Ontology-based computer aid for the automation of HAZOP studies

Hazard and Operability (HAZOP) studies are conducted to identify and assess potential hazards which originate from processes, equipment, and process plants. These studies are human-centered processes that are time and labor-intensive. Also, extensive expertise and experience in the field of process safety engineering are required. There have been several attempts by different research groups to (semi-)automate HAZOP studies in the past. Within this research, a knowledge-based framework for the automatic generation of HAZOP worksheets was developed. Compared to other approaches, the focus is on representing semantic relationships between HAZOP relevant concepts under consideration of the degree of abstraction. In the course of this, expert knowledge from the process and plant safety (PPS) domain is embedded within the ontological model. Based on that, a reasoning algorithm based on semantic reasoners is developed to identify hazards and operability issues in a HAZOP similar manner. An advantage of the proposed method is that by modeling causal relationships between HAZOP concepts, automatically generated but meaningless scenarios can be avoided. The results of the enhanced causation model are high quality extended HAZOP worksheets. The developed methodology is applied within a case study that involves a hexane storage tank. The quality and quantity of the automatically generated results agree with the original worksheets. Thus the ontology-based reasoning algorithm is well-suited to identify hazardous scenarios and operability issues. Node-based analyses involving multiple process units can also be carried out by a slight adjustment of the method. The presented method can help to support HAZOP study participants and non-experts in conducting HAZOP studies.     

工艺过程危险有害因素辨识的研究

鉴于化工企业工艺过程的特殊性,笔者建议其危险、有害因素的辨识可以在直观经验分析法和系统安全分析法的基础上,结合危险和可操作性研究(HAZOP)的思想来进行辨识。笔者尝试性地给出了相关术语的说明、介绍辨识方法和操作程序,并分别从生产过程(包括化学反应、化工操作单元和物料输送)和工艺设备、装置角度,对其中的所包含的具体内容进行剖析,最后以电解过程举例说明,该方法可用于化工企业进行危险性因素辨识。     

Safety study of an LNG regasification plant using an FMECA and HAZOP integrated methodology

A safety analysis was performed to determine possible accidental events in the storage system used in the liquefied natural gas regasification plant using the integrated application of failure modes, effects and criticality analysis (FMECA) and hazard and operability analysis (HAZOP) methodologies. The goal of the FMECA technique is the estimation of component failure modes and their major effects, whereas HAZOP is a structured and systematic technique that provides an identification of the hazards and the operability problems using logical sequences of cause-deviation-consequence of process parameters. The proposed FMECA and HAZOP integrated analysis (FHIA) has been designed as a tool for the development of specific criteria for reliability and risk data organisation and to gain more recommendations than those typically provided by the application of a single methodology. This approach has been applied to the risk analysis of the LNG storage systems under construction in Porto Empedocle, Italy. The results showed that FHIA is a useful technique to better and more consistently identify the potential sources of human errors, causal factors in faults, multiple or common cause failures and correlation of cause-consequence of hazards during the various steps of the process.     

Integration of process control protection layer into a simulation-based HAZOP tool

This paper discusses the framework methodology behind the proposed simulation-based HAZOP tool. Simulation-based approach is one of the many ways to support conventional HAZOP by its automation. Compared to knowledge-based and other approaches, a HAZOP software tool based on deviations simulation is able to examine the investigated process more into detail and so find root causes of hazardous consequences. Another advantage is the ability to identify also potential hazards which did not occur in the past and might be overlooked. The presented framework methodology uses a layer of protection analysis (LOPA) concept of independent protection layers (IPLs) testing. Control system integrated into the raw process design represents the first of various protection layers of the LOPA concept. As a case study, a CSTR chemical production with nonlinear behavior under Proportional-Integral-Derivative (PID) actions as the predominant type of classical feedback control strategy is used. The presented tool identifies hazardous regimes under conditions when control loop introduces hazardous consequences or even acts synergically with existing hazardous events. Risk derived from different consequences is ranked by the risk assessment matrix (RAM) as a part of the conventional quantitative HAZOP study.     

The integration of HAZOP expert system and piping and instrumentation diagrams

The main purpose of hazard and operability (HAZOP) analysis is to identify the potential hazards in the process design which nowadays is generally developed through a computer aided design (CAD) package. Due to the time and effort consuming nature of HAZOP, it is not done in every engineering firm for every design project. To make HAZOP an integral part of process design, an integration framework is proposed in this paper to seamlessly integrate the commercial process design package Smart Plant P&ID (SPPID, Intergraph) with one of the HAZOP expert systems (named as LDGHAZOP) developed by authors. This integration makes it possible to perform HAZOP analysis easily at anytime of the whole lifecycle of a chemical plant as long as the process design is available, which might help the improvement of design quality. One industrial case study is used to illustrate the ability of the integrated system.     

Qualitative Assessment for Inherently Safer Design (QAISD) at preliminary design stage

Conventional hazard evaluation techniques such as what-if checklist and hazard and operability (HAZOP) studies are often used to recognise potential hazards and recommend possible solutions. They are used to reduce any potential incidents in the process plant to as low as reasonably practicable (ALARP) level. Nevertheless, the suggested risk reduction alternatives merely focus on added passive and active safety systems rather than preventing or minimising the inherent hazards at source through application of inherently safer design (ISD) concept. One of the attributed reasons could be the shortage of techniques or tools to support implementation of the concept. Thus, this paper proposes a qualitative methodology that integrates ISD concept with hazard review technique to identify inherent hazards and generate ISD options at early stage of design as proactive measures to produce inherently safer plant. A modified theory of inventive problem solving (TRIZ) hazard review method is used in this work to identify inherent hazards, whereby an extended inherent safety heuristics tool is developed based on established ISD principles to create potential ISD options. The developed method namely Qualitative Assessment for Inherently Safer Design (QAISD) could be applied during preliminary design stage and the information required to apply the method would be based on common process and safety database of the studied process. However, user experiences and understanding of inherent safety concept are crucial for effective utilisation of the QAISD. This qualitative methodology is applied to a typical batch reactor of toluene nitration as a case study. The results show several ISD strategies that could be considered at early stage of design in order to prevent and minimise the potential of thermal runaway in the nitration process.     

Exploiting process plant digital representation for risk analysis

Hazard analysis is a crucial task in plant design. It is expensive in terms of money and time, and involves many specialists in different disciplines who are required to analyse aspects dispersed throughout the plant documentation. Product Lifecycle Management systems allow all the project data to be handled in a complete, integrated and consistent manner; they permit tools to be developed for capturing and reusing the design information necessary to evaluate specific plant aspects concerning potential hazards, thus providing automatic verification of some safety criteria. In this paper we present a knowledge-based tool aimed at supporting the expert in performing HAZOP studies in a plant project managed by a CAD/PLM system. The tool is based on an extended plant model that includes all the data and relationships representing the knowledge on which the supported hazard identification method is based.     

Application of human factors evaluation in engineering design and safe operation of dense phase ethylene treaters

Ethylene treaters are widely used in the petrochemical industry to remove impurities from ethylene feedstock imported from pipeline networks or storage caverns. The safety concerns of dense phase ethylene treaters due to the reactive and highly flammable nature of ethylene are well known and studied. Under certain conditions, ethylene may self-polymerize and decompose violently with heat release. Under other conditions, ethylene will auto-refrigerate, generating cold liquids that may cause potential brittle fracture hazards. Therefore, dense phase ethylene treaters present design challenges with the unique combination of high temperature decomposition and cold temperature brittle fracture hazards.Due to these safety concerns, it is important to select the appropriate engineering design options for dense phase ethylene treaters and the associated regeneration facilities. Totally automated treater regeneration systems add complexity and instrument maintenance requirements while manually operated systems rely heavily on operator training and procedures. Unfortunately, little or no information or design guidance is available from published research findings in the literature on the evaluation and risk assessment of current industrial design options and practices for dense phase ethylene treaters.This paper presents a systematic risk assessment method to evaluate the engineering design and safe operation options for dense phase ethylene treaters. The proposed risk assessment method integrates human factors task analysis into the traditional HAZOP, LOPA and fault tree analysis to allow evaluation of automated, manual and hybrid approaches with a goal of selecting and optimizing design options to ensure plant safety. This approach provides a realistic assessment of the operational risk and allows identification of fit-for-purpose risk reduction. Applying this systematic risk assessment approach, a simpler and more cost effective design solution can be justified, thereby avoiding the need for a high integrity protective system.     

基于三角模糊数的HAZOP分析在石油化工装置中的应用

工艺危害分析强调运用系统的方法对危害进行辨识、分析,并采取必要的措施消除和减少危害。HAZOP分析能对工艺过程非常系统、全面的进行分析,但传统的HAZOP分析在量化风险时,对于偏差原因发生的可能性评价存在较大的主观性。本文对于没有统计资料的HAZOP分析偏差原因发生可能性,采用专家打分法,利用三角模糊数来表示其模糊发生概率。对于有统计资料的偏差原因,直接表示成三角模糊数。这种方法能够很好的表示HAZOP分析偏差发生概率。介绍了基于三角模糊数的HAZOP分析步骤,并在石油化工装置中进行了应用。这对HAZOP分析技术在石油化工装置中的推广具有重要意义。     

HAZOP方法的定量改进措施研究

HAZOP方法通过结构化和系统化的方式识别潜在的危险与可操作性问题,在化工安全评价中得到了广泛应用.但其做为一种定性评价方法,定量化是其发展的趋势.探讨了定量化风险矩阵技术在HAZOP分析中应用的问题,研究提出了将火灾、爆炸危险指数方法应用于风险矩阵事故后果严重度的计算和将事故树评价方法应用于风险矩阵事故发生概率的计算,实现了风险矩阵的定量化并应用于不饱和聚酯树脂工艺HAZOP分析,为HAZOP分析的定量化提供了一种新的技术方法.     

HAZOP研究与故障树分析在合成氨装置危险辨识中的应用

合成氨装置的原料、产品危险性高,并且生产过程复杂,因此在运行过程中可能导致火灾、爆炸、中毒等事故,有些事故甚至给社会和环境造成严重破坏.对HAZOP研究与故障树分析进行组合,应用在合成氨装置的危险辨识中.通过HAZOP研究,合成氨主体装置共发现风险因素23项,其中合成氨装置的合成气压缩单元安全隐患较多,因此对其进行故障树分析,合成气压缩机单元火灾、爆炸故障树的最小割集为72个,最小径集为6个.从基本事件结构重要度结果来看,压缩机三级出口压力探测器( PIA3-2)故障,对压缩机发生火灾、爆炸的影响程度最大,应重点防范.     

Using a system theory based method (STAMP) for hazard analysis in process industry

Different hazard analysis techniques are used in the chemical process industry. Most of these techniques were developed long time ago. There is an argument that significant changes have occurred in the process industry but these techniques have not been modified accordingly. Therefore, there may be limitations in identifying hazards related to the modern process industry in complex sociotechnical environment using these techniques. Recently new hazard analysis techniques based on systems theory have been introduced. STPA (System-Theoretic Process Analysis) is one of these systemic techniques. It has been used in some fields with promising results but with limited application in the process industry. This paper applies STPA to a process plant as an industrial case study. Recommendations generated by STPA are compared with the HAZOP study of the process plant which is a traditional technique. Conclusions are presented on the application of systemic techniques to the process industry as a complementary study to analyze the safety of the system as a whole and also to capture interactions between component of the system. Further studies are required to study STPA in more details and evaluate if it can be used as an alternative to HAZOP.     

An extended HAZOP analysis approach with dynamic fault tree

An extended hazard and operability (HAZOP) analysis approach with dynamic fault tree is proposed to identify potential hazards in chemical plants. First, the conventional HAZOP analysis is used to identify the possible fault causes and consequences of abnormal conditions, which are called deviations. Based on HAZOP analysis results, hazard scenario models are built to explicitly represent the propagation pathway of faults. With the quantitative analysis requirements of HAZOP analysis and the time-dependent behavior of real failure events considered, the dynamic fault tree (DFT) analysis approach is then introduced to extend HAZOP analysis. To simplify the quantitative calculation, the DFT model is solved with modularization approach in which a binary decision diagram (BDD) and Markov chain approach are applied to solve static and dynamic subtrees, respectively. Subsequently, the occurrence probability of the top event and the probability importance of each basic event with respect to the top event are determined. Finally, a case study is performed to verify the effectiveness of the approach. Results indicate that compared with the conventional HAZOP approach, the proposed approach does not only identify effectively possible fault root causes but also quantitatively determines occurrence probability of the top event and the most likely fault causes. The approach can provide a reliable basis to improve process safety.     

在役柴油加氢装置HAZOP分析技术

柴油加氢装置属甲类火灾危险生产装置,为了保障其安全生产,实现事故早期预防,对其进行风险分析和安全评价势在必行.HAZOP分析方法是流程工业广泛使用的一种危险辨识和分析方法,具有较好的系统性和完备性.首先介绍了HAZOP分析方法的由来及应用情况,其次分析了在役装置HAZOP分析的难点,并提出了相应的建议,然后详述了在役装置HAZOP方法的分析流程.最后以中石油某石化公司在役柴油加氢装置为例进行了HAZOP分析,辨识出可能存在的安全隐患和潜在危险,对较高风险提出了必要的安全保护措施和合理的改进建议.结果表明,HAZOP分析是提高在役装置安全性的一种有效手段,其结果为装置安全管理提供了可靠的依据.     

Instruction of hazard analysis of methods for chemical process safety at the university level

Young practicing chemical engineers must be able to operate safely in an industrial setting. Therefore, chemical process safety education is essential for undergraduate chemical engineers and ABET (the University Accreditation Board) supports this initiative by requiring that university graduates understand the hazards associated with chemical processes. One way to understand the hazards associated with processes is to conduct a process hazard analysis. This analysis can be conducted in an experiential learning environment by collaborating with an industrial partner or by utilizing facilities on the university campus. In this environment students are able to see and interact with the processes under normal operating conditions. Utilizing industrial or research mentors allows students to receive formative feedback as they analyze the process. In addition, these process hazard analyses require students to practice “soft skills” such as teamwork, problem solving, and oral and written communication which are essential work place skills. This paper reviews teaching hazard analysis methods to chemical engineering students at the undergraduate and graduate levels. Covered are examples of how students are introduced to the checklist and bowtie analysis methods, and the conduction of a HAZOP. Examples of the different resources that can be utilized are described. Ultimately, from these experiences, students are more prepared to enter the chemical process industries with first-hand knowledge of how to conduct various hazard analyses before reaching their place of employment.     

Alarm management optimization in chemical installations based on adapted HAZOP reports

Most current alarm systems used in chemical installations show poor performance due to alarm flooding. This study focuses on alarm management systems optimization using the deviation propagation relationship hidden in the hazard and operability study (HAZOP) report, which can be transformed into a critical information source for alarm optimization management. More concretely, this means matching the alarm tag number with the process deviations in the deviation column, possible cause column, and consequence column. Furthermore, a backtracking method and a reasoning method were established to identify the initial alarm and associated alarms. Besides, a root fault diagnosis was carried out. A method of detecting hardware faults and unreasonable alarm thresholds is established using alarm causality corresponding to the deviation causality and associated alarm generation-skipping tracing method. According to the severity of the consequence corresponding to the deviation, a determined alarm priority method is constructed. The results show that the deviation propagation relationship in the HAZOP report is clear, and the topological relationship is easy to build based on the deviation propagation relationship. With comprehensive and in-depth HAZOP analysis reports in China, the alarm management optimization technology based on adapted HAZOP reports shows good prospects for application and promotion.     

A new approach of integrating industry prior knowledge for HAZOP interaction

Accidents often occur in the petrochemical industry, which have a negative impact on society and the environment. Learning Process Safety Knowledge (PSK) from accident cases is essential to prevent accidents and improve safety level. Hazard and Operability Analysis (HAZOP) is a popular hazard risk analysis method. Its report contains large-scale PSK, which can provide safety analysis and decision support for the industry. Subject to the characteristics of PSK, existing researches mine them in the form of sequence labeling. However, there are two intractable problems that cause the PSK mined by the model to be inaccurate. (1) PSK in HAZOP is domain specific, which is rare or even absent in general-domain texts. (2) The entity boundaries are ambiguous. Most domain-specific entities for HAZOP lack boundary characters. Inaccurate security knowledge is not acceptable from the perspective of process safety engineering. To solve the problems, we present a PSK mining architecture with External Lexicon Prior knowledge called EDPMA, EDPMA is prior knowledge-based multi-task HAZOP knowledge mining model. Specifically, EDPMA consists of prior knowledge constructor and sequence labeling model. The prior knowledge constructor expresses prior knowledge in the form of word embedding by three steps. For the sequence annotation model, we improve its embedding and decoding layers. The former incorporated the word vectors generated by the prior knowledge constructor, and the latter added the task of entity boundary prediction. We conduct multiple evaluation experiments on HAZOP datasets. The experimental results show that the accuracy, recall and F1-score of the EDPMA model are 92.92%, 91.85% and 92.38% respectively, which is better than the existing research. Our study represents a meaningful attempt to introduce prior knowledge in HAZOP knowledge mining and makes an important contribution to intelligence the field of process safety.     

层次分析法在HAZOP分析中的应用

利用HAZOP分析方法分析系统的工艺流程,找出系统中潜在的风险,提出合理的建议措施。在HAZOP分析的基础上引入层次分析法,基于HAZOP分析的参数建立评价指标体系,实现设备安全评价的半定量化。     

Model-based HAZOP study of a real MTBE plant

Integration of a mathematical model approach with hazard and operability (HAZOP) analysis is presented in this contribution. The presented analysis is based on the mathematical modelling of a process unit, where both the steady-state analysis (including continuation and bifurcation analyses), and the dynamic simulation are used. The main benefit of this integration is the ability to perform a detail safety analysis for a relatively complicated process. Such an approach may dramatically decrease the possibility that several sources of hazard will be overlooked. Of course, the presented methodology may also seriously reduce the time necessary for the hazard identification process. In this paper, a methyl tertiary-butyl ether (MTBE) production unit was chosen to identify potential hazard and operational problems of a real process. This simplified case-study unit consists of two investigated types of equipment: a tubular fixed bed reactor and a reactive distillation column.     

基于SDG模型的HAZOP分析方法在钻井作业中的应用

HAZOP分析方法是目前危险性分析领域最盛行的分析方法之一,广泛地应用于石油化工行业。但是其分析过程仅依靠专家积累的知识与经验,不仅评价的内容不严格,而且分析的可信程度有限,对实际工作的指导意义不高,不能适应工业现场的要求。鉴于HAZOP分析方法中的不足,提出了基于SDG模型的HAZOP分析方法,并利用该方法对钻井作业过程进行了危险性分析。基于SDG模型的HAZOP分析方法从复杂系统的内部逻辑入手,进行深层次的推理,不仅提高了分析效率,而且分析所得结果的完备性较好。