SACRAMENTO RIVER FLOW RECONSTRUCTED TO A.D. 869 FROM TREE RINGS1

ABSTRACT: A time series of annual flow of the Sacramento River, California, is reconstructed to A.D. 869 from tree rings for a long‐term perspective on hydrologic drought. Reconstructions derived by principal components regression of flow on time‐varying subsets of tree‐ring chronologies account for 64 to 81 percent of the flow variance in the 1906 to 1977 calibration period. A Monte Carlo analysis of reconstructed n‐year running means indicates that the gaged record contains examples of drought extremes for averaging periods of perhaps = 6 to 10 years, but not for longer and shorter averaging periods. For example, the estimated probability approaches 1.0 that the flow in A.D. 1580 was lower than the lowest single‐year gaged flow. The tree‐ring record also suggests that persistently high or low flows over 50‐year periods characterize some parts of the long‐term flow history. The results should contribute to sensible water resources planning for the Sacramento Basin and to the methodology of incorporating tree‐ring data in the assessment of the probability of hydrologic drought.     

TREE-RING RECONSTRUCTION OF UPPER GILA RWER DISCHARGE1

ABSTRACT: Effective planning for use of water resources requires accurate information on hydrologic variability induced by climatic fluctuations. Tree-ring analysis is one method of extending our knowledge of hydrologic variability beyond the relatively short period covered by gaged streamflow records. In this paper, a network of recently developed tree-ring chronologies is used to reconstruct annual river discharge in the upper Gila River drainage in southeastern Arizona and southwestern Arizona since A.D. 1663. The need for data on hydrologic variability for this semi-arid basin is accentuated because water supply is inadequate to meet current demand. A reconstruction based on multiple linear regression (R²=0.66) indicates that 20th century is unusual for clustering of high-discharge years (early 1900s), severity of multiyear drought (1950s), and amplification of low-frequency discharge variations. Periods of low discharge recur at irregular intervals averaging about 20 years. Comparison with other tree-ring reconstructions shows that these low-flow periods are synchronous from the Gila Basin to the southern part of the Upper Colorado River Basin.     

Assessing Satellite and Ground‐Based Potential Evapotranspiration for Hydrologic Applications in the Colorado River Basin

This study evaluates a remotely sensed and two ground‐based potential evapotranspiration (PET) products for hydrologic application in the Upper Colorado River Basin (UCRB). The remotely sensed Moderate Resolution Imaging Spectroradiometer product (MODIS‐PET) is a continuous, daily time series with 250 m resolution derived using the Priestley‐Taylor (P‐T) equation. The MODIS‐PET is evaluated against regional flux tower data as well as a synthetic pan product (Epan; 0.125°, daily) derived from the North American Land Data Assimilation System (NLDAS) and a Hargreaves PET derived from DAYMET variables (DAYMET‐PET; 1 km, daily). Compared to point‐scale PET computed using regional flux tower data, the MODIS‐PET had lower errors, with RMSE values ranging from 2.24 to 2.85 mm/day. Epan RMSE values ranged from 3.70 to 3.76 mm/day and DAYMET‐PET RMSE values ranged from 3.55 to 4.58 mm/day. Further investigation showed biases in temperature and radiation data contribute to uncertainty in the MODIS‐PET values, while bias in NLDAS temperature, downward shortwave (SW↓), and downward longwave (LW↓) propagate in the Epan estimates. Larger discrepancies between methods were observed in the warmer, drier regions of the UCRB, however, the MODIS‐PET was more responsive to landcover transitions and better captured basin heterogeneity. Results indicate the satellite‐based MODIS product can serve as a viable option for obtaining spatial PET values across the UCRB.     

Reconstructions of Columbia River Streamflow from Tree‐Ring Chronologies in the Pacific Northwest,USA

We developed Columbia River streamflow reconstructions using a network of existing, new, and updated tree‐ring records sensitive to the main climatic factors governing discharge. Reconstruction quality is enhanced by incorporating tree‐ring chronologies where high snowpack limits growth, which better represent the contribution of cool‐season precipitation to flow than chronologies from trees positively sensitive to hydroclimate alone. The best performing reconstruction (back to 1609 CE) explains 59% of the historical variability and the longest reconstruction (back to 1502 CE) explains 52% of the variability. Droughts similar to the high‐intensity, long‐duration low flows observed during the 1920s and 1940s are rare, but occurred in the early 1500s and 1630s‐1640s. The lowest Columbia flow events appear to be reflected in chronologies both positively and negatively related to streamflow, implying low snowpack and possibly low warm‐season precipitation. High flows of magnitudes observed in the instrumental record appear to have been relatively common, and high flows from the 1680s to 1740s exceeded the magnitude and duration of observed wet periods in the late‐19th and 20th Century. Comparisons between the Columbia River reconstructions and future projections of streamflow derived from global climate and hydrologic models show the potential for increased hydrologic variability, which could present challenges for managing water in the face of competing demands.     

Calibration and Uncertainty Analysis Using the Sparrow Model for Dissolved‐Solids Transport in the Upper Colorado River Basin

Salinity in the Upper Colorado River Basin (UCRB) is due to both natural sources and processes, and anthropogenic activities. Given economic damage due to salinity of $295 million in 2010, understanding salinity sources and production together with transport are of great importance. SPAtially Referenced Regressions On Watershed (SPARROW) is a nonlinear regression water quality model that simulates sources and transport of contaminants such as dissolved‐solids. However, SPARROW simulations of dissolved‐solids in the UCRB only represent conditions through 1998 due to limited data availability. More importantly, prior simulations focused on a single year calibration and its transferability to other years, and the validity of this approach is questionable, given the changing hydrologic and climatic conditions. This study presents different calibration approaches to assess the best approach for reducing model uncertainty. This study conducted simulations from 1999 to 2011, and the results showed good model accuracy. However, the number of monitoring stations decreased significantly in recent years resulting in higher model uncertainty. The uncertainty analysis was conducted using SPARROW results and bootstrapping. The results suggest that the watershed rankings based on salinity yields changed due to the uncertainty analysis and therefore, uncertainty consideration should be an important part of the management strategy.     

THE TREE-RING RECORD OF SEVERE SUSTAINED DROUGHT1

ABSTRACT: Frequent and persistent droughts exacerbate the problems caused by the inherent scarcity of water in the semiarid to arid parts of the southwestern United States. The occurrence of drought is driven by climatic variability, which for years before about the beginning of the 20th century in the Southwest must be inferred from proxy records. As part of a multidisciplinary study of the potential hydrologic impact of severe sustained drought on the Colorado River, the physical basis and limitations of tree rings as indicators of severe sustained drought are reviewed, and tree-ring data are analyzed to delineate a “worst-case” drought scenario for the Upper Colorado River Basin (UCRB). Runs analysis of a 121-site tree-ring network, 1600–1962, identifies a four-year drought in the 1660s as the longest-duration large-scale drought in the Southwest in the recent tree-ring record. Longer tree-ring records suggest a much longer and more severe drought in 1579–1598. The regression estimate of the mean annual Colorado River flow for this period is 10.95 million acre-feet, or 81 percent of the long-term mean. The estimated flows for the 1500s should be used with caution in impact studies because sample size is small and some reconstructed values are extrapolations.     

Dams,Floodplain Land Use,and Riparian Forest Conservation in the Semiarid Upper Colorado River Basin,USA

Land and water resource development can independently eliminate riparian plant communities, including Fremont cottonwood forest (CF), a major contributor to ecosystem structure and functioning in semiarid portions of the American Southwest. We tested whether floodplain development was linked to river regulation in the Upper Colorado River Basin (UCRB) by relating the extent of five developed land-cover categories as well as CF and other natural vegetation to catchment reservoir capacity, changes in total annual and annual peak discharge, and overall level of mainstem hydrologic alteration (small, moderate, or large) in 26 fourth-order subbasins. We also asked whether CF appeared to be in jeopardy at a regional level. We classified 51% of the 57,000 ha of alluvial floodplain examined along >2600 km of mainstem rivers as CF and 36% as developed. The proportion developed was unrelated to the level of mainstem hydrologic alteration. The proportion classified as CF was also independent of the level of hydrologic alteration, a result we attribute to confounding effects from development, the presence of time lags, and contrasting effects from flow alteration in different subbasins. Most CF (68% by area) had a sparse canopy (50% canopy cover occupied <1% of the floodplain in 15 subbasins. We suggest that CF extent in the UCRB will decline markedly in the future, when the old trees on floodplains now disconnected from the river die and large areas change from CF to non-CF categories. Attention at a basinwide scale to the multiple factors affecting cottonwood patch dynamics is needed to assure conservation of these riparian forests.     

Pre-instrumental perspectives on Arkansas River cross-watershed flow variability

We present four reconstruction estimates of Arkansas River baseflow and streamflow using a total of 78 tree-ring chronologies for three streamflow gages, geographically spanning the headwaters in Colorado to near the confluence of the Arkansas-Mississippi rivers. The estimates represent different seasonal windows, which are dictated by the shared limiting forcing of precipitation on seasonal tree growth and soil moisture—and subsequently on the variability of Arkansas River discharge. Flow extremes that were higher and lower than what has been observed in the instrumental era are recorded in each of the four reconstructions. Years of concurrent, cross-basin (all sites) low flow appear more frequently during the 20th and 21st Centuries compared to any period since 1600 A.D., however, no significant trend in cross-basin low flow is observed. As the most downstream major tributary of the Mississippi River, the Arkansas River directly influences flood risk in the Lower Mississippi River Valley. Estimates of extreme high flow in downstream reconstructions coincide with specific years of historic flooding documented in New Orleans, Louisiana, just upstream of the Mississippi River Delta. By deduction, Mississippi River flooding in years of low Arkansas River flow imply exceptional flooding contributions from the Upper Mississippi River catchments.     

Millennial‐Length Records of Streamflow From Three Major Upper Colorado River Tributaries1

Gray, Stephen T., Jeffrey J. Lukas, and Connie A. Woodhouse, 2011. Millennial‐Length Records of Streamflow From Three Major Upper Colorado River Tributaries. Journal of the American Water Resources Association (JAWRA) 47(4):702‐712. DOI: 10.1111/j.1752‐1688.2011.00535.x Abstract: Drought, climate change, and shifting consumptive use are prompting a widespread reassessment of water availability in the Upper Colorado River basin. Here, we present millennial‐length records of water year (October‐September) streamflow for key Upper Colorado tributaries: the White, Yampa, and Little Snake Rivers. Based on tree rings, these records represent the first paleohydrological reconstructions from these subbasins to overlap with a series of Medieval droughts (∼ad 800 to 1300). The reconstructions show marked interannual variability imbedded in nonstationary behavior over decadal to multidecadal time scales. These reconstructions suggest that, even in a millennial context, gaged flows from a handful of years (e.g., 1977 and 2002) were extremely dry. However, droughts of much greater duration and magnitude than any in the instrumental record were regular features prior to 1900. Likewise these reconstructions point to the unusual wetness of the gage period, and the potential for recent observations to paint an overly optimistic picture of regional water supplies. The future of the Upper Colorado River will be determined by a combination of inherent hydroclimatic variability and a broad range of human‐induced changes. It is then essential that regional water managers, water users, and policy makers alike consider a broader range of hydroclimatic scenarios than is offered by the gage record alone.     

Associations of Decadal to Multidecadal Sea‐Surface Temperature Variability with Upper Colorado River Flow1

Abstract: The relations of decadal to multidecadal (D2M) variability in global sea‐surface temperatures (SSTs) with D2M variability in the flow of the Upper Colorado River Basin (UCRB) are examined for the years 1906‐2003. Results indicate that D2M variability of SSTs in the North Atlantic, North Pacific, tropical Pacific, and Indian Oceans is associated with D2M variability of the UCRB. A principal components analysis (with varimax rotation) of detrended and 11‐year smoothed global SSTs indicates that the two leading rotated principal components (RPCs) explain 56% of the variability in the transformed SST data. The first RPC (RPC1) strongly reflects variability associated with the Atlantic Multidecadal Oscillation and the second RPC (RPC2) represents variability of the Pacific Decadal Oscillation, the tropical Pacific Ocean, and Indian Ocean SSTs. Results indicate that SSTs in the North Atlantic Ocean (RPC1) explain as much of the D2M variability in global SSTs as does the combination of Indian and Pacific Ocean variability (RPC2). These results suggest that SSTs in all of the oceans have some relation with flow of the UCRB, but the North Atlantic may have the strongest and most consistent association on D2M time scales. Hydroclimatic persistence on these time scales introduces significant nonstationarity in mean annual streamflow, with critical implications for UCRB water resource management.     

Five Hundred Years of Hydrological Drought in the Upper Colorado River Basin1

Abstract: This article evaluates drought scenarios of the Upper Colorado River basin (UCRB) considering multiple drought variables for the past 500 years and positions the current drought in terms of the magnitude and frequency. Drought characteristics were developed considering water‐year data of UCRB’s streamflow, and basin‐wide averages of the Palmer Hydrological Drought Index (PHDI) and the Palmer Z Index. Streamflow and drought indices were reconstructed for the last 500 years using a principal component regression model based on tree‐ring data. The reconstructed streamflow showed higher variability as compared with reconstructed PHDI and reconstructed Palmer Z Index. The magnitude and severity of all droughts were obtained for the last 500 years for historical and reconstructed drought variables and ranked accordingly. The frequency of the current drought was obtained by considering two different drought frequency statistical approaches and three different methods of determining the beginning and end of the drought period (annual, 5‐year moving, and ten year moving average). It was concluded that the current drought is the worst in the observed record period (1923‐2004), but 6th to 14th largest in terms of magnitude and 1st to 12th considering severity in the past 500 years. Similarly, the current drought has a return period ranging from 37 to 103 years based on how the drought period was determined. It was concluded that if the 10‐year moving average is used for defining the drought period, the current drought appears less severe in terms of magnitude and severity in the last 500 years compared with the results using 1‐ and 5‐year averages.     

Filyos River Streamflow Reconstruction from Tree‐Ring Chronologies with Nonparametric Approaches

The article presents nonparametric methods based on K nearest neighbors (KNNs), modified KNNs, and local polynomial techniques to reconstruct streamflow ensembles from tree‐ring data in Filyos River region (Turkey). Three methods were tested using cross‐validation for the overlap period, 1963‐1997 for which the tree‐ring and streamflow data are available. It was found that for the study where the length of the overlap period was limited, a nonparametric method based on a local polynomial technique provides simulations that have a slightly better solution than the other methods. After verification using standard statistical techniques, these methods were utilized to develop streamflow reconstructions from tree‐ring data for the paleo‐hydrologic period (1657‐1963). These reconstructions of seasonal low and high flows were discussed with the obtained flood duration curve. They were also compared with the historical archives and other tree‐ring reconstructions data available in the same river. Overall, the utility and limitations of these methods and the resulting streamflow simulations were discussed to assess the long‐term discharge behavior of Filyos River and to evaluate water supply reliability.     

Science and Decision Making: Water Management and Tree‐Ring Data in the Western United States1

Abstract: Growing populations, limited resources, and sustained drought are placing increased pressure on already over‐allocated water supplies in the western United States, prompting some water managers to seek out and utilize new forms of climate data in their planning efforts. One source of information that is now being considered by water resource management is extended hydrologic records from tree‐ring data. Scientists with the Western Water Assessment (WWA) have been providing reconstructions of streamflow (i.e., paleoclimate data) to water managers in Colorado and other western states (Arizona, New Mexico, and Wyoming), and presenting technical workshops explaining the applications of tree‐ring data for water management for the past eight years. Little is known, however, about what has resulted from these engagements between scientists and water managers. Using in‐depth interviews and a survey questionnaire, we attempt to address this lack of information by examining the outcomes of the interactions between WWA scientists and western water managers to better understand how paleoclimate data has been translated to water resource management. This assessment includes an analysis of what prompts water managers to seek out tree‐ring data, how paleoclimate data are utilized by water managers in both quantitative and qualitative ways, and how tree‐ring data are interpreted in the context of organization mandates and histories. We situate this study within a framework that examines the coproduction of science and policy, where scientists and resource managers collectively define and examine research and planning needs, the activities of which are embedded within wider social and political contexts. These findings have broader applications for understanding science‐policy interactions related to climate and climate change in resource management, and point to the potential benefits of reflexive interactions of scientists and decision makers.     

Reconstructed Streamflows for the Headwaters of the Wind River,Wyoming, United States1

Abstract: Tree rings offer a means to extend observational records of streamflow by hundreds of years, but dendrohydrological techniques are not regularly applied to small tributary and headwaters gages. Here we explore the potential for extending three such gage records on small streams in the Wind River drainage of central Wyoming, United States. Using core samples taken from Douglas fir (Pseudotsuga menziesii), piñon pine (Pinus edulis), and limber pine (Pinus flexilis) at 38 sites, we were able to reconstruct streamflows for the headwaters of the Wind River back to 1672 AD or earlier. The streamflow reconstructions for Bull Lake Creek above Bull Lake; the Little Popo Agie River near Lander, Wyoming; and Wind River near Dubois, Wyoming explained between 40% and 64% of the observed variance, and these extended records performed well in a variety of statistical verification tests. The full reconstructions show pronounced inter‐annual variability in streamflow, and these proxy records also point to the prevalence of severe, sustained droughts in this region. These reconstructions indicate that the 20th Century was relatively wet compared to previous centuries, and actual gage records may capture only a limited subset of potential natural variability in this area. Further analyses reveal how tree‐ring based reconstructions for small tributary and headwaters gages can be strongly influenced by the length and quality of calibration records, but this work also demonstrates how the use of a spatially extensive network of tree‐ring sites can improve the quality of these types of reconstructions.     

HYDROLOGIC SCENARIOS FOR SEVERE SUSTAINED DROUGHT IN THE SOUTHWESTERN UNITED STATES1

ABSTRACT: This paper considers the risk of drought and develops drought scenarios for use in the study of severe sustained drought in the Southwestern United States. The focus is on the Colorado River Basin and regions to which Colorado River water is exported, especially southern California, which depends on water from the Colorado River. Drought scenarios are developed using estimates of unimpaired historic streamflow as well as reconstructions of streamflow based on tree ring widths. Drought scenarios in the Colorado River Basin are defined on the basis of annual flow at Lees Ferry. The risk, in terms of return period, of the drought scenarios developed, is assessed using stochastic models.     

LAW,HYDROLOGY, AND SURFACE-WATER SUPPLY IN THE UPPER COLORADO RIVER BASIN1

ABSTRACT: Law and hydrology are inextricably woven together in the pattern of water resource development in the west. The former attempts to allocate a limited and valuable resource as the latter tries to define the limits of the resource. In the past an inadequate data base has made hydrologic estimates difficult and political factors have pushed the law into possibly conflicting commitments in the Colorado River Basin. Through the use of tree-ring research, hydrologists have produced a more definitive data base and placed water allocations such as the Colorado River Compact of 1922 in a clearer long-term perspective. This data base leads to the conclusion that the surface-water supply is about 13.5 million acre-feet per year. This hydrologic limit must be apportioned within an existing legal framework - the “Law of the River.” As development approaches the resource limit in the Upper Colorado River Basin, lawyers and hydrologists must act in concert toward the equitable solution of allocation and reallocation problems.     

IMPACTS OF A SEVERE SUSTAINED DROUGHT ON COLORADO RWER WATER RESOURCES1

ABSTRACT: The impacts of a severe sustained drought on Colorado River system water resources were investigated by simulating the physical and institutional constraints within the Colorado River Basin and testing the response of the system to different hydrologic scenarios. Simulations using Hydrosphere's Colorado River Model compared a 38-year severe sustained drought derived from 500 years of reconstructed streamflows for the Colorado River basin with a 38-year streamflow trace extracted from the recent historic record. The impacts of the severe drought on streamflows, water allocation, storage, hydropower generation, and salinity were assessed. Estimated deliveries to consumptive uses in the Upper Basin states of Colorado, Utah, Wyoming, New Mexico, and northern Arizona were heavily affected by the severe drought, while the Lower Basin states of California, Nevada, and Arizona suffered only slight shortages. Upper Basin reservoirs and streamflows were also more heavily affected than those in the Lower Basin by the severe drought. System-wide, total hydropower generation was 84 percent less in the drought scenario than in the historical stream-flow scenario. Annual, flow-weighted salinity below Lake Mead exceeded 1200 ppm for six years during the deepest portion of the severe drought. The salinity levels in the historical hydrology scenario never exceeded 1100 ppm.     

DROUGHT,TREE RINGS,AND RESERVOIR DESIGN1

Droughts constitute one of the most important factors affecting the design and operation of water resources infrastructure. Hydrologists ascertain their duration, severity, and pattern of recurrence from instrumental records of precipitation or stream‐flow. Under suitable conditions, and with proper analysis, tree rings obtained from long living, climate sensitive species of trees can extend instrumental records of streamflow and precipitation over periods spanning several centuries. Those tree‐ring “reconstructions” provide a valuable insight about climate variability and drought occurrence in the Holocene, and yield long term hydrological data useful in the design of water infrastructure. This work presents a derivation of drought risk based on a renewal model of drought recurrence, a brief review of the basic theory of tree‐ring reconstructions, and a stochastic model for optimizing the design of water supply reservoirs. Examples illustrate the methodology developed in this work and the supporting role that tree‐ring reconstructed streamflow can play in characterizing hydrologic variability.     

Assessment of Tree Rings as a Hydrologic Record in a Humid Subtropical Environment1

Crockett, Kris, Jonathan B. Martin, Henri D. Grissino-Mayer, Evan R. Larson, and Thomas Mirti, 2010. Assessment of Tree Rings as a Hydrologic Record in a Humid Subtropical Environment. Journal of the American Water Resources Association (JAWRA) 1-13. DOI: 10.1111/j.1752-1688.2010.00464.x Abstract: Information about long-term variability of streamflow is important to allocate water resources, but few historical records extend more than 75 years into the past, requiring proxy records to evaluate flow prior to that time. Flow proxies have been found in tree-ring widths in temperate regions, but have rarely been used in humid subtropical environments because the relationship between tree growth and climate was believed to be weakened by limited seasonality and stress on tree growth from drought conditions. Tree-ring residual chronologies from two forests sampled from northern Florida correlate well with historical annual discharge (r² values as high as 0.47) from 3 of 15 river-gauging stations that were used to compare with the tree-ring chronologies. The best correlations occur where streamflow has little contribution from spring discharge or continuous flow from lakes and wetlands. Streams lack correlations with the tree-ring residual chronologies (r² values as low as 0.0002) where springs and continuous discharge from lakes mute variations in their flow. Tree-ring chronologies appear to be useful for reconstruction of prehistorical variations of some streamflow in humid subtropical regions, but interpretations of the reconstructions must consider the local hydrologic conditions.     

INFLUENCE OF TWO WOODY RIPARIAN SPECIES ON CRITICAL CONDITIONS FOR STREAMBANK STABILITY: UPPER TRUCKEE RIVER,CALIFORNIA1

Over the past 35 years, a trend of decreasing water clarity has been documented in Lake Tahoe, attributable in part to the delivery of fine grained sediment emanating from upland and channel erosion. A recent study showed that the Upper Truckee River is the single largest contributor of sediment to Lake Tahoe, with a large proportion of the sediment load emanating from streambanks. This study combines field data with numerical modeling to identify the critical conditions for bank stability along an unstable reach of the Upper Truckee River, California. Bank failures occur during winter and spring months, brought on by repeated basal melting of snow packs and rain‐on‐snow events. Field studies of young lodgepole pines and Lemmon's willow were used to quantify the mechanical, hydrologic, and net effects of riparian vegetation on streambank stability. Lemmon's willow provided an order of magnitude more root reinforcement (5.5 kPa) than the lodgepole pines (0.5 kPa); the hydrologic effects of the species varied spatially and temporally and generally were of a smaller magnitude than the mechanical effects. Overall, Lemmon's willow provided a significant increase in bank strength, reducing the frequency of bank failures and delivery of fine grained sediment to the study reach of the Upper Truckee River.