A comparative analysis of process safety management (PSM) systems in the process industry

The root cause of most accidents in the process industry has been attributed to process safety issues ranging from poor safety culture, lack of communication, asset integrity issues, lack of management leadership and human factors. These accidents could have been prevented with adequate implementation of a robust process safety management (PSM) system. Therefore, the aim of this research is to develop a comparative framework which could aid in selecting an appropriate and suitable PSM system for specific industry sectors within the process industry. A total of 21 PSM systems are selected for this study and their theoretical frameworks, industry of application and deficiencies are explored. Next, a comparative framework is developed using eleven key factors that are applicable to the process industry such as framework and room for continuous improvement, design specification, industry adaptability and applicability, human factors, scope of application, usability in complex systems, safety culture, primary or secondary mode of application, regulatory enforcement, competency level, as well as inductive or deductive approach. After conducting the comparative analysis using these factors, the Integrated Process Safety Management System (IPSMS) model seems to be the most robust PSM system as it addressed almost every key area regarding process safety. However, inferences drawn from study findings suggest that there is still no one-size-fits-all PSM system for all sectors of the process industry.     

Managing process chemicals,technology and equipment information for pilot plant based on Process Safety Management standard

Injuries, accidents or even fatalities while working in pilot plant are reported worldwide. The OSHA Laboratory Standard and Hazard Communication Standard have been used as a guideline to manage safety of laboratories and pilot plant. In spite of the implementation of these standards, incidents which result in injuries and property loss are continuously occurring. The implementation of OSHA Process Safety Management (PSM) Standard in pilot plant is expected to further reduce the risks of accidents. This paper presents a new system for managing process chemicals, technology and equipment information in pilot plant and the concept is developed based on Process Safety Information (PSI) element of PSM 29 CFR 1910.119(d). It provides organized strategies to manage documentations, communicate information, and written program for maintaining, revising and updating related information. Process and Instrumentation Diagram (P&ID) is used as a foundation for data management. Implementation of this system at the CO₂ Hydrocarbon Absorption System pilot plant as a case study is examined and discussed.     

Process safety management lessons learned from a fire and explosion accident caused by a liquefied petroleum gas leak in an aromatics reforming unit in Taiwan

A severe fire and explosion accident was caused by a liquefied petroleum gas leak in Taiwan in 2019. This accident resulted in the loss of approximately US$3.5 billion in output value due to a one-and-a-half-year shutdown after the accident; however, no casualties were recorded at the accident scene. An analysis of the accident pipelines demonstrated that the pipeline leak had been caused by hydrochloric acid corrosion. Cause analysis based on the accident timeline, fault tree analysis, and causal factor charting indicated inadequacies in five elements of process safety management (PSM) namely mechanical integrity (MI), management of change, emergency planning and response, process hazard analysis (PHA), and process safety information (PSI) as the root causes of the accident. Furthermore, insufficient PSI (i.e., a lack of comprehensive understanding regarding corrosion mechanisms) was deemed to have been the core problem leading to the accident. This accident revealed common shortcomings that are often overlooked in PSM implementation in Taiwan; thus, the present research can serve as a vital reference for improving PSM programs in Taiwan.     

Lessons learned for process safety management in China

A number of chemical accidents have occurred in China over the past two decades with significant impact on humans and the environment. It is expected that lessons will have been learned from these accidents that will help industries to reduce the risk that catastrophic chemical accidents occur in future. In fact, to some extent there is evidence that lessons have been learned, to the extent that the Chinese government has substantially strengthened legislation and regulatory standards. Nonetheless, there remains a concern that much more still needs to be done to reduce chemical accidents risks in China. Important progress in this area requires not only government support but a commitment across all hazardous industries to learn from past accidents that may in many cases require establishment or considerable improvement of their safety management systems. To assist small and medium-sized enterprises (SMEs), in this effort, results of an analysis of common causes of the chemical accidents reported in the Major Accident Information (MAI) website of Chinese State Administration of Work Safety (SAWS) are presented in this paper In particular, inadequate process hazard analysis (PHA), training and emergency response planning (ERP) were identified as the top three process safety management (PSM) elements that contribute to most of the SMEs accidents in China. Seven recommendations are proposed in order to improve the effectiveness of lesson learning for government agencies and SMEs.     

Competency requirements for process hazard analysis (PHA) teams

Process hazard analysis (PHA) is a cornerstone of process safety management programs. The quality of the PHA performed directly affects the level of risk tolerated for a process. The lower the quality of a PHA, the more likely higher risk will be tolerated. There are few requirements for PHA team members in the U.S. Occupational Safety and Health Administration's process safety management regulations. More detailed requirements for participation in a PHA are desirable.A competency management program should be used to ensure PHA practitioners and teams are appropriately qualified. Criteria for selecting PHA team leaders, or facilitators, and other team members are key to such a program and are described in this paper. The criteria cover both technical and personal attributes. Application of the criteria is described and team performance metrics, which can be used to correlate performance with the assessment of competency to validate the criteria and methods used, are discussed.Owing to the importance of the role played by team leaders, certification of their competency is desirable. Criteria for certification are described and their application is discussed.     

国外化工企业工艺安全技术管理概述

国外化工企业工艺安全技术管理范畴主要包括PHA、MOC、RA/RM、事故调查、其他工艺安全管理工具等。本文主要介绍了国外化工企业常规工艺安全技术管理MOC———变更管理的概念、流程,临时MOC、MSR、PSSR等概念及流程。PHA———工艺危险性分析是国外化工企业工艺安全技术管理核心,主要应用于大型或复杂项目,重点详述了工艺危险性分析的流程、步骤以及四种常用的危险识别方法———HAZOP、SCA、What-If、FEMA的概念、主要步骤、分析过程及主要优点。一旦工艺危险被分析识别后,阐述了如何运用风险评估和风险管理（RA/RM）步骤、后果等级、频率评价、风险等级矩阵和风险降低的主要方法,如何采用故障树FTA和事件树ETA两种不同的方法测算各种事件或故障发生的概率以及事故的后果等级,最后介绍了故障树FTA和事件树ETA的主要步骤和方法。     

Process Safety Management (PSM) for managing contractors in process plant

Accidents involving contractors continue to occur with regular frequency. By using the standard set within the PSM 29 CFR 1910.119(h) regulations, it has been identified that certain aspects of the way contractors do work are not up to the stipulated regulatory requirements especially regarding matters like not providing mandatory personal protective equipment (PPE) to the workers, not discussing hazards related to handling procedures with the workforce and improper control of non-routine activities during changes in shifts. The PSM 29 CFR 1910.119(h) regulations promulgated in 1992 provides standards that covered processes to obtain and evaluate data regarding contractors' health and safety programs as well as the contractors' performance evaluation. Many of the accidents involving contractors are direct result of poor training of contractors and/or poor control of the contracted work. Even though most organizations have their own contractor management systems, there are issues in meeting the requirements of PSM. The PSM standard only state “what to do” not “how to do it”. This is known as self-regulatory policy which depends on the industries understanding to interpret the standard that also contribute to this problem. This paper presents a structured and easy technique to plan and implement a practical and comprehensive contractors' management system in process industries that will comply with OSHA CFR 1910.119. A model has been developed based on this technique and its application has been tested in a pilot plant for compliance to PSM regulation. The model is beneficial to the process industries as any deficiencies in the PSM contractors' management program will be highlighted by the model which will then easily correct the identified deficiency so as to minimize and prevent catastrophic accidents.     

Korean experience of process safety management (PSM) regulation for chemical industry

From the 1960s, Korean industries have been encouraged by the government to nurture heavy and chemical industry and to modernize the economics and industrial structures. The development of chemical industry particularly became the turning point in industrial development, and played a major role in the construction of a new industrialized country. However, the process systems in the chemical industry have become more complex and larger, and the inventories of dangerous chemicals that are produced or consumed have continuously increased. Therefore, the hazards from potential accidents such as fire and explosion or release of toxic chemicals have also increased. In fact, from the end of 1980s to the beginning of 1990s in Korea, a number of major industrial accidents such as ABS extruder explosion, TDI release and dryer explosion, etc. Occurred and caused many fatalities. As the chemical companies recognized the importance of preventing major hazards, PSM system, the prevention of major industrial accidents, was introduced in January 1995 by amending Industrial Safety and Health Act, and it has been enforced from January 1, 1996. According to the law, the business owner of a workplace with hazardous or dangerous equipment shall submit a process safety report to the Government to prevent any accidents, which could inflict an immediate damage on workers or on areas in the vicinity of the workplaces. As a result of PSM implementation for 19 years, chemical accident prevention system has been stabilized and various kinds of effectiveness and desirable customer satisfaction have been made.     

Metrics and analytics for process hazard analysis

Process hazard analysis (PHA) studies (e.g. HAZOP) identify hazard scenarios and each scenario is examined individually to decide whether risk reduction measures are needed. However, much more can be done to benefit from the contents of studies.PHA studies contain so much data that a manual review is precluded from yielding insights into their results. Fortunately, valuable information can be extracted using metrics and analytics that consider all the contents of a PHA study. The management of safety, operability, reliability, utilization, and loss prevention can all be improved.Metrics evaluate the contents of PHA studies to provide insights into the safety of processes and the quality of studies. Measures of process safety and study quality can be compared with norms to identify possible departures that may need to be addressed.Rather than focusing decision making on the risks of individual hazard scenarios, as is common practice, analytics enable a deeper analysis of the entire set of scenarios for a process. This enables better decisions to be made on where and how risk reduction resources should be allocated. Analytics can also be used to prioritize maintenance, training, and other activities.Various analytics and metrics for PHA studies are described together with examples that illustrate their use.     

Enhancing regional process safety management

As industrial operations expand, major incidents continue to affect people, damage facilities, and impact the environment. In the last 20 years, about 50% of these incidents occurred in facilities that had implemented some form of Process Safety Management (PSM) and 50% came about in smaller facilities that did not include such planning (Demichela et al., 2004). The objective of this article is to use PSM principles to create practical recommendations at the regional level, to complement those previously developed for singular facilities. This article compares Strathcona County Emergency Service (SCES) in Alberta with Technical Standards & Safety Authority (TSSA) in Ontario, with respect to safety, facility licensing, permit requirements, risk assessment procedures and land use planning aspects to determine PSM enhancements for SCES. Furthermore, for a better overview, two supplemental provincial organisations in Alberta, namely Alberta Boiler Safety Association (ABSA) and Safety Codes Council (SCC), were also considered. We proposed that SCES could develop more detailed facility-specific licensing procedures, auditing, and inspection. SCES could also provide details of accredited organisations that carry out inspections and audits on their behalf. When reviewing the quantitative risk assessment processes for SCES and TSSA, we recommend that SCES should update their probability data sources used in their cumulative risk assessment study. Based on the authors’ experience and gathered data, the use of additional facility practices such as safety management system, internal audits, and checklists can enhance incident prevention.     

Historical evolution of process safety and major-accident hazards prevention in Spain. Contribution of the pioneer Joaquim Casal

This paper aims at presenting the evolution of process safety in Spain from various points of view. In first place, a study of the accidents occurred in this country in the process industry and in the transportation of chemical substances is presented. After this, the starting point of the process safety research in Spain and its evolution during the years are explained. The importance of this topic has also been reflected in the chemical engineering studies in some Spanish universities. Therefore, the current status of the studies on process safety in Spain is analyzed in this paper. A section has also been devoted to the process safety in the Spanish industry. An analysis of the related legislation and its implementation in the Spanish process industry is also presented in this paper. Finally, the professional career of Prof. Joaquim Casal, the pioneer in Spain in process safety and risk assessment, is summarized.     

Safety-based process plant layout using genetic algorithm

This paper presents a method based on a genetic algorithm for optimizing process plant layout. The relative location of main process units is determined to minimize an annual cost function including the cost of material transfer between process units (piping and pumping costs), land cost, and the expected annual loss resulting from damage to each secondary unit caused by primary accidents occurring in nearby process units. This method is an improvement over previous attempts using genetic algorithms or mathematical programming techniques to optimize plant layout, which neglected pumping costs and included safety issues by evaluating the infringement of predefined safety distances only. In this approach the operating cost of material transfer is included and the likelihood of accidents is taken into account thus providing good practical solutions to the plant layout problem incorporating more realistic cost functions and constraints. In the paper, after discussing the structure of the annual cost function and describing the working logic of the layout generating algorithm, a case study is described to demonstrate the effectiveness of the proposed methodology.     

A rising tide raises all boats: Regional promotion of process safety through joint government/industry management

With the development of increasingly complex processes and technologies in chemical and manufacturing industries, Process Safety Management (PSM) has been globally recognized as the primary tool for operating companies to reduce process accidents on their industrial sites and the risks posed to their employees and surrounding communities. Yet, industrial facilities are often interdependent and collocated with others. Recognizing this, regional authorities are also applying PSM principles to reduce the cumulative incidents associated with high density industrial areas and the multiplicative risks posed to broader communities. This paper compares Strathcona County Emergency Service (SCES) in Alberta, Contra Costa County Health Service Hazard Material Programs (CCCHSHMP) in California, and Technical Standards & Safety Authority (TSSA) in Ontario and their PSM systems to provide practical recommendations to improve SCES's system. Four aspects of PSM are considered: regulation and guidance, auditing and inspection, annual performance indicators, and public participation. Based on the results of this comparison, we recommend that SCES develop comprehensive PSM regulations based on CSA Z767-17 PSM including clear instructions for assessing technologies and methodologies for consequence analysis. Both worst-case scenarios and alternative scenarios need to be considered as well as the domino effect of primary accidents. Furthermore, regular audits and inspections will ensure compliance with PSM regulations while helping the design of planning, performing, and following-up strategies to ensure effectiveness. In addition, we suggest the use of lagging and leading performance indicators to evaluate the performance of the PSM program. Finally, we recommend using advisory councils or commissions to increase public participation and ensure the representation of stakeholders' perspectives with the PSM system.     

模糊神经网络技术在矿山安全评价中的适应性研究

我国矿山企业安全生产形势严峻,矿山安全一直是我国矿山企业急需解决的安全评价技术及其应用是预防和控制矿山灾害事故的重要内容.对国内外矿山安全评价理论和技术的研究进展进行了系统的论述,并对国内安全评价理论和技术的研究和应用过程出现的问题进行了分析,指出模糊神经网络技术在矿山安全研究中的可行性,为矿山安全管理和科学决策提供了一种新的思路.     

Applications of thermal hazard analyses on process safety assessments

In 2011, a large petrochemical complex in Taiwan incurred several fire and explosion accidents, which had considerable negative impact for the industry on both environmental and safety issues. Reactive substances are widely used in many chemical industrial fields as an initiator, hardeners, or cross-linking agents of radical polymerization process with unsaturated monomer. However, the unpredictable factors during the process having risk to runaway reaction, thermal explosion, fire, and exposure to harmful toxic chemicals release due to the huge heat and gas products by thermal decomposition could not be removed from the process. This study used differential technology of thermal analysis to characterize the inherent hazard behaviors of azo compounds and organic peroxides in the process, to seek the elimination of the source of the harmful effects and achieve the best process safety practices with zero disaster and sound business continuity plan.     

安全管理评价的基本思想及方法探讨

由于事故的主要原因是管理缺陷,所以通过对企业的安全管理工作进行分析与评价能有效预防事故发生,减少事故损失,大大提高企业的安全管理水平.从评价的基本原理出发,提出安全管理评价,分析了安全管理评价的目的、要求和作用,阐述了安全管理评价的基本思想,并对目前适用于安全管理评价的方法进行了分析与比较.     

Assessment of chemical process hazards in early design stages

A new method called SREST-layer-assessment method with automated software tool is presented that in a hierarchical approach reveals the degree of non-ideality of chemical processes with regard to SHE (safety, health and environment) aspects at different layers: the properties of the chemical substances involved (substance assessment layer (SAL)), possible interactions between the substances (reactivity assessment layer (RAL)), possible hazard scenarios resulting from the combination of substances and operating conditions in the various equipments involved (equipment assessment layer (EAL)), and the safety technologies that are required to run a process safely and in accordance with legal regulations (safety-technology assessment layer (STAL)). In RAL, EAL and STAL the main focus is put on process safety. A case study is used to show the principles of the method. It is demonstrated how the method can be used as a systematic tool to support chemical engineers and chemists in evaluating chemical process safety in early process development stages.     

基于第三方评估的空管安全评估管理模式研究

为促进空中交通管理(ATM)安全评估的有效开展,建立符合我国国情的空管安全评估管理机制。从信息经济学角度分析我国空管安全评估过程中存在的信息不对称问题,研究高等教育评估、质量认证及其他行业安全评估的管理模式。在此基础上,根据我国国情和空管行业特点,提出引入第三方评估的方式进行空管安全评估,并在管理模式的宏观层面采用政府管理模式;微观层面上根据系统工程学理论构建出空管安全评估微观管理框架。结果表明:第三方评估模式与空管安全评估相结合有助于在安全评估过程中提高安全水平的显现能力,降低政府的信息成本。     

The effectiveness of U.S. OSHA process safety management inspection – A preliminary quantitative evaluation

This study attempted to evaluate the inspection effectiveness of the U.S. OSHA process safety management (PSM) standard using statistical correlation test. A total of 6578 citations of past 1277 OSHA PSM inspections from 1992 to 2006 were quantitatively compared with the findings of the U.S. Chemical Safety and Hazard Investigation Board (CSB) investigations on root and contributing causes of 19 major chemical accidents. Nonparametric Spearman's coefficient of rank correlation tests showed a moderately strong agreement between OSHA PSM inspection citations and CSB findings at p < .01 significant level, and the degree of agreement increased with time. These results suggested that past OSHA PSM inspections had cited the problems that were the accident root causes, and the effectiveness of PSM citations has been improved as more inspections were conducted since the standard promulgation. However, factors such as standard coverage, inspection frequency, inspection resources allocation, and inspection strategy, were critical for effective PSM standard enforcement and implementation. Future studies should include more aspects of PSM citations and CSB accident investigation data for better evaluation of inspection effectiveness. The results may be valuable to the PSM enforcement policy makers.     

Building urban gas process safety management (UG-PSM) system: Based on root cause analysis with 160 urban gas accidents in China

Urban safety is significantly impacted by the complexity of urban gas accidents. Although China has put forward the goal of “zero fatalities in accidents” for urban gas, unfortunately, the root causes of the unsound safety culture and imperfect safety management system of urban gas enterprises remain unresolved. Therefore, statistical analysis and 24Model analysis of 160 urban gas accidents in mainland China were performed to investigate the proximate causes of the accidents and the current situation of urban gas safety. The CCPS's risk-based process safety elements were used to identify potential deficiencies in the current urban gas process safety management (UG-PSM). During the analysis, it was observed that insufficient implementation of concealed danger investigation and rectification accounted for 76%, which is the primary proximate cause of urban gas accidents. Stakeholder outreach is the most under-represented competency in urban gas safety management. Based on the results, a novel framework for the UG-PSM system was constructed, and the theory of urban gas safety management was further improved. Furthermore, we evaluated the matching degree between UG-PSM elements and the existing measures of the government, urban gas associations, third-party organizations, and urban gas enterprises. Finally, we analyzed the feasibility, challenges, and development directions of the UG-PSM system. This study establishes a foundation for researchers and practitioners in the future research and practice of urban gas process safety and provides theoretical guidance for preventing high-incidence accidents of urban gas in China.