USE OF A DAM BREAK MODEL TO ASSESS FLOODING AT HADDAM NECK NUCLEAR POWER PLANT1

Because of their proximity to necessary supplies of cooling water, nuclear power plants are susceptible to riverine flooding. Greater flood hazards exist where plants are located downstream of large dams. The consequences of the Quabbin Reservoir dam failure on the Haddam Neck Nuclear Power Plant situated on the Connecticut River were investigated using a dam break flood routing model. Reasons for selecting a particular model are presented and the input assumptions for the modeling process are developed. Relevant information concerning the level of manpower involvement is presented. The findings of this analysis demonstrate that the plant is adequately protected from the consequences of the postulated flood event.     

MATHEMATICAL MODELING OF VEGETATIVE IMPACTS FROM FLUCTUATING FLOOD POOLS1

ABSTRACT: A flood control reservoir protects valuable developments on the downstream flood plain by storing flood waters and releasing them at a rate that will reduce the downstream damage. The water surface level of the flood pool behind the dam can fluctuate considerably during the occurrence of a large magnitude flood causing severe impacts on shoreline vegetation and water based recreation facilities located in the flood pool. A mathematical simulation model describing shoreline vegetative succession in response to flooding is presented. Plant species are grouped into ecologically similar compartments. Differential equations describing compartment intrinsic growth, intraspecies competition, interspecies competition, and other growth limiting factors are solved numerically. The model is used to evaluate the impacts of various operating policies on plant succession for a new reservoir in Central Iowa.     

VERIFICATION AND APPLICATION OF REGIONAL EQUATIONS FOR THE STORAGE FUNCTION RUNOFF MODEL1

The storage function model is a nonlinear rainfall-runoff model that has been developed for and applied to flood runoff analysis in Japan. This paper extends the model applicability by developing practical equations for estimating model parameters which are appropriate on a regional basis, i.e., so-called regional equations. Previously, the parameters were computed from historical data for a specific basin or from relationships that do not account for land use and topography. To develop the regionalized equations, model parameters were identified for 91 flood events from 22 watersheds in Japan by applying a mathematical optimization technique. Results from 39 of these events were statistically compared and regional relationships were determined as a function of land use, basin area and rainfall intensity. The utility of the estimated equations were tested by computing runoff hydrographs for lumped basins. The estimated parameters were also applied in a distributed watershed model formulation. Both applications showed acceptable results that validate the use of the regionalized relationships.     

Development of an Earthen Dam Break Database

Earthen embankment dams comprise 85% of all major operational dams in the United States. Assessment of peak flow rates for these earthen dams and the impacts on dam failure are of high interest to engineers and planners. Regression analysis is a frequently used risk assessment approach for earthen dams. In this paper, we present a decision support tool for assessing the applicability of nine regression equations commonly used by practitioners. Using data from 108 case studies, six parameters were observed to be significant factors predicting for peak flow as a metric for risk analysis. We present our work on an expanded earthen dam break database that relates the regression equations and underlying data. A web application, regression selection tool, is also presented to assess the appropriateness of a given model for a given test point. This graphical display allows users to visualize how their data point compares with the data used for the regression equation. These contributions improve estimates and better inform decision makers regarding operational and safety decisions.     

FLOOD CONTROL RESERVOIR OPERATIONS UNDER ENVIRONMENTAL RESTRAINTS1

ABSTRACT: A flood control reservoir protects valuable developments on the downstream flood plain by storing flood waters and releasing them at a rate that will reduce the downstream damage. The water surface level of the flood pool behind the dam can fluctuate considerably during the occurrence of a large magnitude flood causing the inundation of trees, low vegetation, and water based recreation facilities located in those areas of the flood pool area that are normally well above the water level. The amount of damage that will occur in the upper levels of the flood storage area will depend on the depth and duration of the inundation that occurs. This, in turn, is directly related to the operating policy for the reservoir. A dynamic programming optimization model of flood control reservoir operation is presented. This model determines the reservoir operating schedule that minimizes downstream flood damages. Various constraints are added to the model to account for the environmental impacts of long periods of flood storage.     

Longitudinal‐Vertical Hydrodynamic and Turbidity Simulations for Prediction of Dam Reconstruction Effects in Asian Monsoon Area1

Abstract: This research investigates possible impacts of enlarged water body according to dam reconstruction on the hydrodynamics and water quality of the reservoir using a laterally averaged, two‐dimensional hydrodynamic and transport model, CE‐QUAL‐W2. The lake was formed by the artificial dam in 1983 for agricultural water supply and is currently under consideration of reconstruction so as to expand the volume of reservoir for flood control as well as water supply in downstream areas. To calibrate and validate the model, field‐collected data were compared with model predictions for water level fluctuations and water temperature during the years of 2001 (from January to December) and 2003 (from March to November). The model results showed a good agreement with field measurements both in calibration and verification. Utilizing the model, impacts of dam reconstruction on the thermal hydrodynamics and turbid current were predicted. From the model results, dam reconstruction limited the depth of thermal stratification below 10 meter and formed steep temperature gradient between epilimnion and hypolimnion. The restricted thermal stratification persisted up to the end of September. This result indicated that thermal stratification would become stronger during summer and stay longer after dam reconstruction. In addition, the restricted thermal stratification caused vertical circulation of water mixing lower than 10 meter and isolated the upper water layer from the lower water layer which increased the volume of hypolimnetic water with low temperature. The vertical circulation near the surface also mitigated propagation of density plume within the depth of 10 m which would remain the hypolimnetic water clean.     

Assessing Potential Removal of Low-Head Dams in Urban Settings: An Example from the Ottawa River,NW Ohio

This is a study of the scientific component of an effort to restore an urban river by removing a low-head dam. The Secor Dam is owned by a local government entity near Toledo, Ohio. The proposed removal of the last structure impeding flow on the Ottawa River has broad appeal, but the owner is concerned about liability issues, particularly potential changes to the flood regime, the presence of contaminated sediments behind the dam, and possible downstream transport of reservoir sediments. Assessing sediment contamination involved sediment sampling and analysis of trace metals and organic contaminants. Forecasting sediment transport involved field methods to determine the volume and textural properties of reservoir and upstream sediment and calculations to determine the fate of reservoir sediments. Forecasting changes in the flood regime involved HEC-RAS hydrological models to determine before and after dam removal flood scenarios using LiDAR data imported into an ArcGIS database. The resulting assessment found potential sediment contamination to be minor, and modeling showed that the removal of the dam would have minimal impacts on sediment transport and flood hazards. Based on the assessment, the removal of the dam has been approved by its owners.     

MODELING A SOCIOLOGICAL-HYDROLOGIC FLOOD CONTROL DECISION SYSTEM1

ABSTRACT: This work was the development of a model for analyzing the social components of a flood control or sociological-hydrologic decision process. A general conceptual system was developed from the study of an actual decision. Mathematical values were determined for the social and behavioral variables and these elements were transposed into a mathematical linear model providing a set of equations from which the system could be simulated with the computer.     

SHOULD DAMS BE MODIFIED FOR THE PROBABLE MAXIMUM FLOOD?1

ABSTRACT: The probable maximum flood (PMF) currently serves as the design standard for many U.S. dams. Floods used for design have increased and currently thousands of dams in the U.S. would be overtopped and possibly fail using the latest calculated PMF at each dam site. Some researchers have suggested that modifying dams to accommodate the PMF could be wasteful. Objections to using the PMF for dam modification include: (1) larger spillway capacity may increase annual downstream flood losses, (2) benefit‐cost ratios may be low, (3) construction accidents associated with dam modification may cause fatalities, and (4) the dollar amount spent to save lives by making dams safer is often very high. Based on these objections, a procedure is presented for evaluating the effectiveness of a proposed dam modification. A change in spillway design policy is recommended. Accepting the status quo at a dam that cannot accommodate the PMF may be the best course of action.     

REGIONALIZATION AND PREDICTION OF FLOODS IN THE FRASER RIVER CATCHMENT,B.C.1

Probability distributions that model the return periods of flood characteristics derived from partial duration series are proposed and tested in the Fraser River catchment of British Columbia. Theoretical distributions describing the magnitude, duration, frequency and timing of floods are found to provide a goof fit to the observed data. The five estimated parameters summarizing the flood characteristics of each basin are entered into a discriminant analysis procedure to establish flood regions. Three regions were identified, each displaying flood behavior closely related to the physical conditions of the catchment. Within each region, regression equations are obtained between parameter values and basin climatic and physiographic variables. These equations provide a satisfactory prediction of flood parameters and this allows the estimation of a comprehensive set of flood characteristics for areas with sparse hydrologic information.     

Comparison of Unsteady and Quasi‐Unsteady Flow Models in Simulating Sediment Transport in an Ephemeral Arizona Stream1

Hummel, Ryan, Jennifer G. Duan, and Shiyan Zhang, 2012. Comparison of Unsteady and Quasi‐Unsteady Flow Models in Simulating Sediment Transport in an Ephemeral Arizona Stream. Journal of the American Water Resources Association (JAWRA) 48(5): 987‐998. DOI: 10.1111/j.1752‐1688.2012.00663.x Abstract: Hydrodynamic and sediment transport models are useful engineering tools for predicting unsteady flood flow and sediment transport. Many models such as HEC‐RAS, HEC‐6, and IALLUVIAL apply quasi‐unsteady flow model, whereas others apply the unsteady flow model. It remains unknown if a quasi‐unsteady flow model is sufficiently accurate for simulating sediment transport in rapidly varied unsteady flood events, especially in ephemeral rivers in arid and semiarid regions. This study compared the quasi‐unsteady HEC‐RAS 4.1 model with one‐dimensional (1D) Finite Volume Method (FVM) based model in simulating flood flow and sediment transport in the Pantano Wash, a dryland river in the state of Arizona. The objective is to determine which sediment transport method is appropriate in predicting bed elevation changes in an ephemeral stream, Pantano Wash, and if an unsteady model is more accurate than a quasi‐unsteady flow model in predicting sediment transport. Results showed that the quasi‐unsteady HEC‐RAS model and the 1D FVM yielded similar results of bed degradation and aggradation for this dryland stream, although the FVM model predicted better flood hydrographs. Among the seven sediment transport formulas embedded in HEC‐RAS, Yang’s and Engelund‐Hansen’s equations gave the best matches with the field measurements for this particular case study.     

AN EVALUATION OF FLOOD FREQUENCY ESTIMATES BASED ON RAINFALL/RUNOFF MODELING1

ABSTRACT: An evaluation of flood frequency estimates simulated from a rainfall/runoff model is based on (1) computation of the equivalent years of record for regional estimating equations based on 50 small stream sites in Oklahoma and (2) computation of the bias for synthetic flood estimates as compared to observed estimates at 97 small stream sites with at least 20 years of record in eight eastern states. Because of the high intercorrelation of synthetic flood estimates between watersheds, little or no regional (spatial) information may be added to the network as a result of the modeling activity. The equivalent years of record for the regional estimating equations based totally on synthetic flood discharges is shown to be considerably less than the length of rainfall record used to simulate the runoff. Furthermore, the flood estimates from the rainfall/runoff model consistently underestimate the flood discharges based on observed record, particularly for the larger floods. Depending on the way bias is computed, the synthetic estimate of the 100-year flood discharge varies from 11 to 29 percent less than the value based on observed record. In addition, the correlation between observed and synthetic flood frequency estimates at the same site is also investigated. The degree of correlation between these estimates appears to vary with recurrence interval. Unless the correlation between these two estimates is known, it is not possible to compute a weighted estimate with minimum variance.     

THE EFFECTS OF RISK AND RELIABILITY ON OPTIMAL RESERVOIR DESIGN1

A chance-constrained linear programming model, which utilizes multiple linear decision rules and is useful for river basin planning, is used to evaluate the effects of risk and reliability on optimal reservoir design. Streamflow forecasts or predictions can be explicitly included in the linear program. The risk associated with the predictions is included in the model through the use of cumulative distribution functions (CDF) of streamflows which are conditioned on the predictions. A multiple-purpose reservoir on the Gunpowder River in Maryland is used to illustrate the effectiveness of the model. In order to provide the decision makers with complete and useful information, trade-off curves relating minimum reservoir capacity (a surrogate for dam costs), water supply and flood control targets, and the reliability of achieving the targets are developed. The trade-off curves may enhance the decision maker's ability to select the best dam capacity, considering technological and financial constraints as well as the trade-offs between targets, risks, and costs.     

Modeling flood induced interdependencies among hydroelectricity generating infrastructures

This paper presents a new kind of integrated modeling method for simulating the vulnerability of a critical infrastructure for a hazard and the subsequent interdependencies among the interconnected infrastructures. The developed method has been applied to a case study of a network of hydroelectricity generating infrastructures, e.g., water storage concrete gravity dam, penstock, power plant and transformer substation. The modeling approach is based on the fragility curves development with Monte Carlo simulation based structural–hydraulic modeling, flood frequency analysis, stochastic Petri net (SPN) modeling, and Markov Chain analysis. A certain flood level probability can be predicted from flood frequency analysis, and the most probable damage condition for this hazard can be simulated from the developed fragility curves of the dam. Consequently, the resulting interactions among the adjacent infrastructures can be quantified with SPN analysis; corresponding Markov Chain analysis simulates the long term probability matrix of infrastructure failures. The obtained results are quite convincing to prove the novel contribution of this research to the field of infrastructure interdependency analysis which might serve as a decision making tool for flood related emergency response and management.     

A NONTRADITIONAL METHODOLOGY FOR FLOOD STAGE-DAMAGE CALCULATIONS1

ABSTRACT: This paper presents a new methodology to calculate economic losses from hypothetical, extreme flood events, such as the Probable Maximum Flood. The methodology uses economic data compiled from already-available secondary sources, such as U.S. Census data on magnetic tapes, utilizing microcomputer and other electronic media. Estimates of land elevations are obtained from topographic maps, and flood elevations axe estimated using, for example, a dam breach and flood routing (DAMBRK) model (Fread, 1984). The calculations are performed at a disaggregate spatial scale, by various land use and industrial classification categories. The basic areal units are city blocks (for urbanized areas), enumeration districts, and Census tracts. Depth-damage functions, which provide an estimate of damages as a proportion of the existing value of the structure, are estimated statistically. Computer software (called DAMAGE) is used to combine the economic, flood elevation, and depth-damage information to compute economic losses for different possible flood stages and for different inflow events. Two case studies are presented as illustrations of the method.     

Modeling the costs and benefits of dam construction from a multidisciplinary perspective

Although the benefits of dam construction are numerous, particularly in the context of climate change and growing global demand for electricity, recent experience has shown that many dams have serious negative environmental, human, and political consequences. Despite an extensive literature documenting the benefits and costs of dams from a single disciplinary perspective, few studies have simultaneously evaluated the distribution of biophysical, socio-economic, and geopolitical implications of dams. To meet the simultaneous demands for water, energy, and environmental protection well into the future, a broader view of dams is needed. We thus propose a new tool for evaluating the relative costs and benefits of dam construction based on multi-objective planning techniques. The Integrative Dam Assessment Modeling (IDAM) tool is designed to integrate biophysical, socio-economic, and geopolitical perspectives into a single cost/benefit analysis of dam construction. Each of 27 different impacts of dam construction is evaluated both objectively (e.g., flood protection, as measured by RYI years) and subjectively (i.e., the valuation of said flood protection) by a team of decision-makers. By providing a visual representation of the various costs and benefits associated with two or more dams, the IDAM tool allows decision-makers to evaluate alternatives and to articulate priorities associated with a dam project, making the decision process about dams more informed and more transparent. For all of these reasons, we believe that the IDAM tool represents an important evolutionary step in dam evaluation.     

EFFECTS OF DAM IMPOUNDMENT ON THE FLOOD REGIME OF NATURAL FLOODPLAIN COMMUNITIES IN THE UPPER CONNECTICUT RIVER1

ABSTRACT: Understanding the effects of dams on the inundation regime of natural floodplain communities is critical for effective decision making on dam management or dam removal. To test the implications of hydrologic alteration by dams for floodplain natural communities, we conducted a combined field and modeling study along two reaches in the Connecticut River Rapids Macrosite (CRRM), one of the last remaining flowing water sections of the Upper Connecticut River. We surveyed multiple channel cross sections at both locations and concurrently identified and surveyed the elevations of important natural communities, native species of concern, and nonnative invasive species. Using a hydrologic model, HEC‐RAS, we routed estimated pre‐and post‐impoundment discharges of different design recurrence intervals (two year through 100 year floods) through each reach to establish corresponding reductions in elevation and effective wetted perimeter following post‐dam discharge reductions. By comparing (1) the frequency and duration of flooding of these surfaces before and after impoundment and (2) the total area flooded at different recurrence intervals, our goal was to derive a spatially explicit assessment of hydrologic alteration, directly relevant to natural floodplain communities. Post‐impoundment hydrologic alteration profoundly affected the subsequent inundation regime, and this impact was particularly true of higher floodplain terraces. These riparian communities, which were flooded, on average, every 20 to 100 years pre‐impoundment, were predicted to flood at 100 ? 100 year intervals, essentially isolating them completely from riverine influence. At the pre‐dam five to ten year floodplain elevations, we observed smaller differences in predicted flood frequency but substantial differences in the total area flooded and in the average flood duration. For floodplain forests in the Upper Connecticut River, this alteration by impoundment suggests that even if other stresses facing these communities (human development, invasive exotics) were alleviated, this may not be sufficient to restore intact natural communities. More generally, our approach provides a way to combine site specific variables with long term gage records in assessing the restorative potential of dam removal.     

COMPUTATION OF STAGE-DISCHARGE RELATIONSHIPS AFFECTED BY UNSTEADY FLOW1

ABSTRACT: The dynamic relationship between stage and discharge which is unique to a particular flood for a selected station along the river can be determined via a mathematical model based on the complete one-dimensional equations of unsteady flow, i.e., the equations for the conservation of mass and momentum of the flood wave, and the Manning equation which accounts for energy losses. By assuming the bulk of the flood wave moves as a kinematic wave, the need for spatial resolution of the flood can be eliminated, and only the time variation of either the discharge or stage at the selected station is necessary for the computation of the other. The mathematical model can be used in river forecasting to convert the forecast discharge hydrograph into a stage hydrograph which properly reflects the unique dynamic stage-discharge relationship produced by the variable energy slope of the flood discharge. The model can be used also in stream gaging to convert a recorded stage hydrograph into a discharge hydrograph which properly accounts for the effects of unsteady flow. The model is applied to several observed floods at selected stations along the Lower Mississippi, Red, and Atchafalaya Rivers. The root mean square errors between observed and computed discharges are in the range of 3 to 7 percent, values well within the accuracy of the observations. A simple, easily-applied graphical procedure is also provided for estimating the magnitude of the effect of the unsteady flow on stage-discharge ratings. As a general rule, the dynamic effect may be significant if the channel bottom slope is less than 0.001 ft/ft (about 5 ft/mi) when the rate of change of stage is greater than about 0.10 ft/hr.     

A Decade of Geomorphic and Hydraulic Response to the La Valle Dam Project,Baraboo River,Wisconsin

We investigate stream response to the La Valle Dam removal and channel reconstruction by estimating channel hydraulic parameter values and changes in sedimentation within the reservoir. The designed channel reconstruction after the dam removal included placement of a riffle structure at the former dam site. Stream surveys undertaken in 1984 by Federal Emergency Management Agency and in 2001 by Doyle et al. were supplemented with surveys in 2009 and 2011 to study the effects of the instream structure. We created a model in HEC‐RAS IV and surface maps in Surfer© using the 1984, 2009, and 2011 surveys. The HEC‐RAS IV model for 2009 channel conditions indicates that the riffle structure decreases upstream channel shear stress and velocity, causing renewed deposition of sediment within the former reservoir. We estimate by 2009, 61% of former reservoir sediments were removed during dam removal and channel reconstruction. Between 2009 and 2011 renewed sedimentation within the former reservoir represented approximately 7.85% of the original reservoir volume. The HEC‐RAS IV models show the largest impacts of the dam and riffle structure occur at flood magnitudes at or below bankfull. Thus, the riffle and the dam similarly alter channel hydraulics and sediment transport. As such, our models indicate that the La Valle Dam project was a dam replacement rather than a removal. Our results confirm that channel reconstruction method can alter channel hydraulics, geomorphology, and sediment mobility.