Adaptive capacity determinants in developed states: examples from the Nordic countries and Russia

Adaptive capacity in a community context has so far mainly been studied in developing countries as well as indigenous communities in the industrialised world. This article adds to that literature through reviewing studies undertaken in the Nordic countries and Russia, highlighting the ways in which general determinants of adaptive capacity play out in Northern, industrialised contexts. The paper illustrates that the determinants of adaptive capacity in industrialised states exhibit systematic differences from mixed subsistence-cash based communities such as those found in Arctic Canada. We discuss in particular the importance of economic resources in a market-based system, technological competition, and infrastructure, in determining adaptive capacity of natural resource-dependent communities in the Nordic countries and Russia. The paper also illustrates differences in adaptive capacity within the case study region, including between peripheral and central locations with regard to economic resources and diversification possibilities, and between Nordic and Russian cases with regard to infrastructure and technology access. The findings indicate that understanding of determinants of adaptive capacity in resource-dependent communities would benefit from both further contextualisation and broad comparison, across different types of political and administrative systems.     

Climate change adaptation: factors influencing Chinese smallholder farmers’ perceived self-efficacy and adaptation intent

Understanding how individuals perceive their ability to adapt to climate change is critical to understanding adaptation decision-making. Drawing on a survey of 483 smallholder farmer households in the Loess Plateau region of China, we examine the factors that shape smallholder farmer perceptions of their ability to adapt to climate change and their stated intent to do so. We apply a proportional odds ordered logistic regression model to identify the role that determinants of adaptive capacity play in shaping smallholders’ perceived self-efficacy and adaptation intent. Our study provides further evidence that self-efficacy beliefs are a strong, positive predictor of adaptation intent. Our study suggests that human capital, information and technology, material resources and infrastructure, wealth and financial capital, and institutions and entitlements all play an important role in shaping smallholder perceived self-efficacy, while state-society dependencies may reduce smallholder perceived self-efficacy. In addition, our study suggests that perceiving climate change risks and impacts do not necessarily lead to an intention to adapt. Overall, our findings highlight the importance of incorporating both the objective determinants of smallholders’ adaptive capacity and their subjective perceptions of these objective determinants into future climate change adaptation programs and policies in order to facilitate adaptive actions. Identifying factors that cause individuals to have a low estimation of their adaptive ability may allow planned adaptation interventions to address these perceived limitations and encourage adaptive behavior.     

Impacts of climatic disasters in coastal Bangladesh: why does private adaptive capacity differ?

This paper quantitatively assesses the influences of various demographic and socio-economic factors, past adaptive behavioral factors, access to weather/climate information, and spatial/locational factors on coastal populations’ perceived adaptive capacity against major impacts of hydro-meteorological disasters on their livelihood. A total of 285 respondents from three coastal villages in Bangladesh were randomly interviewed between January and April 2009. Respondents rated their perceived adaptive capacity against 25 anticipated impacts of sea-level rise (SLR)-induced events on their livelihood. By employing the principal component analysis (PCA), perceived adaptive capacity was grouped into five major categories. Then, an adaptive capacity index for each of five major impacts, namely, “infrastructure damage and disrupted mobility,” “food and nutritional insecurity,” “low earning and higher cost of maintenance,” “loss of employment in offshore activities,” and “crisis of potable water and public health risk,” was prepared. How adaptive capacity against each of these major five categories of impacts differs due to the influence of various factors was assessed by employing the multivariate analysis of variance (MANOVA) technique. The MANOVAs show that age, sex, level of education, type of occupation, farmland holdings, past adaptive behavior against rainfall, salinity intrusion, freshwater crises, use of radio for weather information, and the distance of the homestead from the shoreline have varying levels of influence on respondents’ perceived adaptive capacity against each of the five major categories of impacts. Others factors have moderate to limited influences. The policy implication is that specific programs, rather than a generic one-size fits all program, must be initiated for enhancement of adaptive capacity against specific impacts.     

The ‘Pacific Adaptive Capacity Analysis Framework’: guiding the assessment of adaptive capacity in Pacific island communities

Regional Environmental Change - Community-based adaptation (CBA) is becoming an increasingly popular approach to climate change adaptation in the Pacific islands region. Building adaptive capacity...     

Mediterranean agriculture under climate change: adaptive capacity, adaptation, and ethics

In the coming decades, the Mediterranean region is expected to experience various climate impacts with negative consequences on agricultural systems and which will cause uneven reductions in agricultural production. By and large, the impacts of climate change on Mediterranean agriculture will be heavier for southern areas of the region. This unbalanced distribution of negative impacts underscores the significance and role of ethics in such a context of analysis. Consequently, the aim of this article is to justify and develop an ethical approach to agricultural adaptation in the Mediterranean and to derive the consequent implications for adaptation policy in the region. In particular, we define an index of adaptive capacity for the agricultural systems of the Mediterranean region on whose basis it is possible to group its different sub-regions, and we provide an overview of the suitable adaptation actions and policies for the sub-regions identified. We then vindicate and put forward an ethical approach to agricultural adaptation, highlighting the implications for the Mediterranean region and the limitations of such an ethical framework. Finally, we emphasize the broader potential of ethics for agricultural adaptation policy.     

Climate change,food security,and livelihoods in sub-Saharan Africa

Sub-Saharan Africa is particularly vulnerable to climate change. Multiple biophysical, political, and socioeconomic stresses interact to increase the region’s susceptibility and constrain its adaptive capacity. Climate change is commonly recognized as a major issue likely to have negative consequences on food security and livelihoods in the region. This paper reviews three bodies of scholarship that have evolved somewhat separately, yet are inherently interconnected: climate change impacts, vulnerability and adaptation, food security, and sustainable livelihoods. The paper develops a conceptualization of the relationships among the three themes and shows how food security’s vulnerabilities are related to multiple stresses and adaptive capacities, reflecting access to assets. Food security represents one of several livelihood outcomes. The framework shows how several research paradigms relate to the issue of food security and climate change and provides a guide for empirical investigations. Recognizing these interconnections can help in the development of more effective policies and programs. The framework is applied here to synthesize findings from an array of studies in sub-Saharan Africa dealing with vulnerability to climate change, food security, and livelihoods.     

Adaptation of agriculture to climate change in semi-arid Borena,Ethiopia

Livestock production is very risky due to climate variability in semi-arid Sub-Saharan Africa. Using data collected from 400 households in the Borena zone of the Oromia Region, we explored what drives adoption of agricultural practices that can decrease the vulnerability of agro-pastoralists to climate change. Households with more adaptive capacity adopted a larger number of practices. The households’ adaptive capacity was stronger when the quality of local institutions was high. However, adaptive capacity had less explanatory power in explaining adoption of adaptation options than household socio-economic characteristics, suggesting that aggregating information into one indicator of adaptive capacity for site-specific studies may not help to explain the adoption behaviour of households. Strong local institutions lead to changes in key household-level characteristics (like membership to community groups, years lived in a village, access to credit, financial savings and crop income) which positively affect adoption of agricultural practices. In addition, better local institutions were also positively related to adoption of livestock-related adaptation practices. Poor access to a tarmac road was positively related to intensification and diversification of crop production, whereas it was negatively related to the intensification of livestock production, an important activity for generating cash in the region. Our findings suggest that better local institutions lead to changes in household characteristics, which positively affect adoption of adaptation practices, suggesting that policies should aim to strengthen local institutions.     

Climate capacity:the measurement for adaptation to climate change

This article proposed the concept of"climate capacity"as a way of measuring human’s adaptiveness to climate change.This article also focused on the related concepts like ecological carrying capacity,water resources carrying capacity,land carrying capacity as well as population carrying capacity.The concept of climate capacity was articulated against a background of global climate and environmental change.Essentially,China’s efforts to adapt to climate change was a matter of improving climate capacity,which is the ecosystem as well as the frequency,the intensity and the scale of human’s social activities that the climatic resources of a particular geographic area were supposed to support.The climate capacity has two components.One is the natural climate capacity,which includes temperature,sunlight,precipitation,extreme climatic events,etc.The other is the derived climate capacity,which includes water resources,land resources,ecological systems,climatic risks,etc.The climate capacity can be developed or be transferred between regions by taking engineering,technology or regime-based adaptive measures.However,these adaptive measures must be implemented under the principle of economic rationalism,ecological integrity,climate protection,and social justice.It is expected that by combining the climate capacity and its threshold value with the assessment of climate change risks,we are able to predict the optimal population carrying capacity and the scale of socioeconomic development,and furthermore,provide policy support for the socioeconomic development strategy and adaptive planning.In the regions with high climate capacity,there is a symbiotic relationship between adaptation and socioeconomic development.But,in the regions with limited climate capacity,irrational development may further damage the environment.Taking the Yangtze River delta,a region with high climate capacity,and a region of Ningxia,a region with limited climate capacity,as illustrative examples,the authors of this article analyzed the policy implications of climate capacity and further made suggestions on the problems of capacitylimited adaptation and development-driven adaptation.This article argued that the concept of climate capacity can not only be used as an analytical instrument of climate change economics,but also it can provide research support for planning regional adaptation and development with climate change impact and risk assessments.     

Leadership within regional climate change adaptation networks: the case of climate adaptation officers in Northern Hesse,Germany

In the climate adaptation literature, leadership tends to be an understudied factor, although it may be crucial for regional adaptation governance. This article shows how leadership can be usefully conceptualized and operationalized within regional governance networks dealing with climate adaptation. It applies an integrative framework inspired by complexity leadership theory, distinguishing several leadership functions to enhance the adaptive capacity of regional networks. We focus on one specific institutional innovation, appointed climate adaptation officers, who seek to connect science and governance practice, and to mainstream climate adaptation. Our question is twofold: What is the potential of climate adaptation officers to advance the adaptation agenda and to what extent did their establishment and working practice mirror the various leadership functions needed to raise the adaptive capacity of the regional network they operated in? The integrative leadership framework structures the analysis of climate adaptation officers forming part of a government-funded project seeking to enhance adaptation to climate variability in the central German region of Northern Hesse. The data consist of interviews with scientists and regional authority employees and project documentation including an evaluation. We find that climate adaptation officers raised awareness for climate adaptation and helped to shape and implement a number of projects within the overall KLIMZUG programme, highlighting impeding and enabling factors. The process of setting up this institutional innovation involved all forms of leadership functions and is an example of vertical mainstreaming. Its operation involved most clearly enabling and connective leadership functions and is an example of horizontal mainstreaming.     

Towards adaptation of agriculture to climate change in the Mediterranean

This study links climate change impacts to the development of adaptation strategies for agriculture on the Mediterranean region. Climate change is expected to intensify the existing risks, particularly in regions with current water scarcity, and create new opportunities for improving land and water management. These risks and opportunities are characterised and interpreted across Mediterranean areas by analysing water scarcity pressures and potential impacts on crop productivity over the next decades. The need to respond to these risks and opportunities is addressed by evaluating an adaptive capacity index that represents the ability of Mediterranean agriculture to respond to climate change. We propose an adaptive capacity index with three major components that characterise the economic capacity, human and civic resources, and agricultural innovation. These results aim to assist stakeholders as they take up the adaptation challenge and develop measures to reduce the vulnerability of the sector to climate change.     

长江流域相对资源承载力与可持续发展研究

采用相对资源承载力的研究思路与计算方法，计算1988－1998年长江流域相对土地资源承载力、相对经济承载力和综合承载力及其变化过程。研究表明：（1）长江流域人口承载力从1988年到1998年一直处于超载状态，经济资源成为长江流域的主要承载资源；（2）相对资源承载力区域差异明显，上海、江苏2省市承载力一直处于富余状态，浙江从1993年起承载力处于富余状态；安徽、江西、湖南、湖北和川渝承载力一直处于超载状态；中上游地区自然资源是主要的承载资源，下游地区资源是主要的承载资源；（3）上游地区生态环境恶化，下游地区人地矛盾日益突出是长江流域可持续发展中存在的主要问题。     

江苏省沿江地区饮用水系统适应能力评估

在对饮用水系统适应能力界定的基础上,基于水源地、供水系统、用水系统、排污处理系统和社会系统等环节的适应性要素构建沿江城市饮用水系统适应能力评价指标体系和评价模型,并据此对江苏省沿江地区城市饮用水系统适应能力分异特征、类型及影响因素进行深入探讨。结果表明：长江南岸地区饮用水系统适应能力高于江北地区;从各子系统适应能力得分情况来看,需加大省辖市水源地的保护力度,合理规划港口、码头等的布设;加快江北地区供排基础设施的建设;培养经济发达地区的节水意识;提高全区的技术水平     

Adaptation to climate change as resilience for urban extreme poor: lessons learned from targeted asset transfers programmes in Dhaka city of Bangladesh

This paper aims to identify how targeted asset transfers help to build adaptive capacity and adaptive actions of the urban extreme poor to climate change phenomena. This paper explores the theoretical debates of community-based adaptation approach and failure of such approach to address urban extreme poor. The empirical evidence of these theoretical debates will be drawn from two informal settlements of Dhaka city, where a targeted asset transfer project has been implementing since 2009. This paper explains that urban extreme poor usually work as unskilled labour and lack different livelihood capitals; and climate change is an increasingly important influence exacerbating an already vulnerable livelihood context. There is growing recognition in the literature that poor urban people and communities are adapting to climate change in physical and behavioural terms. But, in the case of urban extreme poor these adaptation approaches are delivering short-term survival strategies disregarding the notion of wellbeing in the medium to long-term perspectives. It is also evident that community level initiatives structurally reproduce the exclusion of the urban extreme poor. However, poverty literatures acknowledge that poverty-centred approaches could help to reduce vulnerability. As urban extreme poor are significantly more resource constrained, it is reasonable to assert that targeted asset transfers could be a poverty-centred adaptation approach in a changing climate. Targeted asset transfers approaches are the outcomes of recent social protection revolution that especially consider accumulation of physical, financial, human, and social capital in order to build adaptive capacity of the urban extreme poor. This adaptive capacity of the extreme poor may facilitate adjustments in assets, livelihoods, behaviours, and technologies in order to reduce future climate vulnerability. In this context, this paper seeks to answer whether targeted asset transfer approaches can be considered as effective poverty-centred adaptation approaches for the urban extreme poor or not.     

Are South Indian farmers adaptable to global change? A case in an Andhra Pradesh catchment basin

Global changes are already having an impact on South Indian farmers. Climate change is affecting the agricultural sector since it is dependent on climatic conditions and water resource availability. The impacts tend to be greater in semi-arid hard rock areas with few water resources. Furthermore, South India area is experiencing a profound agrarian crisis, which is linked, among others, to debt and credit problems. The study reported in this paper aims to develop a methodology to compare and rank farmers according to their ability to adapt to global change. The definition of adaptive capacity is based on a livelihood assets approach. Indicators are evaluated through individual surveys among farmers, then, weighted using the analytic hierarchy process and aggregated via compromise programming. The result is a standardized score measuring the distance of each farmer from an ideal adaptive capacity. Farmers are ranked according to this distance, which allows a comparison of their relative ability to adapt. At the basin scale, it shows that the geographic position of farmers is a significant factor in adaptation performance. The proximity of an administrative center contributes to an increase of their adaptive capacity. Small farming areas limit the adaptive capacities of marginal and small farmers while the largest farmers are constrained by economic factors such as large loans. These study findings offer interesting indications on the variability of farmers’ weaknesses and are bringing a better understanding of the causes of poor performance.     

Livelihood vulnerability approach to assessing climate change impacts on mixed agro-livestock smallholders around the Gandaki River Basin in Nepal

Climate change vulnerability depends upon various factors and differs between places, sectors and communities. People in developing countries whose subsistence livelihood depends mainly upon agriculture and livestock production are identified as particularly vulnerable. Nepal, where the majority of people are in a mixed agro-livestock system, is identified as the world’s fourth most vulnerable country to climate change. However, there is limited knowledge on how vulnerable mixed agro-livestock smallholders are and how their vulnerability differs across different ecological regions in Nepal. This study aims to test two vulnerability assessment indices, livelihood vulnerability index and IPCC vulnerability index, around the Gandaki River Basin of central Nepal. A total of 543 households practicing mixed agro-livestock were surveyed from three districts, namely Dhading, Syangja and Kapilvastu representing three major ecological zones: mountain, mid-hill and Terai (lowland). Data on socio-demographics, livelihood determinants, social networks, health, food and water security, natural disasters and climate variability were collected and combined into the indices. Both indices differed for mixed agro-livestock smallholders across the three districts, with Dhading scoring as the most vulnerable and Syangja the least. Substantial variation across the districts was observed in components, sub-components and three dimensions (exposure, sensitivity and adaptive capacity) of vulnerability. The findings help in designing site-specific intervention strategies to reduce vulnerability of mixed agro-livestock smallholders to climate change.     

Flood risk,climate change and settlement development: a micro-scale assessment of Austrian municipalities

This paper analyses the influence of climate change and land development on future flood risk for selected Austrian flood-prone municipalities. As part of an anticipatory micro-scale risk assessment we simulated four different inundation scenarios for current and future 100- and 300-year floods (which included a climate change allowance), developed scenarios of future settlement growth in floodplains and evaluated changes in flood damage potentials and flood risk until the year 2030. Findings show that both climate change and settlement development significantly increase future levels of flood risk. However, the respective impacts vary strongly across the different cases. The analysis indicates that local conditions, such as the topography of the floodplain, the spatial allocation of vulnerable land uses or the type of land development (e.g. residential, commercial or industrial) in the floodplain are the key determinants of the respective effects of climate change and land development on future levels of flood risk. The case study analysis highlights the general need for a more comprehensive consideration of the local determinants of flood risk in order to increase the effectiveness of an adaptive management of flood risk dynamics.     

Fundamental issues and solutions in the design of China's ETS pilots: Allowance allocation,price mechanism and state-owned key enterprises

This paper analyzes the three main fundamental issues in the design of China’s ETS pilots,including allowance allocation,price mechanism and state-owned key enterprises,and proposed suggested solutions.For the issue of allowance allocation,we suggest that the gradual hybrid mode could be applied at the beginning,which starts with mainly free allocation and then increases auction ratio gradually.And grandfathering is a suitable method of free allocation.For the issue of price mechanism,we suggest a price floating zone with open market operation to reduce the uncertainty of prices.For the issue of state-owned key enterprises,we suggest a good coordination with SASAC,defining the state-owned property right and supervision right when state-owned key enterprises are involved into the carbon market,and the local government can set rules of allocation and transaction to limit their potential market power.     

Adaptation of Iranian farmers to climate variability and change

Climate change poses serious challenges for populations whose livelihoods depend principally on natural resources. Given the increases in extreme weather events projected to adversely affect the arid and semi-arid regions of Iran, adaptation of the agricultural sector is imperative. Few studies have addressed the farmers’ adaptation in Iran, and little is known about ongoing adaptation strategies in use. Adopting principal component analysis/fuzzy logic-based method, this paper considers the agricultural adaptation to climate variability. A survey of 255 farmers of Fars Province, selected through a multistage stratified random sampling method, revealed different levels of adaptation, specifically the low, moderate and high, which are principally distinguished by various degrees of sensitivity and adaptive capacity. The study also identified the main adaptation strategies used by farmers in response to climate-related shocks. Results indicated that although a large percentage of farmers make some adjustments to their farming practices, there are significant differences in choice of adaptation strategies by the adaptation categories. Some conclusions and recommendations are offered to increase the adaptive capacity of farmers and reduce negative impacts of climate variability and change.     

Assessment of climate change vulnerability of tourism in Hungary

This paper applies vulnerability assessment methodology to assess the comparative vulnerability of different tourism supply types by region in Hungary. The steps of the methodology include (1) definition of tourism supply typology, (2) identifying exposure indicators, (3) identifying sensitivity indicators, (4) identification of adaptive capacity indicators and (5) developing a vulnerability map. It is clear that climate change has potential negative effects on tourism in Hungary, but the spatial distribution, as well as the sub-sectoral (by tourism supply types) differences of these impacts is almost unknown. Most research papers dealing with the vulnerability of tourism mainly focus on a specific tourism type, whereas this article aims to address all of them from a regional point of view. The key results presented in this paper include the vulnerability map of the country showing the relative vulnerability of different tourism supply types and detailed analysis investigating the possible causes and driving factors. We have categorized tourism regions based on the five most vulnerable tourism supply types. The most significant of them all turned out to be outdoor event-based tourism, being the most vulnerable in the two southern regions, since the expected impacts of climate change are foreseen to be the most significant in these areas.