Vulnerability and adaptation of European farmers: a multi-level analysis of yield and income responses to climate variability

Climate change will affect crop yields and consequently farmers’ income. The underlying relationships are not well understood, particularly the importance of crop management and related factors at the farm and regional level. We analyze the impacts of trends and variability in climatic conditions from 1990 to 2003 on trends and variability in yields of five crops and farmers’ income at farm type and regional level in Europe considering farm characteristics and other factors. While Mediterranean regions are often characterized as most vulnerable to climate change, our data suggest effective adaptation to variable and changing conditions in these regions largely attributable to the characteristic farm types in these regions. We conclude that for projections of climate change impacts on agriculture, farm characteristics influencing management and adaptation should be considered, as they largely influence the potential impacts.     

Perceptions of climate change,multiple stressors and livelihoods on marginal African coasts

Studies of multiple stressors in Africa often focus on vulnerable inland communities. Rising concentrations of the world’s poor live in coastal rural–urban areas with direct dependencies on marine as well as terrestrial ecosystem goods and services. Using participatory methods we elicited perceptions of stressors and their sources, impacts and consequences held by coastal communities in eastern Africa (Mtwara in Tanzania and Maputo in Mozambique). Respondent-informed timelines suggest wars, economic policies and natural increase have led to natural resource-dependent populations in marginal, previously little-inhabited lowland coastal areas. Respondents (n = 91) in interviews and focus groups rank climate stressors (temperature rise/erratic rain) highest amongst human/natural stressors having negative impacts on livelihoods and wellbeing (e.g., cross-scale cost of living increases including food and fuel prices). Sources of stress and impacts were mixed in time and space, complicating objective identification of causal chains. Some appeared to be specific to coastal areas. Respondents reported farms failing and rising dependence on stressed marine resources, food and fuel prices and related dependence on traders and credit shrunk by negative global market trends. Development in the guise of tourism and conservation projects limited access to land–sea livelihoods and resources in rural–urban areas (coastal squeeze). Mental modelling clarified resource user perceptions of complex linkages from local to international levels. We underline risks of the poor in marginal coastal areas facing double or multiple exposures to multiple stressors, with climate variability suggesting the risks of climate change.     

Conceptualising climate change in rural Australia: community perceptions, attitudes and (in)actions

Public engagement and support is essential for ensuring adaptation to climate change. The first step in achieving engagement is documenting how the general public currently perceive and understand climate change issues, specifically the importance they place on this global problem and identifying any unique challenges for individual communities. For rural communities, which rely heavily on local agriculture industries, climate change brings both potential impacts and opportunities. Yet, to date, our knowledge about how rural residents conceptualise climate change is limited. Thus, this research explores how the broader rural community—not only farmers—conceptualises climate change and responsive activities, focussing on documenting the understandings and risk perceptions of local residents from two small Australian rural communities. Twenty-three semi-structured interviews were conducted in communities in the Eden/Gippsland region on the border of New South Wales and Victoria and the north-east of Tasmania. There are conflicting views on how climate change is conceptualised, the degree of concern and need for action, the role of local industry, who will ‘win’ and ‘lose’, and the willingness of rural communities to adapt. In particular, residents who believed in anthropogenic or human-induced factors described the changing climate as evidence of ‘climate change’, whereas those who were more sceptical termed it ‘weather variability’, suggesting that there is a divide in rural Australia that, unless urgently addressed, will hinder local and national policy responses to this global issue. Engaging these communities in the twenty-first-century climate change debate will require a significant change in terminology and communication strategies.     

Impact changes of climatic extremes on arable farming in the north of the Netherlands

Agriculture is vulnerable to climate change in multiple ways. Here, we use the northern region of the Netherlands as a case study to explore how risk assessments for climate change impacts on crop production can address multiple vulnerabilities. We present a methodology, which we call agro climate calendar (ACC) that (i) includes potential yield losses, as well as loss of product quality, and (ii) assesses the risks of a variety of climate factors including weather extremes and the emergence and abundance of pests and diseases. Climate factors are defined for two time slices: 1990 (1976–2005) and 2040 (2026–2055); the frequency of occurrence of the factors is compared for the two periods, and the resulting frequency shifts are presented in a crop calendar on a monthly basis. This yields an indication of the magnitude and direction of changes in climatic conditions that can lead to damage by extreme events and pests and diseases. We present results for the two most important crops in the region, seed potato, and winter wheat. The results provide a good overview of risks from climate factors, and the most important threats and opportunities are identified. This semi-quantitative approach is firmly rooted in farm management, which is the level where operational and strategic decisions are made. Thus, the approach is well suited to assist local stakeholders such as farmers and policy makers to explore farm-level adaptation. This work is complementary to previous modeling work that focused mainly on the relation between mean climate change factors (i.e., temperature) and crop yield.     

Potentials and impacts of short-rotation coppice plantation with aspen in Eastern Germany under conditions of climate change

Woody biomass generated in short-rotation coppice (SRC) plantations with aspen (Populus tremula L.) has good properties for bioenergy crop production: annual yields are high, labour input per year is low, and it is ecologically valuable because of the multi-year rotation periods. Eastern Germany has a special advantage in producing bioenergy crops: the former “agricultural cooperatives” built up quite large farms with, compared to Western Germany, comparatively large fields. Therefore, a modelling study of the potential and the impacts of aspen SRC plantations in the five eastern federal states of Germany under the recent climate and future climate projections was conducted. The ecophysiological forest growth model 4C was used to simulate the growth of aspen SRC plantations and their impacts on carbon in soils, and groundwater recharge, on selected suitable areas currently under crops but with marginal site conditions for cropping. A clear signal to enhanced growth condition over the whole area can be seen in the simulation of the mean annual woody biomass yield under conditions of climate change, which increased from 7.47 t DW ha⁻¹ a⁻¹ under the recent climate to 9.26 t DW ha⁻¹ a⁻¹ at the end of the considered future period 2034–2055 under climate change. The mean soil carbon sequestration rate was 0.81 t C ha⁻¹ a⁻¹ under the recent climate and could rise up to 0.93 t C ha⁻¹ a⁻¹ under the assumption of climate change. On the other hand, the mean annual percolation rate, used as an indicator of impacts on the regional water budget, will diminish under future climatic conditions. The results suggest that aspen SRC plantations are a suitable contribution to regional CO₂ mitigation and carbon sequestration under possible change of climate, but that negative impacts on the regional water budget are possible.     

The Hungarian national climate change strategy: its principles, assignments, and a special case study on maize production

Efficient protection against global climate change requires international emission reduction measures. Before these ones are decided, the individual states should make arrangements within their own scope of authority for preventing and mitigating the adverse impacts of climate change already in progress as a consequence of carbon dioxide emissions done so far. In spring 2008 Hungary—among the very first ones in the international stage—passed a middle-term National Climate Change Strategy, which determines both the national tasks in order to reduce greenhouse gas emissions, and sectoral tasks of the adaptation to the ongoing climate change for the period of 2008–2025. As a concrete case study we investigated the possible impacts of the regional change in atmospheric carbon dioxide concentration, temperature and precipitation conditions of the Carpathian Basin on the cultivation conditions of maize, based on the downscaled IPCC 2007 scenarios. Temperatures of each scenarios increased significantly to basic run (1961–1990). This change suppressed the positive influence of elevated CO₂ on carbon assimilation. Serious depression may be waited during extreme hot days at Keszthely, Hungary.     

Looking beyond the average agricultural impacts in defining adaptation needs in Europe

The effects of climate change on agriculture are often characterised by changes in the average productivity of crops; however, these indicators provide limited information regarding the risks associated with fluctuations in productivity resulting from future changes in climate variability that may also affect agriculture. In this context, this study evaluates the combined effects of the risks associated with anomalies reflected by changes in the mean crop yield and the variability of productivity in European agro-climatic regions under future climate change scenarios. The objective of this study is to evaluate adaptation needs and to identify regional effects that should be addressed with greater urgency in the light of the risks and opportunities that are identified. The results show differential effects on regional agriculture and highlight the importance of considering both regional average impacts and the variability in crop productivity in setting priorities for the adaptation and maintenance of rural incomes and agricultural insurance programmes.     

Climate change and human health in Latin America: drivers, effects, and policies

Many people would be increasingly affected by living under critical conditions in Latin America if, as expected, global warming aggravates disease and pest transmission processes. Heat waves and air pollution would increase heat-related diseases and illness episodes in large cities. Fire smoke has been associated with irritation of the throat, lung and eyes, and respiratory problems. Climate extreme increases associated with climate change would cause physical damage, population displacement, and adverse effects on food production, freshwater availability and quality. It would also increase the risks of infectious and vector-borne diseases. Climate change impacts the geographical range, seasonality, and the incidence rate of vector-borne diseases, such as malaria. Climate-related ecological changes may expand cholera transmission, particularly among populations in low-laying tropical coastal areas. El Niño conditions may affect the incidence of infectious diseases, such as malaria. Ocean warming would increase temperature-sensitive toxins produced by phytoplankton, which could cause more frequent contamination of seafood. A clearer understanding on the current role of climate change in disease patterns will be able to improve forecasts of potential future impacts of projected climate change and support action to reduce such impacts.     

Climate change vulnerability and resilience: current status and trends for Mexico

Climate change alters different localities on the planet in different ways. The impact on each region depends mainly on the degree of vulnerability that natural ecosystems and human-made infrastructure have to changes in climate and extreme meteorological events, as well as on the coping and adaptation capacity toward new environmental conditions. This study assesses the current resilience of Mexico and Mexican states to such changes, as well as how this resilience will look in the future. In recent studies (Moss et al. in Vulnerability to climate change: a quantitative approach. Pacific Northwest National Laboratory, Washington DC, 2001; Brenkert and Malone in Clim Change 72:57–102, 2005; Malone and Brenkert in Clim Change 91:451–476, 2008), the Vulnerability–Resilience Indicators Model (VRIM) is used to integrate a set of proxy variables that determine the resilience of a region to climate change. Resilience, or the ability of a region to respond to climate variations and natural events that result from climate change, is given by its adaptation and coping capacity and its sensitivity. On the one hand, the sensitivity of a region to climate change is assessed, emphasizing its infrastructure, food security, water resources, and the health of the population and regional ecosystems. On the other hand, coping and adaptation capacity is based on the availability of human resources, economic capacity, and environmental capacity. This paper presents two sets of results. First, we show the application of the VRIM to determine state-level resilience for Mexico, building the baseline that reflects the current status. The second part of the paper makes projections of resilience under socioeconomic and climate change and examines the varying sources and consequences of those changes. We used three tools to examine Mexico’s resilience in the face of climate change, i.e., the baseline calculations regarding resilience indices made by the VRIM, the projected short-term rates of socioeconomic change from the Boyd–Ibarrarán computable general equilibrium model, and rates of the IPCC-SRES scenario projections from the integrated assessment MiniCAM model. This allows us to have available change rates for VRIM variables through the end of the twenty-first century.     

Impacts of climate change on lakes and reservoirs dynamics and restoration policies

Meteorological-driven processes exert large and diverse impacts on lakes and their water quality; these impacts can be hydrologic, thermal, hydraulic, chemical, biochemical, or ecological. The impact of climate change on Lake Tahoe (California–Nevada) was investigated here as a case study of climate change effects on the physical processes occurring within lakes. The already published trends of meteorological variables were used to assess the effects of global warming on Lake Tahoe dynamics. Records from the period 1969–2002 show that Lake Tahoe has became warmer and more stable. A series of simulation years into the future (i.e., 2000–2040) was established using flows, loads, and meteorology data sets for the period 1994–2004. Results of 40-year simulations show that the lake continues to become warmer and more stable, and mixing is reduced. Possible changes in water quality because of global warming are discussed through inference, although these are not specifically simulated. Many existing problems may be exacerbated due to climate change, yet extreme uncertainty depends on the rate and magnitude of climate change. Therefore, shifts in water quality and quantity due to climate change should be integrated into contemporary planning and management in an adaptive manner, and the research and development of impact assessment methodology should focus on approaches that can handle extreme uncertainty. The general alternatives for lake management due to climate change are discussed. Depending on the specific case, further intensive research is suggested to restore lake water quality.     

Modeling thermoelectric power generation in view of climate change

In this study we investigate how thermal power plants with once-through cooling could be affected by future climate change impacts on river water temperatures and stream flow. We introduce a model of a steam turbine power plant with once-through cooling at a river site and simulate how its production could be constrained in scenarios ranging from a one degree to a five degree increase of river temperature and a 10–50% decrease of stream flow. We apply the model to simulate a large nuclear power plant in Central Europe. We calculate annual average load reductions, which can be up to 11.8%, assuming unchanged stream flow, which leads to average annual income losses of up to 80 million €. Considering simultaneous changes in stream flow will exacerbate the problem and may increase average annual costs to 111 million € in a worst-case scenario. The model demonstrates that power generation could be severely constrained by typical climate impacts, such as increasing river temperatures and decreasing stream flow.     

An economic assessment of drought effects on three grassland systems in Switzerland

This paper analyzes the economic impacts of summer drought on Swiss grassland production. We combine field trial data from drought experiments in three different grasslands in Switzerland with site-specific information on economic costs and benefits. The analysis focuses on the economic implications of drought effects on grassland yields as well as grassland composition. In agreement with earlier studies, we found rather heterogeneous yield effects of drought on Swiss grassland systems, with significantly reduced yields as a response to drought at the lowland and sub-alpine sites, but increased yields at the wetter pre-alpine site. Relative yield losses were highest at the sub-alpine site (with annual yield losses of up to 37 %). However, because income from grassland production at extensive sites relies to a large extent on ecological direct payments, even large yield losses had only limited implications in terms of relative profit reductions. In contrast, negative drought impacts at the most productive, intensively managed lowland site were dominant, with average annual drought-induced profit margin reductions of about 28 %. This is furthermore emphasized if analyzing the farm level perspective of drought impacts. Combining site-specific effects at the farm level, we found that in particular farms with high shares of lowland grassland sites suffer from summer droughts in terms of farm-level fodder production and profit margins. Moreover, our results showed that the higher competitiveness of weeds (broad-leaved dock) under drought conditions will require increasing attention on weed control measures in future grassland production systems. Taking into account that the risk of drought occurrence is expected to increase in the coming years, additional instruments to cope with drought risks in fodder production and finally farmers’ income have to be developed.     

Dangerous levels of climate change for agricultural production in China

There are increasing attempts to define the measures of ‘dangerous anthropogenic inference with the climate system’ in context of Article 2 of the Framework Convention on Climate Change, due to its linkage to goals for stabilizing greenhouse gas concentrations. The criteria for identifying dangerous anthropogenic interference may be characterized in terms of the consequences of climate change. In this study, we use the water stress index (WSI) and agricultural net primary production (NPP) as indictors to assess where and when there might be dangerous effects arising from the projected climate changes for Chinese agricultural production. The results showed that based on HadCM3-based climate change scenarios, the region between the North China Plain and Northeast China Plain (34.25–47.75°N, 110.25–126.25°E) would be vulnerable to the projected climate change. The analyses on inter-annual variability showed that the agricultural water resources conditions would fluctuate through the period of 2001–2080 in the region under IPCC SRES A2 scenario, with the period of 2021–2040 as critical drought period. Agricultural NPP is projected to have a general increasing trend through the period of 2001–2080; however, it could decrease during the period of 2005–2035 in the region under the IPCC SRES A2 scenario, and during the period of 2025–2035 under IPCC SRES B2 scenario. Generally, while projected climate change could bring some potentially improved conditions for Chinese agriculture, it could also bring some critical adverse changes in water resources, which would affect the overall outcome. At this stage, while we have identified certain risks and established the general shape of the damage curve expressed as a function of global mean temperature increase, more works are needed to identify specific changes which could be dangerous for food security in China. Therefore, there is a need for the development of more integrated assessment models, which include social-economic, agricultural production and food trade modules, to help identify thresholds for impacts in further studies.     

Shifting maize cultivation and secondary vegetation in the Southern Yucatán: successional forest impacts of temporal intensification

Shifting cultivation around the Calakmul Biosphere Reserve of Mexico, part of the Mesoamerican Biological Corridor, appears to be intensifying temporally through reductions in crop–fallow cycles, with potential impacts on species diversity in the regenerating forest patches surrounding the reserve. This paper documents the temporal intensity of shifting maize cultivation in the region and links it to the species diversity found in secondary vegetation of different ages following different crop–fallow cycles. It finds that younger secondary growth, which is increasing under intensification, has less diversity in species composition. Simultaneously, the concentration of cultivation practices appears to foster more patches in older and more species-diverse vegetation. The implications for the preservation of the region’s forest remain uncertain, however, given the spatial concentration of open lands along two key axes, one which dissects the reserve.     

Forest plantations, water availability, and regional climate change: controversies surrounding Acacia mearnsii plantations in the upper Palnis Hills, southern India

Plantation forests not only impact carbon and water cycles, but also affect biodiversity, livelihoods, and shape regional economies. Each of these impacts differs across varying scales of analysis. This paper illustrates how forest, climate change and hydrology debates play out in the context of the forest plantations of Australian black wattle (Acacia mearnsii) in the upper Palni hills of southern India. We outline the contradictory perspectives of different local groups regarding the impact of plantations on catchment hydrology and water availability, and examine these in relation to changes in the regional economy and rainfall patterns. Our analysis indicates that changes in these two factors have played a more significant role than existing wattle plantations in affecting local and regional water availability. We suggest that ongoing debates regarding forest plantation–hydrology–climate change relationships need to broaden their scope to include changes in regional rainfall patterns and shifts in regional economic activity. This approach is likely to provide a more realistic assessment of plantation forests in a dynamic regional context, and offer more resilient strategies for regional landscape and catchment management under conditions of high variability in rainfall patterns.     

Spatial assessment of climate change effects on crop suitability for major plantation crops in Sri Lanka

Climate change is the main global challenge of this century; it is therefore imperative to identify its effects on agriculture in developing countries. This research makes spatial assessment of climate change effect on major plantation crops in Sri Lanka, with emphasis on crop suitability of tea, rubber, and coconut. Geo-referenced maps of spatial and temporal changes in crop suitability and production potentials are generated and compared. Data pertaining to six agro-ecological zones under the study area are analyzed for a period of 1980–2007. Crop suitability maps are generated amalgamating yield maps and climatic factors maps using AHP in multi-criteria analysis under two time frames of 1980–1992 and 1993–2007. Percent change in crop suitability and crop yield classes is calculated based on five crop suitability and five crop yield classes during two time frames. Dynamics of climatic parameters and crop yield are recognized using geo-referenced maps. The suitability maps of the two time frames are compared to identify the changes with each crop in conjunction with changes in the prevailing climate and yield. Geographic shift of suitability, yield, and climate classes are examined. Net gain or loss in crop production is quantified. Long-term annual rainfall significantly decreased in mid-country wet zone, whereas the mean temperature of the study area increased by 1.4°C. Results clearly showed that the climate and yield can be meaningfully related to the crop suitability and management.     

Social and ecological facets of pest management in Honduran subsistence agriculture: implications for IPM extension and natural resource management

In subsistence farming systems of the developing world, adoption of resource-conserving practices such as integrated pest management (IPM) is often strikingly low. This has partially been ascribed to researchers’ limited understanding of how technologies develop at the interface of the systems’ social and ecological components. In Honduras (Central America), there exists concern about limited adoption and diffusion of IPM technologies in certain smallholder production systems. In this study, we determine social and ecological drivers of IPM adoption in subsistence maize production in the country’s hillside environment. Honduran small-scale maize production is typified by a key insect pest (the fall armyworm, Spodoptera frugiperda) being partly kept at bay through action of a diverse natural enemy complex, including ants, social wasps, carabid beetles, and spiders. Local agricultural landscapes, primarily shaped through shifting cultivation, provide key resources to maintain this natural enemy diversity. These local ecological conditions and related natural enemy abundance strongly influence farmers’ agroecological knowledge and pest management practices. In the meantime, farmer practices are also affected by local communication networks, which help validate and spread IPM concepts and technologies. Based on our findings, we advocate a holistic approach to improve IPM extension through mapping of agroecological opportunities, visualization of regional patterns in farmer knowledge, and associated priority setting. Local IPM capacity could be built through institutional strengthening and adaptive comanagement, while IPM training should be linked with natural resource management initiatives. These approaches may eventually improve the way IPM is delivered to small-scale farmers who operate in the ecologically diverse environments of the tropics.     

Aiding multi-level decision-making processes for climate change mitigation and adaptation

Progress towards climate change aware regional sustainable development is affected by actions at multiple spatial scales and governance levels and equally impacts actions at these scales. Many authors and policy practitioners consider therefore that decisions over policy, mitigation strategies and capacity for adaptation to climate change require construction and coordination over multiple levels of governance to arrive at acceptable local, regional and global management strategies. However, how such processes of coordination and decision-aiding can occur and be maintained and improved over time is a major challenge in need of investigation. We take on this challenge by proposing research-supported methods of aiding multi-level decision-making processes in this context. Four example regionally focussed multi-level case studies from diverse socio-political contexts are outlined—estuarine management in Australia’s Lower Hawkesbury, flood and drought management in Bulgaria’s Upper Iskar Basin, climate policy integration in Spain’s Comunidad Valenciana and food security in Bangladesh’s Faridpur District—from which insights are drawn. Our discussion focuses on exploring these insights including: (1) the possible advantages of informal research-supported processes and specifically those that provide individual arenas of participation for different levels of stakeholders; (2) the complexity of organisation processes required for aiding multi-level decision-making processes; and (3) to what extent progress towards integrated regional policies for climate change aware sustainable development can be achieved through research-supported processes. We finish with a speculative section that provides ideas and directions for future research.     

Sustainable agricultural attitudes and behaviors: a gender analysis of Iranian farmers

The purpose of this paper is to compare the attitudes of male and female rice growers towards environmental sustainability and identify the constructs that will influence their attitudes and behaviors. A survey methodology with systematic sampling techniques was used to select 181 households in four villages’ of Kazeroon, Iran. Results indicated that women farmers’ attitudes were more positive toward sustainability. A model was developed to explain farmers’ attitudes and behavior toward environmental sustainability. Finally, the determinants of sustainable agriculture attitudes and behavior are discussed. Readers should send their comments on this paper to: BhaskarNath@aol.com within 3 months of publication of this issue.     

The impact of global warming on winter tourism and skiing: a regionalised model for Austrian snow conditions

Possible climate change will modify snow-cover depth and change the characteristics of winter tourism and skiing districts. Our model describes seasonal snow-cover depth related to altitude in six Alpine climate regions as the best fit of all snow stations. Data cover 30 winter seasons (November to April values) from 1965 to 1995. We modified the data according to a scenario of temperature and precipitation change (2 °C warming, no precipitation change) and achieve a new simulated snow-cover depth. The indicators MARP (mean altitude of resident population) and MASPSL (mean altitude of starting point of ski lifts) serve as references for “critical altitudes” of Austrian districts. A warming implies a reduction of snow in all districts, but the loss is overproportional in lower altitudes. The direction of economic impacts is clear – income losses and adaptation costs – but magnitude and time frames remain uncertain. Received: 24 February 1999 · Accepted: 15 May 1999