Adaptation to climate change and other stressors among commercial and small-scale South African farmers

Commercial and small-scale farmers in South Africa are exposed to many challenges. Interviews with 44 farmers in the upper Thukela basin, KwaZulu-Natal, were conducted to identify common and specific challenges for the two groups and adaptive strategies for dealing with the effects of climate and other stressors. This work was conducted as part of a larger participatory project with local stakeholders to develop a local adaptation plan for coping with climate variability and change. Although many challenges related to exposure to climate variability and change, weak agricultural policies, limited governmental support, and theft were common to both farming communities, their adaptive capacities were vastly different. Small-scale farmers were more vulnerable due to difficulties to finance the high input costs of improved seed varieties and implements, limited access to knowledge and agricultural techniques for water and soil conservation and limited customs of long-term planning. In addition to temperature and drought-related challenges, small-scale farmers were concerned about soil erosion, water logging and livestock diseases, challenges for which the commercial farmers already had efficient adaptation strategies in place. The major obstacle hindering commercial farmers with future planning was the lack of clear directives from the government, for example, with regard to issuing of water licences and land reform. Enabling agricultural communities to procure sustainable livelihoods requires implementation of strategies that address the common and specific challenges and strengthen the adaptive capacity of both commercial and small-scale farmers. Identified ways forward include knowledge transfer within and across farming communities, clear governmental directives and targeted locally adapted finance programmes.     

Poverty and the Deterioration of Natural Soil Capital in the Peruvian Altiplano

The Peruvian altiplano is a marginal agricultural region with limited infrastructure, climate constraints, and high levels of poverty. Data were collected from 265 farms in four different agricultural regions, and data from three of those regions are analyzed here. Regressions were run with soil nutrient loss, soil depth loss, and yield loss over the past 20 years, as perceived by farmers. Location, topographical and management factors were considered. Additional regressions were run to examine the determinants of two agricultural management practices which were found to affect soil quality, namely fallowing and ploughing vertical furrows. Use of traditional fallowing (aynoca) was associated with helping to preserve soil quality, and was practiced by households with more education, with higher non-farm income, and in villages which had benefitted from natural resource development projects. Vertical furrowing similarly was associated with helping preserve soil quality, and was practiced by households with fewer unmet basic needs. These results have implications for the agricultural and development strategies to be followed in the region.     

Adoption and adaptation of natural resource management innovations in smallholder agriculture: reflections on key lessons and best practices

Many smallholder farmers in vulnerable areas continue to face complex challenges in adoption and adaptation of resource management and conservation strategies. Although much has been learned from diverse experiences in sustainable resource management, there is still inadequate understanding of the market, policy and institutional failures that shape and structure farmer incentives and investment decisions. The policy and institutional failures exacerbate market failures, locking smallholder resource users into a low level equilibrium that perpetuates poverty and land degradation. Improved market access that raises the returns to land and labor is often the driving force for adoption of new practices in agriculture. Market linkages, access to credit and availability of pro-poor options for beneficial conservation are critical factors in stimulating livelihood and sustainability-enhancing investments. Future interventions need to promote joint innovations that ensure farmer experimentation and adaptation of new technologies and careful consideration of market, policy and institutional factors that stimulate widespread smallholder investments. Future projects should act as ‘toolboxes’, giving essential support to farmers to devise complementary solutions based on available options. Addressing the externalities and institutional failures that prevent private and joint investments for management of agricultural landscapes will require new kinds of institutional mechanisms for empowering communities through local collective action that would ensure broad participation and equitable distributions of the gains from joint conservation investments. Readers should send their comments on this paper to: BhaskarNath@aol.com within 3 months of publication of this issue.     

Evaluating farmers’ likely participation in a payment programme for water quality protection in the UK uplands

Maintaining drinking water quality is essential to water companies and their customers, and agricultural non-point source pollution is a major cause of water quality degradation. In this paper, we examine the potential use of payments financed by a water company as incentives for farmers to adjust their agricultural land management practices in order to protect water quality. We use a choice experiment (CE) to measure farmers’ minimum willingness to accept (WTA) requirements to adjust agricultural land management practices in Nidderdale and the Washburn valley (Yorkshire, UK) under a potential local payment for ecosystem services (PES) programme. Latent class analysis of farmers’ CE responses was used to quantify the size and spread of farmers’ preferences and minimum WTA values for compensation payments, and to investigate potential drivers of preference variation. Analysis suggested that the emphasis on sheep or cattle/dairy production within mixed farming businesses in this area provides a partial explanation for the considerable observed heterogeneity in preferences and minimum WTA requirements for participation in a potential PES programme.     

Markets and climate are driving rapid change in farming practices in Savannah West Africa

Agricultural practices have constantly changed in West Africa, and understanding the factors that have driven the changes may help guide strategies to promote sustainable agriculture in the region. To contribute to such efforts, this paper analyzes drivers of change in farming practices in the region using data obtained from surveys of 700 farming households in five countries (Burkina Faso, Ghana, Mali, Niger and Senegal). The results showed that farmers have adopted various practices in response to the challenges they have faced during the last decade. A series of logit models showed that most changes farmers made to their practices are undertaken for multiple reasons. Land use and management changes including expanding farmed areas and using mineral fertilization and manure are positively related to perceived changes in the climate, such as more erratic rainfall. Planting new varieties, introducing new crops, crop rotation, expanding farmed area and using pesticides are positively associated with new market opportunities. Farm practices that require relatively high financial investment such as use of pesticides, drought-tolerant varieties and improved seeds were positively associated with the provision of technical and financial support for farmers through development projects and policies. Changes in markets and climate are both helping to promote needed changes in farming practices in West Africa. Therefore, policies that foster the development of markets for agricultural products, and improved weather- and climate-related information linked to knowledge of appropriate agricultural innovations in different environments are needed.     

Stakeholder engagement in social learning to resolve controversies over land-use change to plantation forestry

Rapid land-use change arising from incentives for afforestation has created tensions in rural communities previously dominated by agricultural enterprises. This paper reports on an innovative experiment with social learning that incorporated participatory modelling to resolve community concerns in a case study of plantation forestry in the Upper Clarence catchment of north-eastern NSW Australia. The development of a diagnostic framework helped identify socioeconomic and environmental issues within the community for investigation by a self-selected participatory advisory committee (PAC) representing a diversity of views. Implementation of a social learning exercise offered empathetic and intellectual engagement among PAC members that maintained interest, built confidence, and improved problem-solving capacity while fostering group ownership over decision making. A shared understanding of dynamic landscape problems helped empower participants to collaboratively develop solutions for improved management and operational practices, and cooperate to explore further options for plantation industry development under existing policy guidelines which are presented in this paper. As a result of frank discussions between diverse stakeholders in a mutually respectful learning environment that combined local, scientific and expert knowledge, concerns dissipated and participants developed a more favourable view of plantation forestry activity.     

The potential conflict between traditional perceptions and environmental behavior: compost use by Muslim farmers

Although traditional societies often have a deep understanding of ecological relationships, traditional or religious values might be in conflict with current environmental values. According to Islamic Law, some compost sources used for agricultural purposes are impure, especially human and pig excreta. This study examined how Muslim farmers perceive the issue of impurity of compost sources and the extent to which the conflict between traditional and modern values affects compost use. Questionnaires were distributed to 77 Muslim and 11 Christian farmers in Israel, examining their personal characteristics, attitudes toward compost use, awareness of its sources and advantages, and the influence of traditional perceptions on the tendency to use compost. Interviews were conducted with agricultural consultants and Muslim clergy. Although the use of compost was limited, a higher level of awareness was found among the younger and/or more educated Muslim farmers. Varied attitudes were expressed regarding the degree of purity/impurity; 52 % of the respondents expressed willingness to use compost if derived from pure materials. The agricultural consultants were acquainted with Muslim farmers who recoiled from the use of compost. The Muslim religious leaders stated that impure substances can be purified through biochemical reactions during the composting process and noted that the use of compost is preferable if chemical fertilizers are harmful to the environment. Although Muslim farmers expressed willingness to use compost if it was proved to be pure according to Islam, this paper addresses how, in practical terms, universal environmental policies may give rise to value conflicts in traditional communities.     

Biocultural diversity in traditional rice-based agroecosystems: indigenous research and conservation of mavo (Oryza sativa L.) upland rice landraces of eastern Indonesia

Traditional crop landraces play dynamic roles in the expression of native biological and cultural diversity via their central position in the genetic resource base, agroecosystems and social heritage of indigenous peoples. Farmer varieties provide farmers with an “agricultural survival kit” for household welfare and for adaptation to changing conditions. These varieties meet local cultural practices and environmental constraints, and play an intrinsic role in cultural survival by constituting a living repository of ancestral customs including cultivar-specific recipes, songs, handicrafts, stories of origin, and unique planting, harvesting, processing, and storage rituals and techniques. The centrality of rice in Southeast Asian agricultural and social systems, contrasted with the significant erosion of rice-based biological and cultural diversity in native communities, calls for increased attention to the links between traditional rice varieties and indigenous rice-based customs. This study represents the research efforts of rice farmers pertaining to the Tado clan, a Kempo Manggarai community on Flores␣Island, in association with USA academicians. Research results demonstrate: (i) a complex suite of upland rice-based ethnobotanical traditions; (ii) significant and␣dynamic regional flux and dissemination of “old” and “new” landraces; (iii)␣community-level maintenance of distinct genotypes across a range of microenvironments; (iv) localized “extinctions” of ancestral landraces within 1–2 generations and a concomitant loss of related traditions; and (v) the contributions of a collaborative (indigenous and academic) approach to ethnographic and agronomic research.     

Adaptation in a multi-stressor environment: perceptions and responses to climatic and economic risks by coffee growers in Mesoamerica

While climate change adaptation policy has tended to focus on planned adaptation interventions, in many vulnerable communities, adaptation will consist of autonomous, “unplanned” actions by individuals who are responding to multiple simultaneous sources of change. Their actions are likely not only to affect their own future vulnerability, but, through changes in livelihoods and resource use, the vulnerability of their community and resource base. In this paper, we document the autonomous changes to livelihood strategies adopted by smallholder coffee farmers in four Mesoamerican countries (Mexico, Guatemala, Honduras, and Costa Rica). Our aim is to gain insight into the process of autonomous adaptation by proxy: through an assessment of how farmers explain their choices in relation to distinct stressors; and an understanding of the set of choices available to farmers. We find that climatic stress is a feature in decision making, but not the dominant driver. Nevertheless, the farmers in our sample are evidently flexible, adaptive, and experimental in relation to changing circumstances. Whether their autonomous responses to diverse stressors will result in a reduction in risk over time may well depend on the extent to which policy, agricultural research, and rural investments build on the inherent logic of these strategies.     

Nonformal environmental education: a case study with farmers in a town of the South Minas Gerais state,Brazil

Brazil is a central place in the international agricultural markets and this fact has been demanding environmentally oriented agricultural practices by Brazilian farmers and professionals involved in the agricultural market chain. A concise and structured questionnaire was applied to obtain the environmental perception of a group of Brazilian farmers in a town of the south Minas Gerais state, using herbicides as the topic for a case study. A highly variable opinion about taking the environment into account when choosing the most appropriate herbicide was found. Anyway, efficacy has been indicated as the most important factor when choosing an herbicide, followed by the environment and price. The outcomes from the questionnaires, i.e. the insufficient conception and importance given to environment when choosing the herbicide, motivated the creation of a teaching-learning model for the nonformal environmental education using the concept of socio-ecological resilience. This routine puts in practice the resilience thinking currently invoked as a major tool to achieve the conservation of the socio-ecological system, as well as it is complimentary to the outcome-oriented optimization for conservation theory. For the case study about farmers and the use of herbicides, we conclude that a complex reasoning and, ultimately, pro-environmental actions can be improved after experiencing the recommended model for environmental education.     

Coping with insularity: the need for crop genetic improvement to strengthen adaptation to climatic change and food security in the Pacific

The capability of Pacific Island countries’ agriculture to adapt to climatic and environmental changes is analysed. After presenting key features of the region’s food cropping systems, findings of genetic diversity studies for the most important food crops are reviewed and their implications for adaptation are discussed. Biophysical and economic vulnerabilities of the food system are identified. For the major food crops, the needs for genetic improvement are detailed, and practical solutions for broadening genetic bases are suggested. The paper concludes by identifying areas for additional research on crops and agro-ecosystems adaptation aiming at increasing the flexibility of agriculture in the Pacific. In this region, plant breeding has to cope with the insularity constraints of the small island states. The new varieties need to satisfy farmers’ agronomic requirements in very diverse environments. However, because of genotype-by-environment interactions (G × E), it is difficult to identify a variety that would be accepted by most farmers on different islands. A new type of breeding programme with a pragmatic approach is therefore necessary. The geographical distribution of allelic diversity appears as a practical and cost-efficient solution.     

Social and environmental trade-offs in tree species selection: a methodology for identifying niche incompatibilities in agroforestry

Natural resource degradation in highland regions is of increasing concern to the global community due to its role in aggravating poverty and the loss of environmental services to local and downstream users. The integration of trees into smallholder farming systems has been promoted as a means to enhance rural livelihoods while reversing the degradation of soil, water, biodiversity and related environmental services. Yet in addition to these benefits, negative impacts of trees on certain stakeholders or system components have also accompanied such efforts—suggesting that important trade-offs accompany afforestation. This paper presents a methodology for diagnosing problems stemming from cultivation of certain tree species in specific landscape niches. Data derived from the application of this methodology in two sites in the eastern African highlands are presented. Participatory diagnoses of landscape-level problems suggest that the negative impact of trees on water resource availability and crop yield are of critical concern to smallholder farmers. Ethnoecological data highlight the properties of different tree species that determine their suitability to specific farm and landscape niches. These data point to important opportunities for more socially- and environmentally-optimal integration of indigenous and exotic tree species into agricultural landscapes, and highlight the critical importance of local knowledge in forging solutions appropriate to contemporary realities.     

Levels and distribution of organochlorines in fish from Indonesia

Organochlorines such as PCBs, DDTs, HCHs, CHLs and HCB were determined in pooled whole body homogenized of fish samples collected from five locations during 1998 and 2003 in order to understand their contamination status, temporal and spatial variation in Indonesian waters. PCBs and DDTs were the predominant contaminants with concentrations from 9.7 to 2700 ng/g lipid wt. and 12 to 1100 ng/g lipid wt., respectively, while HCHs (nd-24 ng/g lipid wt.), CHL compounds (nd-81 ng/g lipid wt.) and HCB (0.22-28 ng/g lipid wt.) were one to two orders of magnitude lower. Among the locations, PCBs and CHLs were higher in the samples from highly industrialized and thickly populated-locations, whereas OC pesticides such as DDTs and HCHs were particularly more prominent in suburban and rural areas. Levels of OCs observed in the waters surrounding Java Island were higher than those in Sumatra Island, implying significant use of OCs in highly populated Java Island. Concentrations of PCBs and DDTs in fish from Jakarta Bay were significantly lower in the samples collected in 2003 as compared to fish in 1998, indicating decreasing trend of these compounds in the Indonesian environment. Recent estimated average daily intakes of PCBs (0.81 microg/person/day), DDTs (1.1 microg/person/day), HCHs (0.018 microg/person/day), CHLs (0.010 microg/person/day) were much lower than the threshold values recommended by various agencies, suggesting minimal risk of this compound via fish ingestion to Indonesians.     

Adaptation of Iranian farmers to climate variability and change

Climate change poses serious challenges for populations whose livelihoods depend principally on natural resources. Given the increases in extreme weather events projected to adversely affect the arid and semi-arid regions of Iran, adaptation of the agricultural sector is imperative. Few studies have addressed the farmers’ adaptation in Iran, and little is known about ongoing adaptation strategies in use. Adopting principal component analysis/fuzzy logic-based method, this paper considers the agricultural adaptation to climate variability. A survey of 255 farmers of Fars Province, selected through a multistage stratified random sampling method, revealed different levels of adaptation, specifically the low, moderate and high, which are principally distinguished by various degrees of sensitivity and adaptive capacity. The study also identified the main adaptation strategies used by farmers in response to climate-related shocks. Results indicated that although a large percentage of farmers make some adjustments to their farming practices, there are significant differences in choice of adaptation strategies by the adaptation categories. Some conclusions and recommendations are offered to increase the adaptive capacity of farmers and reduce negative impacts of climate variability and change.     

Sustaining livelihoods in face of groundwater depletion: a case study of Punjab, India

The study focuses on assessing the sustainable livelihoods of farmers in Indian Punjab focusing on the key aspects of cropping pattern, cost of cultivation, agricultural productivity and profitability amongst different classes of farmers at different levels of groundwater depletion. It further gives a comparative analysis of the proportionate gains the farmers avail from the government subsidies of electricity and procurement price and relates it to their coping mechanisms to sustain agriculture in future. The findings indicate to the fact that technology to extract groundwater, being capital intensive, gives greater accessibility to groundwater to large farmers who gain enormously from growing the remunerative but water-intensive rice crop. Electricity subsidy being not targeted is also misappropriated by the resource rich, water extraction machine owners. To cope with this resource depletion, the large farmers dig and deepen more tube-wells and the small and marginal farmers with little savings who are unable to invest in costly water extraction machines, buy water, shift to less profitable maize crop, lease out or sell their land.     

Climatic and environmental change in the Karakoram: making sense of community perceptions and adaptation strategies

In this paper, we investigate how mountain communities perceive and adapt to climatic and environmental change. Primary data were collected at community and household level through in-depth interviews, focus group discussions, and quantitative questionnaires covering 210 households in six villages of the West Karakoram (Hundur and Darkut in the Yasin Valley; Hussainabad, Altit, Gulmit, and Shiskat in the Hunza valley of Gilgit-Baltistan). The relevance of the area with respect to our scopes is manifold. First, this is one of the most extreme and remote mountainous areas of the world, characterized by complex and fragile institutional and social fabrics. Second, this region is one of the focal points of research for the hydro-meteo-climatological scientific community, because of its relevance in terms of storage and variability of water resources for the whole Indus basin, and for the presence of conflicting signals of climate change with respect to the neighboring regions. Third, the extreme hardships due to a changing environment, as well as to the volatility of the social and economic conditions are putting great stress on the local population. As isolating climate change as a single driver is often not possible, community perceptions of change are analyzed in the livelihood context and confronted with multi-drivers scenarios affecting the lives of mountain people. We compare the collected perceptions with the available hydro-climatological data, trying to answer some key questions such as: how are communities perceiving, coping with, and adapting to climatic and environmental change? Which are the most resorted adaptation strategies? How is their perception of change influencing the decision to undertake certain adaptive measures?     

Interdependence in rainwater management technologies: an analysis of rainwater management adoption in the Blue Nile Basin

In the Blue Nile Basin of Ethiopian highlands, rainfall distribution is extremely uneven both spatially and temporally. Drought frequently results in crop failure, while high rainfall intensities result in low infiltration and high runoff causing soil erosion and land degradation. These combined factors contribute to low agricultural productivity and high levels of food insecurity. Poor land management practices coupled with lack of effective rainwater management strategies aggravate the situation. Over the past two decades, however, the Government of Ethiopia has attempted to address many of these issues through a large-scale implementation of a number of soil and water conservation measures. Despite the success of interventions, uptake and adoption remains low. The conceptual framework of this study is based on the premise that farmers are more likely to adopt a combination of rainwater management technologies as adaptation mechanism against climate variability and agricultural production constraints. This contrasts the previous work that typically examined a single technology without considering the interdependence between technologies. Data used in this study come from household survey in seven watersheds in the Ethiopian Blue Nile Basin. A multivariate probit model was used to account for the potential correlation and interdependence of various components of rainwater management technologies. Our results suggest that rainwater management technologies are related with each other; hence, any effort to promote the adoption of rainwater management technologies has to consider such interdependence of technologies, or failure to do so may mask the reality that farmers face a set of choices in their adoption decisions.     

Decision support model to select crop pattern for sustainable agricultural practices using fuzzy MCDM

The crop pattern has a significant impact on the feasibility of sustainable agricultural practices. Selected crop pattern influences environmental and economic condition and affects sustainability profoundly in agricultural practices. Hence, a careful intervention is required in the selection of an optimal crop pattern for sustainable agricultural practices. Selection of a particular set of crop pattern depends on many criteria that may vary from place to place thus pose challenges in deciding an optimum crop pattern. The present research focuses on the crop selection pattern in Indian environment that considers comprehensive criteria related to sustainable farming practices. Based on the in-depth review of the literature and experts opinion, comprehensive criteria related to sustainable farming practices for Ravi season crop are identified. Total twelve criteria covering socioeconomic conditions, soil and water conditions, environmental and climatic conditions are earmarked and taken into account for eight most commonly grown crops in Ravi season and later on modeled to determine the crop pattern for most needed sustainability. A fuzzy-based multi-criteria decision-making model has been developed considering the Indian farming system. The scarce resources availability to Indian farmers poses many challenges to practice farming with most needed sustainability. The present research will be useful in the area of Indian farming practices in particular and global farming practices in general. It will also help stakeholders in their cost effective decision making for better crop productivity leading to sustainable farming practices. Additionally, the state policy makers will be able to formulate effective state driven sustainable farming policy to enhance its stake in gross domestic product to become self-reliance.