农户对生物质能源产业参与意愿实证分析——以湖北省为例

生物质能源一直是人类赖以生存的重要能源,它是仅次于煤炭、石油和天然气而居于世界能源消费总量第四位的能源,在整个能源系统中占有重要地位。生物质能源产业的发展不仅仅需要产品生产企业、政府相关机构的参与,微观个体农户同样扮演着至关重要的角色。农户对生物质能源产业的态度和行为,会对政府和生产者的行为选择产生深刻影响。以湖北农户对生物质能源产业的参与意愿的调查为例,运用因子分析法,对农户对生物质能源产业参与意愿和参与行为的影响因素进行分析。分析结果表明：预期收益、年均纯收入、环保意识、文化程度、配套设备生产情况、产品技术成熟度、相关政策支持、商品能源使用率、当地生物质资源量9个因素会影响农户参与意愿。提出了相应的建议：一是提高农户对生物质能源的预期收益和农户收入水平;二是从根本上提高农户综合素质,增强环境保护意识;三是完善生物质能源产业技术、政策支撑体系,合理开发利用生物质资源     

Household costs and benefits of biodiversity conservation: case study of Sichuan giant panda reserves in China

Households in communities in and around nature reserves are important stakeholders in biodiversity conservation; they are the focus of the conflict between ecological protection and community development. This study surveyed 927 households in 16 giant panda reserves in Sichuan Province, China, to calculate the costs and benefits to households of biodiversity conservation, and the differences for those inside and outside reserves. A multilevel regression model was used to measure the factors influencing the costs and benefits. There are three main findings. First, the direct economic cost for average biodiversity conservation for households inside reserves (1166.83 yuan/year) is significantly higher at the 1% level than for those outside (578.27 yuan/year), while the direct economic benefit for average biodiversity conservation to households living inside reserves (3881.94 yuan/year) is not statistically different than those outside (3653.47 yuan/year). Second, the influence of biodiversity conservation on households is significantly different depending on whether they live inside or outside the reserve, regarding employment opportunities, ties with the outside world, infrastructure, and the community environment. There is also a significant difference between those inside and those outside in perceptions with regard to restrictions in the collection of wild plants and destruction of traditional culture by biodiversity conservation. Third, the factors that affect the costs for and benefits to households of biodiversity conservation include, at the household level, the head of household’s education level, village cadres, number of migrant workers, distance from the town market, reserve-based employment, development projects, and ecotourism management participation, and, at the reserve level, establishment time, level of reserve, protective effect, and location.     

Status differences in collective action and forest benefits: evidence from joint forest management in India

Does status matter in community-based forest management? If so, are the high-status households more benefited than the low-status households? What drives status differences, if any, in the appropriation of forest resources? To address these questions, we draw on a theory of status and resource use that defines one’s status as one’s relative position in a group on the basis of power, prestige, honor and deference. Following this perspective, we surveyed the heads of 341 forest-based rural households in India from 2009 to 2010. We find that collective actions themselves are status-driven and the high-status households are more interested and involved in status-maintaining collective actions such as decision-making and implementation, while the low-status households perform general tasks like forest patrol. Moreover, the high-status households derive benefits from local forest significantly more than the low-status households. Further, decomposition analysis shows that a household’s prestige and honor measured by its access to social resources, problem faced and useful contacts explain about 56 % of the status gap in forest benefits, while socioeconomic characteristics explain only 16 % of the gap. Thus, due emphasis on household status from a broader socioeconomic perspective is required to reduce inequality in participation and the distribution of forest benefits in co-management.     

Community forestry management and livelihood development in northwest China: integration of governance, project design, and community participation

In projects of community development and natural resource management, local residents collaborate with government and NGOs on decisions about forest management and participate in programs designed to improve livelihoods while sustaining natural resources. This paper uses case studies and survey data in Gansu province of northwest China to explore social, ecological, and economic outcomes of community-based co-management (CBCM). Findings show that CBCM appears to have significantly increased livelihoods for local community residents overall. Forest condition and attitudes about forest conservation were also improved. However, economic benefits were not enjoyed uniformly within the communities because, although CBCM projects are nominally available to all, certain subgroups within communities are less likely to participate. Greater education, being married, and access to information are all strongly correlated with participation and thus the economic benefits of CBCM projects. Women, although they frequently participate in household decisions, are infrequent participants in CBCM projects, perhaps because project design does not meet their needs. Future improvements to CBCM project design should include increased access to information, education, and equitable treatment of diverse stakeholders in the decision-making process. Such improvements would likely lead to improvements in livelihoods as well as more sustainable forest management and conservation.     

Assessment of adoption and impact of rainwater harvesting technologies on rural farm household income: the case of rainwater harvesting ponds in Rwanda

Rainwater harvesting is increasingly viewed as a major strategy for enhancing agricultural productivity and boosting farm income in many drought-prone areas. While this technology is being promoted in many developing countries, there is conflicting evidence in the literature about its impact on welfare of farm households. This study uses propensity score matching and discrete choice regression techniques to assess the impact of rainwater harvesting ponds on farm household income and factors that influence adoption of such technologies in Rwanda. It finds that households with rainwater harvesting ponds have significantly higher income than their counterparts of comparable observable characteristics. It further finds evidence that increase in farm income occurs via increased input use and that household size, asset endowments and participation in farmer organizations condition adoption of rainwater harvesting ponds. The study concludes that adoption of rainwater harvesting technologies has positive benefits on farm households. It discusses the policy implications that adoption of rainwater harvesting ponds presents a pathway for reducing rural poverty.     

南方沙化土地治理中的农户行为实证研究

我国南方亚热带沙化土地在成因、危害和治理方式上均与北方沙地有很大不同,以沙化土地水土流失治理典型区周边的农户为研究对象,通过实地调研村域基本情况,走访村落中的农户群体与关键人物,获得问卷与访谈数据,对农户沙地治理与利用行为、生态意识、生态认知、农业生产方式等进行了统计分析,从人口特征分异上考察各类农户群体的行为和意识差异,运用Logistic二值回归模型验证农户治理行为的显著影响因子,研究结果表明,农户沙地行为和生态意识在人口特征和土地利用方式上都有显著差异,其中年龄、学历、实际耕种规模、农业损失、沙地活动是影响农户参与沙地造林意愿和行为的主要因素。研究结论对改善沙地生态治理模式和优化环境政策具有一定参考意义,生态治理中的农户行为具有进一步研究的价值     

Shocks and coping strategies of coastal communities in war–conflict-affected areas of the north and east of Sri Lanka

A quantitative survey of 1,377 households in three war-affected coastal districts of Jaffna, Mannar and Trincomalee in the north and east of Sri Lanka shows that inflation or price hikes, specially fuel, and natural disasters such as floods and droughts are highlighted as the shocks with the biggest impacts on fisher and non-fisher households. We hypothesise that the pattern/severity of households’ coping strategies to face these shocks depends on a set of household characteristics: livelihood diversity, asset ownership, level of education and the ability to borrow. Livelihood diversity, asset ownership and borrowings correlate significantly with the severity of coping strategies adopted by households for both fisher and non-fisher households. Education and livelihood diversification does not show a significant correlation for fisher households although it significantly affects livelihood diversification of both types of households.     

Typical patterns of smallholder vulnerability to weather extremes with regard to food security in the Peruvian Altiplano

Smallholder livelihoods in the Peruvian Altiplano are frequently threatened by weather extremes, including droughts, frosts and heavy rainfall. Given the persistence of significant undernourishment despite regional development efforts, we propose a cluster approach to evaluate smallholders’ vulnerability to weather extremes with regard to food security. We applied this approach to 268 smallholder households using information from two existing regional assessments and from our own household survey. The cluster analysis revealed four vulnerability patterns that depict typical combinations of household attributes, including their harvest failure risk, agricultural resources, education level and non-agricultural income. We validated the identified vulnerability patterns by demonstrating the correlation between them and an independently reported damage: the purchase of food and fodder resulting from exposure to weather extremes. The vulnerability patterns were then ranked according to the different amounts of purchase. A second validation aspect accounted for independently reported mechanisms explaining smallholders’ sensitivity and adaptive capacity. Based on the similarities among the households, our study contributes to the understanding of vulnerability beyond individual cases. In particular, the validation strengthens the credibility and suitability of our findings for decision-making pertaining to the reduction of vulnerability.     

不同类型农户对宅基地退出的响应

利用重庆市梁平县农户的调查数据,运用Logistic模型,探讨了户籍制度改革下不同类型农户宅基地退出意愿及其影响因素。结果表明：(1)在现有退地补偿政策下农户意愿普遍偏低,不同类型农户退地意愿存在一定的差异性;(2)影响纯农户宅基地退出的因素有户主年龄、家庭拥有的房屋数量、对政策的支持度和退地收益;影响Ⅰ兼业户宅基地退出的因素有家庭宅基地面积大小、对政策的支持度和退地收益;影响Ⅱ兼业户宅基地退出的因素有家庭小孩数、对政策的支持度和退地收益;影响非农户宅基地退出的因素有户主年龄、户主文化程度、家庭人口数、宅基地面积和退地收益;其中,退地收益是影响各类农户退地决策最显著的因素,对政策的支持度是农户退地决策影响力最大的因素。研究认为,影响各类农户退地决策的因素存在差异,其核心问题还在于退地政策。政府应根据不同类型农户的特征完善目前的农村宅基地退出政策,这有助于提高农户的参与意愿,顺利推进户籍制度和农村土地制度的改革     

农地流转与农户生计策略联合决策研究

基于中国家庭追踪调查(CFPS)2014年农村住户数据,采用多元probit模型实证检验了农户土地流转决策、农户种植经济作物决策和非农劳动力转移决策之间的相互影响。研究发现:①农户土地流转与劳动力非农转移和经济作物种植生计决策相互关联。总体而言,土地转入与种植经济作物决策正相关,与非农劳动力转移决策负相关。土地转出与非农劳动力转移决策正相关,与种植经济作物决策负相关。②土地流转与农户非农劳动力转移和经济作物种植等生计策略的关系与农地流转规模相关,小规模和中等规模的土地转入与非农劳动力转移之间未有显著关系,与经济作物种植决策具有显著正向关系,但大规模的土地转入与农户经济作物种植决策和非农就业决策显著负相关。③土地流转是否影响农户生计多样化决策还取决于地区机械化程度。机械化程度较高的平原地区土地转入决策与农户非农劳动力转移和经济作物种植决策未有显著关系,而机械化程度较低的高山、丘陵、高原等地区土地转入决策与农户种植经济作物和非农就业决策分别存在正相关和负相关关系,表明随着机械化对农业劳动力替代程度的增强,土地流转对农户劳动力配置的影响效应减弱。政策建议是:①统筹推进农村土地、劳动力市场发展,推动农户土地流转参与,促进转出户生计向非农专业化转移,促进转入户农地适度规模经营;②完善农机社会化服务市场,提高农机和农技融合使用深度和广度,提高农机对农业劳动力的替代弹性,增强转入户农业劳动力农地规模经营的能力,增加农业生产比较收益。     

Household preferences and willingness to pay (WTP) for freshwater quality improvement in Pakistan’s Swat River Valley

This two-part study investigates household preferences and willingness to pay (WTP) for water quality improvement of the Swat River in Pakistan. First, a four-point Likert scale was used to rank preferences for water quality benefits without using any financial metric. Results show that households have comparatively strong preferences for non-use benefits. Second, a contingent valuation question was designed to determine WTP for adopting a management plan developed exclusively for water quality improvement in the Swat River. The estimated annual mean WTP per household for water quality improvement is $2.40 when donating to an NGO. Generalizing this value to households living in Swat Valley would generate up to $544,000 per year. The present value aggregate benefit for 15 years would be sufficient to cover the present value of aggregate costs to adopt the management plan. A mandatory program that would require paying for the management plan generates half the WTP compared to the voluntary plan, but is still sufficient to cover costs and may be more feasible than a voluntary program because payment is assured.     

Livelihoods and landscapes at the threshold of change: disaster and resilience in a Chiapas coffee community

In 2005, torrential rains associated with Hurricane Stan devastated farm systems in southern Mexico. We present a case study on the impacts of and responses to Hurricane Stan by coffee households in three communities in the highlands of Chiapas, Mexico, with the objective of illuminating the linkages between household vulnerability and resilience. We analyze data from 64 household surveys in a cluster analysis to link household impacts experienced to post-Stan adaptive responses and relate these results with landscape-level land-cover changes. The degree of livelihood change was most significant for land-constrained households whose specialization in coffee led to high exposure and sensitivity to Stan and little adaptive capacity. Across the sample, the role of coffee in livelihood strategies declined, as households sought land to secure subsistence needs and diversified economically after Stan. Nevertheless, livelihoods and landscape outcomes were not closely coupled, at least at the temporal and spatial scale of our analysis: We found no evidence of land-use change associated with farmers’ coping strategies. While households held strong attitudes regarding effective resource management for risk reduction, this knowledge does not necessarily translate into capacities to manage resilience at broader scales. We argue that policy interventions are needed to help materialize local strategies and knowledge on risk management, not only to allow individual survival but also to enhance resilience at local, community and landscape scales.     

Household determinants of bushmeat and eru (<Emphasis Type="Italic">Gnetum africanum</Emphasis>) harvesting for cash in the Democratic Republic of Congo

Peri-urban pressure on the Luki Biosphere Reserve in Bas-Congo, Democratic Republic of Congo, is fuelled by growing demand in urban markets coupled with easy access. With data from 175 randomly selected households, this paper examines factors that motivate households to collect two major forest products found in the reserve for cash. We analyse the factors determining the choice of engaging in collection of bushmeat and eru (Gnetum africanum) and the factors determining the success (outcome) in collection using the Heckman selection model. This model explicitly separates estimation of selection into the activity from the outcome, to provide unbiased estimates of both. Results show that being local, higher household labour availability and higher asset endowment were positively related to selection into bushmeat hunting, reflecting higher risk-carrying capacities, ease of access to equipment and resources. Greater market distance being a female-headed household and greater age of household heads negatively affected selection into eru collection, reflecting characteristics of cash harvesting activities. Low education and more local knowledge characterised more successful outcome of eru collection, whereas having more household labour tended to lower outcomes of both bushmeat and eru collection suggesting that labour pools engaged in these activities were not sufficiently skilled, or that a higher proportion was consumed in such households. We discuss our findings in relation to the role of these activities in providing a pathway out of poverty and stress the needs for better integration of conservation and development policies.     

Forest income and dependency in lowland Bolivia

Forests contribute to livelihoods of rural people throughout the tropics. This paper adds to the emerging body of quantitative knowledge on absolute and relative economic importance, through both cash and subsistence income, of moist forests to households. Qualitative contextual information was collected in six villages in lowland Bolivia, followed by a structured survey of randomly selected households (n = 118) that included four quarterly income surveys. We employed a novel data collection approach that allows detailed estimation of total household accounts, including sources of forest income. We estimated the average forest income share of total annual household income (forest dependency) at 20%, ranging from 18 to 24%. Adding environmental income increased the average to 26%, being fairly constant across income quartiles at 24–28%. Absolute levels of forest income increased with total household income, while forest dependency was the highest in the best-off income quartile—the primary harvesters of forest products are better-off households. The pattern of high forest dependency among better-off households has also been reported from other countries, indicating that this pattern may be more common than advocated by conventional wisdom. Using ordinary least squares (OLS) regressions, we found significant determinants of absolute forest income to be household size, sex of household head and area of cultivated land; the significant determinants for forest dependency were level of education, whether household head was born in village and whether household was food self-sufficient. Better-off households were able to realise cash income from forests, while poorer households—in particular if headed by women—were more reliant on subsistence forest income. We argue that the differential patterns of forest income across income quartiles should be considered in future development interventions and that findings indicate a potential for forests to contribute to moving households out of poverty.     

海南省森林生态补偿机制的社会经济影响分析

建立森林生态补偿机制能够部分或全都地实现森林生态效益的价值，体现出利益相关者之间的平等性，动员全社会参与森林生态系统的保育，更好地加强森林可持续经营的能力。本研究以海南省为案例，从居民问卷分析和机构调查分析入手，分析生态公益林区的生态环境和社会经济影响，讨论建立海南省生态补偿的管理机制。研究表明，大多数农户对生态补偿机制持赞同态度。从总体上看，生态补偿机制的建立对改善生态环境起到了很大的作用，但是农户得到森林生态补偿较低，难以有效地提高农户的生活水平。通过案例研究发现，林业管理机构和居民面临的共同困难是资金不足，由此带来生态公益林保护与周边地区经济发展之间的矛盾，表现为保护与地区经济收入的冲突，耕地面积减少与剩余劳动力的矛盾。在案例研究结果的基础上，探讨海南省森林生态补偿机制的核心问题，提出了海南省森林生态补偿机制的初步设想，包括科学制定地方性生态补偿标准、构建高效的地方管理机构，提高社区能力建设以及扩展生态补偿多元化融资渠道等。     

Rainfall variability and household coping strategies in northern Tanzania: a motivation for district-level strategies

Climate variability is an important stress factor for rural livelihoods in most developing countries where households have been adapting to environmental shocks for decades. Climate change results in increased variability and poses new challenges for rural livelihoods, as well as for policymakers in adjusting policies to changing conditions. This paper examines the potential relationships between rainfall data and household self-reported harvest shocks and local (spatial) variability of harvest shocks and coping strategies based on a survey of 2,700 rural households in the Kagera region of northern Tanzania. The results show that rainfall patterns in the region are very location-specific and that the distribution of household reported harvest shocks differs significantly between districts and correspond to the observed variability in local climate patterns. Coping strategies are focused on spreading risks and include reduced consumption, casual employment, new crops, external support and the selling of assets. There are no large differences in applied coping strategies across the region, but district-level data demonstrate how local strategies differ between localities within the districts. The results emphasize that in order to target rural policies and make them efficient, it is important to take into account the local conditions that rural households face when experiencing climate-related shocks. Finally, shocks reported by households appear to correspond well with observed variability in rainfall patterns.     

生计资本异质对农户农地流转行为的影响——以武汉城市郊区的516户农民为例

以武汉市城郊江夏区和蔡甸区的516户农民家庭为实证,运用logistic和分位数回归模型探索家庭生计资本对农户土地流转行为的影响及阈值。结果表明:(1)人力资本和金融资本与农户农地转出行为呈显著正向相关,家庭农地资源禀赋、机耕能力、社会资源禀赋及经营能力的信任程度等与农地转出行为负向相关。相反,自然资源禀赋及农业机械投入对农户土地转入行为的正向影响显著,而家庭融资能力则对农户转入行为呈显著的负向影响。(2)分位数回归结果显示,对农户土地流转行为存在影响阈值的仅有韧性指数。当农户家庭韧性指数≤2时,随韧性指数增强农户农地转出倾向愈强;家庭韧性指数≥3时,农户农地转出倾向随指数增强而弱化。该研究从农户微观个体视角探索生计资本异质对农地流转行为的影响,为针对农户家庭需求制定差别化的农地流转政策、有效推进农业适度规模经营提供建议参考。     

Socioeconomic Impact of Forest Eco-compensation Mechanism in Hainan Province of China

The establishment of the forest eco-compensation mechanism could realize the value of the forest ecosystem services partly or thoroughly, stress the equality of the stakeholders, encourage public participation in forest ecosystem tendering, and strengthen the capacity of sustainable management. Taking the Hainan province as an example, this study focuses on the analysis of major socioeconomic and ecological impacts of forest eco-compensation in the Qiongzhong County and Lingshui County, and recommends approaches and practices for the establishment of the eco-compensation mechanism in the Hainan Province. Data were collected from a household questionnaire survey. Altogether 120 households have been interviewed, and Statistical Product and Service Solutions (SPSS) was applied for data analysis. Most of the respondents held a positive attitude toward the forest eco-compensation policy which has contributed to the improvement of environmental quality. However, forest protection has limited the opportunities for the income growth of local communities, who have never got sufficient compensation from either the central or local governments. Insufficient financial support to forest institutions and local communities involved in forest management has led to major conflicts in forest management, such as, the conflict between forest protection and local economic development, and decrease in arable land area and increase in surplus labor force. On the basis of case study results, the core issues of forest eco-compensation mechanism in Hainan province are discussed. Finally, suggestions and recommendations that cover forest eco-compensation standards, management institutions, and community capacity building and diversification of financing channels, have been made for the establishment of forest eco-compensation mechanism in Hainan.     

城镇化进程中的农民生活用水研究

目前,我国有关农村居民生活用水的系统研究相当缺乏。对地处上海市浦东快速城市化区域的8个村庄进行随机入户调查。在对调查数据进行整理和统计分析的基础上,系统研究当地农民的生活用水行为和影响因素。研究表明：（1）被访农民普遍认为自来水价格过高。家庭收入水平是决定被访农民对水价态度的主要影响因素。（2）自来水价格主要对农户的洗衣行为产生显著影响。认为自来水价格高的农户更倾向于用井水洗衣。（3）影响农户自来水用水量的显著变量包括：农户家庭常住人口、自来水价格、洗衣水源和洗澡方式。（4）被访农民普遍具有节水意识,但大都局限于“节约使用自来水,减少自来水水费”这个层面。提高农民的水污染控制和水资源保护意识,正确引导其井水抽取和生活污水排放行为,促进农村污水收集和治理项目的普及和正常运行,以及完善地下水资源的保护和管理机制是现阶段当地保障农村生活用水安全的工作重点