The Contribution of Mathematical Models to Climate Policy Design: a Researcher’s Perspective

Energy and the environment are closely interconnected. In particular, energy-related carbon dioxide emissions are major contributors to climate change. To analyze options within the energy sector to curb greenhouse gas emissions, or to study alternative climate strategies such as adaptation and geoengineering measures, policy-makers can rely on mathematical decision support models, in particular E3 (economy/energy/environment) models and integrated assessment models (IAMs). This paper reviews some of my recent contributions to climate policy design using different types of E3 models and IAMs.     

Integrated assessment modeling of global climate change: Transparent rational tool for policy making or opaque screen hiding value‐laden assumptions?

One of the principal tools used in the integrated assessment (IA) of environmental science, technology and policy problems is integrated assessment models (IAMs). These models are often comprised of many sub‐models adopted from a wide range of disciplines. A multi‐disciplinary tool kit is presented, from which three decades of IA of global climatic change issues have tapped. A distinction between multi‐ and inter‐disciplinarity is suggested, hinging on the synergistic value added for the latter. Then, a hierarchy of five generations of IAMs are proposed, roughly paralleling the development of IAMs as they incorporated more components of the coupled physical, biological and social scientific disciplines needed to address a “real world” problem like climatic change impacts and policy responses. The need for validation protocols and exploration of predictability limits is also emphasized. The critical importance of making value‐laden assumptions highly transparent in both natural and social scientific components of IAMs is stressed, and it is suggested that incorporating decision‐makers and other citizens into the early design of IAMs can help with this process. The latter could also help IA modelers to offer a large range of value‐containing options via menu driven designs. Examples of specific topics which are often not well understood by potential users of IAMs are briefly surveyed, and it is argued that if the assumptions and values embedded in such topics are not made explicit to users, then IAMs, rather than helping to provide us with refined insights, could well hide value‐laden assumptions or conditions. In particular, issues of induced technological change, timing of carbon abatement, transients, surprises, adaptation, subjective probability assessment and the use of contemporary spatial variations as a substitute for time evolving changes (what I label “ergodic economics”) are given as examples of problematic issues that IA modelers need to explicitly address and make transparent if IAMs are to enlighten more than they conceal. A checklist of six practices which might help to increase transparency of IAMs is offered in the conclusions. Incorporation of decision‐makers into all stages of development and use of IAMs is re‐emphasized as one safeguard against misunderstanding or misrepresentation of IAM results by lay audiences.     

The Effect of Green Investments in an Agent-Based Climate-Economic Model

Climate-economic modeling often relies on macroeconomic integrated assessment models (IAMs) that in general try to capture how the combined system reacts to different policies. Irrespective of the specific modeling approach, IAMs suffer from two notable problems. First, although policies and emissions are dependent on individual or institutional behavior, the models are not able to account for the heterogeneity and adaptive behavior of relevant actors. Second, the models unanimously consider mitigation actions as costs instead of investments: an arguable definition, given that all other expenditures are classified as investments. Both are challenging if the long-term development of climate change and the economy shall be analyzed. This paper therefore proposes a dynamic agent-based model, based on the battle of perspectives approach (Janssen [1]; Janssen and de Vries [2]; Geisendorf [3, 4]) that details the consequences of various behavioral assumptions. Furthermore, expenditures for climate protection, e.g., the transition of the energy system to renewables, are regarded as investments in future technologies with promising growth rates and the potential to incite further growth in adjoining sectors (Jaeger et al. [5]). The paper analyzes how a different understanding of climate protection expenditures changes the system’s dynamic and, thus, the basis for climate policy decisions. The paper also demonstrates how erroneous perceptions impact on economic and climate development, underlining the importance to acknowledge heterogeneous beliefs and behavior for the success of climate policy.     

Advancing Energy Access Modelling with Geographic Information System Data

One of the main goals in pursuing sustainable development is to provide universal access to modern energy services, notably through the use of off-grid renewable energy technologies. To date, integrated assessment models (IAMs) poorly address energy access targets. In the context of research dedicated to energy scenarios and climate change mitigation in Africa, we attempt to advance the representation of energy access in one such IAM by using GIS data. In a case study for Ethiopia with the TIAM-ECN model, we demonstrate that by enriching an IAM with information derived from GIS databases, insights are obtained that better capture the dynamics of energy access developments, in comparison to conventional IAM analysis of energy technology deployment pathways. When duly accounting for the geographical spread in demography and technology costs in a developing country, we find that many people may gain access to electricity in remote areas thanks to the availability of affordable off-grid power production options that render expensive grid extensions unnecessary. This effect is not explicitly accounted for in most traditional IAMs. By the middle of the century, off-grid technologies could provide affordable electricity to 70% of the Ethiopian population, based almost entirely on renewable sources such as wind, solar and hydropower.     

Climate Impact Response Functions for Terrestrial Ecosystems

We introduce climate impact response functions as a means for summarizing and visualizing the responses of climate-sensitive sectors to changes in fundamental drivers of global climate change. In an inverse application, they allow the translation of thresholds for climate change impacts (‘impact guard-rails’) into constraints for climate and atmospheric composition parameters (‘climate windows’). It thus becomes feasible to specify long-term objectives for climate protection with respect to the impacts of climate change instead of crude proxy variables, like the change in global mean temperature. We apply the method to assess impacts on terrestrial ecosystems, using the threat to protected areas as the central impact indicator. Future climate states are characterized by geographically and seasonally explicit climate change patterns for temperature, precipitation and cloud cover, and by their atmospheric CO₂ concentration. The patterns are based on the results of coupled general circulation models. We study the sensitivity of the impact indicators and the corresponding climate windows to the spatial coverage of the analysis and to different climate change projections. This enables us to identify the most sensitive biomes and regions, and to determine those factors which significantly influence the results of the impact assessment. Based on the analysis, we conclude that climate impact response functions are a valuable means for the representation of climate change impacts across a wide range of plausible futures. They are particularly useful in integrated assessment models of climate change based on optimizing or inverse approaches where the on-line simulation of climate impacts by sophisticated impact models is infeasible due to their high computational demand. This revised version was published online in July 2006 with corrections to the Cover Date.     

Integrating climate change factor into strategic environmental assessment in China

In recent years, climate change has caused a significant impact on the human living environment, and the greenhouse effect caused by gases such as carbon dioxide cannot be ignored. From the viewpoint of environmental management, Strategic Environmental Assessment (SEA) has the functions of value judgment, prediction, and behavioral orientation on the possible impact of strategic planning. Integrating climate change factors into the SEA process can help planners and decision-makers better highlight the importance of climate change in policy and planning stages. Therefore, by combining the development of the SEA of China with relevant international experience, we explore the integration of climate change factors into the SEA framework and construct a technical procedure for such an assessment. A suggestive assessment indicator system for the SEA based on low-carbon targets was established for evaluating the impact of the implementation of strategic planning on low-carbon development goals. The objective is to mitigate the impact of climate change via the SEA and to ensure that the assessment plays an important role in tackling climate change and promoting sustainable development.     

Integrating Impacts into Adaptation Measures

A mechanism has been established to improve integration of international climate-related programmes. Known as the Climate Agenda it outlines a programme, that in a cost-effective way, responds to national obligations to respond to international agreements as well as their national needs for social and economic development. The paper briefly describes the Climate Agenda and the incorporation within it of studies of climate impact assessments and response strategies to reduce vulnerability. The need for increased emphasis on climate impact assessment and for the development of effective adaptation measures is emphasised following the elaboration of a Kyoto Protocol to the United Nations Framework Convention on Climate Change (UNFCCC). UNEP's efforts to identify national programmes contributing to the Climate Agenda are described.The response from developing countries has, however, been very disappointing, even from countries where we know work is ongoing through funding by GEF or US Country Studies Program and other bilateral programmes. Initial compilation of information available so far shows that many developed countries are putting a lot into the area of impact assessment of not just climate change, but also climate variability. There remain some research gaps, especially in the area of assessment of climate impacts on ecosystems, hydrological systems, etc. Considerable efforts are presently being directed at reduction of emissions of greenhouse gases and in the case of developing countries, most efforts are being directed towards completing national communications and providing baseline data for future studies.The paper refers to early activities by UNEP in cooperation with other international organizations to undertake integrated assessments of the impacts of climate change on important socio-economic sectors and the later incorporation of lessons learned into the IPCC Guidelines for Assessing Impacts of Climate Change.Later sections outline the development of a handbook on methods for climate change impact assessment and adaptation strategies as a practical approach to national assessments and the development of appropriate and cost-effective response to climate change.The initiation of a GEF-funded project to apply the methods contained in the handbook and improve the results based on national studies is also described for both developed and developing countries.Working in collaboration with a team of international experts under the coordination of the Institute of Environmental Studies at Vrije University (Amsterdam), the goal of this ongoing project is to develop a valuable methodological tool that Parties to the UNFCCC may apply to develop national climate change impact and adaptation assessments. Development of these guidelines was linked to a series of country studies in Antigua and Barbuda, Estonia, Cameroon and Pakistan funded under a UNEP/GEF project. The application of the first version of the UNEP Handbook by national study teams in these four countries is making valuable technical and practical contributions and will ensure that the next version of the Handbook will be a more useful tool for experts in developing countries undertaking similar studies in the future. The methods contained in the Handbook are also the basis for similar assessments funded under bilateral development programmes in other countries. These and similar studies elsewhere are coordinated with the UNEP programme and will eventually aim to create reliable and comparable assessments, a compatible set of tools for such purpose and the identification of realistic adaptation options for incorporation into national planning for adapting to climate change. The paper also addresses how climate impact assessment and response strategies are undertaken as part of national enabling activities carried out in co-operation with UNEP.     

Climate impact of surface albedo change in Life Cycle Assessment: Implications of site and time dependence

Land use affects the global climate through greenhouse gas and aerosol emissions, as well as through changes in biophysical properties of the surface. Anthropogenic land use change over time has caused substantial climate forcing related to albedo, i.e. the share of solar radiation reflected back off the ground. There is growing concern that albedo change may offset climate benefits provided by afforestation, bioenergy or other emission reduction measures that affect land cover. Conversely, land could be managed actively to increase albedo as a strategy to combat global warming.Albedo change can be directly linked to radiative forcing, which allows its climate impact to be compared with that of greenhouse gases in Life Cycle Assessment (LCA). However, the most common LCA methods are static and linear and thus fail to account for the spatial and temporal dependence of albedo change and its strength as a climate forcer. This study sought to develop analytical methods that better estimate radiative forcing from albedo change by accounting for spatial and temporal variations in albedo, solar irradiance and transmission through the atmosphere. Simplifications concerning the temporal resolution and aggregation procedures of input data were evaluated.The results highlight the importance of spatial and temporal variations in determining the climate impact of albedo change in LCA. Irradiance and atmospheric transmittance depend on season, latitude and climate zone, and they co-vary with instantaneous albedo. Ignoring these dependencies led to case-specific errors in radiative forcing. Extreme errors doubled the climate cooling of albedo change or resulted in warming rather than cooling in two Swedish cases considered. Further research is needed to understand how different land use strategies affect the climate due to albedo, and how this compares to the effect of greenhouse gases. Given that albedo change and greenhouse gases act on different time scales, LCAs can provide better information in relation to climate targets if the timing of flows is considered in life cycle inventory analysis and impact assessment.     

Spatiotemporal analysis of the effect of climate change on vegetation health in the Drakensberg Mountain Region of South Africa

The impact of climate change on mountain ecosystems has been in the spotlight for the past three decades. Climate change is generally considered to be a threat to ecosystem health in mountain regions. Vegetation indices can be used to detect shifts in ecosystem phenology and climate change in mountain regions while satellite imagery can play an important role in this process. However, what has remained problematic is determining the extent to which ecosystem phenology is affected by climate change under increasingly warming conditions. In this paper, we use climate and vegetation indices that were derived from satellite data to investigate the link between ecosystem phenology and climate change in the Namahadi Catchment Area of the Drakensberg Mountain Region of South Africa. The time series for climate indices as well as those for gridded precipitation and temperature data were analyzed in order to determine climate shifts, and concomitant changes in vegetation health were assessed in the resultant epochs using vegetation indices. The results indicate that vegetation indices should only be used to assess trends in climate change under relatively pristine conditions, where human influence is limited. This knowledge is important for designing climate change monitoring strategies that are based on ecosystem phenology and vegetation health.     

Sharing the geo-Referenced Results of Climate Change Impact Research

The Prairie Adaptation Research Collaborative (PARC) has implemented an Internet Map Server (IMS) at the PARC web site (www.parc.ca) to 1) disseminate the geo-referenced results of PARC sponsored research on climate change impacts and adaptation, and 2) address data, information and knowledge management within the PARC network of researchers and partners. PARC facilitates interdisciplinary research on adaptation to the impacts of climate change in the Canadian Prairie Provinces. The web site is intended as a platform for sharing information and encouraging discussion of climate change impacts and adaptation. The IMS enables scientists and stakeholders to apply simple climate change scenarios to geo-referenced biophysical and social data, and dynamically create maps that display the geographic distribution of potential impacts of climate change. With a limited capacity for spatial analysis, most geo-processing and the climate impact modeling is done offline within a GIS environment. The IMS will serve the output from climate impact models, such that the model results can be customized by the web site user and be most readily applied to the planning and analysis of adaptation strategies.     

Evaluating the environmental sustainability of biomass-based energy strategy: Using an impact matrix framework

A roadmap for a more sustainable energy strategy is complex, as its development interacts critically with the economic, social, and environmental dimensions of sustainable development. This paper applied an impact matrix method to evaluate the environmental sustainability and to identify the desirable policy objectives of biomass-based energy strategy for the case of Alberta. A matrix with the sustainability domains on one axis and areas of environmental impact on the other was presented to evaluate the nexus effect of policy objectives and bioenergy production.As per to our analysis, economic diversification, technological innovation, and resource conservation came up as the desirable policy objectives of sustainable development for Alberta because they demonstrated environmental benefits in all environmental impact categories, namely climate change, human health, and ecosystem. On the other hand, human health and ecosystem impacts were identified as trade-offs when the policy objectives for sustainability were energy security, job creation, and climate change. Thus, bioenergy can mitigate climate change but may impact human health and ecosystem which then in turn can become issues of concern. Energy strategies may result in shifting of risks from one environmental impact category to another, and from one sustainable domain to another if the technical and policy-related issues are not identified.     

Assessing alpine plant vulnerability to climate change: a modeling perspective

The potential ecological impact of ongoing climate change has been much discussed. High mountain ecosystems were identified early on as potentially very sensitive areas. Scenarios of upward species movement and vegetation shift are commonly discussed in the literature. Mountains being characteristically conic in shape, impact scenarios usually assume that a smaller surface area will be available as species move up. However, as the frequency distribution of additional physiographic factors (e.g., slope angle) changes with increasing elevation (e.g., with few gentle slopes available at higher elevation), species migrating upslope may encounter increasingly unsuitable conditions. As a result, many species could suffer severe reduction of their habitat surface, which could in turn affect patterns of biodiversity. In this paper, results from static plant distribution modeling are used to derive climate change impact scenarios in a high mountain environment. Models are adjusted with presence/absence of species. Environmental predictors used are: annual mean air temperature, slope, indices of topographic position, geology, rock cover, modeled permafrost and several indices of solar radiation and snow cover duration. Potential Habitat Distribution maps were drawn for 62 higher plant species, from which three separate climate change impact scenarios were derived. These scenarios show a great range of response, depending on the species and the degree of warming. Alpine species would be at greatest risk of local extinction, whereas species with a large elevation range would run the lowest risk. Limitations of the models and scenarios are further discussed. This revised version was published online in July 2006 with corrections to the Cover Date.     

奎屯市空气质量变化趋势及改善途径分析

通过对奎屯市环境空气质量监测数据的分析,显示出大气污染三项因子随年、季变化的趋势(其中20％的天数TSP超标)。结合当地的能源结构、气候特征、城市环境综合发展水平,探讨了改善奎屯市空气质量变化趋势的途径,为防治和减轻奎屯市的空气污染提供科学依据。     

Study of the Climate Change Impacts on Water Quality in the Upstream Portion of the Cau River Basin,Vietnam

This paper presents simulations of climate change impacts on water quality in the upstream portion of the Cau River Basin in the North of Vietnam. The integrated modeling system GIBSI was used to simulate hydrological processes, pollutant and sediment wash-off in the river basin, and pollutant transport and transformation in the river network. Three projections for climate change based on emission scenarios B1, B2, and A2 of IPCC Special Report on Emission Scenarios (SRES) were considered. By assuming that the input pollution sources and watershed configuration were constant, based on 2008 data, water quality in the river network was simulated up to the terminal year 2050. For each climate change scenario, patterns of precipitation in wet and dry year were considered. The change in annual and monthly trends for dissolved oxygen (DO), biochemical oxygen demand (BOD), and ammonium ions (NH4+) load and concentration for different portions of the watershed have been analyzed. The results of these simulations show that climate change has more impact on changing the seasonal water quality parameters than on altering the average annual load of the pollutants. The percent change and change pattern in water quality parameters are different for wet and dry year, and the changes in wet year are smaller than those in dry year.     

On the optimal control of carbon dioxide emissions: an application of FUND

This paper presents the Climate Framework for Uncertainty, Negotiation and Distribution (FUND), an integrated assessment model of climate change, and discusses selected results. FUND is a nine‐region model of the world economy and its interactions with climate, running in time steps of one year from 1990 to 2200. The model consists of scenarios for economy and population, which are perturbed by climate change and greenhouse gas emission reduction policy. Each region optimizes its net present welfare. Policy variables are energy and carbon efficiency improvement, and sequestering carbon dioxide in forests. It is found that reducing conventional air pollution is a major reason to abate carbon dioxide emissions. Climate change is an additional reason to abate emissions. Reducing and changing energy use is preferred as an option over sequestering carbon. Under non‐cooperation, free riding as well as assurance behaviour is observed in the model. The scope for joint implementation is limited. Under cooperation, optimal emission abatement is (slightly) higher than under non‐cooperation, but the global coalition is not self‐enforcing while side payments are insufficient. Optimal emission control under non‐cooperation is less than currently discussed under the Framework Convention on Climate Change, but higher than observed in practice. This revised version was published online in July 2006 with corrections to the Cover Date.     

THE TIGER IN THE DINING ROOM: DESIGNING AND EVALUATING INTEGRATED ASSESSMENTS OF ATMOSPHERIC CHANGE

Integrated assessments (IAs) and integrated assessment models (IAMs) arerecent responses to the inter-disciplinary challenges provided by complexglobal environmental issues such as atmospheric change. This paper discussesan array of integrated assessments, providing an overview of the role of IAsas bridges or foundations for epistemic communities. Formal as well associal, political, and ethical issues are presented. As well as a definition of anIA and an IAM, different forms and approaches of current or proposed IAsare reviewed. Particular stress is laid on the need to maintain the integrity ofthe diverse components of an IA. Finally, reference is made to the need tounderstand the underlying ethical and normative concerns that have promotedthe current interest in IA.     

Behavioural determinants of an individual's intention to adapt to climate change: Both internal and external perspectives

Climate change has had a significant negative impact on socio-economic factors and the earth's ecology. To cope with climate change, many countries have employed various policies and measures to reduce damage due to climate change. For individual residents, adaptation behaviour is vital for reducing individual welfare losses. This research analysed how psychological determinants and other external factors influence residents' intention to adapt to climate change. We proposed an extended protection motivation theory (PMT) model, developed a reliable scale and conducted a nationwide field survey. We interviewed 1402 residents in 29 provinces, and 874 valid questionnaires were collected, providing data that were used in a structural equation model. The results show that our model can serve as a reliable framework for analysing the determinants of residents' intention to adapt to climate change. Policy is the most important factor for stimulating the formation of residents' adaptation intention. Risk appraisals and adaptation appraisals have positive and significant impacts on the intention of residents to adopt climate change adaptation behaviour. Information and climate perception do not directly influence residents' behavioural intentions but indirectly affect their intentions through the process of risk appraisal and adaptation appraisal. Corresponding policy suggestions are made that may be helpful for the formulation of adaptation policies.     

Tropical cyclone losses in the USA and the impact of climate change — A trend analysis based on data from a new approach to adjusting storm losses

Economic losses caused by tropical cyclones have increased dramatically. Historical changes in losses are a result of meteorological factors (changes in the incidence of severe cyclones, whether due to natural climate variability or as a result of human activity) and socio-economic factors (increased prosperity and a greater tendency for people to settle in exposed areas). This paper aims to isolate the socio-economic effects and ascertain the potential impact of climate change on this trend. Storm losses for the period 1950–2005 have been adjusted to the value of capital stock in 2005 so that any remaining trend cannot be ascribed to socio-economic developments. For this, we introduce a new approach to adjusting losses based on the change in capital stock at risk. Storm losses are mainly determined by the intensity of the storm and the material assets, such as property and infrastructure, located in the region affected. We therefore adjust the losses to exclude increases in the capital stock of the affected region. No trend is found for the period 1950–2005 as a whole. In the period 1971–2005, since the beginning of a trend towards increased intense cyclone activity, losses excluding socio-economic effects show an annual increase of 4% per annum. This increase must therefore be at least due to the impact of natural climate variability but, more likely than not, also due to anthropogenic forcings.     

Environmental impacts of climate change adaptation

Climate change adaptation reduces adverse effects of climate change but may also have undesirable environmental impacts. However, these impacts are yet poorly defined and analysed in the existing literature. To complement this knowledge-gap, we reviewed the literature to unveil the relationship between climate change adaptation and environmental impact assessment, and the degree to which environmental impacts are included in climate change adaptation theory and practice. Our literature review showed that technical, social and economic perspectives on climate change adaptation receive much more attention than the environmental perspective. The scarce interest on the environmental impacts of adaptation may be attributed to (1) an excessive sectoral approach, with dominance of non-environmental perspectives, (2) greater interest in mitigation and direct climate change impacts rather than in adaptation impacts, (3) a tendency to consider adaptation as inherently good, and (4) subjective/preconceived notions on which measures are good or bad, without a comprehensive assessment. Environmental Assessment (EA) has a long established history as an effective tool to include environment into decision-making, although it does not yet guarantee a proper assessment of adaptation, because it is still possible to postpone or even circumvent the processes of assessing the impacts of climate adaptation. Our results suggest that there is a need to address adaptation proactively by including it in EA, to update current policy frameworks, and to demand robust and reliable evaluation of alternatives. Only through the full EA of adaptation measures can we improve our understanding of the primary and secondary impacts of adaptation to global environmental change.     

Comparing impacts across climate models

In this paper we combine a climate-forecasting model, COSMIC, with a global impact model, GIM, to compare the market impacts of climate change projected by 14 general circulation models. Given a specific date (2100), carbon dioxide concentration (612 ppmv), and global temperature sensitivity (2.5°C), predicted impacts to economies are calculated using climate-response functions from Experimental and Cross-sectional evidence. The Cross-sectional impact model predicts small global benefits across all climate models, whereas the Experimental impact model predicts a range from small benefits to small damages. High-latitude countries are less sensitive to temperature increases than low-latitude countries because they are currently cool. Uniform global temperature changes overestimate global damages because they underestimate the benefits in polar regions and overestimate the damages in tropical regions compared to the GCM predictions.