An assessment of urban vulnerability in the Amazon Delta and Estuary: a multi-criterion index of flood exposure,socio-economic conditions and infrastructure

The Amazon Delta and Estuary (ADE) is a region of continental and global ecological importance. Controversy, many of the basic infrastructure and services essential for quality of life and sustainable development of this delta are absent. Using a conceptual model to define socio-economic vulnerability in the urban ADE, a thorough assessment of indicators including sanitation services, housing conditions, household income, population, flood risk and unplanned settlements was conducted in 41 cities at the census sector scale (n = 2938). A multi criterion index was applied to classify urban vulnerability from three dimensions: flood exposure, socio-economic sensitivity and infrastructure. This is the first study to examine urban vulnerability within and between urban areas of the ADE. Results indicated that most of the urban sectors of the ADE are exposed to potential risks due to a combination of flood hazards, poverty and basic structural deficiencies such as insufficient drinking water or inadequate waste water collection, with several sectors being afflicted by similar problems. The assessment of vulnerability indicates that 60–90 % of the urban population live in conditions of moderate to high degree of vulnerability. The ADE cities presented a pattern where vulnerability increases from city center to their newly developed urban areas. Inadequate planning coupled with rapid urbanization has contributed to the development of unplanned settlements in almost half of the urban sectors of the ADE. Combined, these factors contribute to widespread socio-economic vulnerability along the urban spaces of the ADE, increasing exposure to health risks and more frequent seasonal and stochastic events such as storm surges and high flooding levels.     

The association between rural–urban migration flows and urban air quality in China

In light of the rapid urbanization of the world’s population over the past decades, there is a growing concern about the environmental impacts of urban population growth. Rural–urban migration is a particularly important component of the urbanization process in developing countries and is often considered to be detrimental to urban environmental conditions. However, few studies have explicitly examined the presumed negative impacts of in-migration on the natural environment of cities. The continuously increasing volume of rural–urban labor migration in China since the early 1980s has formed the largest population flow in world history. This study links the existing literature on population–environment and urbanization–environment interactions by empirically assessing the relationship between rural–urban migration and urban air conditions in China. A two-period (2004 and 2010) longitudinal dataset for the 113 key environmental protection cities of China was constructed based on multiple data sources. We applied the STIRPAT equation using conventional and spatial panel regression models to examine whether rural–urban migration flows were associated with air pollution in cities. Results show a strong negative association of in-migration with urban air quality even after controlling for the effects of other population, affluence, and technology factors. Findings from this research can contribute to a better understanding of the environmental consequences of rural–urban migration in China, with broader implications for sustainable development research and policies.     

Socio-environmental consideration of phosphorus flows in the urban sanitation chain of contrasting cities

Understanding how cities can transform organic waste into a valuable resource is critical to urban sustainability. The capture and recycling of phosphorus (P), and other essential nutrients, from human excreta is particularly important as an alternative organic fertilizer source for agriculture. However, the complex set of socio-environmental factors influencing urban human excreta management is not yet sufficiently integrated into sustainable P research. Here, we synthesize information about the pathways P can take through urban sanitation systems along with barriers and facilitators to P recycling across cities. We examine five case study cities by using a sanitation chains approach: Accra, Ghana; Buenos Aires, Argentina; Beijing, China; Baltimore, USA; and London, England. Our cross-city comparison shows that London and Baltimore recycle a larger percentage of P from human excreta back to agricultural lands than other cities, and that there is a large diversity in socio-environmental factors that affect the patterns of recycling observed across cities. Our research highlights conditions that may be “necessary but not sufficient” for P recycling, including access to capital resources. Path dependencies of large sanitation infrastructure investments in the Global North contrast with rapidly urbanizing cities in the Global South, which present opportunities for alternative sanitation development pathways. Understanding such city-specific social and environmental barriers to P recycling options could help address multiple interacting societal objectives related to sanitation and provide options for satisfying global agricultural nutrient demand.

     

Population dynamics,rural livelihoods and environmental degradation: some experiences from Tanzania

Population growth and environmental degradation are closely linked. Increasing population has in many rural areas of Tanzania contributed to changes in land use/cover patterns, land fragmentation and livelihood insecurity. Increasing demand for food, energy and other environmental services has contributed to expansion of agriculture, including marginal areas, and deforestation often leading to environmental degradation. Increased reliance on natural resources for rural livelihoods, subsistence nature of the agricultural sector and limited economic opportunities in rural areas are among the factors leading to rural–rural and rural–urban migrations searching for better livelihood opportunities. The high urban demand for food and biomass energy from rural areas has also contributed to rural deforestation and overall environmental degradation. This paper addresses the linkages between population and environmental degradation in Tanzania. It argues that effective implementation of development and resources management policies can lead to environmental sustainability even with growing populations. It provides evidence from successful land management interventions such as HADO, HASHI and SECAP, which support the argument that with effective implementation of resource management initiatives even larger populations can be supported by the available resources. Such successful interventions ought to be emulated elsewhere with similar environmental problems.     

大城市应对气候变化的可持续发展研究——以上海为例

在全球气候变化背景下,社会城镇规划与自然气候变化之间的关系越发密切,城镇规划体系需要纳入气候变化的影响并考虑适应气候变化的策略。首先以发达国家及世界著名大城市为参考,对美国、德国和日本在应对气候变化的城镇可持续发展规划方面的成功经验和实践措施分别进行了综述和提炼;然后,以上海为例,对照分析了我国大城市在城镇化过程中面临的气候变化挑战及存在的脆弱性,包括城镇发展规划与气候环境的相容性考虑不够、城镇化过程对气候环境的影响缺乏充分论证、城镇基础设施抵御气象灾害的能力较低、气候变化对城镇人体健康的影响未给予高度关注等;最后,指出了我国大城市应对气候变化的城镇可持续发展思路及重点方向,即充分考虑区域气候容量、大力构建生态绿色通风廊道;深入开展城镇功能布局的气候可行性论证和气象灾害风险评估;加强城市气候变化研究和实验,不断更新城市规划设计参数和标准规范;加大对脆弱人群和外来常住人口生命安全和人体健康监测预警;积极完善城镇化适应气候变化的机制等,以期为城镇发展体系的编制和应用提供参考和借鉴。     

The Role of Development Finance Institutions (DFIs) in␣Promoting the Clean Development Mechanism (CDM) in Africa

This article outlines some of the latest developments and opportunities for development finance institutions¹ (DFIs) to become directly supportive of the Clean Development Mechanism (CDM²) in Africa. In striving to make development financing more environmentally friendly and sustainable, DFIs can play a key role in promoting the CDM on the African continent by providing monetary incentives through their project financing activities; encouraging and facilitating partnerships in support of sustainable development, particularly with reference to the CDM, and; providing technical advice and support to clients with regard to project design, planning and implementation. DFIs have traditionally focused on financing infrastructure and poverty alleviation projects. However, the emergence of the CDM has brought about a shift towards investments in services and products that reduce carbon dioxide emissions and encourage investments in environmentally friendly technologies. This can be ascribed in part to the development of a “carbon market” under the auspices of the Kyoto Protocol that took effect in February 2005. The carbon market and emerging carbon funds are some of the main drivers enabling DFIs to play an increasingly important role in promoting the CDM in Africa.     

人口压力评估及其应用研究

本文讨论了人口压力的概念,论述了人口压力与持续发展及人口迁移的内在联系,建立了城、乡两类区域人口压力评估的指标体系,构造了实用评价模型,并以山东省为例,实现了人口压力评估和制图。     

江苏省人口城乡结构差异的多尺度研究

利用"全国第四、五、六次人口普查"等数据,基于"多尺度"分析框架,综合运用总体差异测度指数(标准差、锡尔指数及其分解)、马尔可夫链、ESDA等方法,分析1990~2010年江苏省不同尺度人口城乡结构差异的时空动态演化。结果表明:(1)20a来,江苏省人口城乡结构无论绝对差异还是相对差异性在各尺度上均呈缩小趋势,且前10a大幅缩小、后10a缩小幅度减缓。相对差异值及其缩小程度排序均从大到小依次为县域、市域、区域。主要受地区发展基础、增长极的带动能力及范围、政府政策侧重以及人口迁移机制等多种因素差异性的影响。由于三大区域间通过人口流动、交通、产业、资源等的联动效应,因而三大区域间差异的缩小对全省差异缩小的贡献最大。(2)前10a人口城乡结构类型转移概率波动性大,后10a趋向稳定。苏南各市区存在高水平"俱乐部趋同"现象。(3)虽然从区域尺度上看,苏南、苏北两极分化有所缓和,但从县域小尺度上来看,苏北大部分县域与苏南不同县域之间的差距依然较大,这与实际相符合,因此小尺度的自相关分析更符合实际,且小尺度两极分化严重。县域尺度冷、热点地区具有典型的核心边缘结构、南北空间分异显著,涓滴效应逐渐显现,南北差异有所减小。最后提出在"两带一路"背景下针对不同尺度人口城乡结构合理发展的建议。     

The Role of Foreign Direct Investment in Urban Environmental Management: Some Evidence from Hanoi, Vietnam

In recent years flows of foreign direct investment (FDI) to developing countries have rapidly been increasing. It is now an important contributor to the national economy and urban growth in scores of developing countries. Rapid urbanization in these countries is leading to many problems in the cities. Existing urban infrastructure and municipal services have been unable to cope with the increased demand arising from growing population and rapid economic growth. Consequently, the environment in these cities has deteriorated alarmingly. This paper assesses the role of FDI in urban environmental management (UEM) by analyzing the linkages between them for Hanoi City in Vietnam. The paper's analysis and findings are presented under three main themes: one, FDI, employment and income; two, FDI and environmental degradation; and three, potential of utilizing FDI for the provision of urban environmental infrastructure and services (UEI&S) in order to improve the urban environment. Both primary and secondary source data have been used. Policy implications of the research findings are drawn from the perspective of sustainable development.     

China–Africa development cooperation in the rural sector: an exploration of land tenure and investments linkages for sustainable resource use

China-Africa development cooperation in the rural sector has received an increased attention by researchers and policy-makers given the advantages and disadvantages of China’s contribution to the local economy. However, there is a lack of more reliable and nuanced findings to provide greater insights into the major issues concerning rural development and resource use. This paper aims to position land tenure and foreign investments linkages as a new research angle for understanding the role of land in sustainable resource use and investments. The paper provides a brief overview of China-Africa cooperation in rural development especially concerning agriculture to illustrate the neglect of critical land and resource use issues in policy and practice. The paper briefly discusses the ongoing land tenure reforms in Africa and the policy gaps to be filled through further research. It also discusses how China’s own development model, especially concerning land tenure reform, shares similar trajectories with Africa, which has important implications for the effectiveness of Chinese investments in African land. The paper concludes that there is an urgent need for lesson learning among Chinese and African policy-makers and investors towards tailoring development cooperation to more appropriate land tenure systems for sustainable resource use to the mutual benefit of Chinese and African stakeholders.     

Characteristics of Rural Labor Emigration in Minority Areas of Honghe, Yunnan and Its Impact on New Socialist Countryside Construction in the 21st Century

China is a country with multinationalities. The political, social, and economic significances of the economic and social development in the minority areas have a very close connection with the modernization of the whole China's politics, society, and economy. The movement of minority rural migrants to the urban areas or to the nonagricultural industries is one of the key issues in the economic and social development in the minority rural areas. The rural population migration in the minority areas was taken as the important research topic, hoping to be of benefit to the deeper understanding of the current migration movement in China.     

Managing the rural–urban transformation in East Asia in the 21st century

This article explores the special features of the rural–urban transformation in East Asia in the last 30 years within the broader context of the development strategies of Asian governments. Despite an ongoing commitment to the rhetoric of concern with rural development, food security and the alleviation of rural poverty, these policies have emphasised the important role of urbanisation as the prime process influencing economic growth. This is supported by the economic argument that the economies of scale, the creation of mass urban markets and the higher productivity that occur in urban places make them crucial to development. This paper argues that this approach creates a false dichotomy between rural and urban areas, whereas development should aim to increase the linkages between rural and urban areas aimed at producing societal transformations rather than separate rural and urban transitions. The paper then explores the empirical evidence of rural–urban transitions in East Asia with a more detailed case study of China, which is considered to be a crucial example because of the size of its population, the special conditions of market socialism and its institutional capacity to manage the rural–urban transformation. The final section focusses on the importance of developing spatial sensitivity to the management of the rural–urban transformation in the 21st century. Old divisions between rural and urban sectors must be replaced by planning that integrates urban and rural activities so that they adopt sustainable management strategies which utilise concepts of eco-systems in which rural and urban activities are linked, so as to create sustainable urban regions, cities and societies.

城市化:浙江省推进经济与环境"双赢"的战略选择

改革开放以来,浙江省实际上走的是一条反集聚效应的农村工业化道路,它违背了世界各国城市化要求非农业人口向城市转移的一般规律,这种脱离了城市化的工业化进程,所引发的环境污染主要是通过“市场失效”和“政府失灵”来实现的,并对浙江省经济社会的可持续发展产生了一系列的不利影响。因此,要尽快从以农村工业化为主转到以城市化为主推动经济增长上来,努力探索出一条在推进城市化进程中解决环境污染问题、最终实现经济发展与环境保护“双赢”的新路子。     

Sanitation entrepreneurship in rural Indonesia: a closer look

Enterprises are playing increasing roles in facilitating access to sanitation products and services in Indonesia and other developing economies. This study investigated the factors affecting the sustainability of sanitation enterprises in rural Indonesia. Interviews with 33 organisations representing sanitation enterprises, associations of sanitation enterprises, national and international civil society organisations (CSOs), donor organisations and national and local government agencies were conducted to explore different stakeholder perceptions about enterprise roles. The research revealed factors specific to the sanitation entrepreneurs themselves, such as their skills, entrepreneurial traits, pro-social motivations and intrinsic motivations, as well as factors within their enabling environment. Insufficient customer demand, inadequate capacity building opportunities, lack of financing options for entrepreneurs and their customers, and limited government support were observed to undermine sanitation enterprise success. Industry associations were found to be a useful intermediary support mechanism, particularly in the absence of significant government support for enterprises. However, such associations could also stifle innovation, and their role needs to be carefully developed, including financially sustainable models for such associations. This study has implications for how governments and CSOs in Indonesia and elsewhere might best support the role of enterprises and entrepreneurship towards improved sanitation outcomes.     

政府主导、人口流动与城乡收入差距

中国经济增长具有典型的政府主导特征,通过构造一个包含城镇和农村经济产出的社会福利函数来分析政府主导型经济增长对城乡收入差距的影响关系,并基于中国城镇化发展实际分析了人口流动对城乡收入差距的影响,在此基础上提出研究假说,统计中国1997—2014年省际面板数据,采用泰尔指数测度城乡收入差距并分别进行静态和动态回归分析与检验。静态研究发现政府主导和人口流动显著地拉大了城乡收入差距,但是二者的交互项对城乡收入差距的确具有收敛效应,即随着人口流动的增加,政府主导对城乡收入差距的边际贡献会降低,同样随着政府主导的提升也会降低人口流动对城乡收入差距的边际贡献,这种影响关系在分区域的回归中依然成立,并通过了稳健性检验;动态研究发现全国和分区域中城乡收入差距的变动存在显著的正向路径依赖特征,全国层面政府主导显著地拉大了城乡收入差距,而人口流动及其与政府主导的交互项则显著地缩小了城乡收入差距,但分区域来看政府主导和人口流动对城乡收入差距的影响存在显著的区域异质性,并通过了稳健性检验。因此缩小城乡收入差距不应设置单一的政策目标,需要建立多方面的政策配套体系,逐步矫正政府主导型经济中造成的政府职能异化,精准识别地方财政收支量的规模和结构条件,扩大涉农业务投资的规模,激活农村经济发展活力;在城乡户籍制度改革中进一步打破城乡分割藩篱,大力发展非农产业,增加农民的非农就业机会,促进农民的非农化就业和城镇化迁移,提升城镇化发展质量;最终通过一系列的配套性制度安排,旨在加强支持农业发展和农村建设,促进农民收入增长的制度供给,实现城乡共享发展。     

Integrated measures for preservation, restoration and improvement of the environmental conditions of the Lagoon Olho d'Água basin

The Lagoon Olho d'Água in Pernambuco State, Northeast Brazil has received increasing environmental concern due to significant stress from pollution in the catchment. The existing environmental problems are the result of great pressure from a broad range of human activities, especially in the last 10 years. Serious pollution exists mainly from some industrial and urban activities, which increased intensively after the eighties. There is a strong social and economical pressure for housing and construction near the lagoon, due to the available land nearby beaches and estuarine zone, and recently by growing tourism activities. Uncontrolled land use by low-income communities and the pressure for construction by developers have led to landfilling and to deterioration of water quality in the lagoon catchment. Improvement of the environmental conditions in the catchment needs integrated measures. Guidelines and some specific actions involving several institutions have been established and refer to sanitation and urban infrastructure as the main priorities. A main target is the construction of low-cost sewage system with smaller and decentralised treatment plants.     

Mixed land-use planning on the periphery of large Asian cities: the case of Nonthaburi Province, Thailand

Throughout Asia, rapid and uncontrolled urbanization has created serious environmental problems, and the development of sustainable urban–rural planning methods is of critical importance. To improve our understanding of mixed urban–rural land uses and provide future practical visions for regional planning, we conducted a case study of the urban fringe of the Bangkok Metropolitan Region, Thailand. After identifying local irrigation districts as the basic spatial unit for resource circulation, we quantified current material flows of organic wastes generated by households within each district. We then developed two different land-use scenarios for 2020: (1) a high-rise compact and (2) a low-story sprawl development scenario. These scenarios were compared in terms of efficiency of material flows and energy consumption. We found that, based on current infrastructure and technology, the latter scenario was more advantageous in terms of both material input and energy consumption than the former, thereby, identifying positive aspects of urban–rural land-use mixture. Based on these results, we propose that planners should focus on density control measures that take into account bioresource circulation within irrigation districts rather than simply drawing arbitrary land-use zoning lines. To this end, we suggest that the division between agricultural and urban planning departments must be bridged, and that research should take an interdisciplinary approach.     

江苏省城乡空间融合的形态演化研究

选取1980~2010年5期土地利用/覆被变化(LUCC)作为数据源,获取江苏省近30a的城乡建设用地变化数据,在空间分析和景观分析等方法支持下,分析城乡空间形态的演变特征,揭示城乡空间融合的过程和动力机制,并归纳不同类型的城乡空间融合模式。结果表明:(1)城镇空间扩展方面,数量变化呈先平缓后急剧增长特征,空间形态变化首先以外部扩展为主,然后进入斑块边缘间的填充扩展的循环过程,苏锡常地区城镇空间的扩展最为密集;(2)农村地域变化方面,总量呈小幅增长态势,江苏北部沿淮河地区农村建设用地分布较为密集,沿江地区逐渐形成农村建设用地的次级密集区;(3)城乡空间融合过程方面,城乡空间开始由离散扩展逐步向粘合扩展过渡,城乡连通程度逐步提高,苏南地区城乡粘合扩展最为明显;(4)城乡空间融合的动力机制和地域模式,社会经济发展水平的快速提高、乡镇企业的高速发展、交通基础设施的不断完善、开发区和新城区的快速建设是江苏城乡融合发展的主要驱动力。依据空间形态变化特征和主要动力因素,江苏省具有3种城乡空间融合发展类型:枢纽链接模式、集聚吞并模式、融合扩展模式。     

基于适度人口容量的生态文明城市建设研究——以广东省惠州市为例

生态文明城市是新型城镇化建设的目标,是实现经济发展、民生改善与生态保护协调统一的最佳方式。适度的人口容量、科学的城市规划和有效的城市治理是避免和减轻城市病的根本途径。本文从生态经济学和系统工程学跨学科的视角出发,构建了一个基于适度人口容量,人口流动和城乡均衡发展的生态文明城市建设路径的理论分析框架,并以广东省惠州市为例,根据土地功能定位和主体功能区定位,分别测算了惠州市的适度人口容量;基于人口自然变动和人口机械变动的趋势,预测了惠州市未来人口发展状况。研究发现,惠州市常住人口已略微超过基于土地功能定位测算的适度人口容量,但基于主体功能定位的人口密度模型测算表明,惠州市未来人口发展规模远低于适度人口容量,进而从总体上剖析了惠州市生态文明城市建设中适度人口容量和人口均衡发展方面带有普遍性的问题和原因。由此,揭示出生态文明城市的创建,必须基于人口承载力,走动态规划调控路子,协同推进经济建设、民生改善、生态保护、环境优化和制度改革,真正地促进流动人口市民化、城乡公共服务均等化和社会保障公平化。     

农村人口转移趋势及空间指向研究

农村人口转移及城市集群发展加速城镇化进程,把握农村人口转移趋势,导引农村人口有序转移是推动新型城镇化建设的关键。长株潭城市群一体化发展具有典型性和代表性,基于此,本文选择湖南省和长株潭城市群作为研究对象,探讨农村人口转移趋势及其空间指向。本文选择人口发展方程和回归分析两种常见的人口总量预测方法测算湖南省2016—2030年人口总量,比较测算结果发现人口发展方程虽然在年增长率的预设上具有一定的主观性,但在长期人口预测中表现出更好的适用性。在城镇化率预测上,Logistic增长模型具有广泛的适用性。因此本文选择人口发展方程和Logistic增长模型,预测湖南省和长株潭城市群2016—2030年的人口总量和城镇化率,在此基础上计算出人口城乡分布的大致状况,进而估算农村人口转移趋势。预测结果显示2016—2030年间,湖南省和长株潭城市群分别有大约980万和567万农村人口向城市转移,长株潭城市群城镇化率和农村人口转移进程均领先于湖南省平均水平,尤其是城市群中心城市。据此,可得出结论:城镇化进程中的城市群发展在推动农村人口转移中的作用突显,农村人口转移空间指向城市群集聚,即城市群是引领城镇化进程的空间经济主体形态,是农村人口转移的"牵引力",是农村人口转移空间指向的"内聚力"。同时,农村人口加快向城市群聚集的趋势也呼吁城市治理理念和治理模式的创新,智慧城市或是这一变革的最优方案。