Perceived stressors of climate vulnerability across scales in the Savannah zone of Ghana: a participatory approach

Smallholder farmers in sub-Saharan Africa are confronted with climatic and non-climatic stressors. Research attention has focused on climatic stressors, such as rainfall variability, with few empirical studies exploring non-climatic stressors and how these interact with climatic stressors at multiple scales to affect food security and livelihoods. This focus on climatic factors restricts understanding of the combinations of stressors that exacerbate the vulnerability of farming households and hampers the development of holistic climate change adaptation policies. This study addresses this particular research gap by adopting a multi-scale approach to understand how climatic and non-climatic stressors vary, and interact, across three spatial scales (household, community and district levels) to influence livelihood vulnerability of smallholder farming households in the Savannah zone of northern Ghana. This study across three case study villages utilises a series of participatory tools including semi-structured interviews, key informant interviews and focus group discussions. The incidence, importance, severity and overall risk indices for stressors are calculated at the household, community, and district levels. Results show that climatic and non-climatic stressors were perceived differently; yet, there were a number of common stressors including lack of money, high cost of farm inputs, erratic rainfall, cattle destruction of crops, limited access to markets and lack of agricultural equipment that crossed all scales. Results indicate that the gender of respondents influenced the perception and severity assessment of stressors on rural livelihoods at the community level. Findings suggest a mismatch between local and district level priorities that have implications for policy and development of agricultural and related livelihoods in rural communities. Ghana’s climate change adaptation policies need to take a more holistic approach that integrates both climatic and non-climatic factors to ensure policy coherence between national climate adaptation plans and District development plans.     

Adaptation in a multi-stressor environment: perceptions and responses to climatic and economic risks by coffee growers in Mesoamerica

While climate change adaptation policy has tended to focus on planned adaptation interventions, in many vulnerable communities, adaptation will consist of autonomous, “unplanned” actions by individuals who are responding to multiple simultaneous sources of change. Their actions are likely not only to affect their own future vulnerability, but, through changes in livelihoods and resource use, the vulnerability of their community and resource base. In this paper, we document the autonomous changes to livelihood strategies adopted by smallholder coffee farmers in four Mesoamerican countries (Mexico, Guatemala, Honduras, and Costa Rica). Our aim is to gain insight into the process of autonomous adaptation by proxy: through an assessment of how farmers explain their choices in relation to distinct stressors; and an understanding of the set of choices available to farmers. We find that climatic stress is a feature in decision making, but not the dominant driver. Nevertheless, the farmers in our sample are evidently flexible, adaptive, and experimental in relation to changing circumstances. Whether their autonomous responses to diverse stressors will result in a reduction in risk over time may well depend on the extent to which policy, agricultural research, and rural investments build on the inherent logic of these strategies.     

劳动成本上升背景下农户农药施用行为差异研究——基于精细管理技术的中介效应

作为实现乡村振兴战略的重要抓手,如何实现农药零增长一直是现代农业政策关注的重点。基于上述问题,通过全国18个省份农户的微观调查数据,尝试从精细管理技术投入的视角,分析劳动成本变化对农户农药使用行为的影响。研究发现:对于从事园艺等劳动密集型作物种植的农户而言,劳动成本上升将促使农药施用量的增加,而精细管理技术投入则在两者间起到部分中介作用。精细管理技术投入的增加能够有效提高农户的施药效率并降低其单次的农药用量。而与此同时,由于精细管理农户所面临的经营风险相对较大,因而农药施用次数相对较高,故不同精细管理技术投入的农户在农药施用总量方面并未呈现明显差异。因此,政府可尝试通过扶持农产品品牌建设、发展农业生产服务组织等方式,在引导农户生产方式精细化的同时,实现农药的减量投入。     

Crop responses to climate and socioeconomic change in northern regions

Climate, farmers’ actions and previous cultivation history influence regional crop yields and drive autonomous adaptation in time. Proceeding climate change will induce needs for various adaptation measures in the future, especially in the northern regions. We investigated how farms take advantage of novel opportunities in Finland as dictated by the biophysical environment, farmer experience and knowledge, and the dynamics of the socioeconomic environment. Using Finland as a case, we aimed to characterize the relation of regional climate and yield development of the four major cereal crops since 1965 and of spring rape since 1978. Yields in the northernmost regions were most responsive to growing season temperature sum and precipitation. However, yield levels in southern relative to northern and eastern areas have polarized through the period, which might be an indication of a socioeconomic rather than a climate-related response. As socioeconomic factors can be more deterministic for targeting autonomous adaptation on farms, regionally planned proactive adaptation strategies are needed to prepare for long-term changes such as the climate change.     

Mainstreaming of climate extreme risk into fiscal and budgetary planning: application of stochastic debt and disaster fund analysis in Austria

While ageing-related costs are perceived as the major drivers of fiscal pressure in the EU, concerns over climate-related public expenditures have received comparatively little attention in securing the EU’s long-term fiscal sustainability. Using the Shared Socioeconomic Pathways (SSPs) scenarios as bridging concept for linking the assessment of public cost of demography- and climate-related expenditures, this study proposes a climate risk mainstreaming methodology. We apply a stochastic debt model and assess the potential flood risk in Austria to the public debt and the national disaster fund. Our results indicate that public debt under no fiscal consolidation is estimated to increase from the current level of 84.5% relative to GDP in 2015 to 92.1% in 2030, with macroeconomic variability adding further risk to the country’s baseline public debt trajectory. The study finds that the estimated public contingent liability due to expected flood risk is small relative to the size of economy. The existing earmarked disaster risk reduction (DRR) funding will likely reduce the risk of frequent-and-low impact floods, yet the current budgetary arrangement may be insufficient to deal with rising risk of extreme floods in the future. This prompts the need for further discussions regarding potential reforms of the disaster fund. As many EU member states are in the early stages of designing climate change policy strategies, the proposed method can support the mainstreaming of climate-related concerns into longer-term fiscal and budgetary planning.

     

Is rainfall gradient a factor of livelihood diversification? Empirical evidence from around climatic hotspots in Indo-Gangetic Plains

Farmers in the Indo-Gangetic Plains are constantly seeking ways to adapt to changing circumstances and opportunities that include new technologies, institutions, policies, socio-economic and cultural shifts, as well as a changing climate. The relationship between rainfall and local livelihoods is important to devise policies to improve adaptive capacity of farmers to different drivers of changes. The present study investigates whether the spatial variations in rainfall have prompted the location-specific livelihood diversification by using data from 2660 farm families in the climatic risk areas in India, Nepal and Bangladesh. The results show a higher on-farm livelihood diversification in the areas with high rainfall (1500–2100 mm) compared to medium (900–1500 mm) and very high rainfall regimes (>2100 mm). Based on this study, the optimal range of rainfall for better agricultural livelihood in the context of changing environmental circumstances is from 1500 to 2100 mm. In terms of farm practices changed (proxy of adaptability), farmers responded more frequently to the market-related drivers than climatic stressors. Farmers in climate vulnerable areas (Bihar and coastal Bangladesh for instance) responded more to climatic stressors than those living in relatively less vulnerable areas (Terai for instance). The results imply that livelihood strategies should be tailor-made along the climatic resources such as rainfall, considering other biophysical and socio-economic variations at the spatial scale. Identifying household and farm-level coping strategies along the rainfall gradient can also be useful in targeting interventions to build resilience to shocks.     

Adaptation of Iranian farmers to climate variability and change

Climate change poses serious challenges for populations whose livelihoods depend principally on natural resources. Given the increases in extreme weather events projected to adversely affect the arid and semi-arid regions of Iran, adaptation of the agricultural sector is imperative. Few studies have addressed the farmers’ adaptation in Iran, and little is known about ongoing adaptation strategies in use. Adopting principal component analysis/fuzzy logic-based method, this paper considers the agricultural adaptation to climate variability. A survey of 255 farmers of Fars Province, selected through a multistage stratified random sampling method, revealed different levels of adaptation, specifically the low, moderate and high, which are principally distinguished by various degrees of sensitivity and adaptive capacity. The study also identified the main adaptation strategies used by farmers in response to climate-related shocks. Results indicated that although a large percentage of farmers make some adjustments to their farming practices, there are significant differences in choice of adaptation strategies by the adaptation categories. Some conclusions and recommendations are offered to increase the adaptive capacity of farmers and reduce negative impacts of climate variability and change.     

Heterogeneous impact of agricultural support policies: evidence from Turkey

Agricultural support policies, which increase production to excessive levels, have been heavily criticized for their distortional effects on farmers’ decisions. High input consumption, which harms the environment, and the distribution of supports, which causes income inequality among farmers, are also the other factors that economists criticize these support policies. However, in recent years, the use and dependence on production and land have been increasing globally due to fears of food insecurity in several countries. In this article, the impact of a support policy on cotton farmers’ land in Turkey is evaluated using a detailed farm-level micro dataset. We use the dynamic panel model to consider the production dynamics, unobservable individual heterogeneity, and the endogeneity of the support variable. Our results show that considering the support variable as endogenous significantly increased its impact on farmers’ land. A farmer’s past land allocation decisions also affected their current lands holdings. However, the results varied considerably between regions and between different land sizes. Therefore, the findings show the importance of heterogeneity in the impact of support policies. We conclude that due to the heterogeneous impact of support policies, it might not be possible to discuss the effect of support policies using an average estimate applicable for all farmers. Therefore, a different support policy considering regional characteristics or farm size is necessary to obtain the desired policy outcomes.

     

Assessing suitability of apple cultivation under climate change in mountainous regions of western Nepal

Mustang, a mountainous region in the Kali Gandaki River Basin in western Nepal, has been increasingly experiencing climatic changes (e.g., higher temperatures). Rising temperatures lead to ecological shifts, which, in turn, can lead to the expansion of the lower limit for the cultivation of apple trees in this area. Apple cultivation can provide opportunities for adaptations under climate change through vulnerability reduction, income source diversification, livelihood improvement, and capacity building for farmers. As there is a lack of a strong basis to justify the expansion of apple cultivation in Mustang, this study examines the biophysical and socioeconomic suitability of apple cultivation in the area. Necessary data and information were collected from both primary and secondary sources. Findings of biophysical suitability using variable and equal weights to the indicators showed that 5.2 and 4.1 % of the areas are highly suitable for apple cultivation, respectively. However, not all potential farming areas are currently in use. Thus, there is the possibility to expand apple cultivation into unplanted areas and to integrate apple crops with other crops on cultivated lands. Increasing temperature may increase the suitable areas for the cultivation of apples in the coming years. High, benefit–cost ratio for land use confirmed the economic suitability of apple farming when compared to other land uses. The social suitability assessment showed no social discords, conflicts, or disagreements with apple cultivation, which is a positive indicator for the expansion of apple cultivation in western Nepal.     

Living without buffers—illustrating climate vulnerability in the Lake Victoria basin

Exposure, sensitivity and adaptive capacity are essential, albeit theoretically vague, components of climate vulnerability. This has triggered debate surrounding how these factors can be translated into, and understood in, an empirical context subject to present and future harm. In this article, which draws on extensive fieldwork in the Lake Victoria Basin of Kenya and Tanzania, we illustrate how exposure, sensitivity and adaptive capacity play out in the context of climate vulnerability and discuss how they interact in situ. Using a mixed methods approach including survey data, rainfall data and a suite of participatory methods, such as focus groups and interactive mapping of seasonal calendars, we identify how climate-induced stressors affect smallholder farmers’ well-being and natural resources. Drawing on the seasonal calendar as a heuristic, and climate vulnerability terminology, we illustrate when, where and how these climate-induced stressors converge to constrain farmers’ livelihoods. Our analysis indicates that farmers in the basin face a highly uncertain future with discernible, but differentiated, adaptation deficits due to recurring, and potentially worsening, patterns of hardship.     

Evaluating farmers’ likely participation in a payment programme for water quality protection in the UK uplands

Maintaining drinking water quality is essential to water companies and their customers, and agricultural non-point source pollution is a major cause of water quality degradation. In this paper, we examine the potential use of payments financed by a water company as incentives for farmers to adjust their agricultural land management practices in order to protect water quality. We use a choice experiment (CE) to measure farmers’ minimum willingness to accept (WTA) requirements to adjust agricultural land management practices in Nidderdale and the Washburn valley (Yorkshire, UK) under a potential local payment for ecosystem services (PES) programme. Latent class analysis of farmers’ CE responses was used to quantify the size and spread of farmers’ preferences and minimum WTA values for compensation payments, and to investigate potential drivers of preference variation. Analysis suggested that the emphasis on sheep or cattle/dairy production within mixed farming businesses in this area provides a partial explanation for the considerable observed heterogeneity in preferences and minimum WTA requirements for participation in a potential PES programme.     

赡抚比对农户农业生产意愿的影响研究——基于湖北省769户农户的调查

保护农户的种粮积极性,提高农户农业生产意愿,对巩固我国农业的基础性地位、保障国家粮食安全具有重大意义。基于湖北省潜江、宜昌、襄阳和黄冈四市的769份实地调研数据,以家庭负担为切入视角,运用Logit回归模型研究赡抚比对农户农业生产意愿的影响,并进一步分析不同条件下赡抚比对农户农业生产意愿影响的异质性。结果表明:(1)赡抚比对农户农业生产意愿产生显著正向影响,赡抚比越大,农户继续从事农业生产的意愿越强;(2)不同年龄段农户所面临的赡抚情况存在差异,使得赡抚比对非老龄组农户农业生产意愿产生显著正向影响,而在老龄组农户中却不显著;(3)针对不同收入水平的农户家庭,赡抚比所带来的经济与时间的双重压力对农户农业生产意愿的影响程度不同,从而造成赡抚比在低收入组、中等收入组和高收入组的影响呈现出"显著-不显著-显著"的变化规律。     

网络嵌入与风险感知对农户绿色耕作技术采纳行为的影响分析——基于湖北省615个农户的调查数据

基于社会嵌入理论,利用湖北省615个农户调查数据,运用结构方程模型实证分析网络嵌入与风险感知对农户绿色耕作技术采纳行为的影响路径及其群组差异。研究发现：（1）当前采用绿色耕作技术的农户比例相对较小,其中以秸秆还田覆盖技术采用率相对较高,而深松、有机肥、生物农药等采用率略低;（2）网络嵌入和风险感知对农户绿色耕作技术采用行为具有显著的正向影响,同时风险感知在结构嵌入对农户绿色耕作技术采纳行为的影响中具有中介效应;（3）相比受教育程度与家庭年收入,家庭实际经营土地面积在网络嵌入对农户绿色耕作技术采纳行为影响中的作用更为明显。鉴于此,建议应积极推进农地适度规模经营,并鼓励建立内嵌于当地农技推广站、以种植大户为先导的绿色适用技术推广与讨论网络,确保绿色耕作技术落到田间地头。同时,政府应加强灾害预警与田间学校建设,通过宣传教育与培训指导,强化农户绿色生产意识,引导农户推行绿色生产方式。     

Farmers' perception on combined climatic and market risks and their adaptive behaviors: a case in Shandong Province of China

Environment, Development and Sustainability - This paper used original survey data in Shandong province of China to depict local farmers’ perceptions of combined climatic and market risks,...     

Cognitive and institutional influences on farmers’ adaptive capacity: insights into barriers and opportunities for transformative change in central Arizona

The prospect of unprecedented environmental change, combined with increasing demand on limited resources, demands adaptive responses at multiple levels. In this article, we analyze different attributes of farm-level capacity in central Arizona, USA, in relation to farmers’ responses to recent dynamism in commodity and land markets, and the institutional and social contexts of farmers’ water and production portfolios. Irrigated agriculture is at the heart of the history and identity of the American Southwest, although the future of agriculture is now threatened by the prospect of “mega-droughts,” urbanization and associated inter-sector and inter-state competition over water in an era of climatic change. We use farm-level survey data, supplemented by in-depth interviews, to explore the cross-level dimensions of capacity in the agriculture–urban nexus of central Arizona. The surveyed farmers demonstrate an interest in learning, capacity for adaptive management and risk-taking attitudes consistent with emerging theory of capacity for land use and livelihood transformation. However, many respondents perceive their self-efficacy in the face of future climatic and hydrological change as uncertain. Our study suggests that the components of transformational capacity will necessarily need to go beyond the objective resources and cognitive capacities of individuals to incorporate “linking” capacities: the political and social attributes necessary for collective strategy formation to shape choice and opportunity in the future.     

Impact of policies favouring organic inputs on small farms in Karnataka, India: a multicriteria approach

Over 56% of the population of Karnataka state in India depends on agriculture for its livelihood. A majority of these are small and marginal farmers, with land under 2?ha, responsible for nearly half the food production in the state. The increasing rate of farmers’ suicides in the state is reportedly fuelled among others, by increasing input costs, crop failure and accumulating debt. This triggered several policy measures, intended to improve the sustainability of farm livelihoods including those promoting organic practices in farming. The paper presents the results of a multicriteria analysis conducted to comprehend the effects of two different practice–policy scenarios on smallholders in Karnataka—one scenario ‘with policy’ (WP) to support organic agricultural practices and the other a ‘business as usual’ (BAU) scenario that continues to stress on market-based, synthetic inputs for cultivation. The paper integrates results from quantitative and participatory techniques to compare and project effects on ecological, economic and socio-cultural indicators. Ecological and economic indicators in WP are projected to be significantly higher than BAU in a majority of the study sites, while socio-cultural indicators show mixed outcomes, depending on regional and social characteristics. Across the study sites, small and rain-fed farms are benefitted better in WP compared to large and irrigated farms, respectively. Among small and rain-fed farms, soil fertility, water quality, agro-diversity, net income and freedom from indebtedness improve considerably, while there is slight reduction in collective activities and no perceivable change in land-based subsistence.     

Adaptation to climate change and other stressors among commercial and small-scale South African farmers

Commercial and small-scale farmers in South Africa are exposed to many challenges. Interviews with 44 farmers in the upper Thukela basin, KwaZulu-Natal, were conducted to identify common and specific challenges for the two groups and adaptive strategies for dealing with the effects of climate and other stressors. This work was conducted as part of a larger participatory project with local stakeholders to develop a local adaptation plan for coping with climate variability and change. Although many challenges related to exposure to climate variability and change, weak agricultural policies, limited governmental support, and theft were common to both farming communities, their adaptive capacities were vastly different. Small-scale farmers were more vulnerable due to difficulties to finance the high input costs of improved seed varieties and implements, limited access to knowledge and agricultural techniques for water and soil conservation and limited customs of long-term planning. In addition to temperature and drought-related challenges, small-scale farmers were concerned about soil erosion, water logging and livestock diseases, challenges for which the commercial farmers already had efficient adaptation strategies in place. The major obstacle hindering commercial farmers with future planning was the lack of clear directives from the government, for example, with regard to issuing of water licences and land reform. Enabling agricultural communities to procure sustainable livelihoods requires implementation of strategies that address the common and specific challenges and strengthen the adaptive capacity of both commercial and small-scale farmers. Identified ways forward include knowledge transfer within and across farming communities, clear governmental directives and targeted locally adapted finance programmes.     

Coping with insularity: the need for crop genetic improvement to strengthen adaptation to climatic change and food security in the Pacific

The capability of Pacific Island countries’ agriculture to adapt to climatic and environmental changes is analysed. After presenting key features of the region’s food cropping systems, findings of genetic diversity studies for the most important food crops are reviewed and their implications for adaptation are discussed. Biophysical and economic vulnerabilities of the food system are identified. For the major food crops, the needs for genetic improvement are detailed, and practical solutions for broadening genetic bases are suggested. The paper concludes by identifying areas for additional research on crops and agro-ecosystems adaptation aiming at increasing the flexibility of agriculture in the Pacific. In this region, plant breeding has to cope with the insularity constraints of the small island states. The new varieties need to satisfy farmers’ agronomic requirements in very diverse environments. However, because of genotype-by-environment interactions (G × E), it is difficult to identify a variety that would be accepted by most farmers on different islands. A new type of breeding programme with a pragmatic approach is therefore necessary. The geographical distribution of allelic diversity appears as a practical and cost-efficient solution.     

沼气的减排效果和农户采纳行为影响因素分析

文章采用计量分析的方法,基于统计报表,对沼气减排效果进行分析。结果表明:2000年至2009年农村年平均沼气消费相当于替代标准煤的煤炭消费602.20万t,折算成煤炭,则相当于替代了843.423 8万t的煤炭消费量。以2009年为例,按照10美元/tCO2来计算,中国农村沼气替代煤炭减排CO2带来的收益为0.43亿美元。据估计,到2015年,我国农村户用沼气将达到233亿m3左右,加上规模化养殖场、养殖小区年产沼气6.7亿m3,共计239.7亿m3,相当于替代1 711.46万t标准煤,核计收益1.71亿美元。文章通过在我国沼气典型省份湖南省的160户农户调查问卷,建模分析包括农户基本情况、生产状况、心理认知、经济状况方面的20个变量对农户的沼气采纳行为的影响。结果表明,农户性别、年龄、是否参加协会、环境保护意识、是否有外来资金支持等因素对农户沼气采纳行为起到或正或负的影响。文章从减排的角度论证了进一步推进农村沼气建设的重要性,从农户行为影响因素的角度论证了推进农村沼气建设是一个复杂的系统工程,需要宣传、培训、服务、技术、协会、资金等方面的配套跟进。     

Synergistic vulnerabilities: climate variability and fire management policy increase farming challenges in southeastern Mexico

Agricultural fire for land preparation is central in the livelihoods of subsistence farmers practicing shifting cultivation. Achieving a good agricultural burn, one in which the biomass is thoroughly consumed within the chosen area, depends on specific weather conditions. Fire use decisions are also shaped by institutions that define the timing and rules for fire use but also constrain the alternatives and shape adaptive capacities. Global and regional climate changes interact with the institutional framing of fire management affecting local fire use and burn outcomes. These effects are documented and analyzed to suggest adaptations to existing governance systems. We examined subsistence farmers’ socio-ecological vulnerability in the Calakmul municipality, located in southeastern Mexico. Using interviews with farmers and government agents, as well as participatory mapping and observation of agricultural burns, we studied fire management knowledge, practices and burn outcomes. Our results describe a continuum of burn outcomes covering good agricultural burns, uncontrolled burns leading to wildfires and “malquemados” literally poorly burned areas. Malquemados represent unsuccessful combustion associated with excess moisture that results in scorched vegetation. We discuss how unexpected early rains trigger effects that cascade through space and the ecological, economic and cultural domains. We argue that fire management has been historically approached from a conservation standpoint yet agricultural fire use and wildfire prevention should also be addressed from a rural development perspective. This shift in fire management would lead to the proper inclusion of the entire array of burn outcomes in studies and policies addressing farmers’ vulnerability amplified by synergistic effects between climate variability and institutional change.