市场分割对能源效率的影响研究

探究能源效率的影响因素并有针对性地提出对策建议是实现"十三五"节能目标的前提条件。本文利用1986—2014年的省际面板数据,基于随机前沿分析和反事实计量方法,重点考察了市场分割对能源效率的影响。结果显示:1市场分割显著地抑制了能源效率的提升;2在考虑市场分割的情形下,能源效率从1986年的0.413提升到了2014年的0.739,年均增速为2.1%,但能源效率依然有较大的改善空间,如果能够消除市场分割的不利影响,能源效率平均每年将会获得1.5%的额外提升;3在样本考察期内,由于市场分割导致的直接能源损失平均每年约为1 200万t标准煤,若考虑市场分割产生的其他间接影响及其动态效应,这一数字估计值会更高;4产权结构改革、对外开放、产业结构升级以及节能法的颁布促进了能源效率的改善,而金融发展规模、政府干预以及以煤炭为主的能源消费结构不利于能源效率的提升。以上研究结论蕴含的政策含义是:为提高能源效率,需要加强市场一体化建设,打破省际壁垒,整合国内市场。鉴于市场分割可能是一些地方政府的占优策略,因此,需要中央政府来进行推动。一方面,中央政府可以通过加强监管和查处力度直接惩罚市场分割行为,另一方面,中央政府还可以通过转移支付的方式鼓励落后地区积极主动融入国内整体市场。当然,提高能源效率,也需要诸如推进产权结构改革,提高对外开放水平,优化产业结构与能源消费结构,改善金融发展效率,减少政府干预以及完善能源政策法规等其他措施的共同跟进。     

An integrated approach for improving energy efficiency of manufacturing process chains

The rising energy prices and increasingly imposing regulations have drawn attention for improving the energy efficiency of manufacturing processes. Over the past decade, different approaches have been developed to target from individual unit processes to entire manufacturing systems. However, each model or approach has limitations in terms of the efficiency improvement. Thus, an integrated approach is proposed to overcome these limitations combining unit process energy consumption models with production system simulation. The outcome potentially leads to a more energy-efficient production and process planning, which considers the dynamics of individual processes as well as the entire system. Two case studies are presented to demonstrate the approach and its benefits.     

Energy consumption model and energy efficiency evaluation for CNC continuous generating grinding machine tools

Abstract

Machine tool, which is the basis energy consumed device in manufacturing system, its energy consumption model and energy efficiency evaluation are the prerequisites for energy saving in manufacturing. Considering the multi-energy-sources features,analysed the mathematical model of a CNC continuous generating grinding machine tool from the view of energy constitute. The energy sources of a CNC continuous generating grinding machine tool are classified into gear grinding system, grinding wheel dressing system and auxiliary system. Based on the power balance equations of energy flow, the energy flow system of a CNC continuous generating grinding machine tool is established. And then the energy consumption mathematical model of a CNC continuous generating grinding machine tool is set up by combining the power balance equations with the operating features of three kinds of energy sources. The case study shows that the proposed energy consumption model can provide fundamental support for energy consumption forecasting, energy efficiency analysis and energy-saving optimisation during the machine tool operation process.     

电网发展、清洁电源接入与地区能源效率

鉴于我国已经建成全球规模最大的超高压和特高压电网,彻底弥补了电力跨区配置的电网基础设施短板,并且为清洁电源并入电网和跨区消纳提供了完善的基础设施,不仅克服我国电力负荷中心和能源基地的区域布局不协调,而且有益于缓解日益严峻的能源利用率低下和环境污染问题。本文利用1991—2012年全国29个省市面板数据实证研究了清洁电源并网对地区全要素能源效率的影响。为保证实证结果稳健性分别在线性和非线性实证框架下采用系统广义矩估计(SYS-GMM)和面板平滑转换模型(PSTR)两种方法估计了清洁电源接入高压、超高压和特高压电网的地区全要素能源效率异质性效应。实证结果显示:(1)我国电网基础设施对地区全要素能源效率具有明显的增进效应,特别是超高压电网在促进全要素能源效率提升上表现的最为突出,在特高压骨干网架尚未形成的情况下起到了支柱性作用。(2)高压、超高压、特高压与清洁电源交互项的估计系数始终位于负数区间,反映清洁电源并网的能源效率绩效并不明显,受限于并网规模和机制缺陷,还没有发挥出全要素能源效率提升作用。(3)随着人均GDP的不断提高,各等级电网对地区能源效率的益处越来越明显,并且存在着门槛效应。(4)特高压电网对地区能源效率的积极作用主要表现在东部沿海高收入省份,这些省份作为电力消费负荷中心,大规模接入清洁电源对能源效率改善裨益明显。接下来,需要根据地区的能源禀赋结构选择清洁电源的并网模式,完善的电网基础设施、合理的电源结构还需要配置以高效的清洁电源并网机制才能不断增进地区全要素能源效率。     

A holistic approach to achieving energy efficiency for interoperable machining systems

In the twenty-first century, the continuous demand in energy resource has put sustainability on the agenda of many businesses. This is particularly true for the manufacturing industry, where a large amount of energy is consumed to sustain daily operations. This paper studies energy-efficient computer numerical control machining systems. To achieve overall energy efficiency in machining systems, several activities are involved as in the proposed research framework of a global energy-efficient machining system (GEMS). These activities are described as modules, i.e. energy monitoring, energy analysis and optimisation, energy-based optimal control and energy-enriched database. In a GEMS, one critical issue is data interoperability. Seamless data sharing enables collaboration for improving energy efficiency. Using the EXPRESS language, energy data models are proposed for each module in the GEMS, and integrated with the existing STEP-NC (STandard for Exchange of Produce-compliant Numerical Control) standards. Two case studies are presented to demonstrate how the proposed data models may be used. One study updates an existing production file to include general energy information for auditing or reviewing purposes; the other study maintains machine tool energy profiles in a database. Many other energy-efficient activities, e.g. online energy optimisation, can be realised with the proposed data models. The present study proved that interoperable energy information can enhance the energy-efficient performance of a machining system.     

长江中游城市群能源效率评价研究

提高能源效率、促进低碳经济转型是当前长江中游城市群区域协同发展和新型城镇化建设的重点和难点。基于共同前沿(Meta-frontier)理论,利用数据包络分析方法构建非参数前沿,并将SO2排放量这一非期望产出纳入DEA模型中,比较分析了2005—2014年长江中游城市群全要素能源效率的区域差异,采用"技术缺口比率"衡量长江中游城市群三大区域之间能源利用的技术差距,并在此基础上研究了能源非效率的分解以及对真实的能源强度和潜在的能源强度进行了相关分析。研究结果表明:1当前长江中游城市群全要素能源效率整体水平偏低,但地区差异并不显著。2三大区域之间的能源技术差距不是很大。3技术缺口和管理等因素对不同区域能源非效率的作用不同。4真实的能源强度和潜在的能源强度都具有一定下降的趋势,而且两者之间的差距逐渐缩小。最后根据分析结果得出一些结论和启示,如制定区域节能战略时坚持"求同存异"的原则,加快技术进步,积极进行能源技术创新,不断提高管理水平等。同时,政府应加大对长江中游城市群的政策倾斜力度,这样才能充分挖掘长江中游城市群的节能减排潜力,这对提升中国区域能源效率的整体水平以及促进绿色经济转型具有重大意义。     

Synergico: a method for systematic integration of energy efficiency into the design process of electr(on)ic equipment

This paper presents an overall design method to better consider the energy consumption of electrical and electronic equipment during the use phase. This aspect is often considered as the most important environmental aspect in active electrical and electronic equipment during its life cycle. The proposed method, called ‘Synergico’, characterises the product energy efficiency according to its modes, its functions and its sub-assemblies. It also articulates three tools: one assessment tool, one improvement tool and one environmental check tool. These tools are integrated along a typical product design process. The method therefore helps designing more energy-efficient products without compromising other performances such as ergonomics, functional performances, security, recyclability or costs. The three tools and the overall method are presented. A case study illustrates the way it works and is discussed.     

考虑能源、环境影响的住宅建筑节能CGE模型构建

中国承诺将于2030年左右使单位国内生产总值二氧化碳排放比2005年下降60%—65%,排放总量达到峰值并争取尽早实现。我国目前的碳排放主要来自工业、交通运输业和建筑业,其中建筑业碳排放约40%,所占比重最大,而高达550亿m2的存量住宅能耗和排放是建筑业碳排放的主力。住宅建筑节能是关系到我国建筑业节能减排目标能否顺利实现的重要因素,是我国节能减排工作的重要领域。构建一个可用于衡量住宅建筑节能对资源环境及经济发展影响的可计算模型是推动住宅建筑节能工作的重要基础。本文尝试以CGE标准模型为基础,依次对住宅建筑生产模块、污染排放模块、节能住宅建筑模块、动态模块和环境福利模块进行详细构建说明。在四方面对标准模型进行扩展:第一,将生产要素扩展为资本、劳动和能源要素束,能源要素束被深化分解为清洁能源与非清洁能源束,然后再予深化细化;第二,依据差异的贸易伙伴将进出口细化为差异的国家和地区;第三,将建筑污染排放作为一个特殊部门,建立建筑污染排放模块,纳入到CGE模型中,并将污染要素纳入到效应函数中;第四,依据资本增长模型,建立动态模块。通过将住宅建筑节能作为变量扩展到标准CGE模型的方法,构建了住宅建筑节能CGE扩展模型。借助该扩展模型,可以研究非节能建筑约束、外部节能建筑与经济增长之间的内在关系,进而破解非节能建筑约束、外部节能建筑与住宅建筑节能快速发展之间难以协调的矛盾。在本文研究成果的基础上,可进一步建立相应的社会核算矩阵(SAM),并对各种函数的参数估计和敏感性检验进行实证分析。     

An analytical investigation on energy efficiency of high-speed dry-cutting CNC hobbing machines

Abstract

Energy efficiency analysis has been recognised as an effective measure for the energy prediction, energy assessment and energy benchmarking in the machining system. However, study on energy efficiency of CNC hobbing machines, especially high-speed, dry-cutting CNC hobbing machines (HSDC-CHM), is still scarce. The energy consumption by HSDC-CHM is generally considered larger, and energy efficiency lower, than wet-cutting CNC hobbing machines (WC-CHM). Therefore, this paper summarises the investigation of energy efficiency of HSDC-CHM and establishes energy efficiency models of CNC hobbing machines. Energy efficiency of HSDC-CHM and WC-CHM are compared and analysed based on energy efficiency models established. Through the theory analysis, results show that, in the production line, although HSDC-CHM possess larger transient energy consumption, its energy efficiency is higher than energy efficiency of WC-CHM. Moreover, it is difficult to obtain quantitative energy efficiency of two types of hobbing machines due to massive relevant hard-to-acquire parameters using energy efficiency models; for this reason, experiments are performed to compare and analyse energy efficiency of HSDC-CHM and WC-CHM. The experiments results indicate that energy efficiency of HSDC-CHM is excellent and far higher than WC-CHM. The study results have a positive significance for the development and application of HSDC-CHM.     

Industrial energy efficiency potentials: an assessment of three different robot concepts

The rise in energy consumption and the associated costs instigate financial concerns among industrial energy consumers. For industrial processes addressing heating and cooling as well as material transformation, a wide range of energy efficiency measures have been developed and successfully implemented. In contrast to that, most robot-based operations such as pick-and-place motions or assembly tasks still use inefficient standard concepts causing high-energy consumption and high-energy costs. Thanks to a rather low payload-to-weight ratio of new robot designs, such as parallel kinematic or hybrid robot manipulators, a high potential for energy savings is expected. This article identifies potentials for energy saving concerning industrial consumers by assessing three different robot concepts. Based on a literature review, two existing designs for robots – the conventional serial robot and the parallel kinematic robot are analysed and compared with respect to the energy utilised during a typical item placement task. Afterwards, the concept of PARAGRIP, a hybrid of the two presented robot designs is introduced and examined based on simulation regarding its energy consumption. The final results demonstrate significantly different energy consumptions between the robot concepts, identifying potential savings of about 40% in a selected industrial application scenario.     

基于能源类型的中国反弹效应测算及其分解

能源问题是实现可持续发展的重大战略问题。能效改进所引起的能耗反弹问题已成为能源经济学领域的一个重要议题。针对已有研究基于复合能源维度探讨反弹效应的不足,本文通过构建一个引入反弹效应测算模块的中国静态CGE模型,研究不同类型能源效率改进的节能效果和反弹差异,并将其在生产侧和消费侧进行分解。在分别提高所有生产部门一次能源使用效率和二次能源使用效率两种情景下,我们发现提高二次能源使用效率对经济的促进作用更大,带来的能源节约也更多。就反弹效应而言,两种情景的反弹效应在9.6%-27.9%范围间,但提高一次能源使用效率带来的反弹效应要普遍大于提高二次能源使用效率带来的反弹。这意味着,能效改进的能源类型选择将关系到政策的实施效果。对反弹效应在生产侧和消费侧的分解则显示,生产侧的能效改进会刺激消费侧能耗增加,而且来自消费侧的能耗增加在二次能源品种的反弹效应中扮演了重要角色,尤其是成品油和燃气。综上,我们认为不论从经济表现还是反弹效应来看,提高二次能源使用效率都是比较理想的能源类型选择,这是以往研究未曾注意到的。同时,由于反弹效应的存在确实降低了能效政策的有效性,因此政府在制定能效政策时可通过对冲能效改进带来的能源服务价格下降来减缓能耗反弹。引导和规范居民的用能观念和用能行为也是减缓反弹效应的一个重要途径,这一点对能源需求远未饱和的发展中国家尤其重要。     

Threshold effects of renewable energy consumption on economic growth under energy transformation

China proposed that non-fossil energy consumption account for 20% in total energy consumption. EU increased the target of renewable energy consumption share from 27% to 35% in 2030.Energy transformation and increasing renewable energy consumption are important energy strategies for all countries at present. Then, is the impact of renewable energy consumption on economic growth positive or negative? Are there any differences in the direction or magnitude of the impact among countries or regions, and what are the determinants behind them? We apply panel threshold effect model to test threshold effects of renewable energy consumption on economic growth of EU. Empirical result shows: first, the impact of renewable energy consumption on economic growth is negative. Second, renewable energy consumption has significant threshold effects on economic growth. Third, now, energy consumption intensity and GDP per capita of most EU members are in the appropriate threshold regimes. In contrast, more and more EU members are in the high-subsidy group. Fourth, the average annual growth rates of renewable energy consumption showed no significant difference between high-subsidy and lowsubsidy countries from 1990 to 2014. Therefore, subsidy with high economic cost is not the onlyeffective means to increase renewable energy consumption.     

中国农村能源正义的法律实现

为了厘清中国能源正义的现况,为《能源法》的制定提供直接参考,本文选择中国农村能源正义作为具体的研究对象,主要采用规范分析的研究方法,从能源正义和农村能源正义的概念界定入手,描述了中国农村能源不正义的事实现况和法律现况,指出了中国农村环境正义法律实现的路径,并阐释了法律实现的关键。本文认为,农村能源正义是指,能源的所有方、供给服务方、消费方等主体不因其农民的身份性质、农村的地域分布和农业的禀赋强弱等因素,而应在能源的勘探开发、加工转换、仓储运输、供给服务等领域享有平等的对待和实质的参与;农村能源不正义的事实现况主要表现为农村能源并未全面体现能源的自然、经济、安全和生态等多维价值,而其法律现况则主要表现为现有的能源立法并未对农村能源在分配、程序、矫正和社会正义上做系统的表达。本文指出,中国农村能源正义法律实现的路径,其逻辑起点在于保障农民的能源权,应首先从法律上正面规定公民的能源权,进而采用《能源法》的集中表达与相关法律部门的分散表达相结合的具体方式和步骤。本文建议,中国农村能源正义法律实现的关键是科学制定《能源法》,首先要明确其核心地位,处理好与《农业法》等法律部门之间的关系;其次要在总则中,重述立法目的、规定公民能源权、完善能源普遍服务;最后在《能源法》的分则中专设"农村能源"的章节,整合现有的《能源法(征求意见稿)》的内容,并从原则、规划、保障、生态化、公众参与、授权、救济、法律责任等方面进行优化。     

我国能源节约战略研究

节约能源，保护环境，是全面建设小康社会、实现可持续发展的必不可少的前提条件。中国万美元GDP能耗水平是发达国家的3至11倍。节能潜力很大。其中工业部门是我国的能源消费大户。其能源消费占全国能源消费总量的比重一直保持在70％左右，其节能潜力也居第一位。2020年中国实现全面建设小康社会的目标．人均GDP是3000美元，按届时人口15亿计算，全国GDP为49500亿美元，所需要的能源总量是33亿t标准煤，万美元GDP的能耗是6．67吨标煤；人均能耗是2．13吨标煤。只要政策选择适当。我国完全可以以当初发达国家一半的能源供应实现其相应的人均经济发展目标。为此，我们需要继续建立和完善适应市场经济要求的推动能源节约与资源综合利用的新机制；加快制定与《节约能源法》配套法规，引导和规范用能行为；加快建立以企业为主体的技术创新体系。     

The impact of coal utilization in Texas under the National energy plan

The paper describes the results of a study of the impact of the National Energy on the trend towards increased utilization of coal and lignite in Texas with forecasts of increased coal and lignite utilization for the electric utility and industrial sectors. Environmental impacts of this increased coal and lignite use are projected in terms of increased air pollutant emissions and air quality impacts. Economic costs of compliance with alternative source emission regulations are also projected for the electric utility industry.Lignite consumption in Texas under the National Energy Plan is projected to increase from the present 13 million metric tons in 1976 to 57 million metric tons annually by 1985. Sub-bituminous coal consumption in Texas is projected to increase from 1 million metric per year in 1976 to 49 million metric tons per year in 1985. Bituminous coal consumption in Texas is expected to increase from less than one million metric tons per year in 1976 to about 3 million metric tons per year in 1985.Major increases in sulfur oxides emissions from coal and lignite combustion in Texas can be expected by 1985 of up to 1.5 × 10⁹ kg per year without controls and 0.2 × 10⁹ kg per year with controls. Increases in acid precipitation formation will result in north-east Texas from extensive lignite usage for electric power generation as a detriment to agriculture. The photochemical air pollution problem in the Houston area will probably worsen primarily because of increased nitrogen oxides and sulfur oxides emissions because of industrial coal combustion. Capital costs of air pollution controls in Texas for coal-fired utility boilers are estimated as up to U.S. $3.9 billion by 1985, with total operating costs of up to U.S. $1.2 billion per year.     

Research on the development and planning of renewable energy in Tibet

With the rapid social and economic development of the Tibet Autonomous Region,the situation in regard to energy supply and demand is increasingly tense.Meanwhile,the development of renewable energy in Tibet has been given considerable practical significance by its peculiar ecological environment.Given the complementarity of renewable energies in Tibet,using the method of factor analysis,we derived four major factors:level of economic development,social development,industrial development,and energy endowment,which help to evaluate development conditions in different regions of Tibet.Treating these four factors equally,we used the hierarchical clustering method to determine the order of regional development.Thus we acquire a three-stage planning project for renewable energy.In the first stage,Lhasa plays a leading role in promoting the development of renewable energy,particularly that based on solar and wind energy.There are two phases in the second stage,the first being to simultaneously develop solar and wind energy in Xigaze and Nyingchi.The second is to develop solar and wind energy in accordance with the time of year in Qamdo,Nagqu,and Ali,with 1.145billion kWh electricity to be generated.The third stage is to develop energy production in Lhoka Prefecture,with 1.369billion kWh electricity to be generated.At the end of the three-stage project,consumption of available electricity will have reached 4.045 billion kwh,with major social and economic benefits.     

土地资源错配及经济效率损失研究

长期以来,政府主导下的土地资源配置模式为中国的城镇化、工业化快速发展提供了强有力的支撑,但同时也伴随着土地制度和政策不完善引致的土地资源配置扭曲,不同用地单位之间土地资源配置效率差异较大,不同用地单位之间的土地资源错配致使总体经济效率损失巨大。调研组通过实地随机抽样问卷调查,获取了四大产业不同类型的607个样本企业生产经营活动相关的投入产出数据,基于C-D生产函数理论,构建土地资源配置及经济效率损失测度模型,测算不同类型企业的土地资源要素错配程度及由此导致的经济效率损失。测算结果显示,环保、生物和高端装备制造产业的土地资源要素投入的相对扭曲系数都大于1,光电子信息产业系数小于1;土地资源错配造成光电子信息产业总体上经济效率损失达10.23%,高端装备制造产业达13.82%,生物产业和环保节能产业都超过了20%。研究表明,不同类型企业之间的土地资源要素投入对企业总体经济产出的贡献率存在显著差异性;同类型企业的土地资源要素配置的相对扭曲系数不同,即土地资源的错配程度不同;从用地规模大小角度分析,同类型企业用地规模大的土地资源要素的相对扭曲系数要明显高于用地规模小的企业,用地规模越大土地资源错配程度越严重;从土地资源错配造成企业经济效率损失测算结果来看,土地资源要素投入相对扭曲系数越大的企业,土地资源错配导致总体经济效率损失越大;在各类型企业的技术和规模效率不变的条件下,不增加资源要素投入,通过纠正企业的土地资源错配,能够有效地提升企业的经济效率。     

Sustainable energy generation using hybrid energy system for remote hilly rural area in India

Hybrid energy systems are renewable energy system combined in a complementary fashion to ensure dependable power supply at competitive cost. Diesel generators (DGs) are also added here as a back-up source of supply. For remote areas far from a transmission grid, these systems can provide a reliable and cost-effective supply. Addition of DG could instigate environmental pollution in such remote unpolluted areas. In the present work, optimal sizing of hybrid energy system has been attempted for a remote village cluster of Uttarakhand (India) to make available desired power supply at minimum environmental effluence. Hybrid Optimization Model for Electrical Renewable (HOMER) software from National Renewable Energy Laboratory, USA has been employed to attain the objective. The software offered several feasible systems, ranked on the basis of net present cost (NPC). All such systems are further analysed for emissions they have made in the environment. Hence, the optimal system fulfilling the criteria of minimal environmental degradation with sufficiently minimum NPC has been searched for. In the present work, the most appropriate system offered on the basis of NPC is the one which has five wind turbines (10 kW each), one DG (65 kW) and 25 batteries (6 V, 6.94 kW h each). The NPC of the system is $1,252,018, whereas its initial capital cost and levelised cost of energy (COE) are $94,233 and $0.292/kW h, respectively. After further analysis of all the feasible systems on the basis of environmental effluence, the most feasible system explored is the one which has minimal emissions of various pollutants such as carbon dioxide, carbon monoxide, hydrocarbon, particulate matter, sulphur dioxide and nitrous oxide. The system has been obtained on a compromised NPC of $1,270,921 with a capital cost of $148,133 and COE of $0.296/kW h. Components of the system include five wind turbines (10 kW), a 9 kW PV panel and a 65 kW DG along with 30 batteries (6 V, 6.94 kW h each). The system so obtained would prove to be a feasible, optimally sized and sustainable power supply alternative for remote unelectrified hilly rural area.     

中国碳交易下的工业碳排放与减排机制研究

中国工业的高能耗投入在带来经济快速增长的同时也导致碳排放的急剧增加,作为全球最大的碳排放国,中国肩负着巨大的减排责任。为了探索减排方式,中国自2013年先后在7个省市建立了碳排放交易市场。研究碳交易对工业碳排放的影响及作用机制,有助于科学评价政策,为全国工业碳交易市场的推行提供合理的建议。本文利用中国30个省份规模工业碳排放数据,首先分别采用DID和PSM-DID方法考察了碳排放交易对工业碳排放和碳强度的影响,其次在使用SFA测算出各省规模工业能源技术效率和能源配置效率的基础上探讨了碳交易发挥作用的机制和影响大小。结果发现:(1)碳交易对试点地区规模工业的碳排放量和碳强度有显著抑制作用,分别使二者下降4.8%和5.2%;(2)碳交易分别使试点地区的工业能源技术效率和配置效率显著提高0.03和0.08;(3)碳交易发挥作用的机制与规模工业的能源技术效率有关。能源技术效率的减排效应大于能源配置效率的增排效应,最终导致政策具有减排作用。这些结论说明,想要推进中国碳交易市场的发展并使其长期发挥减排作用,必须要加快碳交易市场相关配套制度的改革,包括碳价机制和配额分配机制等,使市场交易与政府调控有效结合;淘汰落后产能,增加研发投入,鼓励工业企业使用新技术;转变能源消费结构,倡导新能源和清洁能源的使用。