Time-Consistent Equilibria in Common Access Resource Games with Asymmetric Players Under Partial Cooperation

Given a differential game, if agents have different time preference rates, cooperative (Pareto optimum) solutions obtained by applying Pontryagin’s maximum principle become time inconsistent. We derive a set of dynamic programming equations in continuous time whose solutions are time-consistent equilibria for problems in which agents differ in their utility functions and also in their time preference rates. The solution assumes cooperation between agents at every time. Since coalitions at different times have different time preferences, equilibrium policies are calculated by looking for Markov (subgame perfect) equilibria in a (noncooperative) sequential game. The results are applied to the study of a cake-eating problem describing the management of a common property exhaustible natural resource. The extension of the results to a simple common property renewable natural resource model in infinite horizon is also discussed.     

Environmental quality control and environmental games

Conclusion  In this paper we have considered a specific environmental game emphasizing both control-prevention efforts and the propensity to pollute by a firm which adopts a given pollution abatement technology. A random payoff game was constructed and solved under a risk neutral assumption and quadratic utilities for both the firm and the environmental controller. The game thus defined, provides a wide range of interpretations and potential approaches for selecting a control-inspection policies to prevent environmental risks. There are of course many facets to this problem, which could be considered and have not been considered in sufficient depth. For example, more complex control mechanisms and liabilities, the effects of insurance and risk sharing, the application of cooperative efforts and subvention of pollution abatement investments (through tax incentives and their like), etc. have not been considered [5,7]. These are topics for further research. The basic presumption of this paper is that it is very difficult to fully enforce pollution prevention by firms, as a result, some controls are needed to ensure that firms be controlled so that appropriate efforts are carried.     

An environmental game with coupling constraints

We consider a game where players face environmental constraints. We derive and compare noncooperative, cooperative and umbrella scenarios. In the latter, the players couple their environmental constraints and implement Rosen’s normalized equilibrium. It is shown that the cooperative outcome can be generated as a normalized equilibrium and that the results obtained in the literature do not necessarily generalize to this constrained setting.     

A rapid approach to rational water pollution control strategies

The formulation of rational wastewater control strategies is becoming increasingly important in many countries where, exploding urbanization, industrialization and/or tourism, often combined with improved standards of living and better awareness of the environmental problems, are resulting in enlarged pollution problems, but also in the availability of expanding financial resources for environmental protection. However, more often than one tends to believe, lack of planning, or planning with limited understanding of the principles involved, has resulted in solutions that are both expensive and incapable of addressing the key problems.As rigorous planning is extremely resource intensive, and for this reason impractical for most study areas, the development of a much simplified analysis procedure, capable of generating rational, near-optimum, strategies and detailed action programs, is required, if proper environmental management is to be widely practiced.In an effort to achieve the above objectives, a systems analysis approach is selected as the most suitable at rationalizing the allocation of available resources and at producing detailed action programs that promote implementation. In the context of this approach, new, easy to use models have been developed, while others, have been selected, adapted and streamlined in their use. The entire problem analysis and strategy synthesis procedures have thus been simplified and defined to a degree appropriate for widespread use, and the resultant procedure is actively promoted by WHO and UNEP.     

A game theoretic approach for interbasin water resources allocation considering the water quality issues

In this paper, a new game theoretic methodology is developed for interbasin water transfer management with regard to economic, equity, and environmental criteria. The main objective is to supply the competing users in a fair way, while the efficiency and environmental sustainability criteria are satisfied and the utilities of water users are incorporated. Firstly, an optimization model is developed to proportionally allocate water to the competing users in water donor and receiving basins based on their water demands. Secondly, for different coalitions of water users, the water shares of the coalitions are determined using an optimization model with economic objectives regarding the physical and environmental constraints of the system. In order to satisfy water-quality requirements, the impacts of decreasing the instream flow in donor basin are estimated using a water-quality simulation model, and the required treatment levels for effluents discharged into the river, downstream of the water transfer point are determined. Finally, to achieve equity and to provide sufficient incentives for water users to participate in the cooperation, some cooperative game theoretic approaches are utilized for reallocation of net benefits to water users. This model is applied to a large-scale interbasin water allocation problem including two different basins struggling with water scarcity in Iran. The results show that this model can be utilized as an effective tool for optimal interbasin water allocation management involving stakeholders with conflicting objectives subject to physical and environmental constraints.     

Optimal water and waste-load allocations in rivers using a fuzzy transformation technique: a case study

In this paper, a new methodology is developed for integrated allocation of water and waste-loads in river basins utilizing a fuzzy transformation method (FTM). The fuzzy transformation method is used to incorporate the existing uncertainties in model inputs. In the proposed methodology, the FTM, as a simulation model, is utilized in an optimization framework for constructing a fuzzy water and waste-loads allocation model. In addition, economic as well as environmental impacts of water allocation to different water users are considered. For equitable water and waste load allocation, all possible coalition of water users are considered and total benefit of each coalition, which is a fuzzy number, is reallocated to water users who are participating in the coalition. The fuzzy cost savings are reallocated using a fuzzy nucleolus cooperative game and the FTM. As a case study, the Dez River system in south-west of Iran is modeled and analyzed using the methodology developed here. The results show the effectiveness of the methodology in optimal water and waste-loads allocations under uncertainty.     

Coupling Climate Damages and GHG Abatement Costs in a Linear Programming Framework

The paper discusses the coupling of non-linear non-convex damage costs due to climate change with a cost-efficiency analysis based on a technical-economic linear programming model like MARKAL and studies the implications for the computation of cooperative and non-cooperative solutions. Our empirical analysis of climate damages based on different world emissions levels and paths prove (a) that the dependency of damages on the trajectory of emissions may be neglected, so that the only relevant variables are the cumulative emissions in each country, and (b) that a linear relationship links regional damages and cumulative global emissions. Based on these results, cooperative and non-cooperative equilibria can be much more easily calculated by solving local optimization problems in a case where international trade effects of GHG policies are neglected: given the linearity of damage functions, each country chooses its non-cooperative strategy by considering only the part of its own damage cost due to its own emissions; in the cooperative case, each country takes into account its contribution to the damages done to all countries. Of course, any cost-benefit conclusion that will be produced by this approach is fully dependent on the damage functions. Also, this approach may be extended to the case where trade effects are modeled.     

The economics of transboundary air pollution in Europe

Acid rain is causing substantial damage in all Eastern and Western European countries. This article presents a stepwise linear optimisation model, that places transboundary air pollution by SO₂ and NO_x in a game theoretical framework. The national authorities of 28 countries are perceived as players in a game in which they can choose optimal strategies. It is illustrated that optimal national abatement programmes may be far from optimal if considered from an international point of view. Several scenarios are discussed, including a reference case, full cooperation, Pareto optimality and a critical loads approach. The need for international cooperation and regional differentiation of abatement programmes is emphasised.     

Evaluating the environmental sustainability of biomass-based energy strategy: Using an impact matrix framework

A roadmap for a more sustainable energy strategy is complex, as its development interacts critically with the economic, social, and environmental dimensions of sustainable development. This paper applied an impact matrix method to evaluate the environmental sustainability and to identify the desirable policy objectives of biomass-based energy strategy for the case of Alberta. A matrix with the sustainability domains on one axis and areas of environmental impact on the other was presented to evaluate the nexus effect of policy objectives and bioenergy production.As per to our analysis, economic diversification, technological innovation, and resource conservation came up as the desirable policy objectives of sustainable development for Alberta because they demonstrated environmental benefits in all environmental impact categories, namely climate change, human health, and ecosystem. On the other hand, human health and ecosystem impacts were identified as trade-offs when the policy objectives for sustainability were energy security, job creation, and climate change. Thus, bioenergy can mitigate climate change but may impact human health and ecosystem which then in turn can become issues of concern. Energy strategies may result in shifting of risks from one environmental impact category to another, and from one sustainable domain to another if the technical and policy-related issues are not identified.     

Bioavailability assessment of phosphorus and metals in soils and sediments: a review of diffusive gradients in thin films (DGT)

This paper provides an overview of the principle and latest development of the diffusive gradients in thin films (DGT) technology and its applications in environmental studies with a focus on bioavailability assessment of phosphorus and metals in sediments and soils. Compared with conventional methods, DGT, as a passive sampling method, has significant advantages: in situ measurement, time averaged concentrations and high spatial resolution. The in situ measurement avoids artificial influences including contamination of samples and sample treatment which may change the forms of chemicals. The time averaged concentration reflects representative measurement over a period of time. The high-resolution information captures the biogeochemical heterogeneity of elements of interest distributed in microenvironments, such as in the rhizosphere and the vicinity of the sediment-water interface. Moreover, DGT is a dynamic technique which simultaneously considers the diffusion of solutes and their kinetic resupply from the solid phases. All the advantages of DGT significantly promote the collection of “true” information of the bioavailable or labile forms of chemicals in the environment. DGT provides potential for applications in agriculture, environmental monitoring and the mining industry. However, the applications are still at the early testing stage. Further studies are needed to properly interpret the DGT-measured results under complex environmental conditions, and standard procedures and guideline values based on DGT are required to pave the way for its routine applications in environmental monitoring.     

行政区突发环境事件风险评估在环境管理中的应用

结合文献调研以及江苏省试点区(县)工作开展情况,从区域环境风险源布局规划、地方环境应急管理、应急资源优化配置、区域突发环境事件应急预案编制等方面对行政区突发环境事件风险评估在环境管理中的应用进行探讨。指出了行政区突发环境事件风险评估工作面临的问题,提出,在统一评估标准的基础上,结合区域环境风险特征及试点地区工作经验,不断优化完善指标体系,补充各地先进做法,制定符合本行政区实际情况的区域突发环境事件风险评估技术指南。     

A game theory perspective on environmental assessment: What games are played and what does this tell us about decision making rationality and legitimacy?

Game theory provides a useful theoretical framework to examine the decision process operating in the context of environmental assessment, and to examine the rationality and legitimacy of decision-making subject to Environmental Assessment (EA). The research uses a case study of the Environmental Impact Assessment and Sustainability Appraisal processes undertaken in England. To these are applied an analytical framework, based on the concept of decision windows to identify the decisions to be assessed. The conditions for legitimacy are defined, based on game theory, in relation to the timing of decision information, the behaviour type (competitive, reciprocal, equity) exhibited by the decision maker, and the level of public engagement; as, together, these control the type of rationality which can be brought to bear on the decision. Instrumental rationality is based on self-interest of individuals, whereas deliberative rationality seeks broader consensus and is more likely to underpin legitimate decisions. The results indicate that the Sustainability Appraisal process, conducted at plan level, is better than EIA, conducted at project level, but still fails to provide conditions that facilitate legitimacy. Game theory also suggests that Sustainability Appraisal is likely to deliver ‘least worst’ outcomes rather than best outcomes when the goals of the assessment process are considered; this may explain the propensity of such ‘least worst’ decisions in practise. On the basis of what can be learned from applying this game theory perspective, it is suggested that environmental assessment processes need to be redesigned and better integrated into decision making in order to guarantee the legitimacy of the decisions made.     

The attractive concept of simplicity in environmental impact assessment: Perceptions of outcomes in southeastern Brazil

Pressures are mounting for the simplification of environmental impact assessment (EIA). This phenomenon is drawing increasing scholarly attention, but studies have not gone far beyond speculating what could happen as a result of recently implemented or proposed regulatory changes. This paper takes a more longitudinal look at simplified EIAs. The main objective was to analyze the perceived outcomes of a number of simplified EIA processes, using Brazil as the empirical context. More specifically, this paper aimed at understanding: 1) how simplified EIAs have been conceptualized and implemented in southeastern Brazil; and 2) how developers and civil servants in that region perceive the outcomes of simplified EIAs. This study adopted a sequential mixed method research approach. Data was collected through literature reviews, 261 telephone-based interviews and 10 face-to-face interviews. Degrees of EIA simplification can vary significantly within and across jurisdictions. In any case, simplification is often framed as a win-win solution to EIA ineffectiveness, through which regulatory and procedural changes are made to ease the process, while, at the same time, maintaining or providing better environmental protection. This approach is more frequently applied to potentially low-impact processes. Chi-square tests of the data collected through telephone interviews in the Brazilian state of Minas Gerais indicated that developers tend to perceive EIA processes as difficult and slow regardless of how simplified it is. Most civil servants, who were directly involved in the implementation of simplified EIAs in state environmental agencies, argued that simplified EIAs are driven mostly by environmental agencies, as these institutions have long been unable to cope with an ever-increasing load of license applications. Policy outcomes of simplified EIAs in the territory are not sufficiently monitored by state agencies. Civil servants revealed concerns about the potential long term effects of EIA simplification on the ground, as they have had limited resources for audits and inspections.     

Application of cooperative and non-cooperative games in large-scale water quantity and quality management: a case study

In this paper, two cooperative and non-cooperative methodologies are developed for a large-scale water allocation problem in Southern Iran. The water shares of the water users and their net benefits are determined using optimization models having economic objectives with respect to the physical and environmental constraints of the system. The results of the two methodologies are compared based on the total obtained economic benefit, and the role of cooperation in utilizing a shared water resource is demonstrated. In both cases, the water quality in rivers satisfies the standards. Comparing the results of the two mentioned approaches shows the importance of acting cooperatively to achieve maximum revenue in utilizing a surface water resource while the river water quantity and quality issues are addressed.     

A comparison of fixed-site and non-fixed-site approaches for species protection

The efficacy of simultaneously advancing two distinct conceptual designs (referred to here as fixed-site and non-fixed-site) for species conservation and protection is addressed. In the literature, numerous models can be found that typically stem from a particular design, but rarely are comparisons made between approaches. This paper presents a more integrated optimization framework that models landowner behavior and species viabilities at a landscape scale. Regional demand for resource extraction is used as the economic driver, a variant of simulated annealing is used to solve the model under different species protection approaches, and a detailed species population simulator is utilized to measure biological responses. When directly comparing the outcomes of different species protection strategies from a case study in Oregon (USA), it was found that neither approach was universally superior in terms of financial value or degree of protection for two late seral forest dependent species.     

Capacity utilization and investment in environmental quality

This paper characterizes the optimal use of productive capacity and optimal investment in environmental quality when the latter has a positive impact on the production process. For the case of a single country, we find conditions under which capital should or should not be fully utilized, and investment in environmental quality should be positive or zero. We then extend the model to the case of two countries playing a non-cooperative dynamic game. The Nash equilibrium turns out to be a dominant-strategy equilibrium. Since this equilibrium is not Pareto efficient, we show how one country may bribe the other country to achieve a better outcome, for example, by refraining from full utilization of capacity. Under certain conditions, the optimal solution requires that a constant fraction of one country's income be used to bribe the other country to scale down its production.     

环境应急监测管理体系研究

从环境应急监测制度建设和突发性环境事件应急预案两个方面就环境应急监测管理体系问题进行了论述。在制度建设方面主要介绍了环境应急事件应注意的几个问题及解决办法,从环境主管部门、企业、人员、装备及应对的方式方法等几个方面提出了自己的想法和观点。在突发性环境事件应急预案方面主要介绍了应包含的内容、制订要求及演练过程。     

Conductivity as a tracer of agricultural and urban runoff to delineate water quality impacts in the northern Everglades

Agricultural and urban runoff pumped into the perimeter canals of the Arthur R. Marshall Loxahatchee National Wildlife Refuge (Refuge), a 58,320-ha soft-water wetland, has elevated nutrients which impact the Refuge interior marsh. To best manage the Refuge, linkages between inflows to the perimeter canals and environmental conditions within the marsh need to be understood. Conductivity, which typically is high in the canals and lowest at the most interior sites, was used as a surrogate tracer to characterize patterns of constituent transport. The Refuge was initially classified into four zones based upon patterns and variability in conductivity data: Canal Zone; Perimeter Zone (canal to 2.5 km into the interior); Transition Zone (2.5 to 4.5 km from the canal); Interior Zone (>4.5 km from the canal). Conductivity variability declined from the Perimeter to the Interior Zone, with the highest variability in the marsh observed in the Perimeter Zone and the lowest variability observed in the Interior Zone. Analysis of other water quality parameters indicated that conditions in the Perimeter and Transition Zones were different, and more impacted, than in the Interior Zone. In general, there was a positive relationship between structure inflows and canal phosphorus concentrations, including discharges from treatment wetlands and bypasses of untreated water. This classification approach is applicable for stratified sampling designs, resolving spatial bias in water quality models, and in aiding in management decisions about resource allocation.     

An Integrated Framework for Regional Studies: Emergy Based Spatial Analysis of the Province of Cagliari

This research proposes an integrated framework to investigate human-dominated systems and provide a basic approach to urban and regional studies in which the multiple interactions between economic and ecological processes are considered as a whole. Humans generate patterns of land use, infrastructures and other settings and redistribute ecosystem functions as flows of energy and matter for self-maintenance. To understand these emerging interactions between humans and ecological processes, human activities (e.g. transformation processes, land conversions, use of resources) and biophysical agents such as geomorphology, climate and natural cycles need to be considered. Emergy Analysis (spelled with an “m”) is then used as an environmental accounting method to evaluate different categories of resource use with reference to their environmental cost. A case study of the Province of Cagliari (in the island of Sardinia, Italy) is reported and the procedure for allocating emergy flows, assigning them to districts and managing point data is discussed. Outcomes plotted on a map showed non-homogeneous spatial distribution of emergy flows throughout the region, suggesting the way ecosystem functions are affected and restructured by the human economy.