Climate change perceptions and adaptations of smallholder farmers in Eastern Kenya

Several studies have indicated the importance of understanding farmers’ perceptions of risks associated with climate change, the adaptation strategies they employ and factors that affect adaptive capacity. This study aimed to understand smallholder farmers’ perceptions of climate change, adaptation strategies and adaptive capacity in the semiarid Matungulu Sub-County, Eastern Kenya. A participatory approach, using three climate roundtables, was conducted to enhance community participation and understanding of climate change issues. The study showed that farmers’ perceptions concerning climate change are influenced by past experiences of weather extremes that have affected production levels and farm incomes. The farmers have made strategic responses to manage risks posed by climate change. However, they face several challenges in adaptation such as inadequate technical knowledge, low financial resources and inadequate land size. Further, the study showed that climate roundtables is a successful participatory approach that can give effective insights for smallholder farmers to understand agricultural vulnerability, climate change and their adaptation strategies.     

Fuelwood and fodder consumption patterns among agroforestry-practicing smallholder farmers of the lower Himalayas,India

Environment, Development and Sustainability - Trees are important as a source of fuelwood and fodder for rural populations in the Himalayas. This paper analysed the fuelwood and fodder consumption...     

On-farm adaptation strategies to climate change: the case of smallholder farmers in the Northern Development Authority Zone of Ghana

Environment, Development and Sustainability - This paper examines the barriers and adaptation strategies of smallholder farmers in the Northern Development Authority (NDR) zone of Ghana to climate...     

Synergistic vulnerabilities: climate variability and fire management policy increase farming challenges in southeastern Mexico

Agricultural fire for land preparation is central in the livelihoods of subsistence farmers practicing shifting cultivation. Achieving a good agricultural burn, one in which the biomass is thoroughly consumed within the chosen area, depends on specific weather conditions. Fire use decisions are also shaped by institutions that define the timing and rules for fire use but also constrain the alternatives and shape adaptive capacities. Global and regional climate changes interact with the institutional framing of fire management affecting local fire use and burn outcomes. These effects are documented and analyzed to suggest adaptations to existing governance systems. We examined subsistence farmers’ socio-ecological vulnerability in the Calakmul municipality, located in southeastern Mexico. Using interviews with farmers and government agents, as well as participatory mapping and observation of agricultural burns, we studied fire management knowledge, practices and burn outcomes. Our results describe a continuum of burn outcomes covering good agricultural burns, uncontrolled burns leading to wildfires and “malquemados” literally poorly burned areas. Malquemados represent unsuccessful combustion associated with excess moisture that results in scorched vegetation. We discuss how unexpected early rains trigger effects that cascade through space and the ecological, economic and cultural domains. We argue that fire management has been historically approached from a conservation standpoint yet agricultural fire use and wildfire prevention should also be addressed from a rural development perspective. This shift in fire management would lead to the proper inclusion of the entire array of burn outcomes in studies and policies addressing farmers’ vulnerability amplified by synergistic effects between climate variability and institutional change.     

Soil conservation practices and production efficiency of smallholder farms in Central China

The aim of this paper is to evaluate and analyze the impact of adoption of soil conservation practices (SCPs) on the technical efficiency of smallholder rice producers in Central China. We address self-selection bias and unobserved heterogeneity problems by estimating a switching regression model for the adoption decision function and separate stochastic production frontiers for SCP and Conventional farms while allowing for production inefficiency. SCP farms exhibit statistically higher average technical efficiency than Conventional farms. Education, extension services, membership in cooperatives, access to credit, and alternative income sources are positively and significantly associated with technical efficiency for both groups. Conventional farms display higher partial output elasticity for land, while only SCP farms show significant elasticity for capital.     

The perception of and adaptation to climate variability/change in Ghana by small-scale and commercial farmers

Effective adaptation to climate change and variability is contingent on the perceptions of farmers and the ability of policy makers to merge these with scientific knowledge systems. The study examined the differentiated knowledge, experiences and perceptions of small traditional farmers and modern commercial farmers and their adaptation influences using qualitative interviews. Farmers generally have very clear ideas of the trends in the parameters of climate change as they relate to farm productivity and other livelihoods. Commercial farmers had a better understanding of the science of climate change, but small farmers presented a localised explanation of observed climate changes. Non-climate factors influenced adaptation of both groups of farmers. The capacities of small farmers are lower than their commercial counterparts, but the risks associated with commercial farming are much higher owing to higher investments in uncertain physical and economic conditions. Differentiated policies are needed at climate proofing the investments and efforts of farmers.     

Climate change impacts on rainfed cropping production systems in the tropics and the case of smallholder farms in North-west Cambodia

The consequences of climate change on smallholder farms are locally specific and difficult to quantify because of variations in farming systems, complexity of agricultural and non-agricultural livelihood activities and climate-related vulnerability. One way to better understand the issues is to learn from the experiences of farmers themselves. Thus, this study aimed to better understand rainfed upland cropping systems in NW Cambodia and to identify practical, social and economic constraints to adoption of known climate adaptation options applicable to local agro-ecosystems. The study also sought to document the climate change perceptions and adaptation options employed by farmers to mitigate the climate risks. A household survey was conducted in the districts of Sala Krau and Samlout in North-west Cambodia in 2013 where 390 representatives of households were randomly selected for interviews, group discussions and field observations. The majority of respondents perceived that changes had occurred in the rainfall pattern such as a later start to the monsoon season, decreasing annual rainfall, increasing frequencies of drought and dry spells, and warmer temperatures. Farmers reported reductions in crop yields of 16–27 % over the five-year period of 2008–2012. However, these reductions were not evident in provincial data for the same period. Farmers claimed climate impacts resulted in significant yield reductions, but they appear not to have an effective strategy to adapt to the changes in climate. Further regional research is required to refine climate change adaptation strategies for rainfed upland cropping systems in Cambodia.     

Analysis of farm-level adoption of soil nutrient management technology by paddy farmers in Karnataka,India

Adoption of soil test-based nutrient management is important for achieving sustainable development of agriculture. The present study analysed the factors influencing the adoption of soil nutrient management technology package comprising adoption of soil test and recommended fertiliser by paddy farmers in the southern Indian state of Karnataka by using field survey data. Bivariate probit model was used to estimate the sequential adoption decisions on soil test and fertiliser application technologies. The study results showed that farmers’ training on fertiliser application and education had positive and significant effect on adoption of soil nutrient technology package. The likelihood of adoption of soil test technology decreases with increase in distance measured from farm to soil test laboratory. Availability of fewer family labour increases the probability of adoption of soil nutrient management technology. These results have significant policy implications for provision of soil testing facilities nearer to villages and for conducting periodical training programmes for encouraging the farmers to adopt soil test-based nutrient management.     

Practical improvement of the radiological quality of milk produced by peasant farmers in the territories of Belarus contaminated by the Chernobyl accident. The ETHOS project.

The Chernobyl post-accident situation has highlighted how the sudden emergence of persistent radioactive contamination in the environment is severely affecting the quality of life of the inhabitants in the concerned territories. The management of this situation is complex, mainly conditioned by the ability of the inhabitants themselves to be directly involved in the process of improving their living conditions. In this process, quality of life cannot be restricted solely to the dimension of radiological risk, but needs to encompass the diverse aspects of daily living, including the social, psychological, economic, political and ethical aspects. This paper presents the experience of the involvement of a group of peasant farmers from a village in the Republic of Belarus, in the process of improving the radiological quality of privately produced milk. This experience took place in the context of the ETHOS project, funded by the radiation protection research programme of the European Commission. The principal objective was to implement a complementary approach to the rehabilitation strategies adopted so far in the contaminated territories of the Republic of Belarus. This paper retraces the process of involvement of the inhabitants in a working group. It describes the characterisation of the situation by local actors, the opening of new possible actions to improve the radiological quality of milk at the individual level and the positive consequences at the scale of the village. The ETHOS project also illustrates how the scientific knowledge accumulated over many years since the Chernobyl accident in the field of radiation protection and radioecology can enter into local practices in the form of practical tools, which can be used by the population to produce significant improvements in the radiological situation.     

Typical patterns of smallholder vulnerability to weather extremes with regard to food security in the Peruvian Altiplano

Smallholder livelihoods in the Peruvian Altiplano are frequently threatened by weather extremes, including droughts, frosts and heavy rainfall. Given the persistence of significant undernourishment despite regional development efforts, we propose a cluster approach to evaluate smallholders’ vulnerability to weather extremes with regard to food security. We applied this approach to 268 smallholder households using information from two existing regional assessments and from our own household survey. The cluster analysis revealed four vulnerability patterns that depict typical combinations of household attributes, including their harvest failure risk, agricultural resources, education level and non-agricultural income. We validated the identified vulnerability patterns by demonstrating the correlation between them and an independently reported damage: the purchase of food and fodder resulting from exposure to weather extremes. The vulnerability patterns were then ranked according to the different amounts of purchase. A second validation aspect accounted for independently reported mechanisms explaining smallholders’ sensitivity and adaptive capacity. Based on the similarities among the households, our study contributes to the understanding of vulnerability beyond individual cases. In particular, the validation strengthens the credibility and suitability of our findings for decision-making pertaining to the reduction of vulnerability.     

Costs of the Wastewater Standard in Pig Production in Mexico

The objective of this article is to address the environmental costs of pig farms in the La Piedad region Mexico, through an analysis of the standard on wastewater discharges to national water bodies. Field work was carried out from April to September 1999; a survey was conducted on 23 farms and samples of wastewater were taken on 11 farms. Pig production is the third most important system in Mexican livestock production. Heterogeneity in production systems, dependence on imported inputs (genetics and feed grains), and weak internalization of environmental costs are the main characteristics of pig production in Mexico. With no specific environmental regulations on intensive livestock activities at the municipal or state levels, Mexican Official Standard 001 on wastewater discharges is the only environmental obligation that pig farms must meet. Standard 001 on wastewater contains the maximum permissible limits for 20 contaminant parameters, and is based on a cost-benefit analysis that points to secondary treatment for the regulation’s economic viability. Investment in treatment systems and the fees that pig producers must pay when they fail to comply with the limits stipulated in the regulation, are estimated assessed as an approach to environmental costs. In order to remain within the limits in the standard, pig farms must invest in tertiary treatment, and that makes meeting the standard unaffordable for this sector.     

Use patterns of natural resources supporting livelihoods of smallholder communities and implications for climate change adaptation in Zimbabwe

Declining crop and livestock production due to a degrading land resource base and changing climate among other biophysical and socio-economic constraints, is increasingly forcing rural households in Zimbabwe and other parts of Southern Africa to rely on common natural resource pools (CNRPs) to supplement their household food and income. Between 2011 and 2013, we combined farmer participatory research approaches, remote sensing and geographic information systems (GIS) to (1) understand the contribution of CNRPs to household food and income in Dendenyore and Ushe smallholder communities in Hwedza District, eastern Zimbabwe and (2) assess changes of the CNRPs in both space and time, and their implications on climate change adaptation. Across study sites, wetlands and woodlands were ranked as the most important CNRPs. Extraction and use patterns of products from the different pools differed among households of different resource endowment. Resource-constrained households (RG3) sold an average of 183 kg household^?1 year^?1 of wild loquats fruits (Uapaca kirkiana), realising about US$48, while resource-endowed farmers (RG1) had no need to sale any. The RG3 households also realised approximately US$70 household^?1 year^?1 from sale of crafts made from water reeds (Phragmites mauritianus). Empirical data closely supported communities’ perceptions that CNRPs had declined significantly in recent years compared with two to three decades ago. More than 60 % of the respondents perceived that the availability of natural resources drawn from wetlands and woodlands, often used for food, energy and crafts, has decreased markedly since the 1980s. Classification of land cover in a GIS environment indicated that CNRPs declined between 1972 and 2011, supporting farmers’ perceptions. Overall, woodlands declined by 37 % in both communities, while the total area under wetlands decreased by 29 % in Ushe, a drier area and 49 % in Dendenyore, a relatively humid area. The over-reliance in CNRPs by rural communities could be attributed to continued decline in crop yields linked to increased within-season rainfall variability, and the absence of alternative food and income sources. This suggests limited options for rural communities to adapt to the changing food production systems in the wake of climate change and variability and other challenges such as declining soil fertility. There is therefore a need to design adaptive farm management options that enhance both crop and livestock production in a changing climate as well as identifying other livelihood alternatives outside agriculture to reduce pressure on CNRPs. In addition, promotion of alternative sources of energy such as solar power and biogas among rural communities could reduce the cutting of trees for firewood from woodlands.     

Adoption and adaptation of natural resource management innovations in smallholder agriculture: reflections on key lessons and best practices

Many smallholder farmers in vulnerable areas continue to face complex challenges in adoption and adaptation of resource management and conservation strategies. Although much has been learned from diverse experiences in sustainable resource management, there is still inadequate understanding of the market, policy and institutional failures that shape and structure farmer incentives and investment decisions. The policy and institutional failures exacerbate market failures, locking smallholder resource users into a low level equilibrium that perpetuates poverty and land degradation. Improved market access that raises the returns to land and labor is often the driving force for adoption of new practices in agriculture. Market linkages, access to credit and availability of pro-poor options for beneficial conservation are critical factors in stimulating livelihood and sustainability-enhancing investments. Future interventions need to promote joint innovations that ensure farmer experimentation and adaptation of new technologies and careful consideration of market, policy and institutional factors that stimulate widespread smallholder investments. Future projects should act as ‘toolboxes’, giving essential support to farmers to devise complementary solutions based on available options. Addressing the externalities and institutional failures that prevent private and joint investments for management of agricultural landscapes will require new kinds of institutional mechanisms for empowering communities through local collective action that would ensure broad participation and equitable distributions of the gains from joint conservation investments. Readers should send their comments on this paper to: BhaskarNath@aol.com within 3 months of publication of this issue.     

Radon concentrations in ground and drinking water in the state of Chihuahua, Mexico

This paper reports (222)Rn concentrations in ground and drinking water of nine cities of Chihuahua State, Mexico. Fifty percent of the 114 sampled wells exhibited (222)Rn concentrations exceeding 11Bq/L, the maximum contaminant level (MCL) recommended by the USEPA. Furthermore, around 48% (123 samples) of the tap-water samples taken from 255 dwellings showed radon concentrations over the MCL. There is an apparent correlation between total dissolved solids and radon concentration in ground-water. The high levels of (222)Rn found may be entirely attributed to the nature of aquifer rocks.     

A cross-border recycling system in Asia under the resource and environmental constraints: a challenging project by the city of Kitakyushu and the city of Tianjin

In this article, we present an overview of the current circumstances of the trade of recyclable resources, i.e. end-of-life products, parts and materials, and recycled resources in Asian countries, indicating that pollution potential is spreading there due to the improper handling of those resources. Conversely, Japan’s domestic recycling activities are shown to be adversely affected by the increasing outflow of those resources on one hand and the sudden stagnation of trade on the other. Considering that cross-border resource circulation in Asia is unavoidable and desirable in certain conditions, we propose a feasible and sustainable transaction scheme of recyclable and recycled resources, exemplified by a project which was carried out by the city of Kitakyushu and the city of Tianjin.     

Community-based adaptation in low-lying islands in the Philippines: challenges and lessons learned

Community-based adaptation (CBA) seeks to address climate risks and socio-economic drivers of vulnerability simultaneously. However, as CBA activities appear very similar to standard development work, difficulties in identifying good practices arise. To clarify the role of CBA, this study elucidated how climate change can impact pre-existing development problems by investigating the experiences of four low-lying island communities in central Philippines. The islands currently suffer from frequent and extreme tidal flooding (following an earthquake-induced land subsidence in 2013, with a magnitude that is broadly similar to sea-level rise projections under a 1.5 to 2 °C global warming scenario), and endured a dry spell in 2016. The study also identified various publicly and privately initiated adaptation strategies, and evaluated their resilience against actual biophysical events. The study conducted focus group discussions with local leaders and in-depth interviews with government officials and residents in March 2016. Results show that tidal flooding impacted almost all aspects of daily life on the islands, while the dry spell completely depleted their limited water supplies. The strategies implemented by governments and NGOs (e.g., seawalls, rainwater collectors) were found to be inadequate in preventing tidal flooding and compensating for the dry spell. Also, communities used coral stones and plastic waste for raising the floors of their homes, which have an erosive effect on their capacity to adapt in the long term. Lack of community participation in publicly initiated projects and lack of adaptation funding for community-based strategies were the greatest obstacles to implementing climate-resilient solutions.