中国碳市场波动溢出效应研究

自2013年以来,中国已先后建立了七个区域性碳市场。研究中国碳市场之间的波动溢出效应,有助于发现在碳市场运行初期起价格引导作用的区域市场,为其它地区碳市场的发展和全国碳市场的建立提供建议。本文选择广东、湖北和深圳三个交易量最大的区域碳市场为样本,利用多元GARCH(1,1)-BEKK模型,检验其波动溢出效应。为了消除履约期的影响,本文根据履约期将样本划分为阶段一(2014年7月1日—2015年6月30日)和阶段二(2015年7月1日—2016年7月19日),分阶段进行了检验,并从市场有效性的视角解释了检验结果。波动溢出效应检验结果显示:在阶段一内,广东碳市场对湖北碳市场、湖北碳市场对深圳碳市场、深圳碳市场对广东碳市场分别存在单向的波动溢出效应;在阶段二内,只存在深圳碳市场对广东碳市场的单向波动溢出效应;在整个样本期内,只存在深圳碳市场对广东碳市场的单向波动溢出效应。基于方差比的市场有效性检验结果显示:无论是阶段一、阶段二或整个样本期,三个碳市场均没有达到弱式有效。本文进一步在多重分形检验的基础上,利用多重分形谱宽度,比较了三个碳市场的非有效性程度,结果显示:在阶段一、阶段二和整个样本期,三个碳市场有效性大小关系分别为:湖北广东深圳、深圳湖北广东、广东深圳湖北。可见,三个碳市场早期的波动溢出效应不完全符合市场有效性大小关系,而较晚期的波动溢出效应符合市场有效性大小关系,这证明了中国碳市场在阶段二相比阶段一更为成熟。本文最后对中国碳排放权交易市场的发展提出了政策建议。     

Experimental investigation of a 250-kW turbine organic Rankine cycle system for low-grade waste heat recovery

An organic Rankine cycle (ORC) is generally used for converting low-grade heat into electricity. In this study, an extensive literature survey was conducted to identify current research gaps on experimental ORC systems. Specifically, there is limited experimental data and limited details on thermal and expander efficiencies of ORC systems. In order to address these gaps, the objective of this study included developing a turbine ORC with a power output exceeding 50 kW and thermal efficiency exceeding 8% for a heat source temperature < 120°C. The experimental results indicated that the system achieved a net power output of 242.5 kW and a thermal efficiency of 8.3% (the highest value for a turbine ORC system for the heat source temperature below 120°C). Thus, the study addressed the gaps identified in the research area of ORCs.     

Microbial fuel cells: Advances in electrode modifications for improvement of system performance

There is an increasing trend to conduct the researches related to Microbial Fuel Cells (MFCs) in the recent years. Limited power output has been the major obstacle for the practical application and upscaling of MFCs. Attempts have been made on electrode modifications such as anode treatments, cathode modifications with catalysts and bio cathodes developments to produce varying degrees of improved output current depending upon the types of modifications. Power density and Coulombic efficiency have been considered as the important parameters to analyze the system performances. This paper overviews on the advances made in MFCs’ researches focusing on different types of electrodes modifications along with the involved methodology. Furthermore, the system performances of different modified MFCs are compared in terms of the power density and the Coulombic efficiency.     

Rebound effect and its decomposition – an analysis based on energy types in China

Rebound effect derived from energy efficiency improvement has been widely invested. However, most of studies focus on the rebound effect of the energy composite level and neither distinguish nor compare different energy types. We compare the differences in energy saving and energy rebound between primary and secondary energy sources, and further decompose the rebound effect into production rebound part and final demand component. To do so, we add a module for rebound into a comparative state China-CGE model. We design and test two simulation scenarios using the model. In Scenario 1, all production sectors’ energy efficiency of using primary energy increases by 5%. In Scenario 2, all production sectors’ energy efficiency of using secondary energy increases by 5%. The results show that Scenario 2 leads to more GDP growth and more energy saving. Our scenarios show rebound effects range between 9.6% and 27.9%, and in general are higher when energy efficiency of using primary energy sources is improved. Our decomposition analysis shows that improving energy efficiency in production sectors would stimulates energy use of final demand. Indeed, the consumption side has significant contribution to rebound in secondary energy use, especially in crude oil and gas. This study reveals that improving efficiency of using secondary energy is better than improving that of primary energy, both in terms of economic impact and energy rebound. And complementary policies that prevent energy services prices from falling too much can be adopted to reduce rebound. Controlling residential energy use could also be effective in reducing rebound, this has particular implication to economies in which residential energy consumption are far from saturation.     

西部大开发十五年环境效率评价及其影响因素分析

西部大开发政策实施以来,西部地区实现了快于东部和中部的经济增长。正确认识西部地区经济增长中的环境成本,评价西部地区的环境效率具有重要意义。本文运用考虑非期望产出的超效率SBM模型测算了2000—2014年西部大开发以来的环境效率。研究发现:西部地区环境效率偏低,处于相对无效状态。西部地区环境效率明显低于传统效率,经济增长付出了较高的环境代价。西部大开发以来传统效率与环境效率之间的差距呈现先扩大后缩小的"倒U"型走势变化。西部地区省份环境效率在全国排名靠后,各省份的环境效率呈现出差异化的发展态势,其中重庆和四川排名不断提升,新疆排名逐步回落,内蒙古和广西在西部地区排名相对靠前且比较稳定,云南和陕西一直处于中间水平,贵州、甘肃、青海、宁夏排名相对靠后。西部地区环境效率2000—2003年上升,2004—2010年不断下降,2010—2014年趋于平稳。西部地区环境效率低于东部地区且差距大,也低于中部地区和全国平均水平。通过收敛性检验发现,西部地区各省份间的环境效率差距呈现先缩小后扩大的趋势;西部地区与东部地区间的环境效率差距逐渐扩大,与中部地区间的环境效率差距先扩大后缩小。本文同时采用了Tobit模型进行面板回归,实证分析了西部地区环境效率的影响因素。结果表明:经济发展水平、科学技术水平、能源消费结构、环保投资力度对西部地区环境效率具有显著影响;产业结构变化和对外开放程度对西部地区环境效率影响不显著;西部地区存在环境效率的库兹涅茨曲线。     

长江经济带高技术产业投入产出效率分析

提高长江经济带高技术产业的投入产出效率,有利于协调该区域经济发展与生态环境保护之间的关系。运用三阶段DEA方法,从企业类型、环境因素等视角对长江经济带高技术产业投入产出效率进行实证分析。结果发现,政府RD支出的增长对企业技术效率的提高均有正向作用,但作用效应尚未达到显著状态;研发机构数量的增加能够显著提高内资及港澳台企业的技术效率,而外资企业与中国技术市场的互动效应尚不显著;行业内企业数量增加所引致的市场竞争有利于外资企业提高技术效率,却显著降低了内资及港澳台企业的技术效率;不同类型企业之间和地区之间的技术效率存在较大差距,外资企业的技术效率和纯技术效率最高,内资企业的规模效率最高。文章最后提出政策建议。     

Experimental investigations on regeneration energy and energy management strategy in series hydraulic/electric synergy system

This research work draws an insight into the experimental investigations on a series hydraulic/electric synergy system—a green transportation system. An experimental test rig of the system with all necessary sensors and instrumentation has been developed to study the energy saving through hydraulic regenerative braking. The effect of various system parameters, such as braking time, maximum accumulator pressure, pre-charge pressure of hydro-pneumatic accumulator, volumetric displacement of the hydraulic master pump, and hydraulic regeneration pump on the quantum of regeneration energy, was analyzed. In addition, an AMESim model of the real-time experimental test rig has been developed and validated with experimental results. A set of five different experimental designs (parameter variations) of the system is defined with the available standard component sizes. The best design is selected of the available experimental designs based on the maximum hydraulic regeneration energy and regeneration efficiency. It was observed that the selected design has an energy efficiency of 13.3% and a regeneration efficiency of 43.8%. An accumulator-centric control strategy for energy management is developed and implemented on the experimental test rig configured with the selected design. The effectiveness of the control strategy is tested through experiments and simulation on the developed test rig.     

环境约束下大都市城郊土地利用结构评价——基于信息熵和非期望产出模型分析

土地利用过程中会产生期望和非期望产出,针对以往土地利用结构评价中忽略环境产生的非期望产出而影响土地利用结构效率真实性问题,以大都市城郊的上海青浦区为例,宏观上,运用信息熵模型对该区2005~2014年土地利用结构有序性进行评价;微观上,运用非期望产出模型测算青浦区研究期间土地利用结构效率,为寻求区域土地利用结构效率损失的原因及改善途径提供参考。结果表明:(1)2005~2014年青浦区土地利用结构信息熵值时序上呈现"M"形变化趋势,空间上由中部向东西两翼递减;(2)2005~2014年青浦区土地利用结构效率变化趋势在时间序列上呈现"W"形变化趋势,空间上由中部的中心城区向东西两翼递减格局;(3)将环境的负产出纳入非期望产出模型进行土地利用结构效率评价,能更加准确的反映土地利用结构效率的真实性;(4)影响青浦区土地利用结构效率水平变化的主要因素为纯技术效率的变化,资源过度消耗和环境污染物排放过量是制约青浦区土地利用结构效率提升的主要原因。针对土地利用结构效率损失的原因及区域差异提出效率提升途径。研究结果可为青浦区土地利用结构优化和可持续发展提供科学借鉴。     

Experimental and theoretical investigation of dry-water containing phosphoric acid for new fire suppressant

To overcome the shortcomings of phosphorus-containing compounds (PCCs, not widely used) in fire suppression, the dry water powder containing phosphoric acid was analyzed for a new fire suppressant (SiO₂-P). First, the fine conditions (solid-to-liquid ratio, stirring time and stirring speed) were determined to prepare the new powder. The particle size distributions and XPS of SiO₂-P powder were analyzed. The TG tests were conducted to study the decomposition of powder, and there was a major decomposition peak. Second, the extinguishing time of SiO₂-P powder was tested, which showed that the SiO₂-P powder containing phosphorus species could significantly improve the fire suppression ability. In addition, the kinetic parameters of powder decomposition reaction were determined by genetic algorithm based on TG results. Last, based on the decomposition products and kinetic parameters, the burning velocity and mass fraction of free radicals of CH₄/air flame with SiO₂-P powder addition were studied theoretically. The results indicated that SiO₂-P powder had great ability of reducing the burning velocity and scavenging free radicals. Furthermore, the suppression effects were analyzed, which indicated that the cooperation of H₂O and P suppression effect dominated the suppression mechanism and resulted in the good suppression efficiency.     

Energy efficiency and appliance’s characteristics considered prior to purchase: Differences and similarities between the United Kingdom,Germany, Portugal,Greece, Poland,Spain and Italy

This article reports country differences in the consumer’s most considered characteristics when choosing electrical appliances, including but not restricted to the energy efficiency aspect. A survey was performed to store customers from 7 countries: the United Kingdom; Germany; Portugal; Greece; Poland; Spain; Italy. Results showed consistency between countries in the top three characteristics considered: cost; quality; and a balance between price and quality. Differences were found for reported environmental attitudes and behaviours, purchase motives, and store employees evaluation. The results may support national policies and store level energy efficiency interventions. Specifically, they can provide input for store employee’s training, in persuading customers towards the purchase of energy efficient appliances.