Five Hundred Years of Hydrological Drought in the Upper Colorado River Basin1

Abstract: This article evaluates drought scenarios of the Upper Colorado River basin (UCRB) considering multiple drought variables for the past 500 years and positions the current drought in terms of the magnitude and frequency. Drought characteristics were developed considering water‐year data of UCRB’s streamflow, and basin‐wide averages of the Palmer Hydrological Drought Index (PHDI) and the Palmer Z Index. Streamflow and drought indices were reconstructed for the last 500 years using a principal component regression model based on tree‐ring data. The reconstructed streamflow showed higher variability as compared with reconstructed PHDI and reconstructed Palmer Z Index. The magnitude and severity of all droughts were obtained for the last 500 years for historical and reconstructed drought variables and ranked accordingly. The frequency of the current drought was obtained by considering two different drought frequency statistical approaches and three different methods of determining the beginning and end of the drought period (annual, 5‐year moving, and ten year moving average). It was concluded that the current drought is the worst in the observed record period (1923‐2004), but 6th to 14th largest in terms of magnitude and 1st to 12th considering severity in the past 500 years. Similarly, the current drought has a return period ranging from 37 to 103 years based on how the drought period was determined. It was concluded that if the 10‐year moving average is used for defining the drought period, the current drought appears less severe in terms of magnitude and severity in the last 500 years compared with the results using 1‐ and 5‐year averages.     

Assessment of Future Drought Conditions in the Chesapeake Bay Watershed

Impacts of climate change on the severity and intensity of future droughts can be evaluated based on precipitation and temperature projections, multiple hydrological models, simulated hydrometeorological variables, and various drought indices. The objective of this study was to assess climate change impacts on future drought conditions and water resources in the Chesapeake Bay (CB) watershed. In this study, the Soil and Water Assessment Tool (SWAT) and the Variable Infiltration Capacity model were used to simulate a Modified Palmer Drought Severity Index (MPDSI), a Standardized Soil Moisture index (SSI), a Multivariate Standardized Drought Index (MSDI), along with Coupled Model Intercomparison Project Phase 5 (CMIP5) climate models for both historical and future periods (f1: 2020‐2049, f2: 2050‐2079). The results of the SSI suggested that there was a general increase in agricultural droughts in the entire CB watershed because of increases in surface and groundwater flow and evapotranspiration. However, MPDSI and MSDI showed an overall decrease in projected drought occurrences due to the increases in precipitation in the future. The results of this study suggest that it is crucial to use multiple modeling approaches with specific drought indices that combine the effects of both precipitation and temperature changes.     

THE PALMER DROUGHT SEVERITY INDEX AS A MEASURE OF HYDROLOGIC DROUGHT1

ABSTRACT: The Palmer Drought Severity Index (PDSI) is perhaps the most widely used regional drought index. However, there is considerable ambiguity about its value as a measure of hydrologic drought. In this paper the PDSI for climatic divisions in New Jersey is compared to the occurrence within each climatic division of streamflows in their lower quartile for the month (streamflow index), and ground-water levels in their lower quartile for the month (ground-water index). These indices are found to have distinct properties. It is not uncommon for PDSI values to indicate “severe” or “extreme” drought at times when the streamflow or groundwater index is above its lower quartile at many stations within the climatic division. The PDSI values and groundwater index indicate more persistent subnormal conditions than the streamflow index for truncation levels yielding the same total duration of drought over a period. The ground-water index tends to indicate a later beginning to droughts and of the three indices is the most conservative indicator of a drought's end. Drought timing and duration properties for the ground-water index are found to be highly influenced by the average depth to water in the well. Overall, the three indices of drought can provide three very different characterizations of drought. In particular, the results indicate that considerable caution should be exercised in drawing conclusions about hydrologic drought from the PDSI.     

REGIONAL FREQUENCY ANALYSIS OF HYDROLOGIC MULTIYEAR DROUGHTS1

This paper is concerned with regional frequency analysis of hydrologic multiyear droughts. A drought event is defined by three parameters: severity, duration, and magnitude. A method is proposed here to standardize drought severities with a duration adjustment to enable comparison among drought events. For purposes of a regional study, the index drought method is selected and applied to standardized droughts to give a regional frequency curve. However, the recurrence intervals of the drought events obtained from index drought method are limited to the historic period of record. Therefore, by taking advantage of random variations of droughts in both time and space, a multivariate simulation model is used to estimate exceedence probabilities associated with regional drought maxima. This method, named the regional extreme drought method, is capable of generating a series of drought events which, although they have not occurred historically, are more severe than historic events. By combining the results of the index drought method and regional extreme drought analysis, a regional drought probability graph is constructed which ranges from severe droughts to more frequent droughts. This procedure is applied to the mean annual flow records of streams located in the San Joaquin Valley of California, and drought-severity-frequency plots are prepared for 1-year, 2-year, and 3-year durations.     

TREE‐RING BASED RECONSTRUCTIONS OF INTERANNUAL TO DECADAL SCALE PRECIPITATION VARIABILITY FOR NORTHEASTERN UTAH SINCE 1226 A.D.1

ABSTRACT: Samples from 107 piñon pines (Pinns edulis) at four sites were used to develop a proxy record of annual (June to June) precipitation spanning the 1226 to 2001 AD interval for the Uinta Basin Watershed of northeastern Utah. The reconstruction reveals significant precipitation variability at interannual to decadal scales. Single‐year dry events before the instrumental period tended to be more severe than those after 1900. In general, decadal scale dry events were longer and more severe prior to 1900. In particular, dry events in the late 13th, 16th, and 18th Centuries surpass the magnitude and duration of droughts seen in the Uinta Basin after 1900. The last four decades of the 20th Century also represent one of the wettest periods in the reconstruction. The proxy record indicates that the instrumental record (approximately 1900 to the Present) underestimates the potential frequency and severity of severe, sustained droughts in this area, while over representing the prominence of wet episodes. In the longer record, the empirical probability of any decadal scale drought exceeding the duration of the 1954 through 1964 drought is 94 percent, while the probability for any wet event exceeding the duration of the 1965 through 1999 wet spell is only 1 percent. Hence, estimates of future water availability in the Uinta Basin and forecasts for exports to the Colorado River, based on the 1961 to 1990 and 1971 to 2000 “normal” periods, may be overly optimistic.     

COMPARING THE PALMER DROUGHT INDEX AND THE STANDARDIZED PRECIPITATION INDEX1

ABSTRACT: The Palmer Drought Index (PDI) is used as an indicator of drought severity, and a particular index value is often the signal to begin or discontinue elements of a drought contingency plan. The Standardized Precipitation Index (SPI) was recently developed to quantify a precipitation deficit for different time scales. It was designed to be an indicator of drought that recognizes the importance of time scales in the analysis of water availability and water use. This study compares historical time series of the PDI with time series of the corresponding SPI through spectral analysis. Results show that the spectral characteristics of the PDI vary from site to site throughout the U.S., while those of the SPI do not vary from site to site. They also show that the PDI has a complex structure with an exceptionally long memory, while the SPI is an easily interpreted, simple moving average process.     

AN EARLY WARNING SYSTEM FOR DROUGHT MANAGEMENT USING THE PALMER DROUGHT INDEX1

ABSTRACT: The Palmer Drought Severity Index (PDSI) is used in a non-homogeneous Markov chain model to characterize the stochastic behavior of drought. Based on this characterization an early warning system in the form of a decision tree enumerating all possible sequences of drought progression is proposed for drought management. Besides yielding probabilities of occurrence of different drought severity classes, the method associates a secondary measure in terms of likely cumulative precipitation deficit to provide timely guidance in deciding drought mitigation actions. The proposed method is particularly useful for water availability task forces in various states for issuing drought warnings in advance. The applicability of the technique is illustrated for the Tidewater climatic division of Virginia.     

Past climate, future perspective: an exploratory analysis using climate proxies and drought risk assessment to inform water resources management and policy in Maine, USA

In recent decades, significant progress has been made toward reconstructing the past climate record based on environmental proxies, such as tree rings and ice core records. However, limited examples of research that utilizes such data for water resources decision-making and policy exist. Here, we use the reconstructed record of Palmer Drought Severity Index (PDSI), dating back to 1138AD to understand the nature of drought occurrence (severity and duration) in the state of Maine. This work is motivated by the need to augment the scientific basis to support the water resources management and the emerging water allocation framework in Maine (Maine Department of Environmental Protection, Chapter 587). Through a joint analysis of the reconstructed PDSI and historical streamflow record for twelve streams in the state of Maine, we find that: (a) the uncertainties around the current definition of natural drought in the Chapter 587 (based on the 20th century instrumental record) can be better understood within the context of the nature and severity of past droughts in this region, and (b) a drought index provides limited information regarding at-site hydrologic variations. To fill this knowledge gap, a drought index-based risk assessment methodology for streams across the state is developed. Based on these results, the opportunities for learning and challenges facing water policies in a changing hydroclimate are discussed.     

ACCEPTING THE STANDARDIZED PRECIPITATION INDEX: A CALCULATION ALGORITHM1

ABSTRACT: The Palmer Drought Severity Index (PDSI) has been calculated for about 30 years as a means of providing a single measure of meteorological drought severity. It was intended to retrospectively look at wet and dry conditions using water balance techniques. The Standardized Precipitation Index (SPI) is a probability index that was developed to give a better representation of abnormal wetness and dryness than the Palmer indices. Before the user community will accept the SPI as an alternative to the Palmer indices, a standard method must be developed for computing the index. Standardization is necessary so that all users of the index will have a common basis for both spatial and temporal comparison of index values. If different probability distributions and models are used to describe an observed series of precipitation, then different SPI values may be obtained. This article describes the effect on the SPI values computed from different probability models as well as the effects on dry event characteristics. It is concluded that the Pearson Type III distribution is the “best” universal model, and that the reliability of the SPI is sample size dependent. It is also concluded that because of data limitations, SPIs with time scales longer than 24 months may be unreliable. An internet link is provided that will allow users to access Fortran 77 source code for calculating the SPI.     

Adaptation Bridges and Barriers in Water Planning and Management: Insight from Recent Extreme Droughts in Arizona and Georgia1

Abstract: It is critical to understand the ability of water management to prepare for and respond to the likely increasing duration, frequency, and intensity of droughts brought about by climate variability and change. This article evaluates this ability, or adaptive capacity, within large urban community water systems (CWSs) in Arizona and Georgia. It analyzes interview data on the bridges and barriers to adapting water management approaches in relation to extreme droughts over the past decade. This study not only finds levers for building adaptive capacity that are unique to each state but also identifies several unifying themes that cut across both cases. The interviews also show that a particular bridge or barrier, such as state regulation, is not universally beneficial or detrimental for building adaptive capacity within each state. Such knowledge is useful for improving water and drought management and for understanding how CWSs might prepare for future climate variability and change by removing the barriers and bolstering the bridges in efforts to build adaptive capacity.     

A 576‐Year Weber River Streamflow Reconstruction from Tree Rings for Water Resource Risk Assessment in the Wasatch Front,Utah

We present a 576‐year tree‐ring‐based reconstruction of streamflow for northern Utah's Weber River that exhibits considerable interannual and decadal‐scale variability. While the 20th Century instrumental period includes several extreme individual dry years, it was the century with the fewest such years of the entire reconstruction. Extended droughts were more severe in duration, magnitude, and intensity prior to the instrumental record, including the most protracted drought of the record, which spanned 16 years from 1703 to 1718. Extreme wet years and periods are also a regular feature of the reconstruction. A strong early 17th Century pluvial exceeds the early 20th Century pluvial in magnitude, duration, and intensity, and dwarfs the 1980s wet period that caused significant flooding along the Wasatch Front. The long‐term hydroclimatology of northern Utah is marked by considerable uncertainty; hence, our reconstruction provides water managers with a more complete record of water resource variability for assessment of the risk of droughts and floods for one of the largest and most rapidly growing population centers in the Intermountain West.     

Analysis of Meteorological Drought Pattern During Different Climatic and Cropping Seasons in Bangladesh

Drought is one of the most frequent natural disasters in Bangladesh which severely affect agro‐based economy and people's livelihood in almost every year. Characterization of droughts in a systematic way is therefore critical in order to take necessary actions toward drought mitigation and sustainable development. In this study, standardized precipitation index is used to understand the spatial distribution of meteorological droughts during various climatic seasons such as premonsoon, monsoon, and winter seasons as well as cropping seasons such as Pre‐Kharif (March‐May), Kharif (May‐October), and Rabi (December‐February). Rainfall data collected from 29 rainfall gauge stations located in different parts of the country were used for a period of 50 years (1961‐2010). The study reveals that the spatial characteristics of droughts vary widely according to season. Premonsoon droughts are more frequent in the northwest, monsoon droughts mainly occur in the west and northwest, winter droughts in the west, and the Rabi and Kharif droughts are more frequent in the north and northwest of Bangladesh. It is expected that the findings of the study will support drought monitoring and mitigation activities in Bangladesh.     

MUNICIPAL WATER USE AND WATER RATES DRIVEN BY SEVERE DROUGHT: A CASE STUDY1

ABSTRACT: This paper synthesizes and interprets data pertaining to the evolution of average water revenue, water use, and the average cost of water supply in the City of Santa Barbara, California, from 1986 to 1996, a period which included one of the most devastating droughts in California this century. The 1987–1992 drought hit the study area particularly hard. The City of Santa Barbara was dependent exclusively on local sources for its water supply. That made it vulnerable as the regional climate is prone to extreme variability and recurrent droughts. The 1986–1992 drought provided a rare opportunity to assess the sensitivity of municipal water use to pricing, conservation, and other water management measures under extreme drought conditions. Our analysis indicates that the average cost of water rose more than three-fold in real terms from 1986 to 1996, while the gap between the average cost of supply and the average revenue per unit of water (= 100 cubic feet) rose in real terms from $0.14 in 1986 to $ 0.75 in 1996. The rise of $3.08 in the average cost of supplying one unit of water between 1986 and 1996 measures the cost of hedging drought risk in the study area. Water use dropped 46 percent at the height of the drought relative to pro-drought water use, and remains at 61 percent of the pre-drought level. The data derived from the 1987–1992 California drought are unique and valuable insofar as shedding light on drought/water demand adaptive interactions. The experience garnered on drought management during that unique period points to the possibilities available for future water management in the Arid West where dwindling water supplies and burgeoning populations are facts that we must deal with.     

Is Standardized Precipitation Index (SPI) a Useful Indicator to Forecast Groundwater Droughts? — Insights from a Karst Aquifer

The study sought to understand the relationships between meteorological and groundwater droughts on water levels and spring discharges in Edwards Aquifer, Texas. Standardized Precipitation Index (SPI)‐styled Standardized Groundwater Index (SGI) was used to quantify groundwater droughts. SGI time series signal was delayed and damped, while SPI was volatile. SGI values correlated well with SPI values that were observed five to eight months ago. Dynamic regression models with lagged SPI terms and autoregressive integrated moving average errors indicated a statistically significant yet weak relationship between Lag‐1 SPI and SGI. The utility of SPI for groundwater drought forecasting was minimal in this aquifer. Nonseasonal and seasonal autoregressive terms played an important role in forecasting SGI and highlighted the need for long‐term, high‐resolution monitoring to properly characterize groundwater droughts. Spring flows exhibited stronger and quicker responses to meteorological droughts than changes in storage. In aquifers with spring discharges, groundwater monitoring programs must make efforts to inventory and monitor them. Groundwater drought contingency measures can be initiated using SPI but this indicator is perhaps inappropriate to remove groundwater drought restrictions.     

Building resilience to drought in desertification-prone savannas in Sub-Saharan Africa: The water perspective

Securing sustainable livelihood conditions and reducing the risk of outmigration in savanna ecosystems hosted in the tropical semiarid regions is of fundamental importance for the future of humanity in general. Although precipitation in tropical drylands, or savannas, is generally more significant than one might expect, these regions are subject to considerable rainfall variability which causes frequent periods of water deficiency. This paper addresses the twin problems of “drought and desertification” from a water perspective, focusing on the soil moisture (green water) and plant water uptake deficiencies. It makes a clear distinction between long‐term climate change, meteorological drought, and agricultural droughts and dry spells caused by rainfall variability and land degradation. It then formulates recommendations to better cope with and to build resilience to droughts and dry spells. Coping with desertification requires a new conceptual framework based on green‐blue water resources to identify hydrological opportunities in a sea of constraints. This paper proposes an integrated land/water approach to desertification where ecosystem management supports agricultural development to build social‐ecological resilience to droughts and dry spells. This approach is based on the premise that to combat desertification, focus should shift from reducing trends of land degradation in agricultural systems to water resource management in savannas and to landscape‐wide ecosystem management.     

A TREE-RING RECONSTRUCTION OF DROUGHT IN SOUTHERN CALIFORNIA1

ABSTRACT: Indices of annual diameter growth of trees were used to reconstruct drought in southern California back to A.D. 1700. A regional Palmer Drought Index served as predictand and tree-ring indices from eight sites as predictors in multiple linear regression analyses that yielded the prediction (reconstruction) equations. The regression explained 69 percent of the variance in Palmer Index in the period of calibration. The long-term reconstruction indicated that drought was rare in the first half of the current century relative to other discrete 50-year periods, and that based on evidence to date the last half of the 20th century may well turn out to be the most drought prone since A.D. 1700 in southern California.     

A Long View of Southern California Water Supply: Perfect Droughts Revisited

The impact of drought on water resources in arid and semiarid regions can be buffered by water supplies from different source regions. Simultaneous drought in all major source regions — or perfect drought — poses the most serious challenge to water management. We examine perfect droughts relevant to Southern California (SoCal) water resources with instrumental records and tree‐ring reconstructions for the Sacramento and Colorado Rivers, and SoCal. Perfect droughts have occurred five times since 1906, lasting two to three years, except for the most recent event, 2012–2015. This number and duration of perfect droughts is not unusual in the context of the past six centuries. The modern period stands out for the relatively even distribution of perfect droughts and lacks the clusters of perfect drought documented in prior centuries. In comparison, perfect droughts of the 12th Century were both longer (up to nine years) and more widespread. Perfect droughts of the 20th and 21st Centuries have occurred under different oceanic/atmospheric patterns, zonal and meridional flow, and ENSO or non‐ENSO conditions. Multidecadal coherence across the three regions exists, but it has varied over the past six centuries, resulting in irregular intervals of perfect drought. Although the causes of perfect droughts are not clear, given the long‐term natural variability along with projected changes in climate, it is reasonable to expect more frequent and longer perfect droughts in the future.     

DROUGHT INDICATORS AND TRIGGERS: A STOCHASTIC APPROACH TO EVALUATION1

ABSTRACT: Drought management depends on indicators to detect drought conditions, and triggers to activate drought responses. But determining those indicators and triggers presents challenges. Indicators often lack spatial and temporal transferability, comparability among scales, and relevance to critical drought impacts. Triggers often lack statistical integrity, consistency among drought categories, and correspondence with desired management goals. This article presents an approach for developing and evaluating drought indicators and triggers, using a probabilistic framework that offers comparability, consistency, and applicability. From that, a multistate Markov model investigates the stochastic behavior of indicators and triggers, including transitioning, duration, and frequency within drought categories. This model is applied to the analysis of drought in the Apalachicola‐Chattahoochee‐Flint River Basin in the southeastern United States, using indicators of the Standardized Precipitation Index (for 3, 6, 9, and 12 months), the Palmer Drought Severity Index, and the Palmer Hydrologic Drought Index. The analysis revealed differences among the performance of indicators and their trigger thresholds, which can influence drought responses. Results contribute to improved understanding of drought phenomena, statistical methods for indicators and triggers, and insights for drought management.     

Daily Precipitation Extremes in Iran: Decadal Anomalies and Possible Drivers

This study focuses on the empirical statistical analysis of the anomalies in daily precipitation extremes by applying the quantile perturbation method (QPM) to data from 31 Iranian weather stations during the period between 1961 and 2005. The possible causes behind the anomalies in precipitation extremes are identified by analyzing their relationship with the anomalies in eight atmospheric indices (i.e., NAO, SOI, PDO, AMO, NCP, DMI, WeMO, SSN). In terms of decadal oscillations, the country was generally wet in the 1960s and 1970s with most stations exhibiting periods of higher quantile perturbations, whereas lower quantile perturbations were dominant in the 1980s and 1990s. The highest perturbation in extreme precipitation quantiles prevails in Central Iran during the early 1980s, in which the quantiles are about 50% higher than the ones based on the full time series. The frequency of significant precipitation anomalies for winter season was greater than that for spring and autumn seasons. For the summer season, the humid region in North Iran demonstrates strong positive anomalies. The results highlight the noticeable role of large‐scale climatic factors in the anomalous behavior of precipitation extremes in Iran. The atmospheric drivers of the quantile anomalies in extreme precipitation were found to differ from one season to another.     

MEASURING DROUGHT IMPACTS: THE ILLINOIS CASE1

ABSTRACT: Drought is an interaction between physical processes and human activities. This study quantified the impacts of precipitation deficiencies on streamflow, reservoirs, and shallow ground water supplies. An in-depth analysis of newspaper accounts of droughts between paired cities, one in drought and one not in drought, were used to measure the differences in the types of drought impacts, and in the time of onset of impacts as related to developing precipitation deficiencies. Precipitation deficiencies related to the onset and the magnitude of surface water supply adjustments, and to shallow ground water problems, were established. Thus, monitoring and prediction of the onset and magnitude of drought problems can now be done from readily available data on precipitation deficiencies. Newspapers were found to be reliable indicators for the timing of drought impacts and adjustments as precipitation deficiency develops. A review of local and state adjustments during two recent droughts revealed most decision makers lacked information and experience in dealing with drought.