土地流转与农民收入变化研究

土地流转作为我国农村土地制度改革的重点受到了广泛的关注,但土地流转能否显著增加农民收入,达到改善农村内部收入差距的目的,现有研究并未得到一致结论。本文在文献回顾和总结的基础上,依据中国家庭追踪调查(CFPS)数据,运用倾向值匹配(PSM)方法和基于回归的夏普里值分解(Shapley Value)方法,从收入水平和收入差距两个维度实证分析土地流转对农民收入的影响。研究结果表明:(1)参与土地流转能够显著提高农户家庭收入水平。土地流转使转入户家庭人均总收入和农业收入显著提高18.18%和72.46%,并且大规模转入的农户人均总收入的增加程度显著高于小规模转入农户,说明土地流转存在规模效应。土地流转对转出户的收入水平没有显著影响,可能的原因一方面由于土地流转市场发育不完善,没有显化租金;另一方面劳动力转移先于土地流转,使土地流转对农户家庭劳动力的释放作用不显著。(2)土地流转对农村内部收入差距的贡献度为4.19%,排名第五,表明土地流转不是造成农村内部收入差距拉大的主要原因。人力资本和村庄特征对农村内部收入差距影响较大。根据研究结论提出三点政策建议:第一,通过完善农地流转市场,稳定土地租金水平,使转出户获得合理的租金收入;第二,促进农地适度规模经营,提高转入户农业经营收入,缩小农户与非农经营户之间的收入差距;第三,提高农户就业竞争力,促进劳动力转移,增加转出户非农务工收入。     

中国省际间农村居民收入结构和收入差距分析

在计算基尼系数的基础上,文章得出了改革开放以来中国省际间农村居民收入差距不断扩大的趋势,收入基尼系数从1981年的0.095一直上升到了2003年的0.181,直到近年来,收入差距才开始略有缩小。文章从收入结构的视角研究了省际间农村居民收入差距产生的原因。首先利用1983-2008年较长时期的数据分析了农村居民收入结构的变化,发现从总体上而言,中国各地区农村居民的收入结构均表现出了农业收入比重减少,非农收入比重增加的明显趋势;然后运用基尼系数的分解方法实证分析了不同收入来源对于收入差距的影响,研究发现,工资性收入是差距促增的,是目前中国省际间农村居民收入差距扩大最重要的原因,而家庭经营性收入者起着差距促减的作用,转移性收入和财产性收入的不平等程度较高,但是由于其在总收入中的比例不高,对总的收入差距影响较小。最后,文章提出了缩小省际间农村居民收入差距的政策建议。     

Water-saving Technologies,Solar Green House and Ecological Rehabilitation in Minqin Oasis of Gansu Province,China

Abstract

Land degradation and desertification have become severe environmental problems in arid areas due to excessive use of water resources. It is urgent to reduce agricultural water use for ecological rehabilitation, which may result in a decrease in agricultural production and farmer’s welfare. This paper focused on the impacts of some main measures including extensions of water-saving irrigation, expanding solar green house and increasing off-farm employment, which are generally recognized to be important to alleviate water shortage and poverty. A bio-economic model is applied taking Minqin Oasis in Gansu Province as a case study site. Simulation results showed that the effect of expanding solar greenhouse was more positive than other ones so it drew more attention. On the view of the different effects between each irrigation zone, mixed policy patterns suitable for them are suggested. In Baqu, expanding solar greenhouse should be the most important, auxiliary with encouraging pipe irrigation. Inversely, with regard to Quanshan, the major attention should be paid to subsidy for pipe irrigation and it would be better to supply the off-farm employment opportunities to the households in Huqu, where the expanding of solar greenhouse should also be summoned. Finally, it should be noted that farmer’s income would only resume to 90% of the current level in the short run by putting more effort into local policies. Thus, the ecological compensation is needed to ensure farmer’s welfare.     

What has caused regional income inequality in China? Effects of 10 socioeconomic factors on per capita income

This study analyzes the driving factors behind regional income inequality to provide an important reference for China and other developing countries and to support the formulation of more effective regional development policies. The study used data from 625 county-level administrative units in China in 2017 and conducted a total factor analysis of China's regional income based on 10 economic dimensions using spatially explicit regression methods. The results show that commerce, population footprint, industrialization, and investment are the main factors that affected a Chinese region’s income, but different factors have different degrees of influence in different regions. The impact of economic institutions (developing an institutionally diverse market economy) on income cannot be ignored. Based on our findings, China should give local governments more autonomy, so they can formulate strategies that account for local constraints and opportunities, thereby increasing their chances of decreasing regional income inequality.

     

Adapting to declining fish resources: the differentiation of livelihood systems and fishing strategies in Singkarak Lake’s fishing community,West Sumatra

In Southeast Asia, inland fish resources are crucial for small-scale fishing households. Their decline, due to overfishing and a set of socio-ecological factors, jeopardises aquatic ecosystems and the livelihoods of fishing communities. Singkarak Lake (West Sumatra) exemplifies this sustainability challenge. The paper proposes a multi-disciplinary analysis of the situation. First, it identifies and documents the primary livelihood systems and the strategic adaptations involved in fishing communities. Based upon a sample of 200 households and the implementation of multivariate analyses, a typology is developed. Three household types are identified. Type I comprises better-off farming fishers that have high fishing capitals and income but the lowest returns on fishing and land assets. Type II includes poor fishing farmers with higher farming income; they show the highest return on land assets. Type III is composed of poorer, younger fishers with the highest return on fishing assets and fishing costs. They have little land, low farming income, and diversified livelihood sources. Second, the technical efficiency (TE) of fishing households is studied using a data envelopment analysis. The results show that the average TE is low, but marked differences exist between the types. Type I households have the lowest TE in fishing, confirming an extensification and overcapitalisation strategy. Type II households show a high technical fishing efficiency. They have developed on-farm diversification with a combined, balanced livelihood system. Type III households are the most efficient fishers. They developed an intensification strategy together with off-farm diversification. Different livelihood strategies and economic portfolio have been developed as the response to the limited resources, uncertainty, fluctuating environment and other source of vulnerability. The fishers built up their livelihood based on their assets’ ownership, access to other resource out of fishing and their socio-economic status. In this context, understanding livelihood diversity among small-scale fishers, different socio-economic, their efficiency, constraints and opportunities emerge as important factor in policy formulation to enhance support to small-scale fishing communities and improved management of both the resources and local development. Finally, the paper suggests a focus on people and community-related solutions and proposes a threefold approach of resource conservation, livelihood improvements and restructured governance.     

Attitudes toward income inequality: perspectives from farmers living in a poverty-stricken rural area of China

The attitude of the least advantaged people to income inequality is important in regard to social stability, which is also a major concern of the government and researchers in China. This paper aimed to investigate the perceptions and attitudes of the least advantaged people toward income inequality in China. An empirical analysis was conducted on farmers’ attitudes to income inequality based on a questionnaire survey of 308 farmers in four villages in Yingshan, Hubei Province. Our results show that the respondents consider the income inequality as severe, and ability, hard work, and individual choices are the major determinant factors of income. It is shown that farmers in less developed areas are more likely to accept income inequality, and they ascribe this to their own failure rather than to social injustice. However, it is not the case that people living in poverty-stricken areas are satisfied with anti-poverty policies; and these policies are expected to be further improved to increase the income of the poor.     

Poverty and the Deterioration of Natural Soil Capital in the Peruvian Altiplano

The Peruvian altiplano is a marginal agricultural region with limited infrastructure, climate constraints, and high levels of poverty. Data were collected from 265 farms in four different agricultural regions, and data from three of those regions are analyzed here. Regressions were run with soil nutrient loss, soil depth loss, and yield loss over the past 20 years, as perceived by farmers. Location, topographical and management factors were considered. Additional regressions were run to examine the determinants of two agricultural management practices which were found to affect soil quality, namely fallowing and ploughing vertical furrows. Use of traditional fallowing (aynoca) was associated with helping to preserve soil quality, and was practiced by households with more education, with higher non-farm income, and in villages which had benefitted from natural resource development projects. Vertical furrowing similarly was associated with helping preserve soil quality, and was practiced by households with fewer unmet basic needs. These results have implications for the agricultural and development strategies to be followed in the region.     

Forest income and dependency in lowland Bolivia

Forests contribute to livelihoods of rural people throughout the tropics. This paper adds to the emerging body of quantitative knowledge on absolute and relative economic importance, through both cash and subsistence income, of moist forests to households. Qualitative contextual information was collected in six villages in lowland Bolivia, followed by a structured survey of randomly selected households (n = 118) that included four quarterly income surveys. We employed a novel data collection approach that allows detailed estimation of total household accounts, including sources of forest income. We estimated the average forest income share of total annual household income (forest dependency) at 20%, ranging from 18 to 24%. Adding environmental income increased the average to 26%, being fairly constant across income quartiles at 24–28%. Absolute levels of forest income increased with total household income, while forest dependency was the highest in the best-off income quartile—the primary harvesters of forest products are better-off households. The pattern of high forest dependency among better-off households has also been reported from other countries, indicating that this pattern may be more common than advocated by conventional wisdom. Using ordinary least squares (OLS) regressions, we found significant determinants of absolute forest income to be household size, sex of household head and area of cultivated land; the significant determinants for forest dependency were level of education, whether household head was born in village and whether household was food self-sufficient. Better-off households were able to realise cash income from forests, while poorer households—in particular if headed by women—were more reliant on subsistence forest income. We argue that the differential patterns of forest income across income quartiles should be considered in future development interventions and that findings indicate a potential for forests to contribute to moving households out of poverty.     

Water-saving Technologies,Solar Green House and Ecological Rehabilitation in Minqin Oasis of Gansu Province,China

Land degradation and desertification have become severe environmental problems in arid areas due to excessive use of water resources. It is urgent to reduce agricultural water use for ecological rehabilitation, which may result in a decrease in agricultural production and farmer＇s welfare. This paper focused on the impacts of some main measures including extensions of watersaving irrigation, expanding solar green house and increasing off-farm employment, which are generally recognized to be important to alleviate water shortage and poverty. A bioconomic model is applied taking Minqin Oasis in Gansu Province as a case study site. Simulation results showed that the effect of expanding solar greenhouse was more positive than other ones so it drew more attention. On the view of the different effects between each irrigation zone, mixed policy patterns suitable for them are suggested. In Baqu, expanding solar greenhouse should be the most important, auxiliary with encouraging pipe irrigation. Inversely, with regard to Quanshan, the major attention should be paid to subsidy for pipe irrigation and it would be better to supply the off-farm employment opportunities to the households in Huqu, where the expanding of solar greenhouse should also be summoned. Finally, it should be noted that farmer＇s income would only resume to 90% of the current level in the short run by putting more effort into local policies. Thus, the ecological compensation is needed to ensure farmer＇s welfare.     

粮食补贴政策与农户非农就业行为研究

粮食补贴政策旨在提高农民种粮积极性,促进粮食增产和农民增收,随着国家粮食补贴资金投入力度的逐年加大,农民种粮积极性不断提高,家庭劳动时间分配很可能因此而产生调整。本文首先通过构建嵌入粮食补贴政策的农户劳动分配决策行为模型,理论分析粮食补贴政策对农户非农就业行为的影响,然后基于粮食主产区安徽省农户的实地调查数据,采用Tobit模型分析方法,实证分析粮食补贴政策对农户非农劳动时间供给的影响。研究结果显示:粮食补贴政策对农户非农劳动时间供给具有显著的负面影响,一定程度上有助于调动农民从事农业和粮食生产的积极性;然而,在农业内部工资率低于非农均衡工资率的情况下,这种由粮食补贴政策诱发的农户劳动就业行为变化对家庭经济收入的负面影响将超过当前的转移支付水平;若粮食补贴政策旨在稳定或增加农民收入,那么当前的补贴政策需要进行根本性调整。     

Distribution of benefits based on household participation roles in decentralized conservation within Kanchenjunga Conservation Area Project,Nepal

Kanchenjunga Conservation Area is located in the remote and sparsely populated mountainous region of Eastern Nepal. It has been locally managed as a decentralized Integrated Conservation and Development Project since 2006, the first of its kind in Asia. Major international donor agencies sponsor programs to empower and strengthen the capacity of local communities to manage their natural resources, while concurrently improving livelihood opportunities. We surveyed 205 randomly selected households throughout the project area to assess the factors that influence household participation roles in management and management groups, and to evaluate how benefits from program involvement were distributed among the community. Overall, the distribution of benefits was unequal: households with higher level participation roles had increased access to financial credit and capacity development trainings. Social variables such as age, level of education among head of households, the highest level education among household adults, and household size predicted participation. The region is economically homogeneous; therefore, economic factors such as remittances, off-farm income and the quantity of landholdings or livestock did not predict household participation roles. Our results demonstrate the importance of targeting and empowering disadvantaged households in decentralized conservation programs, including educating members about the relationship between participation and equitable distribution of benefits.     

Dependence on forest resources and tropical deforestation in Ghana

In Ghana, forests provide many products on which the local population subsists. However, these resources are depleting due to a variety of factors including agricultural expansion and over-exploitation of forest resources. This paper presents an analysis of the level of local dependence on forest resources and its implications for forest management in Ghana. The paper also outlines the causes of continuing deforestation in the studied region from the perspective of the local residents and discusses what role they could play in addressing the problem. The aim is to share more light on the current causes of deforestation and make suggestions for improved community-based forest management practices that could help to reduce deforestation. Primary data was collected through personal interviews and focus group discussions with 431 household heads randomly selected from three Forest Districts in Ghana. The survey showed that income from agriculture constituted 60% of the average total rural household income. Forest income provided 38% of total household income, and off-farm income 2%. The four most highly ranked causes of deforestation are poverty-driven agriculture, lack of alternative rural wage employment other than farming, household population levels, and conflict in traditional land practices. This shows a shift in the view of local people who in the past were quick to blame logging companies and government policies for deforestation. The majority of the respondents depended on wild animals like snail, bush meat, wild honey and wild and cultivated vegetables. Given the reasons for deforestation, much thought needs to go into agroforestry practices (e.g. snail farming, bee keeping, fish farming, and vegetable production) in efforts to reduce deforestation, which are currently less promoted. Readers should send their comments on this paper to: BhaskarNath@aol.com within 3 months of publication of this issue.     

云南森林生态功能区农户生态补偿支付意愿(WTP)影响因素及差异性分析

生态补偿是协调经济与资源环境和谐发展,化解生态环境与经济增长矛盾的有效手段,对推进生态文明建设意义深远。基于云南省5个州市农户调查数据,运用二元Probit模型,分析了云南森林生态功能区农户生态补偿支付意愿的关键影响因素及其差异性。研究表明:大部分农户愿意为生态补偿付费,影响其支付意愿的主要因素是性别、年龄、是否兼业、家庭人口数、非农收入比重、生态补偿重要性认知、森林经济效益是否比生态效益重要、生态环境满意度、政府是否对生态环境保护宣传、政策执行信任度以及信息获取难易程度;其中年龄、家庭农业劳动力人数和信息获取难易程度对专业户支付意愿有重要影响,而家庭人口数、非农收入比重以及获得政府补偿的情况对兼业户支付意愿有重要影响;是否兼业、非农收入比重、对生态补偿了解程度以及信息获取难易程度对传统散户支付意愿影响较大;对政策执行的信任程度和产业发展程度对种植大户支付意愿有重要影响。基于此,提出了完善政府农村就业服务职能,鼓励农户非农就业、创业;完善生态功能区环境教育体系和宣传制度建设,强化农户环保意识;强化政府职责及其政策推广、执行力度,构建综合、完善的生态补偿宣传媒介;制定并实施差异化的生态补偿措施等具体对策建议。     

土地流转与农户收入增长——基于收入结构的视角

农户参与土地流转能否产生正的收入效应是一个广为社会各界关注的问题,然而已有的经验研究结论却大相径庭,文章以为对土地流转异质性影响的忽视是导致诸多土地流转收入效应研究结论不一致的关键。基于此,文章应用2010—2018五轮中国家庭追踪调查数据(CFPS),分析土地流转对不同农户类型、不同收入来源的影响差异。基本实证结果表明:第一,土地流转确实会增加农户收入,但是主要表现为对转出农户有正的收入效应,对转入农户的家庭纯收入影响并不明显。第二,土地流转对转入农户与转出农户的不同类型收入的影响并不一致。转出户工资性收入增长幅度远高于经营性收入下降幅度,工资性收入对转出户家庭纯收入的增长贡献接近80%;转入户的经营性收入增长无法弥补工资性收入下降,导致家庭总收入水平没有显著变化。以上实证结果经双重差分模型、处理效应模型等一系列模型敏感性分析后并未改变,表明文章的基本结论是稳健的。进一步地,文章对收入异质性的原因进行分析,发现土地流转对不同农户的劳动力资源配置决策影响存在差异,转出户外出务工与创业的概率增加,非农生产的劳动力投入增加;而转入户则在农业生产中投入更多资源,包括家庭农业劳动参与增加以及农业投入增加。文章进一步的政策讨论也发现,由于转出农户对技术改进的依赖性较弱,转出农户只需要保证能够找到一份替代工作就可以获得更高的收入;但对转入农户而言,由于缺乏足够的技术帮扶,所以他们的土地生产改进有限,反而难以产生土地流转理论提到的资源配置优化,这可能会限制土地流转市场的进一步扩大。综上,文章研究为优化土地流转政策、提高土地流转参与率,并最终实现农户的社会福利改善提供了一定的理论与经验证据支持。     

Community attitudes toward forest conservation programs through collaborative protected area management in Bangladesh

The formulation of conservation policies with options for creating protected areas is significantly influenced by the social factors of the surrounding communities. Therefore, indigenous knowledge, attitudes and perceptions of the local communities need to be explored during the planning and implementation stages of conservation projects. A government-initiated experiment in co-management was conducted in the Rema-Kalenga Wildlife Sanctuary, Bangladesh. This paper analyzes the attitudes toward conservation by members of local communities living in and around the wildlife sanctuary. Training incentives on alternative income-generating (AIG) activities and allotment of agricultural lands were distributed among the Forest User Groups. It is of interest to policy makers and resource managers whether this technique leads to improved attitudes on the part of local people. Although there were different attitudes toward protected areas and conservation, overall, a favorable attitude of the respondents was observed. The opinions of respondents also varied based on factors such as village position, village dependency level on forest resources, ethnicity and gender. Increase in annual income resulting from the augmented skills by trainings on AIG activities and getting agricultural lands leased from the Forest Department contributed significantly to the variation in respondents’ conservation attitudes. It is suggested that eliminating inequity and inequality in incentive distribution, discovering and launching training on more need-based livelihood activities, and liberalizing the restriction of resource extraction from the protected area by fixing the harvesting limit would encourage the community to be more cordially and actively involved in the conservation efforts of the sanctuary.     

农户经营行为对农村生态环境影响研究

农户生产经营行为关系到生产资源的合理利用与配置,影响到农村生态系统保护及其可持续发展。本研究以武汉城市圈及长株潭城市群内的650个农户为有效样本,分析了农户经营行为对农村生态环境及其五种表现形式的影响。结果表明:①劳动力投入行为中收入来源、家庭人均收入对农业面源污染有显著负面影响,家庭常住人口、家庭人均年收入对生活垃圾污染分别有显著正、负面影响;②农户文化程度越高,越能认识到农村生态环境污染问题;③经营规模越大,农业面源污染越严重,而对其它四类表现形式影响不显著;④农业投资力度越大,为提高产量而会造成越严重的农业面源污染及水质污染;⑤农户经营组织行为中,有机肥施用行为会造成农业面源污染,这些未施用的有机肥又会加剧生活垃圾污染,而且有机肥使用越多,农业面源污染及水质污染也就变弱。另外,参加技术培训会降低农业面源污染和水质污染。可见,农户经营行为更多地是在影响农村生态环境中的农业面源污染、水质污染及生活垃圾污染,对空气噪音污染及工业转嫁污染的影响并不明显。     

非农就业、农业生产服务外包与农户农地流转行为

农户向非农就业转移被认为是农地流转的主要驱动力，然而在非农就业非常普遍的情况下，农地流转率仍然徘徊不前。农业生产服务外包的发展通过改变非农就业农户从事农业的机会成本进而影响非农就业对农地流转的驱动效应。基于湖北省农户家庭2018年微观调查数据，运用二元离散模型和中介效应模型实证检验农户非农就业对农地流转的影响及农业生产服务外包在其中的中介作用。研究发现：（1）非农就业有助于增加农业生产服务外包进而促进农地转出、抑制农地转入；（2）农业生产服务外包抑制农地转出、促进农地转入；（3）若忽略农业生产服务外包的影响，非农就业对农地流转市场供给的正向效应与需求的负向效应均被高估，这为现实中农户非农就业程度高与农地流转率低的矛盾提供了重要解释。农业生产服务外包在优化农村劳动力资源配置的同时，也对农地流转市场的供需结构进行了重新塑造。     

中国农业源碳汇估算及其与农业经济发展的耦合分析

农业作为重要的产业部门,在满足人们基本的物质需求的同时具有重要的生态保障和碳汇功能,充分发掘农业的碳汇潜力对于农业绿色化发展和农民增收具有重要意义。本文量化测算了我国1993—2011年的农业源碳汇潜力,并构建农业源浄碳汇与农业经济发展的耦合模型,结果发现农业源碳汇量由1993年的52 318.70万t波动增加到2011年的66 073.77万t,年均增加1.38%,但是农业源的浄碳汇量却呈现波动递减趋势,由1993年的36 691.72万t减少到34 815.67万t,其中粮食作物的CO2吸收总量占据主要部分,经济作物CO2吸收量在农业总的CO2吸收量所占的比重虽小,但是增速较快,年均增幅达到4.15%;从影响因素来看,农业源碳汇和耕地面积关联度不大,农作物单位产量和农业源碳汇呈正相关;农业源浄碳汇与农业经济发展之间处于强负耦合状态,耦合状态不理想,农业产值与农业净碳汇关联度不强,这主要是由高投入、高消耗的农业生产方式引发农业碳排放增加和农业总产出效益提升等原因造成的。最后,本文针对性地提出促进我国农业减排增汇的对策建议:强化政府引导,从农业的规划、生产、消费等多领域进行引导;加大农业减排增汇的技术、资金和人力支持,为农业的减排增汇做好保障;通过林地增汇、农田增汇、草地增汇、综合增汇等多种手段,提升农地的碳汇能力;加快碳市场交易体系建设,以市场杠杆推进农业的减排增汇。     

农业非点源污染对太湖水质的影响:发展态势与研究重点

太湖水污染的主要症结是水体中氮、磷不断富集导致的富营养化，而随着区内化肥用量的不断增加和集约化畜禽殖业的发展，流域内农业非点源营养物质的排放将保持持续上升的势头。要实现使太湖水变清的目的，必须把农业非点源营养物的排放控制在最低的水平，为了达到这一目标，今后应加强：（1）农业养分流失的定量化研究；（2）非点源污染物的转移转化特征研究；（3）农业非点源污染高风险区的识别；（4）农业非点源污染的控制与管理对策研究。     

The potential conflict between traditional perceptions and environmental behavior: compost use by Muslim farmers

Although traditional societies often have a deep understanding of ecological relationships, traditional or religious values might be in conflict with current environmental values. According to Islamic Law, some compost sources used for agricultural purposes are impure, especially human and pig excreta. This study examined how Muslim farmers perceive the issue of impurity of compost sources and the extent to which the conflict between traditional and modern values affects compost use. Questionnaires were distributed to 77 Muslim and 11 Christian farmers in Israel, examining their personal characteristics, attitudes toward compost use, awareness of its sources and advantages, and the influence of traditional perceptions on the tendency to use compost. Interviews were conducted with agricultural consultants and Muslim clergy. Although the use of compost was limited, a higher level of awareness was found among the younger and/or more educated Muslim farmers. Varied attitudes were expressed regarding the degree of purity/impurity; 52 % of the respondents expressed willingness to use compost if derived from pure materials. The agricultural consultants were acquainted with Muslim farmers who recoiled from the use of compost. The Muslim religious leaders stated that impure substances can be purified through biochemical reactions during the composting process and noted that the use of compost is preferable if chemical fertilizers are harmful to the environment. Although Muslim farmers expressed willingness to use compost if it was proved to be pure according to Islam, this paper addresses how, in practical terms, universal environmental policies may give rise to value conflicts in traditional communities.