The evolution of Dutch environmental policy: The changing ecological arena from 1970–2000 and beyond

Dutch environmental policies over the past thirty years have expanded through three distinct phases. These policies gradually opened up to engage stakeholders in establishing legislation, formulating implementation plans, and finally jointly defining ecological objectives. Environmental policies became increasingly effective by ensuring the taking on of environmental responsibilities by a growing number of stakeholders. Four unresolved issues present a formidable agenda for environmental policy attention in the next decade: managing CO₂ emissions, controlling future infrastructure development, minimising resources use, and reducing the burden on biodiversity. These issues relate to the necessary management of stocks of energy, other non-renewable resources, space, and biodiversity, respectively. Up to now, the issue of the preservation of stocks has not received much policy attention. They are expected to become the new policy issues complementing the traditional emission reduction policies which mainly aim at safeguarding the quality of air, water and soil. It is argued that super-optimizing policies engaging jointly economic, social, and ecological interests, are needed to resolve the issues at stake.     

国际环境执政理论研究进展透视

要想真正改善中国的环境条件,需要中国领导人和整个社会齐心合作,加强环境执政.在欧洲、日本和美国,环境执政手段正在发生变化.20世纪六七十年代起,国家政府开始积极致力于环境保护工作,是政策形成的初期阶段,而环境执政的主要特点是命令与控制的环境法规规范.这些法规一般技术性很强,关注特定污染物;虽然其过去在改善西方环境条件方面作出了重要贡献,人们还是日益认识到这种方式的局限性.因此,现在已开始采纳新的环境执政模式,其特点是多方利益相关者参与、决策过程更透明,重点从处理已发生的污染问题,向源头控制和更具预防性质的计划方式转变,也越来越重视以人类健康和生态系统的保护为目标的途径,而不再是简单减少某种污染物的排放水平.政府的成功取决于政府强化环境执政的种种步骤.     

以SO2排放控制和排污权交易为例分析中国环境执政能力

从中国SO2污染控制政策的演变,以及近年来政府大力推动的排污权交易这一污染控制经济手段试点入手,全面揭示中国环境管理中存在的问题,并从中国政策过程特点以及环境管理的政府治理结构2个角度阐释问题根源.揭示的主要环境问题包括政策的可操作性、政策间的协调性差,政策相互冲突以及政策本身缺乏科学性的论证等问题.中国自上而下的政策过程以及利用后发优势学习引用其他国家经济的政策演变特点是造成这些问题的政策原因,而中央与地方之间关系、政府部门之间、国家环境保护总局内部机构安排等方面存在的问题则是这些问题的政府治理结构根源.最后,从短期、最大可行性角度出发,以国家环境保护总局的建设为主线提出解决问题的建议,强化国家环境保护总局政策制定、协调监督以及执法监管三方面的职能与能力建设.     

The fiscal implications of climate change and policy responses

This paper is concerned with the implications of climate change, and government policies to address it, for countries’ fiscal systems at the national level. Given the uncertainties associated with climate change and countries’ responses to it, the article can do no more than review and suggest some of the major issues of likely importance for fiscal sustainability and how they might be addressed. First the paper defines fiscal sustainability and addresses some general issues related to countries’ attempts to adapt to or mitigate climate change. It then works through a number of more specific issues, discussing policies such as the implementation of environmental taxes or other instruments for the mitigation of climate change. The assessment of the impacts of such policies on fiscal sustainability requires the application of sophisticated economic models, and the paper briefly explores the relative advantages of different modeling approaches in relation to the assessment of fiscal sustainability under policies to mitigate climate change. The major research need identified by the paper is for the development of macroeconomic models that will enable countries identify the wider effects of environmental taxes and help them undertake multi-year budgeting processes.     

Subsistence over symbolism: the role of transnational municipal networks on cities’ climate policy innovation and adoption

Urban areas account for the majority of global greenhouse gas emissions, and increasingly, it is city governments that are adopting and implementing climate mitigation policies. Many municipal governments have joined two different global city networks that aim to promote climate policy development at the urban scale, and there is qualitative evidence that such networks play an important role in motivating cities to adopt climate policies and helping them to implement them. Our study objective is to test this proposition quantitatively, making use of a global database on cities’ environmental policy adoption, and also taking into account a large number of other factors that could play a role in climate policy adoption. Controlling for these other factors, we find that network membership does make a significant difference in the number of different measures that city governments adopt. We also find that there are significant differences between the two different networks, suggesting that the nature of the services that such networks offer their members can play an important role. Our findings lead to the provision of a set of global mitigation strategies: First of all, joining the city networks can lead to a generation of global strategies which can result into climate mitigation benefits. However, cities are required to select the network which provides proper tailor made policies. Second, in the absence of concrete international commitments at the local level, city networks lay the ground for global governance and enable cities to adopt policies independently and proactively. Third, consideration of co-benefits of climate policies can optimize the development of global strategies.     

Ecosystem services for water policy: Insights across Europe

In this research we explored how the concepts and approaches of ecosystem services are currently used in water management in Europe, in the application of River Basin Management Plans (RBMP) developed for the EU Water Framework Directive (WFD). Five case studies have been considered, located in the River Basin Districts of the Po river (Italy), Scotland (United Kingdom), Scheldt river (Belgium), Danube river (Romania), Sado and Mira rivers and Ribeiras do Algarve (Portugal). These cases represent different regional contexts of application of this EU water policy, with specific socio-economic drivers and environmental issues. Each case study has developed an operational framework to analyse ecosystem services in practice together with a group of local stakeholders. In each regional case, we examined how EU water policy and RBMPs are implemented, considered legal and planning instruments from the national to the local scale, and we analysed the use of ecosystem service terms and concepts in the relevant planning instruments. In parallel, we explored the view of local stakeholders and water managers on the topic, collecting their opinion on three major aspects: the usefulness of the concepts and approaches of ecosystem services for WFD river basin management plans, the risks and benefits of their use, and the knowledge needs to put the concepts into practice. The major drawback of the ecosystem service approach seems to be the challenge for practitioners of understanding new concepts and methodologies, while the major advantages are that it highlights all the hidden benefits of a water body in good health and promotes multi-functionality and sustainability in water management. The results of this study provide a picture across Europe of the current use of the concepts of ecosystem services in the RBMP and relevant insight on the opinion of local stakeholders and water managers.     

Technical knowledge,discursive spaces and politics at the science–policy interface

This special issue contributes to a better understanding of science–policy interactions in environmental governance, by assembling studies based on interpretative policy analysis. We introduce the theory and use of interpretative approaches in the analysis of science–policy interactions and draw on Stone's Policy Paradox (2002) to demonstrate how policy discourses are constituted by expertise but also by interests and rhetoric. This enables us to show how policy discourses are shaped by, but also shape their environment, especially when they become dominant and suppress alternative discourses and related knowledge claims and governance practices. In particular, we highlight the role of scientific and other technical expertise in the establishment and interpretation of policy discourses in different settings and argue that current environmental policy discourses afford considerable space for science and expertise to calculate the state of the environment, evaluate the sustainability of policies and forge solutions for green economic growth. In the conclusion we underscore the importance of reflexivity on the part of scientists working at the science–policy interface regarding the political choices implicit in the policy discourses they both work within and help to establish.     

Review on recent progress in on-line monitoring technology for atmospheric pollution source emissions in China

Emissions from mobile sources and stationary sources contribute to atmospheric pollution in China, and its components, which include ultrafine particles (UFPs), volatile organic compounds (VOCs), and other reactive gases, such as NH₃ and NO_x, are the most harmful to human health. China has released various regulations and standards to address pollution from mobile and stationary sources. Thus, it is urgent to develop online monitoring technology for atmospheric pollution source emissions. This study provides an overview of the main progress in mobile and stationary source monitoring technology in China and describes the comprehensive application of some typical instruments in vital areas in recent years. These instruments have been applied to monitor emissions from motor vehicles, ships, airports, the chemical industry, and electric power generation. Not only has the level of atmospheric environment monitoring technology and equipment been improving, but relevant regulations and standards have also been constantly updated. Meanwhile, the developed instruments can provide scientific assistance for the successful implementation of regulations. According to the potential problem areas in atmospheric pollution in China, some research hotspots and future trends of atmospheric online monitoring technology are summarized. Furthermore, more advanced atmospheric online monitoring technology will contribute to a comprehensive understanding of atmospheric pollution and improve environmental monitoring capacity.     

基于演化博弈理论的雾霾治理中政府环境规制策略研究

高效、经济治理雾霾（重污染天气）已成为全社会共同行动目标.为验证中央政府制定的系统性激励政策能否有效规避传统环境规制失灵，选取中央政府及地方政府作为博弈模型参与方，将激励机制引入约束条件，建立了中央与地方政府、地方政府与企业的演化博弈模型，从最佳规制效果和规制强度两个维度构建了双方最佳规制策略.研究发现，各地政府在治理雾霾中，引入中央政府规制约束，分配治理成本和提供资金支持，是避免规制失灵的关键.此外，中央与地方应采取差异的规制策略:在中央政府层面，中央政府治理雾霾专项资金分配最优策略应是使资金量（F）与地方政府申报量（p）呈正相关，并且呈边际递减关系；地方政府对于企业的超排行为不应采取严罚的手段，随着企业超排量的加大，更好的规制手段不是加大惩罚力度，而是从更加合理的环境税费（t）以及降低企业边际减排成本[TC_p3'（p₃）]上着手.      

低碳经济背景下地方政府环境政策执行力调控研究

环境政策执行力与低碳经济发展之间相互促进、相互推动。目前我国已形成较完整的环境政策体系,但在实际执行中并未取得应有的成效。参考国内外已有的地方政府环境政策执行力调控经验,分析环境政策执行力影响因素,从管理体制、诱导制度、监督制度、执行主体自身建设等多个角度提出在低碳经济背景下我国地方政府环境政策执行力调控策略。     

Water policy implementation in the state of São Paulo,Brazil: Key challenges and opportunities

Challenges in implementing water planning and management are common, and the effective implementation of integrated water policies is yet to occur. In Brazil, the state of São Paulo enacted a Water Act in 1991 to ensure water availability for current and future generations based on the principles of decentralization, participation and integration. This research addresses water policy implementation issues by conducting an exploratory case study in the state of São Paulo. Factors affecting the water policy implementation process were analyzed, together with some water resources management practices. The findings indicate four dimensions of key challenges: institutional and governance, political, financial and technical. The stakeholders believe the political and the institutional and governance challenges are more important than the technical and financial ones. Additionally, the results show different levels of involvement in the areas of water policy strategy, the planning and decision-making process, and implementation by the different stakeholders groups. Stakeholders external to the water sector and from local government were considered to be less involved in water-related issues, when compared with stakeholders from the water sector. The study recommends a change in current institutional and governance arrangements in order to influence decisions and investments in different levels and sectors.     

燃煤电厂低浓度烟尘测试方法探讨

我国大气环境形势严峻,相关国家政策、标准趋严,燃煤电厂烟气"超低排放"势在必行。但我国尚未制订燃煤电厂低浓度烟尘测定的标准方法。重点介绍了国外低浓度烟尘标准测试方法,并通过现场实际测试,对低浓度烟尘测试仪器和方法进行研究,旨在探索一种科学合理的低浓度烟尘测试技术和方法,为我国相应标准测试方法的选取提供一定的参考。     

亚洲环境执政理论与实践

发展中国家环境执政能力问题越来越引起人们的关注.在界定环境执政能力概念的基础上,分析了亚洲国家环境执政能力状况以解释这些国家面临的环境问题,并尝试分析亚洲国家环境管理从传统手段向市场手段转变的推动因素,最后提出了亚洲国家转向环境良治的扩大和加强区域、国家和地区机构网络,促进环境政策制定执行过程中权力的下放和向地方政府的转移,增加国家立法和其他政策制定机构中环境非政府组织和社区组织成员的比例,运用战略环境评价和战略环境管理理念,关注中小型企业遵守环境法规等政策、措施方面的建议.     

海洋生态保护红线制度框架设计研究

当前海洋领域各类具有红线特征的管理制度存在非全面性、非可持续性和非权威性的三大弊端,促使我国建立起严格的海洋生态保护红线管理制度。海洋生态保护红线制度体系应具有效力强制、协调可行、差异设计和陆海统筹四大特征,其管制要素应覆盖环境污染敏感性、生态干扰敏感性、资源占用敏感性,其执行主体涉及行为人、监管人和其他利益相关人三方。海洋生态保护红线管理制度的核心体系应包括准入禁入制度、监测监控制度、考核追责制度、经济激励制度等四类制度。     

A framework on interactions of climate and energy policy instruments

In this paper we analyze the concept of interactions between policy instruments addressing environmental, energy and climate change issues. Although discussion on such policies has been taking place for almost two decades, their interactions are not so sufficiently explored. Initially, we refer to literature on various types of interactions and we classify them. Furthermore, we construct a qualitative method that can assist policymakers in selecting an optimal policy mix. This method breaks down into numerous components, the areas where different policies interact, and facilitates the unveiling of potential overlaps and complementarities. These areas consist of categories as measure identification, objectives, scope, market arrangements, market flexibility, financing, technological parameters, timing, compliance parameters and institutional setup. In addition, it renders the possibility of combining different options and design elements of policies. Furthermore, a list of various criteria serves as an assessment tool for interactions, where a weighing factor and uncertainty parameters have been added, in order to produce an aggregate indicator of the ex-ante analysis of the policy mix selected. Through this method, we present a complete framework of discernment of diverse forms of environmental policy instruments.     

Special issue of the Journal of Cleaner Production, ‘From Material Flow Analysis to Material Flow Management’: strategic sustainability management on a principle level

The process of sustainable development and its goal, sustainability, are difficult to define. Many conflicting interests and preferences are involved. Recently, scientists have attempted a principle-orientated definition of sustainability. Unlike specific, detailed and quantitative thresholds, principles can be general, qualitative, flexible and sufficient to make progress when combined with more detailed and case-specific strategies, approaches, tools and indicators. The Natural Step (TNS) principles have been defined in a consensus process between 10 pioneering sustainability scientists and presented as sustainability principles. We develop criteria for evaluating the TNS principles. The criteria are applied to eco-efficiency (EE) principles that have become, perhaps, the most popular principles in the discourse on sustainability policies and management. EE has also been offered as the general and overall vision and goal for policy and management; increased efficiency in materials and energy use is perceived as desirable. We find that the eco-efficiency principles are not suitable as sustainability principles. The EE principles can be used as practical actions and concrete measures under the overall TNS sustainability principles.     

The diffusion of environmental management in Greece through rationalist approaches: driver or product of globalisation?

Globalisation trends in economy and governance have resulted in a change in policy instruments towards harmonised initiatives, which are considered to a great extent pivotal for countries to engage with. ISO14001 is seen as constitutive of these wider concepts and is the focus here in explaining their diffusion in national contexts.This article questions the extent to where the adoption of ISO14001 in Greece is motivated by environmental sustainability or processes of economic globalisation. It indicates that in order to facilitate progress towards sustainability through environmental management, proper institutional arrangements and a legal framework must be established and executed by the government and society at large.     

Considering agro-ecosystems as ecological funds for collective design: New perspectives for environmental policy

Enhancing agro-ecosystem sustainability raises difficult challenges for environmental policy: it requires both increasing knowledge on these complex systems to design effective solutions and coordinating stakeholders with diverging interests. However, most existing environmental policies consider ecosystems’ desirable properties as given, leading ecosystem managers to favor “turnkey” solutions. How could public policy better support local collective initiatives aiming at reconciling agriculture and the environment? This paper presents an empirical case study from western France, in which a partnership between an agricultural cooperative and an ecological research center resulted in a collective design initiative. We conceptually model this initiative drawing upon recent design theories and Georgescu-Roegen’s ‘fund-flow’ model, defining ‘ecological funds’ as the starting point of a collective design process. The results highlight the importance of developing policy instruments that can better support local innovation processes through greater democratization. Adopting a design approach to sustainable agricultural landscape management could be particularly fruitful in situations where collective action is necessary but where there is no common good recognized as such, and no existing community identified.     

Regional initiatives on promoting cleaner production in China: a case of Liaoning

With the increasing environmental issues, now cleaner production has been implemented across all the regions of China. During this process, regional governments have played a leading role for promoting cleaner production. Main measures include coordinating the various stakeholders, providing financial support, stipulating appropriate policies and conducting capacity building programs. Such an innovative initiative is quite unique and should be further studied. This paper reflects such a perspective through a case study of Liaoning province. We first introduce the main initiatives for the promotion of cleaner production in Liaoning and then identify the key barriers. Our focus is to provide suggestions for future improvements. Finally we make our conclusions.     

Modelling scenarios towards a sustainable use of natural resources in Europe

Issues related to the unsustainable use of natural resources are currently high on the policy agenda both in Europe and in other world regions. A large number of studies assessed past developments of material use and resource productivities. However, little effort has so far been devoted to forecasting future patterns of natural resource use and to provide ex-ante assessments of environmental and economic effects of different resource policies. This paper presents results from the international research project “MOSUS” (Modelling opportunities and limits for restructuring Europe towards sustainability), which was designed to fill some of these research gaps. In this project, a global economy–energy model system was extended by a worldwide database on material inputs, in order to run three scenarios for European development up to the year 2020: a baseline scenario without additional policy intervention and two so-called “sustainability scenarios”, simulating the implementation of six packages of policy measures geared towards decoupling economic activity from material and energy throughput. These measures included, amongst others, taxes on CO₂ emissions and transport, measures to increase metal recycling rates, and a consulting programme to raise material productivity of industrial production. This paper presents the evaluation of the three scenarios with regard to the extraction of natural resources on the European and global level. In the baseline scenario, used domestic extraction within the EU remains roughly constant until 2020, while unused domestic extraction decreases (particularly overburden from mining activities). The stabilisation of domestic extraction, however, is accompanied by growing imports of material intensive products. This indicates that the material requirements of the European economy will increasingly be met through imports from other world regions, causing shifts of environmental pressures related to material extraction and processing away from Europe towards resource-rich countries. The implementation of the six sustainability policy measures applied in the sustainability scenarios results in a slight absolute reduction of domestic extraction in all European countries and significantly increased resource productivities. The results suggest that policy instruments aimed at raising eco-efficiency on the micro level can be conducive to economic growth. To limit rebound effects on the macro level, these instruments must, however, be accompanied by other policies influencing the prices of energy and materials. With regard to global resource use trends, the baseline scenario forecasts a significant growth of resource extraction, particularly in developing countries, reflecting the growing demand for natural resources of emerging economies such as China and India.