Optimal quasi-market choice in the presence of pollution externalities

When the relationship between emissions and ambient pollution is known, it is possible to implement a program to achieve economically efficient pollution levels, even when the control agency knows nothing about the victim's valuation of pollution damages or about emission abatement costs. Unlike a Pigouvian tax, the program provides the correct incentives for entry and exit whether or not marginal damages from a firm's emissions vary over the range of these emissions. Through the provision of “missing” markets, sizable revenues are raised while allocative distortions are corrected.     

Substituting pollution taxation for general taxation: Some implications for efficiency in pollutions taxation

Earlier papers have recognized that nonenvironmental benefits will be realized if pollution taxes are substituted for other taxes which impose efficiency losses on society. The purpose of this paper is to investigate the importance of these nonenvironmental benefits for the design of an efficient pollution tax. It is found that the efficient tax may be higher or lower than that conventionally defined as optimal, and that the net benefit from unrestrained pollution can have important implications for the size of the tax.     

Strategic pollution control and capital tax competition

In an analytical model of symmetric countries with mobile capital and local or transboundary pollution we investigate whether competition in emissions taxes (or emissions caps) and capital taxes leads to efficient outcomes when governments act strategically. When they have capital taxes and emissions caps at their disposal, they refrain from taxing capital and set their caps inefficiently lax [efficient] for transboundary [local] pollution. When they have the option to tax capital and emissions, capital is subsidized [untaxed] and emissions taxes are inefficiently low [efficient] for transboundary [local] pollution. In case of transboundary pollution emissions caps are Pareto-superior to emissions taxes. That holds regardless of whether the environmental policy is applied as stand-alone policy or combined with capital tax competition.     

Effects of cost metric on cost‐effectiveness of protected‐area network design in urban landscapes

A common goal in conservation planning is to acquire areas that are critical to realizing biodiversity goals in the most cost‐effective manner. The way monetary acquisition costs are represented in such planning is an understudied but vital component to realizing cost efficiencies. We sought to design a protected‐area network within a forested urban region that would protect 17 birds of conservation concern. We compared the total costs and spatial structure of the optimal protected‐area networks produced using three acquisition‐cost surrogates (area, agricultural land value, and tax‐assessed land value). Using the tax‐assessed land values there was a 73% and 78% cost savings relative to networks derived using area or agricultural land value, respectively. This cost reduction was due to the considerable heterogeneity in acquisition costs revealed in tax‐assessed land values, especially for small land parcels, and the corresponding ability of the optimization algorithm to identify lower‐cost parcels for inclusion that had equal value to our target species. Tax‐assessed land values also reflected the strong spatial differences in acquisition costs (US$0.33/m²–$55/m²) and thus allowed the algorithm to avoid inclusion of high‐cost parcels when possible. Our results add to a nascent but growing literature that suggests conservation planners must consider the cost surrogate they use when designing protected‐area networks. We suggest that choosing cost surrogates that capture spatial‐ and size‐dependent heterogeneity in acquisition costs may be relevant to establishing protected areas in urbanizing ecosystems.     

The resistibility and shiftability of depletable externalities

In their recently revised book Baumol and Oates (“The Theory of Environmental Policy,” 2nd ed., Cambridge Univ. Press, Cambridge, UK 1988) accept Bird's argument on the optimal taxation policy when externalities are shiftable and depletable. Their conclusion is that the standard Pigouvian tax which is placed upon the generator of a negative externality can be extended to tax the victims who shift the externality to others or extended to compensate recipients in order to achieve Pareto optimality. It is shown in this paper that their conclusion is not free from error, because the possibility of resisting a shifted externality and conjectural variations by recipients is not recognized. Whether an externality is shiftable depends not only on the shifting activity of the original victim but also the resisting activity of his neighbors and their conjectures about each other's action. As such, the shifters should be taxed and the recipients should be compensated at the same rate per unit of externality shifted if the tax base is the output of the shifting and resisting activities. On the other hand, if the tax base is the input which produced the shifting of the externality, then both the shifters and the recipients should be subject to a tax (or subsidy) per unit of input that they have engaged in. Whether it is a tax or a subsidy depends on the direction and magnitude of the conjectural variation. The model and its policy implication can be generalized to cover the omnipresent and wasteful rent seeking activities.     

石油污染土壤对蚯蚓的致死效应及回避行为的影响

土壤石油污染对生态系统和人类健康有严重影响,其毒害诊断和风险评价的研究日益受到重视。以赤子爱胜蚓(Eiseniafoetida)为受试生物,利用受石油污染的实际土壤,将高浓度污染的土壤与清洁土壤混合,配制成不同污染水平的石油污染土壤,通过直接暴露的方式,分别以蚯蚓急性毒性死亡率和回避反应作为测试终点,评价了石油污染土壤对蚯蚓的生态毒性。结果显示,石油烃污染土壤对蚯蚓的7d-LC50和14d-LC50分别为32.5和29.4g·kg-1,而土壤中石油烃的浓度为8.0g·kg-1时,蚯蚓即有明显回避反应(回避率达80%),前两者为后者的3.7～4.1倍。可见,与急性毒性实验的测试终点LC50相比,行为测试终点对石油烃的响应更灵敏。蚯蚓的回避反应可更加及时地反映出土壤受石油污染的状况,发挥更好的指示作用。     

Is Chinese trade policy motivated by environmental concerns?

This paper analyses whether China's export VAT rebates and export taxes are driven by environmental concerns. Since China struggles to enforce environmental regulation, trade policy can be used as a second-best environmental policy. In a general equilibrium model it is possible to show that the second-best export tax increases in a product's pollution intensity. The empirical analysis investigates whether the export tax equivalent of partial VAT rebates and export taxes are higher for products which are more pollution intensive along several dimensions. The results indicate that the VAT rebate rates are set in a way that discourages exports of water pollution intensive, SO₂ intensive and energy intensive products from 2007 on. Moreover, the conservation of natural resources such as minerals, metals, wood products and precious stones seems to be a key determinant of China's export VAT rebate rates. There is little evidence that export taxes are motivated by environmental concerns.     

Economic Efficiency Effects of Alternative Policies for Reducing Waste Disposal

Reducing the amount of municipal solid waste that is disposed of has become an important policy goal. Previous research argued that a virgin material tax offered an efficient method of meeting this goal and it continues to be considered as a policy option today. This paper demonstrates, however, that a virgin material tax is not an efficient method of reducing waste, but that an alternative policy-a combined disposal tax and reuse subsidy-is. The combined disposal tax and reuse subsidy is theoretically consistent with unit-based household charges for waste disposal, but may have advantages in some situations.     

土壤Cd污染对跳虫Folsomia candida的生态毒性

采矿及冶炼等行为造成了严重的土壤重金属污染,其中Cd污染及其带来的健康风险近年来引起人们的高度重视。利用弹尾目跳虫开展土壤Cd污染的生态毒理研究,对Cd污染土壤的生态风险评价具有重要意义。本研究将跳虫Folsomia candida(F.candida)暴露在不同Cd浓度污染的人工土壤中,利用跳虫存活数量、繁殖数量及回避行为实验来评价重金属Cd污染对跳虫的生态毒性。结果表明,Cd对F.candida的急性毒性LC50值为2 086.93 mg·kg~(-1),慢性毒性的繁殖抑制(28 d)EC50值为224.95 mg·kg~(-1)。此外,Cd对跳虫回避行为影响的EC50(48 h)为721.26 mg·kg~(-1)。可以看出,慢性毒性的EC50值与Cd对回避行为影响的EC50值近似,但远低于急性毒性LC50值。因此,跳虫F.candida的回避行为和繁殖率对Cd污染土壤有较高的灵敏度,可用来表征土壤中Cd的生态毒性。     

Estimating the effect of air pollution on road safety using atmospheric temperature inversions

Does air quality influence road safety? We estimate the effect of increased air pollution on the number of road traffic accidents in the United Kingdom between 2009 and 2014. To address concerns of spurious correlation we exploit atmospheric temperature inversions as a source of plausibly exogenous variation in daily air pollution levels. We find an increase of 0.3–0.6% in the number of vehicles involved in accidents per day for each additional 1 μg/m³ of PM_2.5. The finding suggests that less safe roads may present a large and previously overlooked cost of air pollution. The results are robust to a number of specifications and across various sub-samples.     

Firm behavior under imperfectly enforceable pollution standards and taxes

Assuming expected profit maximization, the behavior of the firm under imperfectly enforceable pollution standards is examined. Among other results, it is found that cost subsidies can reduce the size of violation and amount of wastes, and that the shape of the expected penalty function determines the direction of the firm response to tighter standards. Under imperfectly enforceable pollution taxes, it is found, among other results, that the firm's actual level of wastes is independent of proportional changes in the expected penalty for pollution tax evasion, and that the marginal cost of actual waste reduction equals the unit tax on reported wastes. Some normative aspects of the results are discussed.     

Markets and environmental management with a storable pollutant

Lee [J. Environ. Econ. Manag., in press] investigates possibilities where pollutants may be stored for a period of time and later released into the environment when adverse effects are minimal. The treatment and storage of pollutants before their release into the environment is a crucial part of many abatement programs. Surprisingly, emission charges will not induce optimal abatement when storage is possible. This occurs because the firms' response to the dynamic tax is indeterminant. We suggest alternative controls, whereby rights to emit pollutants are sold competitively and demonstrate that markets provide incentives for the optimal generation-storage-emission of pollution by firms. In deriving this result an important difference between markets and taxes is revealed. With markets there is still indeterminacy at the firm level, but the aggregate response of all firms is dictated by market forces that insure pollution is reduced by some desired amount.     

Efficiency of pollution taxation and market structure

This paper looks at the performance of a uniform pollution tax in achieving a given level of pollution abatement at least cost. It is shown that market structure is an important consideration in this performance and that in general least-cost abatement will not result from a pollution tax uniformly applied. The pattern of pollution taxes that will achieve least-cost abatement when differing degrees of market power exist among polluters is developed and discussed.     

Environmental policy and human capital inequality: A matter of life and death

This paper analyzes the economic implications of an environmental policy when we account for the life expectancy of heterogeneous agents. In a framework in which everyone suffers from pollution but health status also depends on individual human capital, we find that the economy may be stuck in a trap in which inequality rises steadily, especially when the initial pollution intensity of production is too high. We emphasize that such inequality is in the long run costly for the economy in terms of health and growth. Therefore, we study whether a tax on pollution associated with an investment in pollution abatement can be used to address this situation. We show that a stricter environmental policy may allow the economy to escape from the inequality trap while enhancing the long-term growth rate when the initial inequality in human capital is not too large.     

Strategic climate policy with offsets and incomplete abatement: Carbon taxes versus cap-and-trade

This paper provides a first analysis of a “policy bloc” of fossil fuel importers which implements an optimal climate policy, faces a (non-policy) fringe of other fuel importers, and an exporter bloc, and purchases offset from the fringe. We compare a carbon tax and a cap-and-trade scheme for the policy bloc, in either case accompanied by an efficient offset mechanism for reducing emissions in the fringe. The policy bloc is shown to prefer a tax over a cap, since only a tax reduces the fuel export price and by more when the policy bloc is larger. Offsets are also more favorable to the policy bloc under a tax than under a cap. The optimal offset price under a carbon tax is below the tax rate, while under a cap and free quota trading the offset price must equal the quota price. The domestic carbon and offset prices are both higher under a tax than under a cap when the policy bloc is small. When the policy bloc is larger, the offset price can be higher under a cap. Fringe countries gain by mitigation in the policy bloc, more under a carbon tax since the fuel import price is lower.     

The effects of pricing waste generation: A synthetic control approach

To internalize pollution externalities into household waste generation, Unit Pricing Systems (UPS) have been adopted worldwide. This paper evaluates the causal effects of a UPS on the disposal of municipal solid waste in Trento, Italy. Using a unique panel dataset of monthly waste generation in Italian municipalities, we employ the synthetic control method, which allows us to account for possible time-varying effects of unobservables. Our results show that the policy was effective, with a significant decrease of the priced waste stream, unsorted waste, by 37.5%. This effect seems to be largely driven by behavioral changes towards waste avoidance (−8.6%) and possibly by a smaller increase in recycling (+6.1%). By comparing these results to those obtained by a difference-in-differences approach, we show that failing to account for time-varying effects of unobservables may lead to a mismeasurement of policy effects.     

The benefit of obligate versus facultative strategies in a shrimp–goby mutualism

Obligate mutualists are predicted to benefit more from mutualism than facultative mutualists and harbor traits that help derive this extra benefit. I tested these predictions with a shrimp–goby mutualism. Individual shrimp (Alpheus floridanus) construct burrows that are shared with individual gobiid fishes that warn shrimp when emergence from burrows is unsafe. The benefit to gobies is refuge from predation. I compared predator avoidance performance of obligate (Nes longus) and facultative (Ctenogobius saepepallens) shrimp-associated gobies with access to a shell, a shrimp burrow, or no shelter. The two gobies performed similarly with shells and no shelter, but N. longus outperformed C. saepepallens with shrimp burrows. Thus, N. longus benefits more from mutualism than C. saepepallens. Also, N. longus has four behavioral traits that likely allow it to benefit from mutualism more than does C. saepepallens: (1) diving into the nearest shrimp burrow when confronted with predators, (2) long flight initiation distance, (3) long time-until-re-emergence after taking refuge, and (4) remaining close to shelter. The latter three likely come with a cost to foraging or mate acquisition as they limit searching range outside the burrow and detract from time spent outside burrows. Thus, N. longus likely harbors traits that allow it to deal with these costs. I discuss a framework for determining whether traits crucial to obligate association with shrimp (both for reaping benefits and dealing with costs) are pre-adaptations or are created through coevolution with shrimp.     

Energy conservation in hibernating endotherms: Why “suboptimal” temperatures are optimal

Many endotherms use facultative heterothermic responses of torpor or hibernation to conserve energy during periods of low energy availability. A common assumption when estimating winter energy budgets is that endotherms should hibernate at the ambient temperature (T_a) that minimizes torpid metabolic rate (TMR) and maximizes the duration of torpor bouts. However, previous studies of the energetic benefits of hibernation have assumed constant T_a within hibernacula. Here we use an individual-based energetic model to estimate overwinter energy expenditure of mammals hibernating at T_as that vary temporally. We show that, in accordance with the principles of Jenson's inequality, hibernators can conserve energy by selecting microclimates warmer than the single T_a value that minimizes TMR (T_min). As temporal variation in T_a increases, endotherms should choose microclimates with mean T_as progressively warmer than T_min. Further, as thermal conductance decreases, as it does with increasing body mass and use of social thermoregulation, the mean T_a that minimizes overwinter energy expenditure approaches, but never equals, T_min. We suggest that the commonly held assumption of stable microclimates in hibernacula has skewed the interpretation of the optimal expression of hibernation for energy conservation. Our results contradict much of the accepted understanding of hibernation energetics and add to a growing body of literature proposing that hibernating at a T_a warmer than T_min is optimal.     

A peaked function for modeling temperature dependence of plant productivity

We suggests that temperature response of plant productivity can be modeled by the Arrhenius function modified to describe the effect of temperature on enzyme activity: G_A(T) = 2f(T)/(1 + f²(T)), where f(T) = exp(E_a/RT_opt − E_a/RT), R the universal gas constant, E_a the activation energy and T_opt is the optimal temperature. In common with other functions used for modeling the temperature response of plant productivity, the curve of function G is almost symmetrical and bell-shaped. The special convenience of G_A is that it relates the width of the “bell” to thermodynamic concepts, such as activation energy of chemical reactions converting carbon dioxide and water to carbohydrates.     

Detection of Escherichia coli in wastewater based on enzyme immunoassay

This research describes a fast detection method on the basis of enzyme-linked immunosorbent assay (ELISA) for Escherichia coli in drainage of wastewater treatment plants. Optimized conditions such as the reaction format (sandwich or direct), the concentrations of diluted horseradish peroxidase (HRP)-E. coli conjugate, and anti-HPR antibody and pretreatment of E. coli were studied. Those results showed that the linear range of detection for E. coli was 10 cfu/mL-6 × 10⁴ cfu/mL. Compared with conventional methods, it is a convenient and sensitive detection method with low cost.