Spatial analyses of groundwater level differences using geostatistical modeling

The purpose of this study was to determine and evaluate the spatial changes in the depletion of groundwater level differences by using geostatistical methods based on data from 58 groundwater wells during the period from April 1999 to April 2008 in the study area. Geostatistical methods have been used widely as a convenient tool to make decision on the management of groundwater levels. To evaluate the spatial changes in the level of the groundwater, geographic information system is used for the application of universal kriging method with cross-validation leading to the estimation of groundwater levels. The resulting prediction mappings identify the locations of groundwater level fluctuations of the study area. The average range of variogram (spherical model) for the spatial analysis is about 9,200 m. Results of universal kriging for groundwater level differences drops were underestimated by 15 %. Cross-validation errors are within an acceptable level. The maps show that this area of high decrease of groundwater level is located at the southwest. Kriging model helps also to detect sensitively risk prone areas for groundwater withdrawing. Such areas must be protected with an effective management procedure for future groundwater exploitations.     

Adaptive two-stage one-per-stratum sampling

We briefly describe adaptive cluster sampling designs in which the initial sample is taken according to a Markov chain one-per-stratum design (Breidt, 1995) and one or more secondary samples are taken within strata if units in the initial sample satisfy a given condition C. An empirical study of the behavior of the estimation procedure is conducted for three small artificial populations for which adaptive sampling is appropriate. The specific sampling strategy used in the empirical study was a single random-start systematic sample with predefined systematic samples within strata when the initially sampled unit in that stratum satisfies C. The bias of the Horvitz-Thompson estimator for this design is usually very small when adaptive sampling is conducted in a population for which it is suited. In addition, we compare the behavior of several alternative estimators of the standard error of the Horvitz-Thompson estimator of the population total. The best estimator of the standard error is population-dependent but it is not unreasonable to use the Horvitz-Thompson estimator of the variance. Unfortunately, the distribution of the estimator is highly skewed hence the usual approach of constructing confidence intervals assuming normality cannot be used here.     

Ordinary kriging for function-valued spatial data

In various scientific fields properties are represented by functions varying over space. In this paper, we present a methodology to make spatial predictions at non-data locations when the data values are functions. In particular, we propose both an estimator of the spatial correlation and a functional kriging predictor. We adapt an optimization criterion used in multivariable spatial prediction in order to estimate the kriging parameters. The curves are pre-processed by a non-parametric fitting, where the smoothing parameters are chosen by cross-validation. The approach is illustrated by analyzing real data based on soil penetration resistances.     

On spline-based approaches to spatial linear regression for geostatistical data

For spatial linear regression, the traditional approach to capture spatial dependence is to use a parametric linear mixed-effects model. Spline surfaces can be used as an alternative to capture spatial variability, giving rise to a semiparametric method that does not require the specification of a parametric covariance structure. The spline component in such a semiparametric method, however, impacts the estimation of the regression coefficients. In this paper, we investigate such an impact in spatial linear regression with spline-based spatial effects. Statistical properties of the regression coefficient estimators are established under the model assumptions of the traditional spatial linear regression. Further, we examine the empirical properties of the regression coefficient estimators under spatial confounding via a simulation study. A data example in precision agriculture research regarding soybean yield in relation to field conditions is presented for illustration.     

Multivariate bootstrap confidence regions for abundance vector using

Abundance vector estimation is a well investigated problem in statistical ecology. The use of simple random sampling with replacement or replicated sampling ensures good asymptotic properties of the abundance vector estimators. However, real surveys are based on small sample sizes, and assuming any specific distribution of the abundance vector estimator may be hazardous.In this paper we focus our attention on situations where the population is not too large and the sample size is small. We propose bootstrap multivariate confidence regions based on data depth. Data depth is a geometrical concept of ordering data from the center outwardly in higher dimensions. The Simplicial depth, the Tukey's depth and the Mahalanobis depth are presented. In order to build confidence regions in the presence of a skewed distribution of the abundance vector estimator, the use of Tukey's depth is suggested. The proposed method has been applied to the benthic community of Lake Lesina. A comparison with Mahalanobis depth and standard existing methods is reported.     

Space-time statistics for environmental and agricultural related phenomena

This paper presents an overview of space-time statistical procedures to analyse agricultural and environmental related phenomena. It starts with an application on root-rot development in cotton. Dependence modelling in space and time is done with the space-time variogram. Various kriging interpolators are presented for making predictions in space and time. Simulated annealing is used to design an optimal monitoring network for estimation of space-time variograms. In the application no clear indication was found for anisotropy, although strong evidence exists that the disease not only proceeds within rows but also jumps between rows. The optimal sampling scheme showed a spatial clustering of observations at the first and the last monitoring day and less observations at intermediate times.     

Empirical likelihood confidence intervals for adaptive cluster sampling

Adaptive cluster sampling (ACS) is an efficient sampling design for estimating parameters of rare and clustered populations. It is widely used in ecological research. The modified Hansen-Hurwitz (HH) and Horvitz-Thompson (HT) estimators based on small samples under ACS have often highly skewed distributions. In such situations, confidence intervals based on traditional normal approximation can lead to unsatisfactory results, with poor coverage properties. Christman and Pontius (Biometrics 56:503–510, 2000) showed that bootstrap percentile methods are appropriate for constructing confidence intervals from the HH estimator. But Perez and Pontius (J Stat Comput Simul 76:755–764, 2006) showed that bootstrap confidence intervals from the HT estimator are even worse than the normal approximation confidence intervals. In this article, we consider two pseudo empirical likelihood functions under the ACS design. One leads to the HH estimator and the other leads to a HT type estimator known as the Hájek estimator. Based on these two empirical likelihood functions, we derive confidence intervals for the population mean. Using a simulation study, we show that the confidence intervals obtained from the first EL function perform as good as the bootstrap confidence intervals from the HH estimator but the confidence intervals obtained from the second EL function perform much better than the bootstrap confidence intervals from the HT estimator, in terms of coverage rate.     

Estimating landscape-scale species richness: reconciling frequency- and turnover-based approaches

One hypothesis for why estimators of species richness tend to underestimate total richness is that they do not explicitly account for increases in species richness due to spatial or environmental turnover in species composition (beta diversity). I analyze the similarity of a data set of native trees in Great Smoky Mountains National Park, USA, and assess the robustness of these estimators against recently developed ones that incorporate turnover explicitly: the total species accumulation method (T-S) and a method based on the distance decay of similarity. I show that the T-S estimator can give reliable estimates of species richness, given an appropriate grouping of sites. The estimator based on distance decay of similarity performed poorly. There are two main reasons for this: sample size effects and the assumption that distance decay of similarity exhibits a power law relationship. I show that estimators based on distance-decay relationships exhibit systematically lower rates of distance decay for samples with few individuals per site independent of environmental variation. Second, the data presented here and many other survey data sets exhibit exponential rather than power law distance-decay relationships. Richness estimators that explicitly incorporate beta diversity can be improved by beginning from an exponential distance-decay relationship and adjusting for the systematic errors introduced by small sample sizes.     

Optimizing two- and three-stage designs for spatial inventories of natural resources by simulated annealing

This paper reviews design-based estimators for two- and three-stage sampling designs to estimate the mean of finite populations. This theory is then extended to spatial populations with continuous, infinite populations of sampling units at the latter stages. We then assume that the spatial pattern is the result of a spatial stochastic process, so the sampling variance of the estimators can be predicted from the variogram. A realistic cost function is then developed, based on several factors including laboratory analysis, time of fieldwork, and numbers of samples. Simulated annealing is used to find designs with minimum sampling variance for a fixed budget. The theory is illustrated with a real-world problem dealing with the volume of contaminated bed sediments in a network of watercourses. Primary sampling units are watercourses, secondary units are transects perpendicular to the axis of the watercourse, and tertiary units are points. Optimal designs had one point per transect, from one to three transects per watercourse, and the number of watercourses varied depending on the budget. However, if laboratory costs are reduced by grouping all samples within a watercourse into one composite sample, it appeared to be efficient to sample more transects within a watercourse.     

Composite likelihood approach to the regression analysis of spatial multivariate ordinal data and spatial compositional data with exact zero values

In many environmental and ecological studies, it is of interest to model compositional data. One approach is to consider positive random vectors that are subject to a unit-sum constraint. In landscape ecological studies, it is common that compositional data are also sampled in space with some elements of the composition absent at certain sampling sites. In this paper, we first propose a practical spatial multivariate ordered probit model for multivariate ordinal data, where the response variables can be viewed as the discretized non-negative compositions without the unit-sum constraint. We then propose a novel two-stage spatial mixture Dirichlet regression model. The first stage models the spatial dependence and the presence of exact zero values, and the second stage models all the non-zero compositional data. A maximum composite likelihood approach is developed for parameter estimation and inference in both the spatial multivariate ordered probit model and the two-stage spatial mixture Dirichlet regression model. The standard errors of the parameter estimates are computed by an estimate of the Godambe information matrix. A simulation study is conducted to evaluate the performance of the proposed models and methods. A land cover data example in landscape ecology further illustrates that accounting for spatial dependence can improve the accuracy in the prediction of presence/absence of different land covers as well as the magnitude of land cover compositions.     

Application of geostatistical methods to arsenic data from soil samples of the Cova dos Mouros mine (Vila Verde-Portugal)

A total of 286 soil samples were collected in the Cova dos Mouros area. All samples were dry sieved into the <200 mesh size fraction and analysed for Fe, Cu, Zn, Pb, Co, Ni, Bi and Mn by atomic absorption spectrometry (AAS) and for As, Se, Sb and Te by atomic absorption spectrometry-hydrid generation (AAS-HG). Only the results of arsenic are discussed in this paper although the survey was extended to all analysed chemical elements. The purpose of this study was to make a risk probability mapping for arsenic that would allow better knowledge about the vulnerability of the soil to arsenic contamination. To achieve this purpose, the initial variable was transformed into an indicator variable using as thresholds the risk-based standards (intervention values) for soils, as proposed by [Swartjes 1999. Risk based assessment of soil and groundwater quality in the Netherlands: Standards and remediation. J. Geochem. Explor.73 1–10]. To account for spatial structure, sample variograms were computed for the main directions of the sampling grid and a spherical model was fitted to each sample variogram (arsenic variable and indicator variables). The parameters of the spherical model fitted to the arsenic variable were used to predict arsenic concentrations at unsampled locations. A risk probability mapping was also done to assess the vulnerability of the soil towards the mining works. The parameters of the spherical model fitted to each indicator variable were used to estimate probabilities of exceeding the corresponding threshold. The use of indicator kriging as an alternative to ordinary kriging for the soil data of Cova dos Mouros produced unbiased probability maps that allowed assessment of the quality of the soil.     

Spatially stratified sampling using auxiliary information for geostatistical mapping

This paper presents a method of spatial sampling based on stratification by Local Moran’s I _i calculated using auxiliary information. The sampling technique is compared to other design-based approaches including simple random sampling, systematic sampling on a regular grid, conditional Latin Hypercube sampling and stratified sampling based on auxiliary information, and is illustrated using two different spatial data sets. Each of the samples for the two data sets is interpolated using regression kriging to form a geostatistical map for their respective areas. The proposed technique is shown to be competitive in reproducing specific areas of interest with high accuracy.     

Comparison between Hansen-Hurwitz and Horvitz-Thompson estimators for adaptive cluster sampling

Thompson (1990) introduced the adaptive cluster sampling design. This sampling design has been shown to be a useful sampling method for parameter estimation of a clustered and scattered population (Roesch, 1993; Smith et al., 1995; Thompson and Seber, 1996). Two estimators, the modified Hansen-Hurwitz (HH) and Horvitz-Thompson (HT) estimators, are available to estimate the mean or total of a population. Empirical results from previous researches indicate that the modified HT estimator has smaller variance than the modified HH estimator. We analytically compare the properties of these two estimators. Some results are obtained in favor of the modified HT estimator so that practitioners are strongly recommended to use the HT estimator despite easiness of computations for the HH estimator.     

Estimating the spatial covariance structure using the geoadditive model

In geostatistics, both kriging and smoothing splines are commonly used to generate an interpolated map of a quantity of interest. The geoadditive model proposed by Kammann and Wand (J R Stat Soc: Ser C (Appl Stat) 52(1):1–18, 2003) represents a fusion of kriging and penalized spline additive models. Complex data issues, including non-linear covariate trends, multiple measurements at a location and clustered observations are easily handled using the geoadditive model. We propose a likelihood based estimation procedure that enables the estimation of the range (spatial decay) parameter associated with the penalized splines of the spatial component in the geoadditive model. We present how the spatial covariance structure (covariogram) can be derived from the geoadditive model. In a simulation study, we show that the underlying spatial process and prediction of the spatial map are estimated well using the proposed likelihood based estimation procedure. We present several applications of the proposed methods on real-life data examples.     

Spatial methods for plot-based sampling of wildlife populations

Classical sampling methods can be used to estimate the mean of a finite or infinite population. Block kriging also estimates the mean, but of an infinite population in a continuous spatial domain. In this paper, I consider a finite population version of block kriging (FPBK) for plot-based sampling. The data are assumed to come from a spatial stochastic process. Minimizing mean-squared-prediction errors yields best linear unbiased predictions that are a finite population version of block kriging. FPBK has versions comparable to simple random sampling and stratified sampling, and includes the general linear model. This method has been tested for several years for moose surveys in Alaska, and an example is given where results are compared to stratified random sampling. In general, assuming a spatial model gives three main advantages over classical sampling: (1) FPBK is usually more precise than simple or stratified random sampling, (2) FPBK allows small area estimation, and (3) FPBK allows nonrandom sampling designs.     

Design based estimation for ranked set sampling in finite populations

In this paper, we consider design-based estimation using ranked set sampling (RSS) in finite populations. We first derive the first and second-order inclusion probabilities for an RSS design and present two Horvitz–Thompson type estimators using these inclusion probabilities. We also develop an alternate Hansen–Hurwitz type estimator and investigate its properties. In particular, we show that this alternate estimator always outperforms the usual Hansen–Hurwitz type estimator in the simple random sampling with replacement design with comparable sample size. We also develop formulae for ratio estimator for all three developed estimators. The theoretical results are augmented by numerical and simulation studies as well as a case study using a well known data set. These show that RSS design can yield a substantial improvement in efficiency over the usual simple random sampling design in finite populations.     

External drift kriging of NOx concentrations with dispersion model output in a reduced air quality monitoring network

In the mid nineteen eighties the Dutch NO_x air quality monitoring network was reduced from 73 to 32 rural and city background stations, leading to higher spatial uncertainties. In this study, several other sources of information are being used to help reduce uncertainties in parameter estimation and spatial mapping. For parameter estimation, we used Bayesian inference. For mapping, we used kriging with external drift (KED) including secondary information from a dispersion model. The methods were applied to atmospheric NO_x concentrations on rural and urban scales. We compared Bayesian estimation with restricted maximum likelihood estimation and KED with universal kriging. As a reference we also included ordinary least squares (OLS). Comparison of several parameter estimation and spatial interpolation methods was done by cross-validation. Bayesian analysis resulted in an error reduction of 10 to 20% as compared to restricted maximum likelihood, whereas KED resulted in an error reduction of 50% as compared to universal kriging. Where observations were sparse, the predictions were substantially improved by inclusion of the dispersion model output and by using available prior information. No major improvement was observed as compared to OLS, the cause presumably being that much good information is contained in the dispersion model output, so that no additional spatial residual random field is required to explain the data. In all, we conclude that reduction in the monitoring network could be compensated by modern geostatistical methods, and that a traditional simple statistical model is of an almost equal quality.

An incidence-based richness estimator for quadrats sampled without replacement

Most richness estimators currently in use are derived from models that consider sampling with replacement or from the assumption of infinite populations. Neither of the assumptions is suitable for sampling sessile organisms such as plants where quadrats are often sampled without replacement and the area of study is always limited. In this paper, we propose an incidence-based parametric richness estimator that considers quadrat sampling without replacement in a fixed area. The estimator is derived from a zero-truncated binomial distribution for the number of quadrats containing a given species (e.g., species i) and a modified beta distribution for the probability of presence-absence of a species in a quadrat. The maximum likelihood estimate of richness is explicitly given and can be easily solved. The variance of the estimate is also obtained. The performance of the estimator is tested against nine other existing incidence-based estimators using two tree data sets where the true numbers of species are known. Results show that the new estimator is insensitive to sample size and outperforms the other methods as judged by the root mean squared errors. The superiority of the new method is particularly noticeable when large quadrat size is used, suggesting that a few large quadrats are preferred over many small ones when sampling diversity.     

Best linear unbiased estimators for the simple linear regression model using ranked set sampling

When sample observations are expensive or difficult to obtain, ranked set sampling is known to be an efficient method for estimating the population mean, and in particular to improve on the sample mean estimator. Using best linear unbiased estimators, this paper considers the simple linear regression model with replicated observations. Use of a form of ranked set sampling is shown to be markedly more efficient for normal data when compared with the traditional simple linear regression estimators.