An integrated approach for the benchmarking of production facilities’ environmental performance: data envelopment analysis and life cycle assessment

Environmental impacts have become an important consideration in the manufacturing industry due to increasing public pressure for environment protection and the requirements of recently launched legislations. Data envelopment analysis (DEA) is a widely adopted methodological approach for the benchmarking of the relative efficiency of different production units. Changes in production efficiency may affect environmental impacts. DEA can be used for identifying the most efficient production facility and hence, the environmental impacts generated from the different production lines can then be benchmarked. Life cycle assessment (LCA) is carried out to quantify the full environmental impacts of a product from ‘cradle to grave’. The integration of LCA with DEA, efficiency and environmental impact of different production processes for a certain family of products can be evaluated and benchmarked. The proposed two-stage approach can help to reduce the aggregate environmental impacts of the manufacturing phase and is used to benchmark the environmental performance of several production lines in a manufacturing company.     

An exploration of the potential for re-distributed manufacturing to contribute to a sustainable,resilient city*

Abstract

Re-distributed manufacturing (RDM), broadly described as manufacturing done at a smaller-scale and locally, could be beneficial to business and urban society through creating jobs, reducing the environmental impacts of production, and improving resilience to future disturbances. Consideration of RDM within a city-region requires the consideration of a wide range of issues – societal, technical, economic and environmental. This paper presents the results of a study into the potential for RDM to contribute to a sustainable, resilient city in the face of a range of expected future disturbances on the city and on manufacturing sectors. The study took an integrated assessment approach which incorporated the development of a conceptual framework; a ‘strawman’ causal loop diagram which was reviewed by participants in a workshop; and a stock and flow system dynamics model that represents our understanding about the structure and behaviour of urban manufacturing. Several key themes emerged: similarities between RDM and traditional manufacturing, availability of physical space for RDM to be done, achieving urban resilience through RDM by enabling responsiveness to disturbances, changes in environmental impacts from production, additions or losses in jobs, the competitiveness of local manufacturing, and skills and innovation for RDM technologies. Further work is recommended.     

环境分权、环境规制对农业面源污染的影响

环境规制是实现农业面源污染减排的重要手段,而科学合理地划分环境管理权力是夯实环境规制减排绩效的制度基础。厘清环境分权、环境规制与农业面源污染三者之间的关系对优化环境管理体制和促进农业绿色发展具有重要的理论与现实意义。鉴于此,文章将环境规制、环境分权和农业面源污染纳入同一分析框架,基于2005—2017年省际面板数据,构建动态面板模型和面板门槛模型,实证考察了环境分权、环境规制与农业面源污染的内在联系。研究结果显示:①环境规制是抑制农业面源污染的重要手段;环境分权、环境监察分权和环境监测分权对农业面源污染具有显著的正向作用,环境行政分权对农业面源污染则表现为负向作用。②环境事务管理权力的下放将恶化环境规制的农业面源污染减排效应,引发“绿色悖论”效应,其中环境监察分权和环境监测分权的影响尤为突出。③从区域层面来看,中西部地区环境事务管理权力下放引发的“绿色悖论”效应显著,而东部地区则不显著。④环境规制对农业面源污染的影响随环境分权程度的变化呈现出门槛特征。伴随环境分权程度的提高,环境规制对农业面源污染的影响由“援助之手”转为“攫取之手”。因此,为解决日益严重的农业面源污染,应制定差异化的环境分权策略。一方面,环境行政权力应适当下放,而环境监察和环境监测权力要逐步上移;另一方面,进一步压缩中西部地区环境政策自由裁量空间,加大农业环境考核与监督力度。同时,建立长期动态农业面源污染监测体系,形成联防联控治理格局。     

强“波特假说”存在产业异质性吗?——基于产业碳密集程度细分的视角

强"波特假说"认为严格而恰当的环境规制政策将使企业的生产效率呈现先降后升的趋势,为验证强"波特假说"及其产业异质性,首先建立产业碳密集指数,将工业部门36个细分行业划分为高碳密集产业、中碳密集产业和低碳密集产业;接着运用方向性距离函数测算2003—2014年细分行业的绿色全要素生产率,基于系统"GMM"估计方法验证三个细分行业的环境规制强度对绿色全要素生产率的影响。研究结果显示:第一,样本期间内,高碳密集产业的环境规制强度远远高于中低碳密集产业,这表明高碳密集产业一直是产业节能减排的重点对象,而碳排放情况较为严重的中碳密集产业则为"被遗忘的角落";第二,强"波特假说"在工业部门内存在产业异质性,高碳密集产业和中碳密集产业的环境规制强度与绿色全要素生产率呈"U"型关系,而在低碳密集产业中两者则呈倒"U"型关系;第三,相对于高碳密集产业,中碳密集产业因环境规制强度较容易跨越"U"型拐点而具有较大的减排空间,低碳密集产业在达到"U"型拐点之前,环境规制为其绿色全要素生产率提升的动力。本文研究结论蕴含如下的政策建议:根据产业的碳密集程度实施针对性的环境规制政策,持续加强中碳密集产业的环境规制力度,适度加强低碳密集产业的环境规制强度,高碳密集产业需根据不同阶段的经济水平设计具有针对性的环境规制政策,逐渐将三类产业的"遵循成本"效应转化为"创新补偿"效应,实现经济增长和环境保护的双赢。     

基于WTP-DEA方法的中国工业经济-环境效率评价

文章为了全面分析评价中国工业近年来的效率发展情况,在经济效率评价的基础上,将工业的环境影响引入到评价体系中,采用超效率DEA评价方法,利用中国工业的基础经济与环境数据,结合社会支付意愿理论,对2000-2008年的中国工业进行了经济-环境效率测算,揭示了中国工业经济-环境效率的总体情况和发展趋势。文章在DEA效率评价过程中提出了新的解决环境非期望产出的方法,利用社会支付意愿理论将工业的环境排放和资源消耗货币化,并将货币化后的环境影响作为DEA模型中的工业环境投入,以此消除了DEA方法在工业经济-环境效率评价中存在的局限性;此外文章以社会支付意愿作为各环境影响的权重,可以更合理地反映工业的环境影响程度,提高效率评价的准确性。文章通过对比不同模型的评价结果,一方面反映出2000-2008年中国工业的经济-环境效率呈现逐年提高的良好态势,另一方面也反映出虽然中国工业的环境影响逐年恶化,但相对于经济因素其对中国工业效率的影响程度尚不十分显著,且近年来在正面影响与负面影响间波动。     

土地利用规划环境影响评价的实例研究——以贵州省毕节地区为例

土地利用规划环境影响评价是针对土地利用的宏观结构调整与布局对环境可能造成的影响作出的预测性评估。当前我国的土地利用规划环境影响评价工作刚刚起步,国内还没有形成公认的范例,旨在通过实例研究建立一个适用于土地利用规划环境影响评价的方法。选用综合指数和协调度指标相结合的方法对贵州省毕节地区的土地利用规划环境影响进行评价,并且系统地探讨了基于该方法的评价指标体系的建立。结果表明,毕节地区土地利用规划修编方案对生态、社会和经济环境的综合影响属中等水平协调,通过适当的环境影响减缓措施加以改善即可。     

论中国环境预警制度的法治化--以行政权力的规制为核心

环境预警制度蕴含了一项使行政权力合法扩张的"对应性架构",即预警级别与"强制型"或"限制型"措施之间的充分必要关系。在制度运行过程当中,环境行政权力却出现了"选择性失语"和"运动式肆意"的问题,具体表现为:一是预警级别发布时的"隐匿"与"从轻",从而对公民健康权益保护不足;二是预警状态下环境行政权力的扩张过度,使得对个人自由与企业经济自由侵害过度。由于环境治理领域"被害人-加害人"二元对立关系的模糊化、趋同化甚至同一化,传统公法学体系中的权力制约理论无法对预警状态下多样化和多层次性的行政权力进行有效地规制。那么,便有必要对现有的环境预警制度进行修正与纠偏。因此,可以从"对应性架构"的载体及其前后两端入手,对环境预警制度进行法治化建构。具体而言,对环境预警的载体"应急预案"进行形式改造,提高环境应急预案的规范层级,完善环境应急预案制定、修改等程序性规定;明确不同预警级别设定的规范层级,将作为被宪法所保护的客观利益——生态环境利益与经济利益的边界——通过"前端"预警标准予以划分;对预警状态下行政权力的"外部"制约程序予以完善。基于预警级别标准体系的划分,可以通过司法程序对"后端"环境应急预案进行"附带性审查",同时,赋予私主体直接针对预警状态下具有"外化"法效力的内部行政行为提起行政诉讼的诉权。     

A hybrid approach for environmental impact evaluation of design options

The strengthened environmental regulatory requirements and general awareness of the need for environmental conservation worldwide, design for environment has become a key design criterion in new product development processes. Due to their resources-consuming attribute and the prerequisite expert knowledge in environmental sciences for the impacts interpretations, the existing forms of product-oriented environmental impact assessment methods are impractical to be adopted by product designers in small-and-medium enterprises. Life Cycle Assessment (LCA) is a generally accepted quantitative approach to assess a product’s environmental impact. However, a full LCA study often requires a considerable amount of data and therefore, it is regarded as not a handy tool for product design evaluations particularly at the initial design stage. This leads to our intention to develop an immediately applicable approach for decision-makers to evaluate the design options. The proposed approach integrates Analytic Hierarchy Process and Fuzzy Theory, with Evidential Reasoning (ER) to support the environmental impact evaluations of design options. A case study is carried out to demonstrate its applicability to prioritize the environmental impact of various design options. A symmetrical triangular distribution is introduced for calculating the expected utility and for testing the sensitivity of results.     

Factor input structure,environmental policies,and the export quality upgrade: a perspective of heterogeneity

In the analysis of how environmental regulation affects the comparative advantage of trade, existing literature ignores industry’s inherent heterogeneity, which draws remarkably different conclusions. In view of this, the paper analyzed the mechanism of environmental regulation on the export quality of different industries from the perspective of factor input structure heterogeneity. Based on the panel data of China’s manufacturing industry, the paper used the system generalized method of moments method to examine the heterogeneity influence of environmental regulation on manufacturing export quality. The study found that, first, environmental regulation affected the export quality upgrade of the manufacturing sector through offset effect and compensation effect, and the direction of the impact would mainly depend on the industry’s factor input structure. Second, for industries with larger fixed-asset investment (FAI) ratio in the factor input structure, the current environmental regulation policy was not conducive to the export quality upgrading of the industries. However, there was a significant U-shaped dynamic relationship between them. As environmental regulations became stricter, when regulatory stringency went beyond the inflection point, the policy would promote the upgrading of export quality. But for industries with smaller proportion of FAI, environmental regulation exerted a favorable impact on the export quality upgrade, following a J-shaped marginal growth curve. Third, for industries with different factor input structure, their export quality had been effectively upgraded as expected by factors like human capital investment, independent R&D, technology introduction, and foreign direct investment; but raising per capita capital stock and expanding enterprise size did not produce significant direct impact on export quality upgrade. These conclusions remained robust after using different measurement methods and replacing with other variables. Therefore, this paper suggests that governments should take industry heterogeneity into consideration and formulate differentiated hierarchical environmental policies. Besides, they should strengthen the enforcement of the current environmental regulation policies. By doing so, enterprises are forced to improve their technology and product quality so that they can better cope with rising compliance costs, eliminate backward industries, and resolve excess capacity. In this way, the economic structure would be transformed and upgraded from the supply side.     

Empirical Research on Factors Influencing Level of Environmental Protection Information Disclosure in Annual Reports by Listed Companies

Taking 248 A-share manufacturing listed companies in 2006 Shanghai Stock Exchange as example, using ＂index method＂ to measure level of environmental protection information disclosure, this paper examines the factors influencing level of environmental protection information disclosure. The findings show that the disclosure level has improved, but the overall level is still low and unable to satisfy information users; there is positive correlation between corporate size, industry type, accounting firm＇s type and corporate environmental disclosure index. The companies of large scale and heavy pollution and those audited by international ＂Big 4＂ and domestic ＂Big 10＂ accounting firms have a high level of environmental disclosure, while the profitability and financial leverage has no impact on the disclosure level. Finally some suggestions are put forward to establish environmental information disclosure system in China.     

环境承载力理论在区域规划环境影响评价中的应用

环境承载力分析是区域规划环境影响评价的评价方法之一。对环境承载力的合理分析，能够反映区域社会经济和资源环境的协调程度，准确地评估区域规划对环境造成的影响，使评价更具科学性。在环境承载力定义的基础上，通过建立一定的指标体系，结合发展变量与限制变量之间关系的描述，研究了区域环境承载力的利用强度，由此提出了一种更为直观的环境综合承载力量化方法——环境承载力综合指数。并将其应用到广州市南沙国际汽车城规划环境影响评价中，为该规划的进一步完善提出了合理的建议。该方法能够准确反映区域规划对环境的影响，为区域的协调发展提供科学依据。     

流域立法视角下生态流量保障的制度供给--以长江流域为例

生态流量保障的重难点在于流域生态流量不足问题的妥善解决。生态流量不足基于产生的原因可分为“自然型”和“人为型”。“人为型”生态流量不足的根源在于《水法》第4条规定的三生用水关系未得到妥善处理,实质上是水资源分配和管理不合理所致。具体表现为水资源保护理念镶嵌在制度表层、生态流量缺乏核心制度保障、流域规划匮乏强效监督机制、流域水资源分配信息公开不足、末端行政考核制度偏重水质管控、生态用水制度顶层设计与地方实施间落差巨大等。流域立法作为立法体系的中间环节,对上位法具有填补协调功能,对地方立法具有引领指导作用。建议在流域立法过程中,通过制度设计解构流域生态流量保障现存的制度困境,主要包括以下几个方面:一是完成流域特有保护理念到实体制度的转型。二是基于流域生态修复、水资源生态红线管控制度的开展以及有效衔接规划环境影响评价制度的需要,建立生态流量管控指标制度体系不可或缺。三是基于流域规划对三生用水的初始分配性,将生态流量供给纳入流域规划体系中,从水资源分配初始阶段保障生态流量,同时强化流域水资源规划制度的监督机制,健全规划制定的程序性规范,明确科学考察和调查评价人员的构成规则、方式及模式。四是依法加深政府信息公开程度保障公众的知情权、参与权及监督权。五是完善行政考核制度体系强化对生态流量供给的考核。     

Who is susceptible and why? An agent-based approach to assessing vulnerability to drought

In this paper, we specify susceptibility to drought from a psychology-based bottom-up perspective. On the basis of the protection motivation theory (Rippetoe and Rogers in J Pers Soc Psychol 52(3):596–604, 1987), we developed the protection-capacity model (Krömker and Mosler in Global environmental change in Alpine regions: impact, recognition, adaptation, and mitigation. Edward Elgar, Cheltenham, pp 93–112, 2002) to analyse the susceptibility with respect to the protection capacity of agents. The protection capacity is determined by the agents’ subjective assessment of the situation, which consists of the appraisal of threat, on the one hand, and the coping appraisal, on the other hand. Additionally, the protection-capacity model specifies several factors which influence the two central appraisal processes. Empirical data were collected in interviews with experts and with a total of 65 exemplarily selected households which are typical for the respective case study regions (Andhra Pradesh, India; Algarve and Alentejo, Portugal; Volgograd and Saratov, Russia). The data were analysed with the help of fuzzy set methodology. Results show that the households of the Indian region are the most susceptible when compared to those of the Russian region with ‘low’ and to households of the Portuguese region with a ‘very low’ degree of susceptibility. Moreover, we identified subgroups within the regions which are characterized by different degrees of susceptibility and a different profile of factors influencing susceptibility. Altogether, the agent-based perspective allows identifying relevant factors that need to be addressed to minimize susceptibility of the population and special subgroups. However, the results are not representative for the case study regions because of the small database. Additionally, more effort is needed to validate the findings.     

Assessing sustainability in nature-inspired design

In the field of sustainable product development, a new perspective for approaching sustainability has been advocated, challenging designers and engineers to aim beyond ‘reducing unsustainability’. Several design strategies – including Biomimicry and Cradle to Cradle – have been suggested for developing truly sustainable, or ‘beneficial’, products. But do these strategies help in developing such products, and how to assess their ‘sustainability’? Based on a review of the objectives in nature-inspired design, we argue that assessing environmental sustainability is not straightforward. Whereas both Biomimicry and Cradle to Cradle build on the perspective of ‘achieving sustainability’, current life-cycle assessment-based tools are geared towards reducing current impacts. As a consequence, existing tools are insufficiently equipped for the purpose of the assessment: they do not cover some of the main results that nature-inspired design is set out to accomplish. To be able to include these results, we propose two new constituents to current life-cycle-based product assessment: assessing against conditions of sustainability and assessing ‘achievement’, the extent to which these conditions of sustainability have been achieved. Furthermore, the product context needs to be included for assessing beneficial impacts. This article discusses how these constituents can contribute to an assessment tool that enables designers and engineers to assess the development of environmentally sustainable solutions.     

Environmental impact assessment of a ceramic tile supply chain – a case study

The beginning of the twenty-first century saw a surge in the growth of construction industry, particularly the housing sector in India. This led to the growing demand of ceramic tiles. This growth is responsible for large-scale consumption of natural resources and generation of solid waste. The objective of this paper is to assess the environmental impact of vitrified ceramic floor tile supply chain by performing life cycle assessment (LCA) following international standards of ISO 14040 series guidelines. The impact has been determined by conducting a LCA using Umberto NXT software (eco-invent 3.0 database) with ReCiPe endpoint and midpoint methods. It has been found that the manufacturing stage of supply chain is generating highest impact on environment in all the categories. Impact analysis of different input resources/material shows that red oxide used in glaze preparation, electricity in manufacturing, packaging material, distribution by trucks, installation of tiles using concrete and disposal of packaging material are responsible for most of the environmental impact. This study will offer the essential quantitative assessment to recognise the phases and materials which are highly responsible for the degradation of environment so that appropriate interventions by the different stakeholders can be planed.     

Application of TISM and MICMAC for analysis of influential factors of sustainable development of tablet devices: a case study

Abstract

With the advancements in technology and increase in demand for eco-efficient products, manufacturers are focusing on sustainable development of products. Enticing a huge demand over the recent years, sustainable development of Information and Communication Technology (ICT) products are a subject of interest for most practitioners and academicians. A number of factors are found to influence the sustainable development of ICT products. It is necessary to identify the most important factors and determine the dependencies of factors among themselves. In this regard, a case study has been conducted in the context of sustainable development of tablet devices. The most influential factors have been identified from literature and with experts input. The factor dependencies are established using Total Interpretive Structural Modelling (TISM) methodology. MICMAC analysis is used to classify the factors based on their ability to influence other factors. The output of TISM forms the input for MICMAC analysis. From the study, it was found that the factors, ‘Customer pressure’, ‘Government regulations’, ‘Competitiveness’, ‘Organization initiative’ and ‘Technological advancements’ are the most driving factors. Factors ‘Environmental impact’, ‘Energy efficiency’ and ‘Opportunities to upgrade’ were found to be dependent.     

Performance evaluation of lean sustainable systems using adaptive neuro fuzzy inference system: a case study

The modern manufacturing organisations have been adopting both lean and sustainable manufacturing paradigms to survive in the competitive environment. Lean and sustainable strategies aim at achieving productivity improvement by streamlined processes and waste elimination. The performance of such integrated lean sustainable system has to be assessed to ensure whether the strategic objectives are in line with customer value and to identify improvement opportunities that enable and enhance the competitive advantage of an integrated lean sustainable system. This paper presents the formulation of conceptual performance evaluation model to assess lean sustainable systems. Appropriate performance indicators have been identified and adaptive neuro fuzzy inference system approach is used to evaluate lean sustainability. A case of automotive component manufacturing firm in Indian scenario is exemplified. Based on the evaluation, lean sustainability index was computed and the firm was found to be ‘Averagely Lean Sustainable’. Further improvement actions to enhance the lean sustainable performance were planned and implemented. The developed performance evaluation model is capable of effectively evaluating the lean sustainable performance of manufacturing firms and has more practical relevance.     

Economic and environmental value stream map (E2VSM) simulation for multi-product manufacturing systems

Value stream mapping (VSM) is a well-accepted tool within lean manufacturing concept which is often used for analysing and designing the flow of materials and information required to manufacture a product. However, the analysis is static and single product oriented, which fails to cope with either the variation of production plan or a multi-product environment. In addition, the environmental impact of a manufacturing system is highly associated with the dynamic consumption of energy and resources. Despite the recent integration of VSM with simulation or environmental studies (in the domain of energy efficiency), still neglected is the dynamic assessment of all the resources involved in a multi-product production environment. This paper presents a methodology for modelling multi-product manufacturing systems with dynamic material, energy and information flows with the aim to generate economic and environmental value stream maps (E²VSM). The proposed methodology is validated with an industrial case.     

特朗普“去气候化”政策对全球气候治理的影响

美国特朗普政府宣布退出《巴黎协定》是当前全球气候治理中最受舆论关注的问题,对事态发展趋势的判断和事件影响的评估是最为亟需的。本文系统分析了特朗普政府上任后推行的一系列"去气候化"政策,以及其退出《巴黎协定》的主要动因和可能形式,同时量化评估了这些内政外交的"倒退"对美国实施国家自主贡献目标以及全球气候治理格局的实质影响,并据此提出了中国应对全球气候治理新形势变化的对策和建议。研究表明,特朗普政府"美国优先"的能源政策根植于复兴制造业和加大基础设施投资的经济利益动机,随着特朗普"去气候化"进程持续发酵,诸多气候政策面临存续风险,美国实施国家自主贡献将面临严峻挑战,"倒行政策"将有可能使美国温室气体排放出现反弹。如果不考虑中、高危气候政策,美国2025年温室气体排放也仅能相对2005年下降11.0%—14.9%,距离下降26%—28%的国家自主贡献目标相去甚远。同时,特朗普政府拒绝继续履行向发展中国家提供气候资金支持的义务,将有可能导致绿色气候基金拖欠资金总额上升117%,并进一步挫伤全球低碳投资的信心。没有美国的全球气候治理3.0时代将呈现出新的复杂特征,并不可避免地造成减排、资金和领导力缺口的持续扩大,也不排除后续会出现消极的跟随者,整体进程将可能进入一个低潮周期。虽然国际社会对中国引领全球气候治理充满期待,但中国仍应审慎对待,长远谋划应对气候变化的内政外交战略,而不应将"气候举旗"看作是一蹴而就的短期策略,对各种要求中国发挥"领导作用"的说法保持清醒头脑。在今后气候谈判中,美国仍有较大可能会二次"要价",中国作为排放大国的压力依然不容小觑,中美气候关系需要再定位。     

基于可变模糊集理论及其模型的水利规划环境影响综合评价

地区水利规划环评处于起步阶段,存在评价形式化、方法单一化以及指标权重确定的主观性较强等问题。针对以往评价中的不足,提出了运用可变模糊集理论及其模型进行综合评价的方法。以江苏省水利发展规划作为研究实例,建立指标体系,采用模糊聚类循环迭代模型进行主客观综合指标权重的计算;从重点工程空间布局角度出发,运用调整后的可变模糊识别模型进行各市环境影响的相对优属度计算。结果表明,全省规划方案的环境影响相对优属度大于现状和零方案,南通市的相对优属度最大,其次是苏州和无锡。与层次分析法进行对比,该理论及其模型适用于地区水利规划环境影响综合评价