Forest income and dependency in lowland Bolivia

Forests contribute to livelihoods of rural people throughout the tropics. This paper adds to the emerging body of quantitative knowledge on absolute and relative economic importance, through both cash and subsistence income, of moist forests to households. Qualitative contextual information was collected in six villages in lowland Bolivia, followed by a structured survey of randomly selected households (n = 118) that included four quarterly income surveys. We employed a novel data collection approach that allows detailed estimation of total household accounts, including sources of forest income. We estimated the average forest income share of total annual household income (forest dependency) at 20%, ranging from 18 to 24%. Adding environmental income increased the average to 26%, being fairly constant across income quartiles at 24–28%. Absolute levels of forest income increased with total household income, while forest dependency was the highest in the best-off income quartile—the primary harvesters of forest products are better-off households. The pattern of high forest dependency among better-off households has also been reported from other countries, indicating that this pattern may be more common than advocated by conventional wisdom. Using ordinary least squares (OLS) regressions, we found significant determinants of absolute forest income to be household size, sex of household head and area of cultivated land; the significant determinants for forest dependency were level of education, whether household head was born in village and whether household was food self-sufficient. Better-off households were able to realise cash income from forests, while poorer households—in particular if headed by women—were more reliant on subsistence forest income. We argue that the differential patterns of forest income across income quartiles should be considered in future development interventions and that findings indicate a potential for forests to contribute to moving households out of poverty.     

A survey-based evaluation of community-based co-management of forest resources: a case study of Baishuijiang National Natural Reserve in China

Community-based co-management (CBCM) mechanisms for forest management have matured through the development of new economic analysis and common property theory. However, while many local CBCM mechanisms have been initiated in Chinese Natural Reserves, there are few objective, data-based evaluations of whether these mechanisms improve forest conservation and local livelihoods. This research uses Baishuijiang National Natural Reserve (BNNR) as a study case to evaluate China’s current CBCM mechanisms. The evaluation is based mainly on three criteria: efficiency, equality and sustainability of project operation. Survey data indicate that local CBCM mechanisms provide a wide-participation platform for local villagers, associated administration managers, research institutions and NGOs to join in forest resource protection work while improving local livelihood. CBCM projects have also facilitated a reduction in forest resource dependency, the improvement of household income and encouragement of local people to participate in forest resource protection. Our analysis suggests that most CBCM organizations have made progress in efficiency, equity and sustainability. However, further study should focus on how to deal with the lingering problems of inequity in responsibility and rights among CBCM committee members, poor distribution of benefits, insufficient program-design and management expertise, faulty information dissemination, and insufficient capital investment.     

Non-timber forest product dependency in the Central Himalayan foot hills

Rural households throughout the Himalayas are regarded as dependent on non-timber forest products (NTFPs), but very few studies have quantified this dependency. This case study, undertaken in two villages in the Central Himalayan foot hills in Nepal, documents the absolute and relative importance of commercial NTFPs to rural household economies. Data were collected in a one-year period and included interviews with 250 households using a semi-structured questionnaire and monthly interviews with four sub-local NTFP traders, two local traders and two central wholesalers. The conservative estimate of NTFP-derived cash income showed this to be a cornerstone in poorer household livelihood strategies and thus in poverty prevention. An annual average of 578 kg of commercial NTFPs was collected in the wild per household, providing poorer households with a cash income share of 44–78%. Better off households are not NTFP dependent but rely on income from crop production and livestock. Based on a net marketing margin analysis, showing that harvesters capture a large share of the Indian wholesaler price, it is argued that there is scope for pursuing NTFP-based strategies for poverty reduction through leasehold forestry and agroforestry. Both these options are compatible with conserving forest cover and forest corridor functions and may thus present a win–win scenario for livelihood improvement and conservation.     

Non-timber forest product dependence among the <Emphasis Type="Italic">Jah Hut</Emphasis> subgroup of Peninsular Malaysia’s Orang Asli

Non-timber forest products (NTFP) represent key sources of cash and subsistence income for millions of rural and indigenous peoples living in tropical developing countries throughout the world. The current study investigates the use and significance of NTFP within a sample of Peninsular Malaysia’s Orang Asli (indigenous people). Data collected via household surveys across three sampling phases reveals that more than 75% of the population is actively engaged in NTFP collection. Household responses indicate diversity in both the types and uses of products collected. NTFP collection participation, frequency of collection, and collection reliance are found to be significantly negatively related to village proximity to the market, as well as to income level relative to the Malaysian poverty line. When collection variables are examined by different product categories, relationships with market access and income group are variable. Implications for different approaches to forest conservation and rural development are discussed.     

Community livelihood and its dependence on nature resources under pressure of conservation

Conflict between conservation and community livelihood is a significant issue in China.Based on Sustainable Livelihood Framework(SLA),this study systematically analyzed livelihoods assets of a community in a Yunnan snub-nosed monkey conservation area and found that the livelihood pentagon of the community was shaped by multiple but frail and unstable income sources,abundant natural resources with restricted use right,underutilized labors,inadequate financial resources,inconvenient physical capital and weak social capital.Villagers'income heavily depended on forest,and grazing and nontimber forest products(NTFP)collection are common and major income sources for villagers.However,differentiation of income dependence on forest among villagers'groups showed that there is no close correlation between the level of income and the level of income dependence on forest.Households'daily life also heavily depended on the forest due to heating and pig-feed cooking;hence,fuelwood cannot be easily replaced by any other energy resource for a long period.     

湖北省土地利用结构变化及其驱动机制分析

采用1996～2004年的统计资料,分析了湖北省土地利用结构变化,研究发现全省耕地大幅度减少,其次是未利用地和牧草地;林地则迅速增加,其次为居民点及独立工矿、园地、其他农用地、交通用地和水利设施用地。随后运用典型相关分析法,以湖北省76个县级行政单位为研究单元,进一步对湖北省土地利用结构变化的驱动因子进行了统计分析,定量诊断出各驱动因子对湖北省土地利用结构变化贡献作用的大小。结果显示,湖北省土地利用结构与社会经济因素之间关系可以用4对典型相关变量表示,耕地、居民点及工矿用地、林地、交通用地、水利设施用地的发展变化分别对应于不同的社会经济驱动因子。     

Achieving sustainability by introducing alternative livelihoods

The millennium ecosystem assessment report on global assessment of desertification has highlighted its worldwide impacts on the environment—increasing dust storms, floods and global warming—as well as on societies and economies. It links sustainable management of resources, and inter alia well-being of dryland populations, to reducing societal pressures on dryland ecosystems through adoption of alternative livelihoods. This paper, in combination with a companion paper by Safriel and Adeel, presents the conceptual underpinnings of this approach as well as examples of how innovative approaches for creating livelihoods can help reduce the pressure on marginal drylands. Three case studies presented are based on activities undertaken within a joint international project called sustainable management of marginal drylands. First, introduction of chicken farming to farmers in Hunshundake Sandland in northern China has reduced the pressure on grasslands and led to a major recovery of these ecosystems. Second, development of desert-based aquaculture, with accompanied longer-term storage of water, on the margins of the Cholistan desert in Pakistan has provided a new source of income for the villagers. Third, development of a new income-generating activity based on soap production from olive oil in Dana Biosphere Reserve in Jordan has demonstrated that traditional olive farming can be linked to community-based innovation to create a new, high-demand market for goods. Working with communities to develop new, sustainable livelihoods that reduce pressure on marginal drylands can thus be used as powerful tool for overcoming and reversing desertification.     

Understanding deforestation in the southern Yucatán: insights from a sub-regional, multi-temporal analysis

The southern Yucatán has been identified as a deforestation hot spot. Land-change studies document the extent of forest loss at a regional scale, and case studies provide insights into the drivers of deforestation at the household level. Those studies have paid minimal attention to sub-regional analysis, especially to discrete land-management units above the household level. This analysis of upland forest change addresses the range of variation in deforestation among 96 ejidos (communal lands) and the Calakmul Biosphere Reserve, the two dominant land-tenure and land-management units in the region. Satellite imagery, census, and land-tenure data are used to establish the extent and location of deforestation patterns, and multivariate techniques are employed to identify biophysical and socioeconomic variables that explain such patterns. Results show that, for the 1984–1993 period, deforestation in the southern Yucatán was not as prevalent as implied by its hot spot designation. Three clusters of deforestation are identified. A logistic regression analysis establishes that size of forest holdings, population growth, and location in the precipitation gradient correlate with ejidos that experienced higher deforestation rates than the rest of the land-tenure units. For the 1993–2000 period, conservation programs and changes in the economic context of this “hollow frontier” contributed to reduce deforestation rates and extent. This analysis illustrates the spatio-temporal heterogeneity of much tropical forest change and caution that it should bring to simple formulations of modeling this change and prescribing policies to control it.     

Conservation, commercialisation and confusion: harvesting of Ischyrolepis in a coastal forest, South Africa

Harvesting of non-timber forest products is an integral component of rural livelihoods throughout the developing world. At times this is at odds with conservation objectives. Reconciliation of the two requires examination of local level contexts and needs. This paper reports on the harvesting needs for Ischyrolepis by a rural community in South Africa, against the setting that they had recently been prohibited from harvesting by the local conservation officials. Interviews were conducted with conservation officials to understand the reasoning for the prohibition. Local demand for Ischyrolepis was assessed by household surveys, as well as in-depth interviews with traders. The density and size class distribution of Ischyrolepis was determined using transects. The total annual demand for Ischyrolepis was determined to be approximately only 2.7% of the standing crop. The bulk of the annual demand was for small-scale trade, the income from which was a primary source of income for the few harvesters. Very little evidence could be found indicating that harvesting was damaging the resource or its habitat, and local knowledge suggested that the abundance of the species was stimulated by harvesting. Even if market demand were to increase, the size of the shoots required means that less than 20% of the standing crop could be harvested annually. Current regulations around harvesting are in a state of revision, and hence confusion prevails regarding if harvesting is permissible, and if so, under what conditions, which is detrimental to both conservation and livelihoods. Readers should send their comments on this paper to: BhaskarNath@aol.com within 3 months of publication of this issue.     

The livelihood potential of non-wood forest products: The case of Mbooni Division in Makueni District, Kenya

Forestry is a productive sector with significant effects on meeting national socio-economic and environmental functions as well as the improvement of rural livelihoods. Non-wood forest products (NWFPs) in particular have been widely advocated by conservation and development organisations as potential alternative livelihood strategies, particularly among vulnerable forest dependant households. Like in most tropical countries, NWFPs are relevant in the sustainable development of Kenya that is particularly endowed with important forest resources. Kenya hosts about 17 million ha of forested land (about 3.51% of the total Sub-Saharan Africa forest cover by 2000), of which about 16,865,000 ha is under natural forest (EarthTrends: Forests, grasslands and drylands, 2003). Outside the gazetted forests, there are other large tracks of forests in trust lands, including national parks and reserves, hill forest reserves and privately owned lands covering about 0.5 million ha (Kenya’s forest resource assessment in the EC-FAO Partnership Programme Report, 2000; The Kenya Forests Act, 2005). Woodlands, bushlands and wooded grasslands, mainly found in the arid and semi-arid lands cover 37.6 million ha, while forest plantations (started in 1946) cover about 170,000 ha of land (The Kenya forestry master plan, 1994–2020, 1994). In most NWFPs endowed regions of the country however, this socio-economic and environmental potential is still unrealized. We illustrate the latter by a case study of NWFPs use and management in four villages in Mbooni Division of Makueni District, Kenya. The division was chosen because of its relatively high NWFPs availability, particularly from South Mbooni forest that is located at a distance less than 5 km for an estimated 80% of the interviewed households. Data used for the analysis was collected through a fieldwork survey carried out on women (35+ years) in August, 2005. One hundred and sixty (160) NWFPs are harvested (from plant and animal species) and used mainly for food, income generation (supplemental) and medicinal purposes. A number of challenges limit women’s enjoyment of the full benefits from NWFPs exploitation, the overriding problem being their inadequacy (in quantity and/or quality). In this paper we discuss these commonly utilized and managed NWFPs plant species in Mbooni and their potential contribution to improved livelihoods and sustainable development in Mbooni, Kenya and Sub-Saharan Africa (SSA) in general.     

Invasive alien species as drivers in socio-ecological systems: local adaptations towards use of Lantana in Southern India

Lantana camara. L (hereafter Lantana) was first introduced by the British into India in 1807 as an ornamental plant. Since then the species has spread across the length and breadth of the country. Attempts to control Lantana in India have not been successful. In this study, we analysed the use of Lantana by local communities in southern India and identified the possible causes and consequences of its use through the use of a household survey of the socio-economic profile of the user and nonuser households and an analysis of the ecological history of the communities. Communities have been using Lantana for over 25–30 years and apparently such use was not prompted by external agencies. The characteristics of user and nonuser households were similar, except that Lantana users were more literate and had a greater number of occupations per household than nonusers. Per capita income was similar between user and nonuser groups. For nonuser groups, their main income sources were from trading (44 %), wage labour (32 %) and forest resources (23 %). In contrast, the Lantana user groups substituted their loss of income from forest resources (7 %) by income from Lantana (46 %). The ecological history revealed that Lantana was adopted as a resource at a time when it was increasing in the landscape and traditional bamboo resources were in decline because of overuse by commercial enterprises and mast flowering. This change in ecological resource availability prompted a major shift in livelihoods for some in the area.     

Non-timber forest products farming and empowerment of rural women in Ghana

United Nations estimates indicate that up to 70% of the world’s poor are female, and women in developing countries constitute the majority of the labour force, playing a key role in managing community resources and helping to improve food security and protect the environment. Increased attention in recent years has been focused on the potential role of non-timber forest products (NTFPs) in improving the incomes and health of women in developing countries. NTFPs farming and marketing are very critical for the economic empowerment of rural poor, particularly women. Despite this potential, the contribution of NTFPs farming to the empowerment of women remains largely undervalued and understudied. This paper examines the potential contribution of NTFPs farming in poverty reduction and livelihood improvement of women in Ghana using the Sefwi Wiawso District (SWD) and Bibiani-Bekwai District (BBD) in the Western Region of Ghana as a case study. The paper explores the contribution of NTFPs farming to the total annual income, acquisition of assets, health, and food security of women through participatory research methods. ANOVA and Pearson Correlation (p < 0.05) show that a significant association exists between total annual income of women, acquisition of assets, health, food security, and the income earned from NTFPs in the SWD and BBD. The study revealed that NTFPs can contribute significantly to the economic empowerment of women. The paper asserts that commercialisation of NTFPs will have a greater impact on women’s livelihoods and therefore any opportunity for increasing their involvement is very essential for the empowerment and sustainable development of rural communities in Ghana.     

Local-level climate change adaptation decision-making and livelihoods in semi-arid areas in Zimbabwe

There is now overwhelming evidence of climate change and variability impacts in Africa, among them a reduction in agricultural production. This is a cause for concern given that 70 % of the continent’s population derives its livelihoods directly from rain-fed agriculture. There is need for adaptation strategies at all levels from the national to the local level to mitigate these adverse impacts from climate change. It is important to take advantage of and strengthen already existing household and community strategies. This study used both qualitative and quantitative methodologies to explore the role that livelihood dynamics play in local-level decision-making for adaptation to everyday vulnerability. Risk is considered to extend beyond climate to non-climatic stressors, and the notion of climate change as the major shock among many others is downgraded to one that is secondary to other shocks that even pose more danger to household and community livelihoods. The natural capital remains the basis upon which all the other capitals depend as drivers of choice for adaptation practices. A reorientation of capitals and associated activities is inevitable to deal with everyday vulnerability given that livelihood capitals play a key role in adaptation. Choice of household response strategies to shocks is not entirely intrinsic, but rather integral to a context where other players such as the extension operate to influence adaptation choices. This then highlights the need for embeddedness and context in understanding adaptation and livelihood changes.     

Agricultural livelihood transition in the southern Yucatán region: diverging paths and their accompanying land changes

Land change science has demonstrated that rural livelihoods around the world both drive and reflect changing environmental regimes and political economic/structural transformations. This article explores the relationship between increasingly globalized rural livelihoods and in-place land change, assessing results from social surveys of smallholding households in the southern Yucatán region. We examine evidence for a transition in agricultural livelihood strategies as smallholders adjust to changing political economic and institutional conditions, and link these transitioning strategies to land use changes. Based on household surveys in 1997 and 2003, we comparatively assess both changes in the selection of livelihood strategies and in the land use and cover impacts of those strategies. Our results indicate that although impacts of given strategies have changed little over this period, there are increasing proportions of households pursuing two divergent adjustment paths—one of agricultural withdrawal and one of agricultural intensification and commercialization. We investigate what sociodemographic characteristics differentiate the groups of households following distinct livelihood strategies. Our findings point to the possibility of simultaneous and contradictory land change outcomes as smallholders adjust in different ways to their intensified incorporation into global economies.     

Once there was a lake: vulnerability to environmental changes in northern Mali

Vulnerability assessment is increasingly recognised as a starting point to identify climate adaptation needs and improve adaptive capacity. However, vulnerability assessments are challenging because of the complexity of multifaceted biophysical, human and institutional factors, interacting at different scales and levels within socio-ecological systems. Using a participatory approach across levels and genders, this paper explores the vulnerability of livestock- and forest-based livelihoods to climate variability and change in Lake Faguibine, northern Mali, where drastic ecological, political and social changes have occurred. Our results show that the distribution of vulnerabilities within livelihoods and groups shifted when the ecosystem evolved from a lake to a forest. New vulnerability drivers have emerged, related to resources availability, access and power relations. In addition, political interests and psychological barriers hinder the local transition to an equitable and sustainable use of forest ecosystem services. Divergent perceptions, social identities, interests and power explained why different actors—governmental and non-governmental, men and women, local, sub-national and national—differed in their vulnerability assessments. This is exemplified in the way actors at different levels and of different gender analysed the effects of herders’ mobility and in the way women analysed men’s migration. This case study confirms the need for participatory and gender-sensitive vulnerability assessments across different scales and levels that consider the interaction between socio-ecological systems and the dynamics and distribution of vulnerability across different social sub-systems.     

Mainstreaming local health through herbal gardens in India: a tool to enhance women active agency and primary health care?

In the last few years, an increasing attention has been given to home herbal gardens, especially due to a revived interest in food security and sustainable development. The uses of home herbal gardens and their role in the livelihoods of rural poor uses have been analyzed in the literature. Despite this, few studies focus on the role of home gardens for primary health care and their relevance for the household and women’s health. In addition, any analysis has been carried out on the socioeconomic values of home herbal gardens in respect of the medicinal plants. This article wants to bridge this gap by analyzing the role of herbal gardens in the local livelihoods in rural India (Tamil Nadu state). The article also highlights their impact in terms of health for the local communities, with a special focus on poor rural women. Final conclusions on the relevance of home herbal gardens for primary health care and socioeconomic development of lower castes in India are drawn.     

Dependence on forest resources and tropical deforestation in Ghana

In Ghana, forests provide many products on which the local population subsists. However, these resources are depleting due to a variety of factors including agricultural expansion and over-exploitation of forest resources. This paper presents an analysis of the level of local dependence on forest resources and its implications for forest management in Ghana. The paper also outlines the causes of continuing deforestation in the studied region from the perspective of the local residents and discusses what role they could play in addressing the problem. The aim is to share more light on the current causes of deforestation and make suggestions for improved community-based forest management practices that could help to reduce deforestation. Primary data was collected through personal interviews and focus group discussions with 431 household heads randomly selected from three Forest Districts in Ghana. The survey showed that income from agriculture constituted 60% of the average total rural household income. Forest income provided 38% of total household income, and off-farm income 2%. The four most highly ranked causes of deforestation are poverty-driven agriculture, lack of alternative rural wage employment other than farming, household population levels, and conflict in traditional land practices. This shows a shift in the view of local people who in the past were quick to blame logging companies and government policies for deforestation. The majority of the respondents depended on wild animals like snail, bush meat, wild honey and wild and cultivated vegetables. Given the reasons for deforestation, much thought needs to go into agroforestry practices (e.g. snail farming, bee keeping, fish farming, and vegetable production) in efforts to reduce deforestation, which are currently less promoted. Readers should send their comments on this paper to: BhaskarNath@aol.com within 3 months of publication of this issue.     

Status differences in collective action and forest benefits: evidence from joint forest management in India

Does status matter in community-based forest management? If so, are the high-status households more benefited than the low-status households? What drives status differences, if any, in the appropriation of forest resources? To address these questions, we draw on a theory of status and resource use that defines one’s status as one’s relative position in a group on the basis of power, prestige, honor and deference. Following this perspective, we surveyed the heads of 341 forest-based rural households in India from 2009 to 2010. We find that collective actions themselves are status-driven and the high-status households are more interested and involved in status-maintaining collective actions such as decision-making and implementation, while the low-status households perform general tasks like forest patrol. Moreover, the high-status households derive benefits from local forest significantly more than the low-status households. Further, decomposition analysis shows that a household’s prestige and honor measured by its access to social resources, problem faced and useful contacts explain about 56 % of the status gap in forest benefits, while socioeconomic characteristics explain only 16 % of the gap. Thus, due emphasis on household status from a broader socioeconomic perspective is required to reduce inequality in participation and the distribution of forest benefits in co-management.     

Regional carbon footprints of households: a German case study

Households are either directly or indirectly responsible for the highest share of global anthropogenic greenhouse gas emissions. Hence, programs helping to improve human consumption habits have been identified as a comparatively cost-effective way to reduce household emissions significantly. Recently, various studies have determined strong regional differences in household carbon footprints, yet a case study for Germany has not been conducted. Local information and policies directed at household consumption in Germany thus devoid of any foundation. In this paper, we analyze the impact of different criteria such as location, income and size on household carbon footprints in Germany and demonstrate how the impact of GHG mitigation opportunities varies for different population segments. We use a multi-region input output hybrid LCA approach to developing a regionalized household carbon footprint calculator for Germany that considers 16 sub-national regions, 15 different household sizes, and eight different income and age categories. The model reveals substantial regional differences in magnitude and composition of household carbon footprints, essentially influenced by two criteria: income and size. The highest income household is found to emit 4.25 times as much CO₂e than the lowest. We identify indirect emissions from consumption as the largest share of household carbon footprints, although this is subject to fluctuation based on household type. Due primarily to local differences in vehicle availability, income and nutrition, an average household in Baden-Wuerttemberg is found to have 25 % higher carbon footprint than its Mecklenburg-West Pomeranian counterpart. Based on the results of this study, we discuss policy options for household carbon mitigation in Germany.     

Distribution of benefits based on household participation roles in decentralized conservation within Kanchenjunga Conservation Area Project,Nepal

Kanchenjunga Conservation Area is located in the remote and sparsely populated mountainous region of Eastern Nepal. It has been locally managed as a decentralized Integrated Conservation and Development Project since 2006, the first of its kind in Asia. Major international donor agencies sponsor programs to empower and strengthen the capacity of local communities to manage their natural resources, while concurrently improving livelihood opportunities. We surveyed 205 randomly selected households throughout the project area to assess the factors that influence household participation roles in management and management groups, and to evaluate how benefits from program involvement were distributed among the community. Overall, the distribution of benefits was unequal: households with higher level participation roles had increased access to financial credit and capacity development trainings. Social variables such as age, level of education among head of households, the highest level education among household adults, and household size predicted participation. The region is economically homogeneous; therefore, economic factors such as remittances, off-farm income and the quantity of landholdings or livestock did not predict household participation roles. Our results demonstrate the importance of targeting and empowering disadvantaged households in decentralized conservation programs, including educating members about the relationship between participation and equitable distribution of benefits.