LONG‐TERM CHANGES IN REGIONAL HYDROLOGIC REGIME FOLLOWING IMPOUNDMENT IN A HUMID‐CLIMATE WATERSHED1

ABSTRACT: We analyzed the type of hydrologic adjustments resulting from flow regulation across a range of dam types, distributed throughout the Connecticut River watershed, using two approaches: (1) the Index of Hydrologic Alteration (IHA) and (2) log‐Pearson Type III flood frequency analysis. We applied these analyses to seven rivers that have extensive pre‐and post‐disturbance flow records and to six rivers that have only long post‐regulation flow records. Lastly, we analyzed six unregulated streams to establish the regional natural flow regime and to test whether it has changed significantly over time in the context of an increase in forest cover from less than 20 percent historically to greater than 80 percent at present. We found significant hydrologic adjustments associated with both impoundments and land use change. On average, maximum peak flows decrease by 32 percent in impounded rivers, but the effect decreases with increasing flow duration. One‐day minimum low flows increase following regulation, except for the hydro‐electric facility on the mainstem. Hydrograph reversals occur more commonly now on the mainstem, but the tributary flood control structures experience diminished reversals. Major shifts in flood frequency occur with the largest effect occurring downstream of tributary flood control impoundments and less so downstream of the mainstem's hydroelectric facility. These overall results indicate that the hydrologic impacts of dams in humid environments can be as significant as those for large, multiple‐purpose reservoirs in more arid environments.     

INUNDATION TOLERANCES OF RIPARIAN WILLOWS AND COTTONWOODS1

ABSTRACT: Throughout western North America, willows and cottonwoods are dominant woody plants in riparian zones, streamside areas that are periodically flooded. This study compared tolerances of willows‐Salix discolor, S. exigua, and S. lutea‐and cottonwoods‐Populus angustifolia, P balsamifera, and P deltoides‐to water inundation, one component of stream flooding. Rooted cuttings were grown for 152 days in 10 cm tall pots in water depths from 2.5 to 10 cm (inundated). Shoot and root elongation growth of the inundated cottonwoods were reduced 23 and 45 percent, while S. lutea was relatively unaffected and the inundated sandbar willow, S. exigua, displayed 72 and 43 percent increases in shoot and root elongation. The inundation reduced transpiration in P deltoides and for mature P balsamifera trees that were flooded by a small reservoir on Willow Creek, Alberta. Those flooded trees died in their second year of inundation. The greater inundation tolerance of willows versus cottonwoods is consistent with observations along Midvale Creek, Montana, where beaver dams created a pond in which P trichocarpa died while willows thrived after five years. These patterns of inundation tolerance are consistent with elevational zones of occurrence as willows‐and particularly the sandbar willow—occur at low elevations close to the stream. The understanding of inundation tolerances should assist in the provision of hydrologic patterns that will conserve and restore these shrubs and trees along streams and could permit their establishment along artificial reservoirs.     

DEVELOPMENT OF A GIS‐BASED FLOOD INFORMATION SYSTEM FOR FLOODPLAIN MODELING AND DAMAGE CALCULATION1

ABSTRACT: This work presents a flexible system called GIS‐based Flood Information System (GFIS) for floodplain modeling, flood damages calculation, and flood information support. It includes two major components, namely floodplain modeling and custom designed modules. Model parameters and input data are gathered, reviewed, and compiled using custom designed modules. Through these modules, it is possible for GFIS to control the process of flood‐plain modeling, presentation of simulation results, and calculation of flood damages. Empirical stage‐damage curves are used to calculate the flood damages. These curves were generated from stage‐damage surveys of anthropogenic structures, crops, etc., in the coastal region of a frequently flooded area in Chia‐I County, Taiwan. The average annual flood damages are calculated with exceedance probability and flood damages for the designed rainfalls of 2, 5, 10, 25, 50, 100, and 200 year recurrence intervals with a duration of 24 hours. The average annual flood depth in this study area can also be calculated using the same method. The primary advantages of GFIS are its ability to accurately predict the locations of flood area, depth, and duration; calculate flood damages in the floodplain; and compare the reduction of flood damages for flood mitigation plans.     

EFFECTS OF A RECREATIONAL IMPOUNDMENT ON NEARBY NATURAL LAKES: A CASE STUDY1

ABSTRACT: Completion of a 1270 acre recreational impoundment (Legend Lake) in the glacial sands of Menominee County, Wisconsin, produced geochemical and hydrologic alterations in some nearby natural lakes. The impoundment was produced by the construction of three dams, one of which proved to be temporary, connecting 9 natural lakes and ponds of 383 acres with 951 acres of flooded lands. Water levels were raised 3–15 feet within the impounded area. Much of the flooded area was peat rich wetland associated with the prior drainage. Water depths are less than 15 feet in 70% of the impoundment. Three seepage lakes, located less than 1/2 mile from the impoundment, experienced shoreline flooding, shoreline and soil erosion, some tree kills, and increased turbidity. These lakes also experienced concentration increases in several chemical constituents which indicate an influx of impoundment water through a regional alternation in the groundwater flow paths. The three lakes were connected by canals, and a 2.3 cfs gravity drain with an auxiliary pumping station was built to return excess water to the outflow of the impoundment. Future projects of this type would benefit from a more extensive hydrologic and geochemical analysis prior to initiation. Had environmental assessments been required at the time of this development, as they now are in Wisconsin for similar projects, some of the problems encountered might have been alleviated.     

HYDROLOGIC STAGE PERIODICITY OF THE MISSISSIPPI RIVER BEFORE AND AFTER SYSTEMATIC CHANNEL MODIFICATIONS1

ABSTRACT: Periodic flood disturbance is a well known controlling factor of in channel and floodplain ecosystem function. However, channel manipulations during the last century have potentially altered hydrologic fluctuations, and thus ecosystem function. We examined temporal river stage hydrology, through autocorrelation analysis, at seven gauges along the Mississippi River to quantify flow periodicity and effects of systematic channel modifications on flow periodicity. Intraannual variation follows a strong one‐year cycle of six months higher flow and six months lower flow for the entire Mississippi River drainage, with precipitation as a driving force. Interannual hydrologic variation differs between the upper and lower river segments. A clear quasi‐biennial oscillation pattern was evident throughout the lower river section. The effect of channel alterations was a decreased magnitude of differences between lower and higher flows. The upper section, however, suggests a 12‐to 14‐year periodicity prior to alterations and a decreased duration of lower flow years following systematic modifications. Interannual variograms clearly depict very different temporal hydrology between the upper Mississippi River and the lower Mississippi River, suggesting the simple transfer of knowledge from one segment to the other oversimplifies the complexity of a large river system.     

A Faster and Economical Approach to Floodplain Mapping Using Soil Information

Flood inundation maps play a key role in assessment and mitigation of potential flood hazards. However, owing to high costs associated with the conventional flood mapping methods, many communities in the United States lack flood inundation maps. The objective of this study is to develop and examine an economical alternative approach to floodplain mapping using widely available soil survey geographic (SSURGO) database. In this study, floodplain maps are developed for the entire state of Indiana, and some counties in Minnesota, Wisconsin, and Washington states by identifying flood‐prone soil map units based on their attributes. For validation, the flood extents obtained from SSURGO database are compared with the extents from other floodplain maps such as the Federal Emergency Management Agency issued flood insurance rate maps (FIRMs), flood extents observed during past floods, and flood maps derived using digital elevation models. In general, SSURGO‐based floodplain maps (SFMs) are largely in agreement with other flood inundation maps. Specifically, the floodplain extents from SFMs cover 78‐95% area compared to FIRMs and observed flood extents. Thus, albeit with a slight loss in accuracy, the SSURGO approach offers an economical and fast alternative for floodplain mapping. In particular, it has potentially high utility in areas where no detailed flood studies have been conducted.     

USE OF A DAM BREAK MODEL TO ASSESS FLOODING AT HADDAM NECK NUCLEAR POWER PLANT1

Because of their proximity to necessary supplies of cooling water, nuclear power plants are susceptible to riverine flooding. Greater flood hazards exist where plants are located downstream of large dams. The consequences of the Quabbin Reservoir dam failure on the Haddam Neck Nuclear Power Plant situated on the Connecticut River were investigated using a dam break flood routing model. Reasons for selecting a particular model are presented and the input assumptions for the modeling process are developed. Relevant information concerning the level of manpower involvement is presented. The findings of this analysis demonstrate that the plant is adequately protected from the consequences of the postulated flood event.     

FLOODPLAIN ANALYSIS,SIMPLIFIED VS. COMPLEX METHODS: A CASE STUDY1

ABSTRACT: The accurate and reliable determination of floodplains, floodway boundaries, and flood water elevations are integral requirements of Flood Insurance Studies. These studies are intended to be used for determining the flood insurance rates. Therefore, the accuracy of the water surface profiles are important. To ensure the high degree of accuracy, the HUD Flood Insurance Administration has developed standards which must be met in the analysis of water surface profiles. A somewhat less accurate study is required for the preparation of Flood Emergency Plans. As part of the flood insurance studies of eight locations in the State of North Dakota, various flood hazard and floodplain information reports were reviewed. The hydrologic and hydraulic analyses, especially the computation of the 100-year water surface profiles, were completed using both simplified and complex hydraulic computation methods. Significant differences were found (1 to 3 feet) between the profiles computed by the SCS simplified method and those computed by HEC-2 computer program. However, the floodplain boundaries determined by both methods were found to be similar. Approximate methods are recommended for rapid determination of the floodplain, floodway boundaries, and inundation area mapping, while sophisticated computer programs (HEC-2) are recommended to be used for developing areas where the 100-year flood elevation has a significant impact on the cost of land development.     

Demonstrating Floodplain Uncertainty Using Flood Probability Maps1

Abstract: The U.S. Federal Emergency Management Agency (FEMA) flood maps depict the 100‐year recurrence interval floodplain boundary as a single line. However, because of natural variability and model uncertainty, no floodplain extents can be accurately defined by a single line. This article presents a new approach to floodplain mapping that takes advantage of accepted methodologies in hydrologic and hydraulic analysis while including the effects of uncertainty. In this approach, the extents of computed floodplain boundaries are defined as a continuous map of flood probabilities, rather than as a single line. Engineers and planners can use these flood probability maps for viewing the uncertainty of a floodplain boundary at any recurrence interval. Such a flood probability map is a useful tool for visualizing the uncertainty of a floodplain boundary and represents greater honesty in engineering technologies that are used for flood mapping. While institutional barriers may prevent adoption of such definitions for use in graduated flood insurance rates (as most other insurance industries use to account for relative risks), the methods open the door technically to such a reality.     

A Framework to Develop Nationwide Flooding Extents Using Climate Models and Assess Forecast Potential for Flood Resilience

The methods used to simulate flood inundation extents can be significantly improved by high‐resolution spatial data captured over a large area. This paper presents a hydraulic analysis methodology and framework to estimate national‐level floodplain changes likely to be generated by climate change. The hydraulic analysis was performed using existing published Federal Emergency Management Agency 100‐year floodplains and estimated 100‐ and 10‐year return period peak flow discharges. The discharges were estimated using climate variables from global climate models for two future growth scenarios: Representative Concentration Pathways 2.6 and 8.5. River channel dimensions were developed based on existing regional United States Geological Survey publications relating bankfull discharges with channel characteristics. Mathematic relationships for channel bankfull topwidth, depth, and side slope to contributing drainage area measured at model cross sections were developed. The proposed framework can be utilized at a national level to identify critical areas for flood risk assessment. Existing hydraulic models at these “hot spots” could be repurposed for near–real‐time flood forecasting operations. Revitalizing these models for use in simulating flood scenarios in near–real time through the use of meteorological forecasts could provide useful information for first responders of flood emergencies.     

COMPARISON OF ANNUAL AND PARTIAL DURATION SERIES FLOODS ON THE MURRUMBIDGEE RIVER1

ABSTRACT: In current hydrologic practice flood frequency estimates are usually based upon either the annual or the partial duration series of floods. Recurrence intervals generated by each series are not equivalent, however, and conversion of recurrence intervals from one series to the other is usually achieved by reference to a mathematical function developed by Langbein in 1949. Data collected on the Murrumbidgee River in New South Wales suggest, however, that the Langbein conversion function does not always provide a reliable means of comparing recurrence intervals. For discharges more frequent than the three year annual flood the Langbein function understates the discrepancy between the two sets of recurrence interval by approximately 35 percent. Langbein's own North American data appear to be consistent with those collected on the Murrumbidgee River.     

RIVERINE TRANSPORT OF NUTRIENTS AND DETRITUS TO THE APALACHICOLA BAY ESTUARY,FLORIDA1

ABSTRACT: The Applachicola River basin in northwest Florida covers an area of 3,100 square kilometers. Fifteen percent of the area is a dense bottomland hardwood forest which is periodically flooded. The annual leaf-litter fall from the flood-plain trees is a potential source of nutrients and detritus which eventually can flow into Apalachicola Bay. Transport of such material is dependent on the periodic inundation of the flood plain. The U.S. Geological Survey Apalachicola Rim Quality Assessment measured a total organic carbon flux of 2.1 × 10⁵ metric tons during the one-year period from June 3, 1979, to June 2,1980. Fluxes of total nitrogen and phosphorus during the same year were 2.1 × lo⁴ and 1.7 × lo³ metric tons, respectively. Flood characteirstics, such as prior hydrologic conditions, extent, and timing, are important in determining the amount and forms of materials transported. The 1980 spring flood produced a fourfold discharge increase over the annual mean outflow of 800 cubic meters per second. Nutrient concentrations varied little with discharge, but the 86-day spring flood accounted for 53, 60, 48, and 56 percent of the annual flux of total organic carbon, particulate organic carbon, total nitrogen, and total phosphorus, respectively. In 1980, the flood peaks, rather than the rise or recession, accounted for maximum nutrient and detritus transport.     

Assessing Effectiveness of National Flood Policy Through Spatiotemporal Monitoring of Socioeconomic Exposure1

Abstract: After a century of evolving flood policies, there has been a steady increase in flood losses, which has partly been driven by development in flood prone areas. National flood policy was revised in 1994 to focus on limiting and reducing the amount of development inside the 100‐year floodplain, with the goal of decreasing flood losses, which can be measured and quantified in terms of population and property value inside the 100‐year floodplain. Monitoring changes in these measurable indicators can inform where and how effective national floodplain management strategies have been. National flood policies are restricted to the spatial extent of the 100‐year floodplain, thus there are no development regulations to protect against flooding adjacent to this boundary. No consistent monitoring has been undertaken to examine the effect of flood policy on development immediately outside the 100‐year floodplain. We developed a standardized methodology, which leveraged national data to quantify changes in population and building tax value (exposure). We applied this approach to counties in North Carolina to assess (1) temporal changes, before and after the 1994 policy and (2) spatial changes, inside and adjacent to the 100‐year floodplain. Temporal results indicate the Piedmont and Mountain Region had limited success at reducing exposure within the 100‐year floodplain, while the Coastal Plain successfully reduced exposure. Spatially, there was a significant increase in exposure immediately outside the 100‐year floodplain throughout North Carolina. The lack of consistent monitoring has resulted in the continuation of this unintended consequence, which could be a significant driver of increased flood losses as any flood even slightly higher than the 100‐year floodplain will have a disproportionately large impact since development is outside the legal boundary of national flood policy.     

Changes in Streambed Composition in Salmonid Spawning Habitat of the Elwha River during Dam Removal

One uncertainty associated with large dam removal is the level of downstream sediment deposition and associated short‐term biological effects, particularly on salmonid spawning habitat. Recent studies report downstream sediment deposition following dam removal is influenced by proximity to the source and river transport capacity. The impacts of dam removal sediment releases are difficult to generalize due to the relatively small number of dam removals completed, the variation in release strategies, and the physical nature of systems. Changes to sediment deposition and associated streambed composition in the Elwha River, Washington State, were monitored prior to (2010‐2011) and during (2012‐2014) the simultaneous removal of two large dams (32 and 64 m). Changes in the surface layer substrate composition during dam removal varied by year and channel type. Riffles in floodplain channels downstream of the dams fined and remained sand dominated throughout the study period, and exceeded levels known to be detrimental to incubating salmonids. Mainstem riffles tended to fine to gravel, but appear to be trending toward cobble after the majority of the sediment was released and transported through system. Thus, salmonid spawning habitats in the mainstem appear to have been minimally impacted while those in floodplain channels appear to have been severely impacted during dam removal.     

ASSESSMENT OF METHODS FOR MEASURING EMBEDDEDNESS: APPLICATION TO SEDIMENTATION IN FLOW REGULATED STREAMS1

Abstract: Five commonly used methods for measuring embeddedness the — degree to which fine particles surround coarse substrate on the surface of the streambed — are assessed and used to evaluate the sedimentation pattern resulting from impoundment on tributaries of the Connecticut River. Results show that the U.S. Environmental Protection Agency (USEPA) method best reflects the sediment regime on these rivers. On the Ompompanoosuc River, regulated by a run-of-the-river/flood control dam, embeddedness increases significantly directly downstream of the dam. On the unregulated White River, no downstream trends in embeddedness are observed. The USEPA results on the Ompompanoosuc River reflect the movement of a local decrease in embeddedness, interpreted as a moving region of scour, with a calculated transport rate of approximately 5 to 25 m/day. Observed transport rates are similar to previously measured sediment transport rates and consistent with results from a multifraction sediment transport model. Application of the USEPA method to an additional regulated tributary demonstrates the effects of dam management on embeddedness. Flow regulation with high sediment trapping efficiency results in a decrease in embeddedness downstream of the dam. Results provide insight into the utility of available methods for evaluating the effects of management practice on streambed composition.     

Adaptive Management of Flows in the Lower Roanoke River, North Carolina, USA

The lower Roanoke River in North Carolina, USA, has been regulated by a series of dams since the 1950s. This river and its floodplain have been identified by The Nature Conservancy, the US Fish and Wildlife Service, and the State of North Carolina as critical resources for the conservation of bottomland hardwoods and other riparian and in-stream biota and communities. Upstream dams are causing extended floods in the growing season for bottomland hardwood forests, threatening their survival. A coalition of stakeholders including public agencies and private organizations is cooperating with the dam managers to establish an active adaptive management program to reduce the negative impacts of flow regulation, especially extended growing season inundation, on these conservation targets. We introduce the lower Roanoke River, describe the regulatory context for negotiating towards an active adaptive management program, present our conservation objective for bottomland hardwoods, and describe investigations in which we successfully employed a series of models to develop testable management hypotheses. We propose adaptive management strategies that we believe will enable the bottomland hardwoods to regenerate and support their associated biota and that are reasonable, flexible, and economically sustainable.     

River Channel Geometry and Rating Curve Estimation Using Height above the Nearest Drainage

River channel geometry is an important input to hydraulic and hydrologic models. Traditional approaches to quantify river geometry have involved surveyed river cross sections, which cannot be extended to ungaged basins. In this paper, we describe a method for developing a synthetic rating curve to relate flow to water level in a stream reach based on reach‐averaged channel geometry properties developed using the Height above Nearest Drainage (HAND) method. HAND uses a digital elevation model (DEM) of the terrain and computes the elevation difference between each land surface cell and the stream bed cell to which it drains. Taking increments in water level in the stream, HAND defines the inundation zone and a water depth grid within this zone, and the channel characteristics are defined from this water depth grid. We apply our method to the Blanco River (Texas) and the Tar River (North Carolina) using 10‐m terrain data from the United States Geological Survey (USGS) 3D Elevation Program (3DEP) dataset. We evaluate the method's performance by comparing the reach‐average stage‐river geometry relationships and rating curves to those from calibrated Hydrologic Engineering Center's River Analysis System (HEC‐RAS) models and USGS gage observations. The results demonstrate that after some adjustment, the river geometry information and rating curves derived from HAND using national‐coverage datasets are comparable to those obtained from hydraulic models or gage measurements. We evaluate the inundation extent and show our approach is able to capture the majority of the Federal Emergency Management Agency (FEMA) 100‐year floodplain.     

Dams,Floodplain Land Use,and Riparian Forest Conservation in the Semiarid Upper Colorado River Basin,USA

Land and water resource development can independently eliminate riparian plant communities, including Fremont cottonwood forest (CF), a major contributor to ecosystem structure and functioning in semiarid portions of the American Southwest. We tested whether floodplain development was linked to river regulation in the Upper Colorado River Basin (UCRB) by relating the extent of five developed land-cover categories as well as CF and other natural vegetation to catchment reservoir capacity, changes in total annual and annual peak discharge, and overall level of mainstem hydrologic alteration (small, moderate, or large) in 26 fourth-order subbasins. We also asked whether CF appeared to be in jeopardy at a regional level. We classified 51% of the 57,000 ha of alluvial floodplain examined along >2600 km of mainstem rivers as CF and 36% as developed. The proportion developed was unrelated to the level of mainstem hydrologic alteration. The proportion classified as CF was also independent of the level of hydrologic alteration, a result we attribute to confounding effects from development, the presence of time lags, and contrasting effects from flow alteration in different subbasins. Most CF (68% by area) had a sparse canopy (50% canopy cover occupied <1% of the floodplain in 15 subbasins. We suggest that CF extent in the UCRB will decline markedly in the future, when the old trees on floodplains now disconnected from the river die and large areas change from CF to non-CF categories. Attention at a basinwide scale to the multiple factors affecting cottonwood patch dynamics is needed to assure conservation of these riparian forests.     

Probabilistic Flood Inundation Forecasting Using Rating Curve Libraries

One approach for performing uncertainty assessment in flood inundation modeling is to use an ensemble of models with different conceptualizations, parameters, and initial and boundary conditions that capture the factors contributing to uncertainty. However, the high computational expense of many hydraulic models renders their use impractical for ensemble forecasting. To address this challenge, we developed a rating curve library method for flood inundation forecasting. This method involves pre‐running a hydraulic model using multiple inflows and extracting rating curves, which prescribe a relation between streamflow and stage at various cross sections along a river reach. For a given streamflow, flood stage at each cross section is interpolated from the pre‐computed rating curve library to delineate flood inundation depths and extents at a lower computational cost. In this article, we describe the workflow for our rating curve library method and the Rating Curve based Automatic Flood Forecasting (RCAFF) software that automates this workflow. We also investigate the feasibility of using this method to transform ensemble streamflow forecasts into local, probabilistic flood inundation delineations for the Onion and Shoal Creeks in Austin, Texas. While our results show water surface elevations from RCAFF are comparable to those from the hydraulic models, the ensemble streamflow forecasts used as inputs to RCAFF are the largest source of uncertainty in predicting observed floods.     

Minimum Wet‐Season Flows and Levels in Southwest Florida Rivers1

Abstract: Regulation of river flows can result in decreased stage fluctuations and alteration of inundation patterns of floodplain wetlands. However, floodplain inundation has historically not been addressed in most minimum flow determinations. Florida law requires the water management districts of the state to establish minimum flows and levels to protect water bodies from significant harm associated with water withdrawals. The Southwest Florida Water Management District utilizes a 15% reduction in habitat criterion as a threshold for defining significant harm to freshwater segments of rivers. Utilizing a multi‐parameter approach and different habitat measures for seasonal flow periods, the District has recommended minimum flow compliance standards for the Alafia, Myakka and middle Peace rivers. For the high‐flow period, the District utilized a 15% reduction in the number of days of floodplain inundation (a temporal loss) as a significant harm threshold. This approach yielded allowable flow reductions of 8% for the Alafia and Peace rivers during the high‐flow season and a 7% allowable reduction of natural flows on the Myakka River. Comparison of changes in flows associated with temporal and spatial loss thresholds indicated that flow reductions required to effect a 15% spatial loss of habitat on the Alafia, Myakka and middle Peace rivers are higher than those that would yield a 15% temporal loss. This indicates that with respect to natural flow protection, the District’s consideration of temporal reductions in habitat for establishing minimum river flows for seasonal high‐flow periods is more conservative than the use of a spatial loss criterion.