope with the situation. Examples from a case study for process facilities are included to illustrate the effectiveness of the proposed approach. It also provides a method to help us do things better in the future and to make sure that another such terrible accident never happens again.