Climate change,food security,and livelihoods in sub-Saharan Africa

Sub-Saharan Africa is particularly vulnerable to climate change. Multiple biophysical, political, and socioeconomic stresses interact to increase the region’s susceptibility and constrain its adaptive capacity. Climate change is commonly recognized as a major issue likely to have negative consequences on food security and livelihoods in the region. This paper reviews three bodies of scholarship that have evolved somewhat separately, yet are inherently interconnected: climate change impacts, vulnerability and adaptation, food security, and sustainable livelihoods. The paper develops a conceptualization of the relationships among the three themes and shows how food security’s vulnerabilities are related to multiple stresses and adaptive capacities, reflecting access to assets. Food security represents one of several livelihood outcomes. The framework shows how several research paradigms relate to the issue of food security and climate change and provides a guide for empirical investigations. Recognizing these interconnections can help in the development of more effective policies and programs. The framework is applied here to synthesize findings from an array of studies in sub-Saharan Africa dealing with vulnerability to climate change, food security, and livelihoods.     

Climate hotspots: key vulnerable regions,climate change and limits to warming

This paper reviews scientific and gray literature addressing climate change vulnerability and adaptation in the Inuvialuit Settlement Region (ISR) in the western Canadian Arctic. The review is structured using a vulnerability framework, and 420 documents related directly or indirectly to climate change are analyzed to provide insights on the current state of knowledge on climate change vulnerability in the ISR as a basis for supporting future research and long-term adaptation planning in the region. The literature documents evidence of climate change in the ISR which is compromising food security and health status, limiting transportation access and travel routes to hunting grounds, and damaging municipal infrastructure. Adaptations are being employed to manage changing conditions; however, many of the adaptations being undertaken are short term, ad-hoc, and reactive in nature. Limited long-term strategic planning for climate change is being undertaken. Current climate change risks are expected to continue in the future with further implications for communities but less is known about the adaptive capacity of communities. This review identifies the importance of targeted vulnerability research that works closely with community members and decision makers to understand the interactions between current and projected climate change and the factors which condition vulnerability and influence adaptation. Research gaps are identified, and recommendations for advancing adaptation planning are outlined.     

Climate change and food security: a Sri Lankan perspective

There is growing concern in Sri Lanka over the impact of climate change, variability and extreme weather events on food production, food security and livelihoods. The link between climate change and food security has been mostly explored in relation to impacts on crop production or food availability aspects of food security, with little focus on other key dimensions, namely food access and food utilization. This review, based on available literature, adopted a food system approach to gain a wider perspective on food security issues in Sri Lanka. It points to several climate-induced issues posing challenges for food security. These issues include declining agriculture productivity, food loss along supply chains, low livelihood resilience of the rural poor and prevalence of high levels of undernourishment and child malnutrition. Our review suggests that achieving food security necessitates action beyond building climate resilient food production systems to a holistic approach that is able to ensure climate resilience of the entire food system while addressing nutritional concerns arising from impacts of climate change. Therefore, there is a pressing need to work towards a climate-smart agriculture system that will address all dimensions of food security. With the exception of productivity of a few crop species, our review demonstrates the dearth of research into climate change impacts on Sri Lanka’s food system. Further research is required to understand how changes in climate may affect other components of the food system including productivity of a wider range of food crops, livestock and fisheries, and shed light on the causal pathways of climate-induced nutritional insecurity.     

Climate change: an amplifier of existing health risks in developing countries

Global warming is perceived as one of the biggest global health risks of the twenty-first century and a threat to the achievement of sustainable (economic) development; especially in developing countries, climate change is believed to further exacerbate existing vulnerability to disease and food security risks, because their populations are, for example, more reliant on agriculture and more vulnerable to droughts and have a lower adaptive capacity. Furthermore, the health-related impacts of climate change are threatening to undo decades of development policies. The interactions between climate and non-climate factors are of vital importance in shaping human vulnerability to global warming. Climate change cannot be seen as ‘a stand-alone risk factor,’ but rather as an amplifier of existing health and food security risks and an additional strain on institutional infrastructures. In order to avoid a multiplication of health risks in the developing world, there is a need to better understand the multifaceted and complex linkages involved. This is further illustrated for two important climate change–induced health risks, namely malnutrition and malaria. As the amplification of existing and emerging health risks in the developing world might become the greatest tragedy of climate change, adaptation ranks high on developing countries’ agendas. Of particular importance are the discussions about the ‘Green Climate Fund,’ which aims to administer billions of dollars for mitigation and adaptation. Of course, making funds for adaptation available is an important first step, but we also need to ask ourselves the question how such adaptation policies and projects should take shape. This paper demonstrates that an adequate response to climate change health risks should take a systems approach toward adaptation, acknowledging the importance of the local context of the most vulnerable.     

Climate change perceptions and adaptations of smallholder farmers in Eastern Kenya

Several studies have indicated the importance of understanding farmers’ perceptions of risks associated with climate change, the adaptation strategies they employ and factors that affect adaptive capacity. This study aimed to understand smallholder farmers’ perceptions of climate change, adaptation strategies and adaptive capacity in the semiarid Matungulu Sub-County, Eastern Kenya. A participatory approach, using three climate roundtables, was conducted to enhance community participation and understanding of climate change issues. The study showed that farmers’ perceptions concerning climate change are influenced by past experiences of weather extremes that have affected production levels and farm incomes. The farmers have made strategic responses to manage risks posed by climate change. However, they face several challenges in adaptation such as inadequate technical knowledge, low financial resources and inadequate land size. Further, the study showed that climate roundtables is a successful participatory approach that can give effective insights for smallholder farmers to understand agricultural vulnerability, climate change and their adaptation strategies.     

Rural organizations and adaptation to climate change and variability in rural Kenya

Numerous studies have shown that collective action affects the type and efficiency of short- and long-term adaptation to climate change. This empirical study contributes to the body of the literature on collective action and adaptive capacity by demonstrating how organizations frame responses to climate variability and change in rural Kenya by promoting local rural institutions. By analyzing interviews, role-playing games, and household surveys, we ask how local rural organizations shape coping strategies to climate variability and how they may structure future adaptations to climate change. We also investigate what types of households participate in those organizations and how their participation may impact their vulnerability to climate change and variability. Our analysis shows that in places rendered especially vulnerable to climate change by arid climatic conditions, the disengagement of governmental services, and a limited access to income-generating activities, local rural organizations increase livelihood security. Those organizations reduce local vulnerabilities and enhance collective action. In contrast to common diversification and livelihood security strategies which rely on the access to urban or peri-urban structures, local rural institutions and organizations allow for rural and grassroots sustainable adaptation strategies. In that respect, they constitute a resilient and mostly untapped resource for visibly strengthening livelihood security and adaptive capacities in rural Kenya.     

Landscape diversity and associated coping strategies during food shortage periods: evidence from the Sudano-Sahelian region of Burkina Faso

The importance of forest resources for rural communities’ livelihoods has increasingly been recognized over the last three decades. Forests provide food, generate incomes, provide supporting (nutrient cycling, pollination), and regulating (climate, diseases, water regulation and purification) services for agriculture, in addition to their aesthetic, cultural and spiritual role. However, most of the studies on forest resource use do not focus on the role of landscape organization in addressing the impact of climate variability and the risk of food insecurity. This study aims to examine the contribution of woodlands and trees towards decreasing the risk of food insecurity and the importance of landscape structure and composition in coping with food shortages. It took place in two villages in Burkina Faso, on both ends of the woodlands and tree-cover spectrum. We demonstrate that in both landscapes, ecosystem goods, such as shea nuts and fuelwood, represent a safety net for households during food shortage periods. We demonstrate that households shape their adaptive strategies differently depending on the resources available and the structure of the landscape. People living in a landscape with a savannah matrix (Sorobouly) rely on fuelwood trade to purchase cereals, while those living in a landscape with a parkland matrix (Kalembouly) rely on shea nuts. Agricultural, environmental and climate change policies that reinforce the rights of the most vulnerable to access key resources provided by these landscapes and development programs which assure their sustainable use will simultaneously enhance food security and increase their adaptive capacity in the face of climate change and variability.

     

Livelihood asset maps: a multidimensional approach to measuring risk-management capacity and adaptation policy targeting—a case study in Bhutan

The application of a livelihood asset-based approach to adaptation policy targeting is presented through the creation of maps highlighting the spatial contrasts of access to various types of livelihood assets utilizing primary household data. Thus, the livelihood maps provide policy-makers with a tool to quickly identify areas with limited access to certain types of assets, making the latter less able to react to a changing level of climate-related risks. In the case of Bhutan, distinct spatial patterns of asset endowments is identified using five different asset indicators drawing attention to the fact that some areas facing increased level of climate-related risks lack access to productive and human capital, while other areas facing a similar situation have relatively insufficient access to financial assets. This again shows that any non-targeted policy aiming at improving households’ risk-management capacities through asset-building would have quite diverse results even among closely located districts in Bhutan. Finally, relevant policy options concerning the various dimensions of asset holdings are discussed so as to identify options that may benefit poor and vulnerable no matter if the expected outcomes of a changing climate are realized or not.     

Towards adaptation of agriculture to climate change in the Mediterranean

This study links climate change impacts to the development of adaptation strategies for agriculture on the Mediterranean region. Climate change is expected to intensify the existing risks, particularly in regions with current water scarcity, and create new opportunities for improving land and water management. These risks and opportunities are characterised and interpreted across Mediterranean areas by analysing water scarcity pressures and potential impacts on crop productivity over the next decades. The need to respond to these risks and opportunities is addressed by evaluating an adaptive capacity index that represents the ability of Mediterranean agriculture to respond to climate change. We propose an adaptive capacity index with three major components that characterise the economic capacity, human and civic resources, and agricultural innovation. These results aim to assist stakeholders as they take up the adaptation challenge and develop measures to reduce the vulnerability of the sector to climate change.     

Linking agricultural adaptation strategies,food security and vulnerability: evidence from West Africa

Adaptation strategies to reduce smallholder farmers’ vulnerability to climate variability and seasonality are needed given the frequency of extreme weather events predicted to increase during the next decades in sub-Saharan Africa, particularly in West Africa. We explored the linkages between selected agricultural adaptation strategies (crop diversity, soil and water conservation, trees on farm, small ruminants, improved crop varieties, fertilizers), food security, farm household characteristics and farm productivity in three contrasting agro-ecological sites in West Africa (Burkina Faso, Ghana and Senegal). Differences in land area per capita and land productivity largely explained the variation in food security across sites. Based on land size and market orientation, four household types were distinguished (subsistence, diversified, extensive, intensified), with contrasting levels of food security and agricultural adaptation strategies. Income increased steadily with land size, and both income and land productivity increased with degree of market orientation. The adoption of agricultural adaptation strategies was widespread, although the intensity of practice varied across household types. Adaptation strategies improve the food security status of some households, but not all. Some strategies had a significant positive impact on land productivity, while others reduced vulnerability resulting in a more stable cash flow throughout the year. Our results show that for different household types, different adaptation strategies may be ‘climate-smart’. The typology developed in this study gives a good entry point to analyse which practices should be targeted to which type of smallholder farmers, and quantifies the effect of adaptation options on household food security. Subsequently, it will be crucial to empower farmers to access, test and modify these adaptation options, if they were to achieve higher levels of food security.     

Livelihood vulnerability approach to assessing climate change impacts on mixed agro-livestock smallholders around the Gandaki River Basin in Nepal

Climate change vulnerability depends upon various factors and differs between places, sectors and communities. People in developing countries whose subsistence livelihood depends mainly upon agriculture and livestock production are identified as particularly vulnerable. Nepal, where the majority of people are in a mixed agro-livestock system, is identified as the world’s fourth most vulnerable country to climate change. However, there is limited knowledge on how vulnerable mixed agro-livestock smallholders are and how their vulnerability differs across different ecological regions in Nepal. This study aims to test two vulnerability assessment indices, livelihood vulnerability index and IPCC vulnerability index, around the Gandaki River Basin of central Nepal. A total of 543 households practicing mixed agro-livestock were surveyed from three districts, namely Dhading, Syangja and Kapilvastu representing three major ecological zones: mountain, mid-hill and Terai (lowland). Data on socio-demographics, livelihood determinants, social networks, health, food and water security, natural disasters and climate variability were collected and combined into the indices. Both indices differed for mixed agro-livestock smallholders across the three districts, with Dhading scoring as the most vulnerable and Syangja the least. Substantial variation across the districts was observed in components, sub-components and three dimensions (exposure, sensitivity and adaptive capacity) of vulnerability. The findings help in designing site-specific intervention strategies to reduce vulnerability of mixed agro-livestock smallholders to climate change.     

Typical patterns of smallholder vulnerability to weather extremes with regard to food security in the Peruvian Altiplano

Smallholder livelihoods in the Peruvian Altiplano are frequently threatened by weather extremes, including droughts, frosts and heavy rainfall. Given the persistence of significant undernourishment despite regional development efforts, we propose a cluster approach to evaluate smallholders’ vulnerability to weather extremes with regard to food security. We applied this approach to 268 smallholder households using information from two existing regional assessments and from our own household survey. The cluster analysis revealed four vulnerability patterns that depict typical combinations of household attributes, including their harvest failure risk, agricultural resources, education level and non-agricultural income. We validated the identified vulnerability patterns by demonstrating the correlation between them and an independently reported damage: the purchase of food and fodder resulting from exposure to weather extremes. The vulnerability patterns were then ranked according to the different amounts of purchase. A second validation aspect accounted for independently reported mechanisms explaining smallholders’ sensitivity and adaptive capacity. Based on the similarities among the households, our study contributes to the understanding of vulnerability beyond individual cases. In particular, the validation strengthens the credibility and suitability of our findings for decision-making pertaining to the reduction of vulnerability.     

Adaptation of agriculture to climate change in semi-arid Borena,Ethiopia

Livestock production is very risky due to climate variability in semi-arid Sub-Saharan Africa. Using data collected from 400 households in the Borena zone of the Oromia Region, we explored what drives adoption of agricultural practices that can decrease the vulnerability of agro-pastoralists to climate change. Households with more adaptive capacity adopted a larger number of practices. The households’ adaptive capacity was stronger when the quality of local institutions was high. However, adaptive capacity had less explanatory power in explaining adoption of adaptation options than household socio-economic characteristics, suggesting that aggregating information into one indicator of adaptive capacity for site-specific studies may not help to explain the adoption behaviour of households. Strong local institutions lead to changes in key household-level characteristics (like membership to community groups, years lived in a village, access to credit, financial savings and crop income) which positively affect adoption of agricultural practices. In addition, better local institutions were also positively related to adoption of livestock-related adaptation practices. Poor access to a tarmac road was positively related to intensification and diversification of crop production, whereas it was negatively related to the intensification of livestock production, an important activity for generating cash in the region. Our findings suggest that better local institutions lead to changes in household characteristics, which positively affect adoption of adaptation practices, suggesting that policies should aim to strengthen local institutions.     

Derivation of a household-level vulnerability index for empirically testing measures of adaptive capacity and vulnerability

Recent studies have projected significant climate change impacts in Africa. In order to understand what this means in terms of human well-being at local level, we need to understand how households can cope and adapt. This need has led many authors to argue for approaches to adaptation that are based on vulnerability analysis. Vulnerability is one of the key terms in the climate change literature, but little progress has been made in the field of its quantification. Typically, indicators are combined according to a weighing scheme, with the identification of indicators and the weighing schemes based on expert judgment rather than empirical evidence. In addition, most quantitative assessments are applied to countries or other administrative units, whereas managing climate risk has traditionally been the responsibility of households. We therefore focus on the adaptive capacity of households. We analyze the coping strategies and vulnerability to climatic stresses of agro-pastoralists in Mozambique and test the validity of a number of commonly used vulnerability indicators. We derive a household-level vulnerability index based on survey data. We find that only 9 out of 26 indicators tested exhibit a statistically significant relationship with households’ vulnerability. In total, they explain about one-third of the variation in vulnerability between households, confirming the need for more research on underlying determinants and processes of vulnerability. With inclusion of local knowledge, our study findings can be used for local targeting, priority setting and resource allocation. Complemented with studies analyzing climate change impacts and findings from country-level adaptive capacity studies, governmental policy can be informed.     

Small island developing states: coastal systems, global change and sustainability

The intent of this paper is to place the concepts of exposure, vulnerability, resilience and risk in the context of the consequences of global change for the sustainable development of small island developing states (SIDS). Many such states face a number of global climate change risks, such as an increase in the proportion of more intense storms, along with other global change threats that include energy security and costs. All these threats come on top of local development threats, such as increased run-off, often with increasing levels of contaminants due to unsustainable agricultural and industrial practices. When taken together, the resulting pressures on islands and their communities lead to significant increases in vulnerability to change due to reduced resilience to these changes. Vulnerability is also increasing as a result of contemporary processes that heighten the exposure of material and other assets. The capacity to address hazard risk also influences vulnerability. This includes the level of awareness of coastal hazards and exposure, and access to critical life support infrastructure, especially for people living in hazard-prone areas. Vulnerability and resilience are considered to be important integrating concepts when managing the local consequences of global changes. There are many initiatives that will help reduce the vulnerability and enhance the resilience of SIDS to such changes. These include improving risk knowledge and coastal resource and land use management, while also strengthening socio-economic systems and livelihoods. In this way, managing global change can be closely aligned with local development and humanitarian processes, thereby enhancing the overall sustainability of development processes and outcomes.     

气候变化下水资源适应性系统脆弱性评价——以鄱阳湖流域为例

从系统科学的视角出发,分析气候变化下水资源适应性系统脆弱性的内涵,基于脆弱性PSR分析框架,从胁迫性、敏感性、适应性3个维度构建了脆弱性评价指标体系,并采用熵值法和集对分析相结合的方法对脆弱性进行评价。结合2001～2010年鄱阳湖流域数据进行了实证研究,结果表明：10 a间鄱阳湖流域水资源适应性系统脆弱性的变化受胁迫性、敏感性和适应性的综合影响,脆弱性先明显增加后缓慢下降,但基本处于中等偏差水平。鄱阳湖流域水资源适应性系统脆弱性主要由降水量变化、自然灾害和经济发展产生的能源消耗、污染问题引发,提高系统适应性对缓解脆弱性有明显作用。根据评价分析,建议鄱阳湖流域未来从提高管理能力、经济及社会响应能力和加强环境生态治理等方面采取适应性对策;通过改善鄱阳湖流域发展方式和生态环境,减少脆弱性和提高可持续发展能力,更好地发挥鄱阳湖流域对国家生态安全的保障作用     

Climate-related hydrological change and human vulnerability in remote mountain regions: a case study from Khumbu, Nepal

Inhabitants of mountainous regions in least developed countries are recognized to be among the most vulnerable to climate change globally. Despite this, human dimensions work is in its infancy in mountain regions where we have limited understanding of who is vulnerable (or adaptable), to what stresses, and why. This study develops a baseline understanding of vulnerability to climate-related hydrological changes in the mountainous Khumbu region of eastern Nepal. Using a vulnerability approach, 80 interviews combining fixed and open-ended questions were conducted in four communities representing the geographic and livelihood variability of the region. The study identifies four region-wide vulnerabilities currently affecting residents: reduced water access for household uses, declining crop yields, reduced water access for meeting the high water demands of tourists, and reduced hydro-electricity generation. These vulnerabilities are widespread among the population but arrange spatially as a function of varying exposure-sensitivity to hydrological change, livelihood opportunities, and access to foreign financial assistance. Our findings indicate that precipitation change (not glacial change) is the greatest biophysical driver of vulnerability.     

Perceived stressors of climate vulnerability across scales in the Savannah zone of Ghana: a participatory approach

Smallholder farmers in sub-Saharan Africa are confronted with climatic and non-climatic stressors. Research attention has focused on climatic stressors, such as rainfall variability, with few empirical studies exploring non-climatic stressors and how these interact with climatic stressors at multiple scales to affect food security and livelihoods. This focus on climatic factors restricts understanding of the combinations of stressors that exacerbate the vulnerability of farming households and hampers the development of holistic climate change adaptation policies. This study addresses this particular research gap by adopting a multi-scale approach to understand how climatic and non-climatic stressors vary, and interact, across three spatial scales (household, community and district levels) to influence livelihood vulnerability of smallholder farming households in the Savannah zone of northern Ghana. This study across three case study villages utilises a series of participatory tools including semi-structured interviews, key informant interviews and focus group discussions. The incidence, importance, severity and overall risk indices for stressors are calculated at the household, community, and district levels. Results show that climatic and non-climatic stressors were perceived differently; yet, there were a number of common stressors including lack of money, high cost of farm inputs, erratic rainfall, cattle destruction of crops, limited access to markets and lack of agricultural equipment that crossed all scales. Results indicate that the gender of respondents influenced the perception and severity assessment of stressors on rural livelihoods at the community level. Findings suggest a mismatch between local and district level priorities that have implications for policy and development of agricultural and related livelihoods in rural communities. Ghana’s climate change adaptation policies need to take a more holistic approach that integrates both climatic and non-climatic factors to ensure policy coherence between national climate adaptation plans and District development plans.     

Australian agriculture: coping with dangerous climate change

Australian agriculture has operated successfully in one of the world’s most hostile environments for two centuries. However, climate change is posing serious challenges to its ongoing success. Determining what might constitute dangerous climate change for Australian agriculture is not an easy task, as most climate-related risks are associated with changes in the highly uncertain hydrological cycle rather than directly to more predictable changes in temperature. In addition, the adaptive capacity of Australian producers is generally high, as they have had to cope with a highly variable climate in which periodic, severe droughts are the norm. As the underlying global trends in climate interact with the continent’s patterns of natural variability, producers can generally deal with gradual changes in climate but are most concerned about high rates of change in regional and local climates and with abrupt, unexpected shifts in climate patterns. Perhaps the best indicator of dangerous climate change for Australian agriculture is the persistence, or not, of the drying trends in many of the Country’s most productive regions and the strength of the linkage between these trends and global climate change.     

Using a novel climate–water conflict vulnerability index to capture double exposures in Lake Chad

Climate variability is amongst an array of threats facing agricultural livelihoods, with its effects unevenly distributed. With resource conflict being increasingly recognised as one significant outcome of climate variability and change, understanding the underlying drivers that shape differential vulnerabilities in areas that are double-exposed to climate and conflict has great significance. Climate change vulnerability frameworks are rarely applied in water conflict research. This article presents a composite climate–water conflict vulnerability index based on a double exposure framework developed from advances in vulnerability and livelihood assessments. We apply the index to assess how the determinants of vulnerability can be useful in understanding climate variability and water conflict interactions and to establish how knowledge of the climate–conflict linked context can shape interventions to reduce vulnerability. We surveyed 240 resource users (farmers, fishermen and pastoralists) in seven villages on the south-eastern shores of Lake Chad in the Republic of Chad to collect data on a range of exposure, sensitivity and adaptive capacity variables. Results suggest that pastoralists are more vulnerable in terms of climate-structured aggressive behaviour within a lake-based livelihoods context where all resource user groups show similar levels of exposure to climate variability. Our approach can be used to understand the human and environmental security components of vulnerability to climate change and to explore ways in which conflict-structured climate adaptation and climate-sensitive conflict management strategies can be integrated to reduce the vulnerability of populations in high-risk, conflict-prone environments.