Drivers of agricultural sustainability in developing countries: a review

Agricultural development has been an effective instrument for poverty alleviation and economic development in developing countries over the latter half of the twentieth century, and over 80 % of rural people globally still depend on agriculture for their living. However, issues such as water availability, land degradation and an increasing dependence on chemical fertilisers and pesticides continue to be on-going threats to sustainable agricultural development. These threats are being driven by the pressing need to ensure food security in the face of rapidly growing and urbanising populations. Developing countries will therefore continue to need improved methods for planning sustainable agricultural development. This paper presents a review of agricultural sustainability assessment in developing countries. The review highlights some of the key weaknesses that persist in sustainability assessment and the need to consider not only indicators of sustainability but also the drivers that influence indicator behaviour. We argue that without a good understanding of the drivers of sustainability and their systemic relationships to indicators, sustainability assessments run the risk of focusing on symptoms without addressing underlying causes of adverse indicator trends. Drivers of agricultural sustainability in developing countries encompass a range of demographic, natural, socio-economic, political, institutional and management factors. Understanding these and their relationships to sustainability indicators is needed in order to develop agricultural development policy that supports sustainability. The paper presents a conceptual framework for guiding systemic agricultural sustainability assessment and agricultural development planning in developing countries that includes both sustainability indicators and drives, and considers the broad relationships between them.     

Outsourcing sustainability: a game-theoretic modeling approach

As a response to stakeholders’ interest in sustainable products and services, an organization may change its approach to sustainability issues, from isolated social and environmental projects to corporate sustainability strategies and practices that are part of their core business. However, many of the efforts associated with these sustainability strategies cannot be directly exerted by focal organizations. We consider the situation in which a focal organization (sustainability buyer) outsources sustainability efforts to another organization (sustainability seller). While buyers cannot directly exert sustainability efforts, they can provide economic or technical support to their sellers in order to incentivize these efforts. We investigate how the effort and support decisions change according to characteristics of stakeholders, buyers, and sellers. Additionally, the presence of sustainability-minded stakeholders may lead to buyers’ competition on the sustainability effort exerted by their sellers. Therefore, we extend our analysis of sustainability efforts and incentives to the case of two competing buyers, and we determine conditions under which sharing a seller is preferred by the buyers to having a separate seller for each buyer.     

Energy and entropy: a thermodynamic approach to sustainability

Thermodynamics is a basic science that formulates the rules for the conversion of energy and matter from one form into another. It sets the physical limits for the evolution of and the developments in the world around us. In contradiction to the mechanical approach, thermodynamics indicates that economic growth leads to increasing disorder. More specifically, increasing the flows of energy and matter through society, as happens in the process of ongoing industrialization, leads to progressive depletion of available energy and matter or, otherwise stated, to increased entropy. Excessive entropy production is reflected in natural disorders such as the greenhouse effect, ozone holes, environmental pollution, etc. Sustainable development can only be approached by imposing a close to steady-state lifestyle on mankind.     

Planning for agricultural development in the Himalayan region: An environmental approach

Summary In the present paper efforts have been made to identify an environmentally sustainable and economically gainful strategy for agricultural development in the Himalayan region in Uttar Pradesh State, India. In the underdeveloped rural habitat that exists, a strategy, where the economics of environmentally sustainable development can be studied, is urgently required. The findings have been based on an empirical investigation of 150 sampled households spread over fifteen villages. It was found that the state of Himalayan agriculture and allied activities was in a critical condition, requiring urgent attention in order to improve the human environment. Suggested viable improvements in Himalayan agricultural development may be grouped into four categories, viz., an expansion of the cultivated area, where the land use pattern and other factors are discussed; full utilisation of irrigation potentialities, in which water management is discussed; improvement in the cropping pattern, where the whole system of cropping is analysed; and modifications in the use of agricultural appliances, specially in hoeing, ploughing and inter-culturing implements. Based on a critical analysis of these four identified aspects, economically viable, ecologically sound and socially justified environmental planning may be effectively framed.Dr H.C. Pokhriyal is Head of the Department of Economics at Garhwal University Campus, Tehri, and Dr N.S. Bist is Professor and Head of the Department of Economics at Garhwal University, Srinagar Garhwal, Himalaya, U.P., India.     

TIM: Assessing the sustainability of agricultural land management

TIM (Threat Identification Model) is a framework for the ex ante assessment of agricultural land management sustainability at the land unit scale that identifies sources of unsustainability within agricultural land management systems. The model explicitly links defined hazards to land productivity and environmental integrity, land resource data and information, and land management practice options using expert and local knowledge on land management and its potential effects. The model was tested in the Crystal Creek Subcatchment, a narrow coastal strip of land situated in north Queensland, Australia. This area was chosen due to the expansion of the sugar industry onto increasingly marginal land in the area, which represents a threat to sustainable land use and a requirement for careful land-use planning and land management.TIM may be used in a relational database as a stand alone decision support system for land-management planning. Its usefulness in land-use planning is greatest when it is linked to a Geographic Information System (GIS) as shown in this paper. GIS allows TIM outputs, such as constraints to agriculture and site-specific best-management practices, to be identified in a spatially explicit manner.The main advantages of TIM are that it can be done ex ante, it removes the need to define sustainability assessment criteria and indicators, it utilises current understanding of the causes and effects of land degradation and how different land-management practices influence these, and links this knowledge to definite land-management options.     

Ecological and economic dynamics of the Shunde agricultural system under China's small city development strategy

The agricultural and industrial development of small cities is the primary environmental management strategy employed to make full use of extra labor in the rural areas of China. The ecological and economic consequences of this development strategy will affect over 100 million people and change the organization of the Chinese landscape. In this study, we examined the agricultural development of Shunde, a small city in Guangdong Province, over the period 1978 until 2000. Our analysis of the ecological and economic dynamics of the agricultural system revealed the dominant role of labor in the intensification of agricultural production, even though the use of fuels, fertilizers and machines also increased during this time. The Shunde agricultural system was examined from both biophysical or donor-based and human utility or receiver-based perspectives, using emergy and economic methods, respectively. After 22 years of urbanization, the Shunde agricultural system was still able to fill 96% of the local demand for agricultural products using only 6% of its total yield compared to using 14% of the total yield in 1978. Aquaculture developed quickly during the study period as grain production decreased. In 2000, the production of fish, pork, and vegetables accounted for 92% of the total emergy output of the system; however, the emergy buying power of the money received in exchange was lower than the emergy contained in the products exported. The excess emergy exported is the basis for a high quality diet delivered to city dwellers at a relatively low price. In the 1980s, the productivity of both land and labor increased; but after 1992 the productivity of labor decreased, causing the efficiency of the whole agricultural system to decrease. We recommend that processing plants be established for the main agricultural products of Shunde to decrease the emergy loss in trading and to increase employment. The effect of including monetized ecosystem services in the balance between the emergy delivered to the markets in agricultural products and the emergy buying power of the money received was to decrease the emergy gained by the Shunde agricultural system.     

Linking carbon sequestration science with local sustainability: an integrated assessment approach

This paper introduces an integrated assessment (IA) approach for a Canada-China joint research project that linked forest carbon sequestration, forest resource management, and local sustainability enhancement. The purpose of the IA was to improve the measurement of carbon in different land uses and vegetation covers, as well as to direct decision makers to those land uses or options as an CO₂ emission reduction strategy while supporting rural sustainable development. In this connection, three questions are addressed in this paper:

1)

How will forestry carbon sequestration land use policies affect regional sustainability prospects in rural China?     

Participatory development for regional sustainability in Western Australia: an enabling state?

Regionally specific sustainability processes that account for diverse environments and populations and that integrate social, economic, political and ecological spheres are being developed in Western Australia. A coordinated commitment to sustainability principles and a participatory philosophy by the state and local governments is necessary. This requires a transformation of the public service, from a director of passive programmes and laws to a facilitator of community projects and outcomes, towards an enabling state. An international participatory paradigm provides an array of concepts and methods for local and regional communities in partnership with government and industry to achieve this. Participatory methodologies are utilised successfully around the globe to create an institutional framework that facilitates a process of dialogue, partnership, networking, learning and managing change. This paper examines the potential contribution of a participatory approach to improve the participatory capacity of regional communities and both local and state governments towards the facilitation of regional sustainability processes.     

Converting an estuary to Lake Grevelingen: Environmental review of a coastal engineering project

To guarantee protection from storm floods in the southwestern part of the Netherlands, the length of exposed coastline is being greatly reduced by the construction of dams and a storm surge barrier. As part of the Delta Project, the mouth of the Grevelingen estuary was closed in 1971. Due to the closure, tidal movement was eliminated, which resulted in changes in environmental factors such as transparency and chloride and phosphate concentration. The number of plant and animal groups decreased. Large areas of sand flats and salt marshes, which were formerly exposed to the tides, were left “high and dry.” This resulted in enormous changes for the communities living in these areas. The development of a new ecological system and the changed potential afforded by the water and land areas for human use, emphasized the need for physical planning. The potential uses (functions) of the new system are discussed in this article. Special attention is given to the demand for recreational facilities and nature conservation and to the balanced realization of these main functions. The methods applied in choosing between alternatives in physical planning are explained. Water quality and ecosystem management are discussed. One of the main management objectives is the prevention of a further decrease in the chloride concentration and the number of species. A sluice was, therefore, put into operation in 1978, by means of which water was exchanged between the North Sea and Lake Grevelingen. The responses observed are discussed here. In the near future, a crucial decision will have to be made: Will Lake Grevelingen remain a salt-water lake or will it become a fresh-water lake?     

An assessment of agricultural sustainability indicators in Bangladesh: review and synthesis

The term ‘indicator’ is often vague and heterogeneous, and its dynamic characteristics make it highly variable over time and space. Based on reviews and synthesis, this study visualizes phenomena and highlights the trend of indicator selection criteria, development methods, validation evaluation strategies for improvement. In contextualization of the intensification of agriculture and climate change, we proposed a set of indicators for assessing agricultural sustainability in Bangladesh based on theoretically proposed and practically applied indicators by researchers. Also, this article raises several issues of indicator system development and presents a summary after due consideration. Finally, we underline multi-stakeholders’ participation in agricultural sustainability assessment.     

Assessing farm-level agricultural sustainability over a 60-year period in rural eastern India

Agricultural sustainability is a vital parameter to be ascertained locally and globally if food security is to be achieved and maintained. Agricultural sustainability is the combined product of social, economic and ecological sustainability. It is also a function of temporal and spatial variations, a fact which indicates that area-specific sustainability indices need to be designed. We present here an Agricultural Sustainability Index (ASI) for rural eastern India and use it to calculate the ASI for 150 farms for three decades over a 60-year period, viz., 1950–1960, 1980–1990 and 2000–2010 for a representative Indian village of Gangapur (25°83′N, 85°65′E). The ASI was calculated using 30 variables, 10 each of social, economic and ecological sustainability. An extensive questionnaire-based survey was carried out to collect the relevant data. Our study reveals that over a 60-year period, ASI values do not show a statistically significant change. We conclude that the agricultural practices of the region have maintained sustainability so far although the scope for improvement in several broad areas identified by us is immense. Increased ecological literacy and better implementation of government policies, aiming at health, education and better scientist–farmer interactions, must target improved ASI values in coming decades.     

Analysis of a rural water supply project in three communities in Mali: Participation and sustainability

This paper presents a qualitative assessment of the participatory water management strategies implemented at the community level in rural Mali through a water supply project — The West Africa Water Initiative (WAWI) — coordinated by World Vision International, a non‐governmental and humanitarian organization. Data for the study were generated through a combination of primary and secondary sources in three villages. Results of the study indicate that while community‐based rural water supply is a positive step in responding to the needs of rural Malians, the installation of boreholes with hand pumps informed merely by consultative participatory approaches and limited extension involvement will not necessarily proffer sustainable rural water supply in the region. A “platform” approach to rural water supply management that can mobilize the assets and insights of different social actors to influence decision making at all stages, including the design and choice‐of‐technology stages, in water supply interventions is instead advocated.     

Environmental sustainability: Balancing pollution control with economic growth

This article will discuss in some detail how prescribed command-and-control pollution abatement and economic growth must work together rather than in opposition. How a balanced environment can and must tolerate acceptable levels of pollution and how economic growth from added value pollution prevention in unity with pollution control technology can and does work.© 1999 John Wiley & Sons, Inc.     

The Lake Erie Agricultural Systems for Environmental Quality project: an introduction

In the last part of the twentieth century, recognition became widespread of the important effect of agricultural runoff on the health of aquatic ecosystems in the Lake Erie basin and elsewhere. Because of the efforts to remediate Lake Erie, the "dead lake" among the Laurentian Great Lakes, a number of research and demonstration projects were undertaken in the Lake Erie basin to evaluate and foster adoption of conservation tillage and other farming techniques that would reduce runoff while maintaining productivity. In addition, intensive water quality studies of long duration were begun on major tributaries to Lake Erie during this time. The Lake Erie Agricultural Systems for Environmental Quality (LEASEQ) project examined governmental programs, changes in agriculture, and changes in water and soil quality during the period 1975-1995, and sought to evaluate the linkages among these factors. The study area is characterized by extensive agricultural land use of soils developed from glacial materials deposited on Paleozoic sedimentary bedrock, mostly limestone. Tile drainage is extensive, particularly in slow-draining clay-rich lacustrine soils in the lower reaches of the watersheds. This paper introduces the study area, its geology, geography, soils, and agricultural history. In addition, we provide an overview of the LEASEQ concept and introduce the 11 other papers in this series, which provide a detailed exposition of the results of our studies.     

Measuring forest ecosystem sustainability: A resource accounting approach

A new environmental paradigm has emerged, reflecting a change in the public's understanding of resource sustainability. Forest policy makers need to be better informed about such changes to achieve economic, social, and environmental objectives in a manner that balances human needs and aspirations with ecosystem constraints. As an aid to this task, a forest resource accounting system based on the key concept of natural capital could help reshape forest policies to provide an even wider spectrum of benefits for both present and future generations by maintaining and enhancing the productive capacity of forest capital. Such a resource accounting system would provide a tool for integrating multidimensional information requirements in measuring the health of both forest ecosystems and economic systems. This paper outlines some of the features of this accounting system and proposes and framework that would integrate economic and ecological characteristics of natural resources. Forest resource accounting is urgently needed to achieve the sustainability goals of ecosystem management.     

Evaluation of coastal zone sustainability: an integrated approach applied in Shanghai Municipality and Chong Ming Island

A systems approach has been applied to the examination of sustainable development in the coastal zone. This complex system is envisaged as comprising three sub-systems: environment and resources, economic development and society. A sustainability indicator system based on these three sub-systems has been set up to evaluate the nature of development in the coastal zone. The administrative regions of the Municipality of Shanghai and Chong Ming Island (in the Yangtze Estuary) have been selected as two coastal zones in which to demonstrate the feasibility and effectiveness of the approach. The approach indicated that the development process in Shanghai is one of weak sustainability with relatively rapid social and economic development at the cost of environment and resource degradation. In contrast, social and economic development in Chong Ming County has been limited to protect the regional environment and resources indicating a more sustainable approach to development.     

Environmental sustainability and land reform in South Africa: A neglected dimension

Despite supportive policy frameworks and increased environmental awareness, a growing body of evidence indicates that environmental sustainability is not central to planning and decision-making processes in land reform in South Africa. Increasing pressures on government to meet land reform targets, cumbersome and often inappropriate environmental assessment procedures, and a confusing multitude of laws all contribute to neglect of long-term environmental sustainability considerations in land reform. This is exacerbated by poor recognition of resource rights, a lack of proactive and pre-emptive environmental management plans, and insufficient implementation capacity. This paper argues that the early incorporation of environmental sustainability issues in pre-settlement and post-settlement land reform planning processes could significantly improve the environmental, social and economic outcomes of these projects. A simple, participant-driven environmental sustainability assessment tool is proposed to achieve these environmental and developmental goals.     

Measuring agricultural sustainability in terms of efficiency: the case of Dutch sugar beet growers

Sustainability embraces socio-economic and bio-ecological dimensions or attributes. This paper presents a conceptual framework for quantifying sustainability on the basis of efficiency theory commonly used in economics. The conceptual model is implemented using Data Envelopment Analysis (DEA). Sustainability is measured for a sample of Dutch sugar beet growers. The average technical efficiency was only 50%. A positive correlation was found between technical efficiency and sustainable efficiency. Differences in efficiency among farmers were persistent within and between years. We conclude that there is considerable scope for improving the sustainability of arable farming by better management.     

Environmental care in agricultural catchments: Toward the communicative catchment

Substantial land degradation of agricultural catchments in Australia has resulted from the importation of European farming methods and the large-scale clearing of land. Rural communities are now being encouraged by government to take responsibility for environmental care. The importance of community involvement is supported by the view that environmental problems are a function of interactions between people and their environment. It is suggested that the commonly held view that community groups cannot care for their resources is due to inappropriate social institutions rather that any inherent disability in people. The communicative catchment is developed as a vision for environmental care into the future. This concept emerges from a critique of resource management through the catchment metaphors of the reduced, mechanical, and the complex, evolving catchment, which reflect the development of systemic and people-centered approaches to environmental care. The communicative catchment is one where both community and resource managers participate collaboratively in environmental care. A methodology based on action research and systemic thinking (systemic action research) is proposed as a way of moving towards the communicative catchment of the future. Action research is a way of taking action in organizations and communities that is participative and informed by theory, while systemic thinking takes into account the interconnections and relationships between social and natural worlds. The proposed vision, methodology, and practical operating principles stem from involvement in an action research project looking at extension strategies for the implementation of total catchment management in the Hunter Valley, New South Wales.