Climate change,food security,and livelihoods in sub-Saharan Africa

Sub-Saharan Africa is particularly vulnerable to climate change. Multiple biophysical, political, and socioeconomic stresses interact to increase the region’s susceptibility and constrain its adaptive capacity. Climate change is commonly recognized as a major issue likely to have negative consequences on food security and livelihoods in the region. This paper reviews three bodies of scholarship that have evolved somewhat separately, yet are inherently interconnected: climate change impacts, vulnerability and adaptation, food security, and sustainable livelihoods. The paper develops a conceptualization of the relationships among the three themes and shows how food security’s vulnerabilities are related to multiple stresses and adaptive capacities, reflecting access to assets. Food security represents one of several livelihood outcomes. The framework shows how several research paradigms relate to the issue of food security and climate change and provides a guide for empirical investigations. Recognizing these interconnections can help in the development of more effective policies and programs. The framework is applied here to synthesize findings from an array of studies in sub-Saharan Africa dealing with vulnerability to climate change, food security, and livelihoods.     

Using a novel climate–water conflict vulnerability index to capture double exposures in Lake Chad

Climate variability is amongst an array of threats facing agricultural livelihoods, with its effects unevenly distributed. With resource conflict being increasingly recognised as one significant outcome of climate variability and change, understanding the underlying drivers that shape differential vulnerabilities in areas that are double-exposed to climate and conflict has great significance. Climate change vulnerability frameworks are rarely applied in water conflict research. This article presents a composite climate–water conflict vulnerability index based on a double exposure framework developed from advances in vulnerability and livelihood assessments. We apply the index to assess how the determinants of vulnerability can be useful in understanding climate variability and water conflict interactions and to establish how knowledge of the climate–conflict linked context can shape interventions to reduce vulnerability. We surveyed 240 resource users (farmers, fishermen and pastoralists) in seven villages on the south-eastern shores of Lake Chad in the Republic of Chad to collect data on a range of exposure, sensitivity and adaptive capacity variables. Results suggest that pastoralists are more vulnerable in terms of climate-structured aggressive behaviour within a lake-based livelihoods context where all resource user groups show similar levels of exposure to climate variability. Our approach can be used to understand the human and environmental security components of vulnerability to climate change and to explore ways in which conflict-structured climate adaptation and climate-sensitive conflict management strategies can be integrated to reduce the vulnerability of populations in high-risk, conflict-prone environments.     

Livelihood vulnerability approach to assessing climate change impacts on mixed agro-livestock smallholders around the Gandaki River Basin in Nepal

Climate change vulnerability depends upon various factors and differs between places, sectors and communities. People in developing countries whose subsistence livelihood depends mainly upon agriculture and livestock production are identified as particularly vulnerable. Nepal, where the majority of people are in a mixed agro-livestock system, is identified as the world’s fourth most vulnerable country to climate change. However, there is limited knowledge on how vulnerable mixed agro-livestock smallholders are and how their vulnerability differs across different ecological regions in Nepal. This study aims to test two vulnerability assessment indices, livelihood vulnerability index and IPCC vulnerability index, around the Gandaki River Basin of central Nepal. A total of 543 households practicing mixed agro-livestock were surveyed from three districts, namely Dhading, Syangja and Kapilvastu representing three major ecological zones: mountain, mid-hill and Terai (lowland). Data on socio-demographics, livelihood determinants, social networks, health, food and water security, natural disasters and climate variability were collected and combined into the indices. Both indices differed for mixed agro-livestock smallholders across the three districts, with Dhading scoring as the most vulnerable and Syangja the least. Substantial variation across the districts was observed in components, sub-components and three dimensions (exposure, sensitivity and adaptive capacity) of vulnerability. The findings help in designing site-specific intervention strategies to reduce vulnerability of mixed agro-livestock smallholders to climate change.     

Rural organizations and adaptation to climate change and variability in rural Kenya

Numerous studies have shown that collective action affects the type and efficiency of short- and long-term adaptation to climate change. This empirical study contributes to the body of the literature on collective action and adaptive capacity by demonstrating how organizations frame responses to climate variability and change in rural Kenya by promoting local rural institutions. By analyzing interviews, role-playing games, and household surveys, we ask how local rural organizations shape coping strategies to climate variability and how they may structure future adaptations to climate change. We also investigate what types of households participate in those organizations and how their participation may impact their vulnerability to climate change and variability. Our analysis shows that in places rendered especially vulnerable to climate change by arid climatic conditions, the disengagement of governmental services, and a limited access to income-generating activities, local rural organizations increase livelihood security. Those organizations reduce local vulnerabilities and enhance collective action. In contrast to common diversification and livelihood security strategies which rely on the access to urban or peri-urban structures, local rural institutions and organizations allow for rural and grassroots sustainable adaptation strategies. In that respect, they constitute a resilient and mostly untapped resource for visibly strengthening livelihood security and adaptive capacities in rural Kenya.     

Characterising the nature of household vulnerability to climate variability: empirical evidence from two regions of Ghana

This paper builds on national- and regional-level vulnerability assessments by developing and applying a livelihood vulnerability index at the community and household scales to explore the nature of climate vulnerability. It provides innovative methodological steps in relation to livelihood assessment to identify the vulnerability of households and communities to drought. This will help to improve drought vulnerability assessments in Ghana and more widely as it shows extra information can be obtained from local-level vulnerability assessment that may be lacking in national- and regional-level analysis. The research employs quantitative and qualitative data collected through participatory methods, key informant interviews and a questionnaire survey with 270 households across 6 communities in two regions in Ghana. Results show that within the same agroecological zone, households and communities experience different degrees of climate vulnerability. These differences can be largely explained by socioeconomic characteristics such as wealth and gender, as well as access to capital assets. Results identify vulnerable households within resilient communities as well as more resilient households within vulnerable communities. These outliers are studied in detail. It is found that outlier households in vulnerable communities have an array of alternative livelihood options and tend to be socially well connected, enabling them to take advantage of opportunities associated with environmental and economic changes. To sustain and enhance the livelihoods of vulnerable households and communities, policymakers need to identify and facilitate appropriate interventions that foster asset building, improve institutional capacity as well as build social capital.     

Vulnerability of Inuit food systems to food insecurity as a consequence of climate change: a case study from Igloolik, Nunavut

This paper develops a conceptual model to examine the vulnerability of Inuit food systems to food insecurity as a consequence of climate change. The model illustrates that food system vulnerability is determined by the exposure and sensitivity of the food system to climate-related risks and its adaptive capacity to deal with those risks. The model is empirically applied using a case study from Igloolik, Nunavut. Specifically, the paper focuses on how extreme climate-related conditions in 2006 interacted with the food system to affect food security, using 2006 as a lens to identify and characterize some of the processes and conditions shaping vulnerability, and establishing a baseline for identifying and characterizing processes that are likely to shape future vulnerability. There is a high level of adaptive capacity among Igloolik Inuit, with food sharing mechanisms, hunting flexibility, and store-food access moderating the impact of climatic-risks on food security. However, high fuel and commodity prices, the increasing economic burden of adapting to back-to-back years with unfavorable climatic conditions, underlying community vulnerabilities, and the nature to the climate extremes in 2006, overwhelmed the adaptive capacity of many community members. Those dependent on traditional foods and having limited access to financial resources were particularly vulnerable.     

The survey of living conditions in the Arctic (SLiCA): A comparative sustainable livelihoods assessment

The Arctic is a region of the world experiencing extremely rapid climatic and social change. Indigenous communities have faced similar challenges for millennia and have historically demonstrated remarkable resilience to socioecological perturbations. In contemporary contexts, however, it appears that the pace and extent of change is overwhelming the adaptive capacities of many indigenous communities. Scholars recently completed a survey of living conditions spanning the circumpolar Arctic to quantitatively document the impacts of social and ecological stress across regions. The database they created is called the Survey of Living Conditions in the Arctic or SLiCA. This article explores the utility of using this dataset to compare livelihood systems across three sub-regions of Alaska and four sub-regions within the Chukotka Autonomous Okrug of the Russian Federation. The results point out that livelihood systems in Chukotka have a substantially lower level of sustainability than in Northwest Alaska due to the high prevalence of vulnerable households.     

Vulnerability, Risk and Adaptation Assessment Methods in the Pacific Islands Region: past approaches, and considerations for the future

Over two decades of vulnerability assessments have shown the Pacific Islands region to be one of the regions most at risk to the adverse consequences of climate change. Pacific Island countries have shown strong leadership in characterising the challenges of climate change, both nationally and for the region as a whole, and in identifying the most appropriate responses. This paper reviews the various Vulnerability, Risk and Adaptation (VRiA) Assessment Methods and Tools that have been used across the Pacific Islands region, with an emphasis on the past two decades. The aim is to identify the approaches that are best suited to the region, and to develop a common understanding and principles that may be relevant and useful to harmonising the assessment of vulnerability and risk, and of adaptation options across the region. Even though assessments undertaken in the Pacific Islands region tend to share the common objective of reducing vulnerabilities and risks, practitioners in the Pacific are using numerous approaches, methods and tools to assess vulnerabilities and identify possible adaptation interventions. No one approach will address all needs and accommodate all capacities. Rather, several successful approaches, methods and tools are identified. The paper also identifies and assesses the approaches, methods and tools that have merit for further use, without or with further improvements. Lessons learned as well as success stories and success factors are documented. These findings are reflected in principles designed to assist harmonisation of approaches to VRiA assessment. These principles, in turn, influence the development of a proposed higher-level framework and approach for VRiA assessments. It accommodates the various approaches, methods and tools commonly used with success in the Pacific.     

洞庭湖流域分布式水文模型

流域出口径流观测序列是水文模型参数率定重要依据,不受水文站控制区域的模型应用是水文研究关注点之一。首先根据水文站观测资料建立洞庭湖流域四水控制站之上基于水文响应单元的分布式水文模型,在此基础上结合实验、同质移植和虚拟水库等方法,将分布式水文模型拓展到包含无径流站控制区域的丘陵区间和平原圩垸区,最终实现了洞庭湖全流域水文过程模拟。结果表明:在较完备土壤、地形、土地利用等空间数据支持下,通过合理的流域划分和水文响应单元定义,建立的流域分布式水文模型可以较好地在水文响应单元尺度反应降水发生后蒸散、地表径流、土壤和地下水的响应特征。而基于观测实验及基流分割等方法获取的关键水文过程特征对模型参数优化的认识,可以提高模型参数率定效率,在较少优化迭代运算后既可使月径流模拟的效率系数NSE和确定性系数R²值高于0.81(日过程高于0.62)。借助参数同质移植和虚拟水库解决了区间和圩垸区无控制站区域水文过程模拟。在全流域水文过程的模拟中,基流指数和蒸散比例与实际过程具有较好的一致性。说明相关参数较好地反映了其物理机制,具备在相似气候及下垫面条件区域进行同质移植的基础,圩垸区径流交换采用虚拟水库的处理方式也合理可行。     

Risk to water security for small islands: an assessment framework and application

The freshwater resources of small islands are particularly vulnerable to the impacts of climate change and human stressors due to their limited extent and adaptive capacity. A water security approach is useful for effective management of the water resources; however, understanding risk to water security is critical in order to effectively plan and adapt to future changes. Currently available assessment tools generally do not incorporate risk and are not suitable for application on small islands, where the hydrogeological setting has unique vulnerabilities. The aim of this work is to provide a framework to characterize risk to water security for small islands. The risk assessment was developed using Andros Island, the Bahamas, as a case study area. Numerical modelling characterizes the response of the water system to potential future stressors related to climate change and human development, the results of which are integrated into the assessment framework. Based on risk assessment principles, indicators are determined for susceptibility, hazard threat, vulnerability and loss, in order to define the risk to water security. The resulting indicators are presented in geospatial maps that rank areas of risk to water security. These maps were provided to local water managers and policy-makers in the Bahamas as a tool to identify high-risk areas for near-term action and to inform long-term planning. The maps have also been used as a platform to engage local residents and raise awareness about the impact climate change and land-use activities may have on water security.     

Local-level climate change adaptation decision-making and livelihoods in semi-arid areas in Zimbabwe

There is now overwhelming evidence of climate change and variability impacts in Africa, among them a reduction in agricultural production. This is a cause for concern given that 70 % of the continent’s population derives its livelihoods directly from rain-fed agriculture. There is need for adaptation strategies at all levels from the national to the local level to mitigate these adverse impacts from climate change. It is important to take advantage of and strengthen already existing household and community strategies. This study used both qualitative and quantitative methodologies to explore the role that livelihood dynamics play in local-level decision-making for adaptation to everyday vulnerability. Risk is considered to extend beyond climate to non-climatic stressors, and the notion of climate change as the major shock among many others is downgraded to one that is secondary to other shocks that even pose more danger to household and community livelihoods. The natural capital remains the basis upon which all the other capitals depend as drivers of choice for adaptation practices. A reorientation of capitals and associated activities is inevitable to deal with everyday vulnerability given that livelihood capitals play a key role in adaptation. Choice of household response strategies to shocks is not entirely intrinsic, but rather integral to a context where other players such as the extension operate to influence adaptation choices. This then highlights the need for embeddedness and context in understanding adaptation and livelihood changes.     

Assessment of climate change vulnerability of tourism in Hungary

This paper applies vulnerability assessment methodology to assess the comparative vulnerability of different tourism supply types by region in Hungary. The steps of the methodology include (1) definition of tourism supply typology, (2) identifying exposure indicators, (3) identifying sensitivity indicators, (4) identification of adaptive capacity indicators and (5) developing a vulnerability map. It is clear that climate change has potential negative effects on tourism in Hungary, but the spatial distribution, as well as the sub-sectoral (by tourism supply types) differences of these impacts is almost unknown. Most research papers dealing with the vulnerability of tourism mainly focus on a specific tourism type, whereas this article aims to address all of them from a regional point of view. The key results presented in this paper include the vulnerability map of the country showing the relative vulnerability of different tourism supply types and detailed analysis investigating the possible causes and driving factors. We have categorized tourism regions based on the five most vulnerable tourism supply types. The most significant of them all turned out to be outdoor event-based tourism, being the most vulnerable in the two southern regions, since the expected impacts of climate change are foreseen to be the most significant in these areas.     

Socio-economic vulnerability of the megacity of Shanghai (China) to sea-level rise and associated storm surges

Sea-level rise (SLR) poses a significant threat to many coastal areas and will likely have important impacts on socio-economic development in those regions. Located on the eastern coast in China, the megacity of Shanghai is particularly vulnerable to SLR and associated storm surge risks. Using the municipality of Shanghai as a case study, the possible impacts of flooding risks caused by SLR and associated storm surges on socio-economic development in the region were analysed by a Source–Pathway–Receptor–Consequence (SPRC) conceptual model. The projections of flooding risk in the study area were simulated by MIKE21 (a two-dimensional hydrodynamic model) for the three time periods of 2030, 2050 and 2100. An index system for vulnerability assessment was devised, in which flooding depth, density of population, GDP per capita, GDP per unit land, loss rate under flooding and fiscal revenue were selected as the key indicators. A quantitative spatial assessment method based on a GIS platform was established by quantifying each indicator, calculating and then grading the vulnerability index. The results showed that in the 2030 projection, 99.3 % of the areas show no vulnerability to SLR and associated storm surges under the present infrastructure. By 2050, the areas with low, moderate and high vulnerabilities change significantly to 5.3, 8.0 and 23.9 %, respectively, while by 2100, the equivalent figures are 12.9, 6.3 and 30.7 %. The application of the SPRC model, the methodology and the results from this study could assist with the objective and quantitative assessment of the socio-economic vulnerability of other similar coastal regions undergoing the impacts of SLR and associated storm surges. Based on the results of this study, mitigation and adaptation measures should be considered, which include the controlling the rate of land subsidence, the reinforcement of coastal defence systems and the introduction of adaptation in long-term urban planning.     

Assessing social vulnerability to climate change in Samoa

Climate change severely impacts on the natural and socio-economic systems of the Pacific Islands. Samoa, a small insular state of the region, is characterized by widespread awareness of climate change reflected by its leading international role. This also makes Samoa a potentially exemplary reference for the Pacific Islands. Against this backdrop, the overall aim of this article is to investigate the notion of social vulnerability and measure its dimensions in Samoa through a specific index: the Samoa Social Vulnerability Index (SSVI). The SSVI may yield better understanding of the characteristics and dynamics of social vulnerability, as well as information for fostering adaptation strategies in Samoa and in the Pacific Islands. In particular, the article first outlines the major vulnerabilities to climate change in Samoa and then analyses the composite notion of social vulnerability. On this basis, the article methodologically specifies, designs and constructs the SSVI. Afterwards, it uses such index for measuring the dimensions of social vulnerability in Samoa’s districts. Finally, some considerations are made concerning the policy relevance of the SSVI and its potential regional role.     

Development,local livelihoods,and vulnerabilities to global environmental change in the South American Dry Andes

Climate change will increasingly impact large areas of South America, affecting important natural resources and people’s livelihoods. These impacts will make rural people disproportionately more vulnerable, given their dependency on ecosystem services and their exposure to other stressors, such as new rules imposed by agribusiness and trends toward the commodification of natural resources. This paper focuses on the vulnerability of rural communities in Andean drylands of Argentina, Bolivia, and Chile, showing how different economic and political pathways lead to different levels of vulnerability. The paper begins with a brief discussion of the methodological and theoretical concept of vulnerability, which framed the research. Starting from the premise that global environmental change impacts are strongly linked to styles of development, the discussion explores the diverse institutional capital and governance schemes as well as different development styles in the case studies and their role in increasing or reducing local vulnerability to climate and water scarcity. Using a comparative perspective, the exposures and adaptive capacities of rural actors in three river basins are discussed, emphasizing situations that speak for the ways in which development styles counteract or magnify conditions of vulnerability. The analysis considers irrigated and non-irrigated agriculture, water property interests, different productive structures (viticulture, horticulture, etc.), producer typologies (large/small, export, etc.), and geographical location. Finally, the paper offers some insights about development style and adaptive capacities of rural people to overcome those vulnerabilities.     

Sea-level rise vulnerability in the countries of the Coral Triangle

Sea-level rise is a major threat facing the Coral Triangle countries in the twenty-first century. Assessments of vulnerability and adaptation that consider the interactions among natural and social systems are critical to identifying habitats and communities vulnerable to sea-level rise and for supporting the development of adaptation strategies. This paper presents such an assessment using the DIVA model and identifies vulnerable coastal regions and habitats in Coral Triangle countries at national and sub-national levels (administrative provinces). The following four main sea-level rise impacts are assessed in ecological, social and economic terms over the twenty-first century: (1) coastal wetland change, (2) increased coastal flooding, (3) increased coastal erosion, and (4) saltwater intrusion into estuaries and deltas. The results suggest that sea-level rise will significantly affect coastal regions and habitats in the Coral Triangle countries, but the impacts will differ across the region in terms of people flooded annually, coastal wetland change and loss, and damage and adaptation costs. Indonesia is projected to be most affected by coastal flooding, with nearly 5.9 million people expected to experience flooding annually in 2100 assuming no adaptation. However, if adaptation is considered, this number is significantly reduced. By the end of the century, coastal wetland loss is most significant for Indonesia in terms of total area lost, but the Solomon Islands are projected to experience the greatest relative loss of coastal wetlands. Damage costs associated with sea-level rise are highest in the Philippines (US $6.5 billion/year) and lowest in the Solomon Islands (US $70,000/year). Adaptation is estimated to reduce damage costs significantly, in particular for the Philippines, Indonesia, and Malaysia (between 68 and 99%). These results suggest that the impacts of sea-level rise are likely to be widespread in the region and adaptation measures must be broadly applied.     

干旱对生态系统脆弱性的影响研究——以长江中下游地区为例

将干旱作为定性事件，以长江中下游地区为研究对象，基于生态系统过程模型的动态模拟，根据IPCC有关脆弱性的概念，以生态系统功能特征量偏离多年平均状况的程度及其变化趋势分别定义生态系统对降水变化的敏感性和适应性，在生态系统的尺度上评估其对干旱的脆弱性。结果表明，长江中下游区域生态系统对降水脆弱性的空间分布有较为明显的区域差异。轻度脆弱及以下的生态系统占区域总面积的65%，主要分布在区域的中南部。重度脆弱和高度脆弱区域约占20%，主要分布在长江中下游的西北部。区域内生态系统对降水变率的平均脆弱度为轻度脆弱。干旱会显著增加研究区生态系统的脆弱性，具体表现为干旱导致原本不脆弱的生态系统脆弱度增加，而对脆弱度较高的生态系统的脆弱性影响不大。不同类型生态系统对干旱的响应稍有差异，干旱导致森林生态系统和农业生态系统的脆弱性均有所增加，但农业生态系统对干旱的脆弱性更高于森林生态系统。在研究区内，干旱对生态系统的影响会持续一段时间，但在干旱过后一年，不论是农业生态系统还是森林生态系统的脆弱性均有进一步上升，但相对多年平均水平没有显著差异     

Livelihood asset maps: a multidimensional approach to measuring risk-management capacity and adaptation policy targeting—a case study in Bhutan

The application of a livelihood asset-based approach to adaptation policy targeting is presented through the creation of maps highlighting the spatial contrasts of access to various types of livelihood assets utilizing primary household data. Thus, the livelihood maps provide policy-makers with a tool to quickly identify areas with limited access to certain types of assets, making the latter less able to react to a changing level of climate-related risks. In the case of Bhutan, distinct spatial patterns of asset endowments is identified using five different asset indicators drawing attention to the fact that some areas facing increased level of climate-related risks lack access to productive and human capital, while other areas facing a similar situation have relatively insufficient access to financial assets. This again shows that any non-targeted policy aiming at improving households’ risk-management capacities through asset-building would have quite diverse results even among closely located districts in Bhutan. Finally, relevant policy options concerning the various dimensions of asset holdings are discussed so as to identify options that may benefit poor and vulnerable no matter if the expected outcomes of a changing climate are realized or not.     

基于洪旱灾害的雅鲁藏布江流域水资源脆弱性时空差异分析

水资源脆弱性分析是确立区域水资源问题和调控水安全的重要环节。雅鲁藏布江流域水资源丰富,但时空分布不均,洪旱灾害频发、经济欠发达,导致水资源脆弱性明显。基于1965～2014年的气象月尺度数据,分析流域降水分布特征、确定其干湿分区;采用标准化降水指数认识流域洪旱灾害时空分布状况,并从洪旱灾害及沙漠化、供用水及用水效益、调控能力3个方面构建流域水资源脆弱性指标评价体系,运用熵权法分析时空差异特征。结果表明:(1)流域多年平均降水量458 mm,空间上从西北向东南方向递增,上游日喀则市大部、中游拉萨市和山南地区属于中等干旱区,下游林芝市为湿润区;(2)流域内4区/市均易发生春旱和盛夏洪涝,干旱灾害发生率高于洪涝灾害发生率,拉萨市和林芝市易发生干旱重灾,山南地区易发生洪涝重灾;(3)流域及4区/市在2005～2014年间水资源脆弱性均呈下降趋势,山南地区、林芝市的降幅大于日喀则市、拉萨市;(4)流域水资源脆弱性的主导因子为干旱、洪涝、用水效益、管理能力、地区生产总值。流域水资源脆弱性特征为由洪旱灾害主导、调控能力弱、水资源利用效率低。     

Linking human security to natural resources: perspective from a fishery resource allocation system in Chilika lagoon, India

Human security is linked to people’s access to natural resources and vulnerabilities to environmental change. In the case study of Chilika lagoon, the findings reveal that insecurity linked to natural resources is largely embedded in the historical process of resource allocation among stakeholders, rather than on the presence of resource stocks. The insecurities are strongly tied not only to allocation changes, but also to multiple factors (environmental, technological, and demographic factors). Based on the Chilika lagoon experience, this article develops a pathway toward a clear understanding of the linkage between human security and natural resources in a local context.