基于委托代理模型的我国矿产资源优化配置研究

矿产资源对经济社会的发展起到举足轻重的作用,对矿产资源的产权管理是解决目前供需缺口的主要方向。本文以信息经济学中的委托代理模型为基础,通过对矿产资源产权的明确界定,以及目前我国矿产资源产权管理存在的问题进行分析,通过建立多重委托代理模型,即政府垄断产权的委托代理一体化,政府所有、经营产权与企业使用产权的委托代理关系,以及引入资产经营管理公司后的双重委托代理关系,逐个分析各个模型中委托人和代理人的行为选择所带来的收益和潜在问题,探讨哪种产权配置更有效率。模型分析结果表明:构建政府、资产经营管理公司和矿业企业的三级矿产资源产权安排是最优的,能同时满足政府部门收益最大化和企业利润最大化目标。本文的结论致力于为有效解决矿产资源资产化管理中的产权配置问题提供了改革和创新思路。

The Research on Mineral Resources Optimization in China:Based on the Analysis of Principal-agent Model

Mineral resources play an important role in the development of economy and society.Currently the main direction to solve the gap of supply and demand is the property management of mineral resources.Based on the principal-agent model of information economics,this paper gives a clear definition of property rights of the mineral resources,as well as the analysis of the existing problems of the mineral resources in property management.This paper establishes the double-principal-agent model of government monopolying the property rights,principal-agent relationship that the government owns and runs the property while mining enterprise using the property,and double agent relationship by introducing the equity management company,analyzing benefits and potential problems due to principal and agent’s behavior choice in each model,discussing what kind of property right configuration will be more efficient.The results show that: the construction the three-level property right arrangement of the government,equity management companies and mining enterprises is the best,which can maximize the governmental departments returns while maximizing the corporate profit.Therefore,this paper provides the idea of reform and creativeness to effectively solve the mineral resources asset-like management of property rights.