A Nationwide Analysis of U.S. Army Corps of Engineers Reservoir Performance in Meeting Operational Targets

The United States (U.S.) Army Corps of Engineers operates reservoirs across the U.S. with 89% of reservoirs constructed prior to 1980. Many reservoirs have experienced changes in environmental conditions (e.g., climate and sediment yield) and societal conditions (e.g., water/energy demand and ecological flows) since construction. These changes may challenge the potential for reservoirs to meet their operational targets (OTs) (management goals). Historic daily reservoir data and OTs were collected for 233 reservoirs. Analyses were developed to identify when and where reservoirs may be systematically departing from OTs in terms of the frequency and magnitude of departure. Fifty‐six percent of reservoirs consistently met operating targets, 30% were borderline, and 13% experienced frequent and large magnitude departures. Fifty‐two percent of reservoirs with large departures were due to shortages and were located in the South Pacific and Southwestern divisions. This work provides a framework to identify reservoir performance in relation to management goals, a necessary step for moving toward adaptive management under changing conditions. All individual reservoir analyses are provided via an interactive data visualization tool: https://nicholasinstitute.duke.edu/reservoir-data .     

Method for determining minimum pool requirements to maintain and enhance salmonid fisheries in small Wyoming reservoirs

Methods for determination of minimum pool levels in reservoirs that consider sport fishery values are being sought by managers. We developed a technique for assessing the effects of incremental changes in minimum pool levels on potential salmonid abundance in small (<100 surface hectares at full pool) reservoirs in Wyoming managed for irrigation and municipal water supplies. The method has two components. One component is used to determine the minimum pool level needed to eliminate the risk of overwinter loss of salmonids due to low dissolved oxygen concentrations. The other component predicts the potential biomass of salmonids in reservoirs as a function of water depth and total dissolved solids concentration of the reservoir water. Application of the method is demonstrated for two reservoirs in Wyoming. The unit is jointly supported by the University of Wyoming, the Wyoming Game and Fish Department, and the US Fish and Wildlife Service.     

USE OF THE DELPHI METHOD IN RESOLVING COMPLEX WATER RESOURCES ISSUES1

ABSTRACT: The tri‐state river basins, shared by Georgia, Alabama, and Florida, are being modeled by the U.S. Fish and Wildlife Service and the U.S. Army Corps of Engineers to help facilitate agreement in an acrimonious water dispute among these different state governments. Modeling of such basin reservoir operations requires parallel understanding of several river system components: hydropower production, flood control, municipal and industrial water use, navigation, and reservoir fisheries requirements. The Delphi method, using repetitive surveying of experts, was applied to determine fisheries' water and lake‐level requirements on 25 reservoirs in these interstate basins. The Delphi technique allowed the needs and requirements of fish populations to be brought into the modeling effort on equal footing with other water supply and demand components. When the subject matter is concisely defined and limited, this technique can rapidly assess expert opinion on any natural resource issue, and even move expert opinion toward greater agreement.     

A Gis‐Based Approach to Watershed Classification for Nebraska Reservoirs1

Abstract: The U.S. Environmental Protection Agency is charged with establishing standards and criteria for assessing lake water quality. It is, however, increasingly evident that a single set of national water quality standards that do not take into account regional hydrogeologic and ecological differences will not be viable as lakes clearly have different inherent capacities to meet such standards. We demonstrate a GIS‐based watershed classification strategy for identifying groups of Nebraska reservoirs that have similar potential capacity to attain a certain level of water quality standard. A preliminary cluster analysis of 78 reservoirs was performed to determine the potential number of Nebraska reservoir groups. Subsequently, a Classification Trees method was used to refine number of classes, describe the structure of reservoir watershed classes, and to develop a predictive model that relates watershed conditions to reservoir classes. Results suggest that Nebraska reservoirs can be represented by nine classes and that soil organic matter content in the watershed is the most important single variable for segregating the reservoirs. The cross‐validation prediction error rate of the Classification Tree model was 26.3%. Because all geospatial data used in this work are available nationally, the method could be adopted throughout the U.S. Hence, this GIS‐based watershed classification approach could provide water resources managers an effective decision‐support tool in managing reservoir water quality.     

RESERVOIR OPERATION ANI EVALUATION OF DOWNSTREAM FLOW AUGMENTATION1

ABSTRACT: Operation of a storage‐based reservoir modifies the downstream flow usually to a value higher than that of natural flow in dry season. This could be important for irrigation, water supply, or power production as it is like an additional downstream benefit without any additional investment. This study addresses the operation of two proposed reservoirs and the downstream flow augmentation at an irrigation project located at the outlet of the Gandaki River basin in Nepal. The optimal operating policies of the reservoirs were determined using a Stochastic Dynamic Programming (SDP) model considering the maximization of power production. The modified flows downstream of the reservoirs were simulated by a simulation model using the optimal operating policy (for power maximization) and a synthetic long‐term inflow series. Comparing the existing flow (flow in river without reservoir operation) and the modified flow (flow after reservoir operation) at the irrigation project, the additional amount of flow was calculated. The reliability analysis indicated that the supply of irrigation could be increased by 25 to 100 percent of the existing supply over the dry season (January to April) with a reliability of more than 80 percent.     

PRECIPITATION CHANGES FROM 1956 TO 1996 ON THE WALNUT GULCH EXPERIMENTAL WATERSHED1

ABSTRACT: The climate of Southern Arizona is dominated by summer precipitation, which accounts for over 60 percent of the annual total. Summer and non‐summer precipitation data from the USDA‐ARS Walnut Gulch Experimental Watershed are analyzed to identify trends in precipitation characteristics from 1956 to 1996. During this period, annual precipitation increased. The annual precipitation increase can be attributed to an increase in precipitation during non‐summer months, and is paralleled by an increase in the proportion of annual precipitation contributed during non‐summer months. This finding is consistent with previously reported increases in non‐summer precipitation in the southwestern United States. Detailed event data were analyzed to provide insight into the characteristics of precipitation events during this time period. Precipitation event data were characterized based on the number of events, event precipitation amount, 30‐minute event intensity, and event duration. The trend in non‐summer precipitation appears to be a result of increased event frequency since the number of events increased during nonsummer months, although the average amount per event, average event intensity, and average event duration did not. During the summer “monsoon” season, the frequency of recorded precipitation events increased but the average precipitation amount per event decreased. Knowledge of precipitation trends and the characteristics of events that make up a precipitation time series is a critical first step in understanding and managing water resources in semiarid ecosystems.     

Analysis of potential impacts to resident fish from Columbia River System Operation alternatives

The US Army Corps of Engineers, the US Bureau of Reclamation, and the Bonneville Power Administration initiated the Columbia River System Operation Review (SOR) in 1990. The SOR will assist agencies in comparing the benefits and risks to Columbia River uses and natural resources from alternative strategies for using Columbia River water. Focusing on 14 federal dams within the basin, the agencies are attempting to improve on the efficient and coordinated use of the Columbia River system. An initial screening of all potential strategies of reservoir operation was necessary to reduce the number of possibilities to a limited set for detailed analysis. To that end, the Resident Fish Work Group of the SOR developed spreadsheet models capable of assessing the impacts of different management strategies on resident fish at six storage reservoirs. The models include biological, physical, and hydrological relationships important to resident fish specific to each reservoir. Alternatives that kept the reservoirs near full pool and held stable during the growing season resulted in positive benefits to resident fish at all locations modeled. Conversely, alternatives designed to improve anadromous fish survival with increased instream flow generally had a negative impact on the resident fish in the reservoirs modeled. The models developed for resident fish in the screening analysis phase of the SOR were useful in assessing the relative impact to resident fish from a large number of alternatives. The screening analysis demonstrated that future analytical efforts must consider trade-offs among river uses/resource groups, among reservoirs throughout the basin, and among resident fish species within a reservoir.Pacific Northwest Laboratory is operated by Battelle Memorial Institute for the US Department of Energy under contract DE-AC06-76RLO 1830.     

Valuing Water Rights in Douglas County,Oregon, Using the Hedonic Price Method1

Abstract: This paper uses the hedonic price method to estimate the value of an acre‐foot of irrigation water in Douglas County, Oregon. The analysis uses detailed information from 113 arms‐length transactions of farmland for 2000 and 2001. The estimated willingness‐to‐accept of $261 to sell an acre‐foot of irrigation water is consistent with other studies and recent transactions in the study area. Estimates for the value of leasing water are provided using a range of discount rates and leasing periods.     

DROUGHT,TREE RINGS,AND RESERVOIR DESIGN1

Droughts constitute one of the most important factors affecting the design and operation of water resources infrastructure. Hydrologists ascertain their duration, severity, and pattern of recurrence from instrumental records of precipitation or stream‐flow. Under suitable conditions, and with proper analysis, tree rings obtained from long living, climate sensitive species of trees can extend instrumental records of streamflow and precipitation over periods spanning several centuries. Those tree‐ring “reconstructions” provide a valuable insight about climate variability and drought occurrence in the Holocene, and yield long term hydrological data useful in the design of water infrastructure. This work presents a derivation of drought risk based on a renewal model of drought recurrence, a brief review of the basic theory of tree‐ring reconstructions, and a stochastic model for optimizing the design of water supply reservoirs. Examples illustrate the methodology developed in this work and the supporting role that tree‐ring reconstructed streamflow can play in characterizing hydrologic variability.     

RESERVOIR TROPHIC STATE EVALUATION USING LANISAT TM IMAGES1

ABSTRACT: Reservoir water quality is traditionally monitored and evaluated based on field data. Collecting and analyzing field water quality data are costly and time consuming tasks, and whether a limited number of field data truly characterize the spatial variation of the trophic state within a vast water body is often disputed. In this study we utilize Landsat TM data to estimate the water quality and trophic state of the Te‐Chi reservoir in Central Taiwan. A modified multi‐parameter model of Carlson's trophic state index (TSI) was developed for the Te‐chi reservoir. Water quality parameters (concentration of chlorophyll‐a, total phosphorous measurement, and secchi disk depth) required by the model are found to have high correlations with combinations of TM bands. Therefore, TM data are used to map the trophic state of the reservoir. TM‐derived TSI maps of the reservoir reveal that, in summer, the trophic state in the reservoir generally improves from upstream to downstream and that zones of distinct trophic state exist. A trophic state index based on secchi disk depth may give erroneous values in the upstream section of the reservoir pool due to high sediment concentration in the reservoir inflow. We conclude that the Te‐Chi reservoir is eutrophic or worse in summer and meso‐eutrophic in winter. Implementation of best management practices to reduce nonpoint source pollution in the upstream watershed is highly recommended. This study demonstrates the capability of mapping the trophic state in impounded water bodies using the Landsat TM data.     

EFFECTS OF CLIMATE CHANGE ON HYDROLOGY AND WATER RESOURCES IN THE COLUMBIA RIVER BASIN1

ABSTRACT: As part of the National Assessment of Climate Change, the implications of future climate predictions derived from four global climate models (GCMs) were used to evaluate possible future changes to Pacific Northwest climate, the surface water response of the Columbia River basin, and the ability of the Columbia River reservoir system to meet regional water resources objectives. Two representative GCM simulations from the Hadley Centre (HC) and Max Planck Institute (MPI) were selected from a group of GCM simulations made available via the National Assessment for climate change. From these simulations, quasi-stationary, decadal mean temperature and precipitation changes were used to perturb historical records of precipitation and temperature data to create inferred conditions for 2025, 2045, and 2095. These perturbed records, which represent future climate in the experiments, were used to drive a macro-scale hydrology model of the Columbia River at 1/8 degree resolution. The altered streamflows simulated for each scenario were, in turn, used to drive a reservoir model, from which the ability of the system to meet water resources objectives was determined relative to a simulated hydrologic base case (current climate). Although the two GCM simulations showed somewhat different seasonal patterns for temperature change, in general the simulations show reasonably consistent basin average increases in temperature of about 1.8–2.1°C for 2025, and about 2.3–2.9°C for 2045. The HC simulations predict an annual average temperature increase of about 4.5°C for 2095. Changes in basin averaged winter precipitation range from -1 percent to + 20 percent for the HC and MPI scenarios, and summer precipitation is also variously affected. These changes in climate result in significant increases in winter runoff volumes due to increased winter precipitation and warmer winter temperatures, with resulting reductions in snowpack. Average March 1 basin average snow water equivalents are 75 to 85 percent of the base case for 2025, and 55 to 65 percent of the base case by 2045. By 2045 the reduced snowpack and earlier snow melt, coupled with higher evapotranspiration in early summer, would lead to earlier spring peak flows and reduced runoff volumes from April-September ranging from about 75 percent to 90 percent of the base case. Annual runoff volumes range from 85 percent to 110 percent of the base case in the simulations for 2045. These changes in streamflow create increased competition for water during the spring, summer, and early fall between non-firm energy production, irrigation, instream flow, and recreation. Flood control effectiveness is moderately reduced for most of the scenarios examined, and desirable navigation conditions on the Snake are generally enhanced or unchanged. Current levels of winter-dominated firm energy production are only significantly impacted for the MPI 2045 simulations.     

REASONABLY FULL HYDROLOGIC DEVELOPMENT OF RESERVOIR SITES1

The size of multipurpose reservoir development is usually determined by an economic analysis of reservoir capabilities and the present and projected water resources needs which can be satisfied. This analysis is referred to as project formulation, wherein optimum conditions are sought. In responding to multiple objectives, i.e., national economic development, regional development and environmental quality, which are being considered in river basin planning in recent years, reservoirs should provide for reasonably full hydrologic development. Additional storage will be needed to provide opportunities for economic development, as well as meet unexpected development. Also, it provides more flow regulation capability for quality of environment considerations. An analysis has been made on twelve reservoir sites in the New York State portion of the Susquehanna River Basin to determine the so-called “reasonably full hydrologic development of reservoir sites.” Hydrologic, economic, environmental and physical characteristics of the sites are taken into consideration. For normal conditions, it can be concluded that a yield equivalent to about 80 percent of the average discharge (runoff) can be considered as reasonably full hydrologic development for reservoir sites in the Susquehanna River Basin in New York. The same technique can be applied elsewhere to determine reasonably full hydrologic development of reservoir sites.     

Models,Assumptions, and Stakeholders: Planning for Water Supply Variability in the Colorado River Basin1

Abstract: Declining reservoir storage has raised the specter of the first water shortage on the Lower Colorado River since the completion of Glen Canyon and Hoover Dams. This focusing event spurred modeling efforts to frame alternatives for managing the reservoir system during prolonged droughts. This paper addresses the management challenges that arise when using modeling tools to manage water scarcity under variable hydroclimatology, shifting use patterns, and institutional complexity. Assumptions specified in modeling simulations are an integral feature of public processes. The policymaking and management implications of assumptions are examined by analyzing four interacting sources of physical and institutional uncertainty: inflow (runoff), depletion (water use), operating rules, and initial reservoir conditions. A review of planning documents and model reports generated during two recent processes to plan for surplus and shortage in the Colorado River demonstrates that modeling tools become useful to stakeholders by clarifying the impacts of modeling assumptions at several temporal and spatial scales. A high reservoir storage‐to‐runoff ratio elevates the importance of assumptions regarding initial reservoir conditions over the three‐year outlook used to assess the likelihood of reaching surplus and shortage triggers. An ensemble of initial condition predictions can provide more robust initial conditions estimates. This paper concludes that water managers require model outputs that encompass a full range of future potential outcomes, including best and worst cases. Further research into methods of representing and communicating about hydrologic and institutional uncertainty in model outputs will help water managers and other stakeholders to assess tradeoffs when planning for water supply variability.     

Chemical and Physical Controls on the Oxygen Regime of Ice‐Covered Arctic Lakes and Reservoirs1

Abstract: We examined the chemical, morphological, and anthropogenic controls on winter‐oxygen biogeochemistry in ice‐covered lakes and reservoirs on the North Slope of Alaska. We measured dissolved oxygen (DO), solute concentrations, water depth, and ice thickness at three natural thaw lakes and four reservoirs (flooded gravel mines) for two winters. In all seven study sites, DO concentration and pH decreased with depth, and temporally through the winter (November to April). DO concentration was four to six times greater in the deeper reservoirs (8‐13 mg/l) compared with shallow natural lakes (ca. 2 mg/l). Lakes and reservoirs with high dissolved organic carbon (DOC) concentration were susceptible to large decreases in oxygen over the winter. DO concentration differed markedly between years, but was not attributed to changes in water‐use or winter water‐chemistry. Alternatively, we suggest that dissolved oxygen concentration was lower during freeze‐up, possibly associated with higher lake‐productivity during the summer. Our results suggest that current water‐use practices on the North Slope of Alaska caused little to no change in DO concentration over the winter. In particular, considering the high pumping activity and shallow depth, lakes with low DOC concentration (≤6 mg/l) showed strong resilience to change in chemistry over the winter. We suggest that both lake and reservoir depth, and DOC concentration are key factors influencing oxygen consumption in ice‐covered arctic lakes and reservoirs.     

A NEW METHOD FOR ESTIMATING FUTURE RESERVOIR STORAGE CAPACITIES1

ABSTRACT: A new method has been developed for estimating future reservoir storage capacities, allowing for sediment deposition and compaction. Reservoir sedimentation surveys for 117 reservoirs, conducted by the Illinois State Water Survey over the past 60 years, were used to determine regional constants K to represent the severity of sediment deposition in the reservoirs. More than half of the 82 water supply reservoirs investigated had records of reservoir sedimentation surveys, and their K values were calculated by using data from those sediment surveys. The average K values of the remaining non-surveyed water supply reservoirs were estimated from the regional distribution of the K values. Other important factors considered in the estimation of future reservoir storage capacities are the trap efficiency of the reservoirs and the variation of density of sediment deposits due to compaction. The model can also be used for analyzing the economics of alternative sites and of design features that can be incorporated in dams for reducing reservoir sedimentation.     

PROTECTING BEIJLNG'S MUNICIPAL WATER SUPPLY THROUGH WATERSHED MANAGEMEN AN ECONOMIC ASSESSMENT1

ABSTRACT: Watersheds above the Miyun reservoir, a principal source of surface water for Beijing, are designated to be managed for water production, but under the principle of multiple use. Because of the scarcity of arable land, these watersheds cannot be managed only for drinking water. Efforts are under way to reduce sediment delivery, improve the quality of water entering Miyun reservoir, and improve the welfare of watershed inhabitants. An economic appraisal of a watershed management project for the 3,298‐ha Shixia watershed above the Miyun reservoir, indicates a 24 percent economic rate of return on the investment made in the project. The net present value (NPV) of the project, calculated at a discount rate of 10 percent, is approximately US$3.49 million. Sensitivity analyses indicate that a doubling of labor costs lowers the NPV to US$2.07 million and a 10 percent decrease in benefits lowered the NPV to US$2.87. It is concluded that the implementation of conservation practices on the Shixia Demonstration Watershed represent an economically efficient use of resources.     

A DECISION SUPPORT TOOL FOR THE MANAGEMENT OF MULTI‐RESERVOIR SYSTEMS1

ABSTRACT: A decision support tool is developed for the management of water resources, focusing on multipurpose reservoir systems. This software tool has been designed in such a way that it can be suitable to hydrosystems with multiple water uses and operating goals, calculating complex multi‐reservoir systems as a whole. The mathematical framework is based on the parameterization‐simulation‐optimization scheme. The main idea consists of a parametric formulation of the operating rules for reservoirs and other projects (i.e., hydropower plants). This methodology enables the radical decrease of the number of decision variables, making feasible the location of the optimal management policy, which maximizes the system yield and the overall operational benefit and minimizes the risk for the management decisions. The program was developed using advanced software engineering techniques. It is adaptable in a wide range of water resources systems, and its purpose is to support water and power supply companies and related authorities. It already has been applied to two of the most complicated hydrosystems of Greece, the first time as a planning tool and the second time as a management tool.     

Conversion of a Missouri River Dam and Reservoir to a Sustainable System: Sediment Management1

Abstract: A present and future challenge for water resources engineers is to extend the useful life of our dams and reservoirs. Ongoing reservoir sedimentation in impoundments must be addressed; sedimentation in many reservoirs already limits project benefits and effective project life. Sustainability requires that incoming sediment be moved downstream past the impounding dam. We use Lewis and Clark Lake, the most downstream of the six Missouri River main stem reservoirs, to demonstrate how a reservoir in advanced stages of its project life could be converted to a sustainable system with local benefits exceeding costs by a factor of 1.5. Full consideration of benefits would further enhance project justification. The proposed strategy involves four phases that will take about 50 years to complete. Cost estimates for this potential project range from the quantitative to the plausible, but it is clear that the results justify a full engineering, environmental, and economic study of this model project. If implemented, the project will create scientific knowledge and develop technologies useful for achieving sustainability at many other reservoirs in the Mississippi River basin and beyond.     

SEDIMENT RESUSPENSION AND DRAWDOWN IN A WATER SUPPLY RESERVOIR1

ABSTRACT: The magnitudes and patterns of sediment resuspension are assessed in Cannonsville Reservoir, New York, to quantify and characterize this internal source of sediment. The assessment is based on analyses of sediment trap collections from 10 sites over the spring to fall interval of two years. Temporal and spatial patterns in sediment deposition are demonstrated to be driven by resuspension/redeposition processes. Sediment that had been resuspended and redeposited represented 80 to 96 percent, on average, of the depositing solids collected along the main axis of the lake. About 90 percent of the redeposited sediment was inorganic. Increased resuspension caused by drawdown of the reservoir surface and fall turnover resulted in 10 to 50‐fold increases in deposition rates compared to levels observed when the reservoir was full and strongly thermally stratified. Elevated levels of redeposition from resuspension in the reservoir have been driven by both higher water column concentrations of suspended solids and settling velocities. Recurring longitudinal and lateral gradients in resuspension are delineated, establishing that resuspended solids are transported from the riverine to the lacustrine zone and from near‐shore to pelagic areas. Resuspension is demonstrated to cause increases in inanimate particle (tripton) concentrations. Higher tripton levels have been observed in years with greater drawdown. Water quality impacts of the resuspension phenomenon are considered.     

HYDROLOGIC AND ECONOMIC IMPACTS OF DROUGHT UNDER ALTERNATWE POLICY RESPONSES1

ABSTRACT: A severe sustained drought in the Colorado River Basin would cause economic damages throughout the Basin. An integrated hydrologic-economic-institutional model introduced here shows that consumptive water users in headwaters states are particularly vulnerable to very large shortfalls and hence large damages because their rights are effectively junior to downstream users. Chronic shortfalls to consumptive users relying on diversions in excess of rights under the Colorado River Compact are also possible. Nonconsumptive water uses (for hydropower and recreation) are severely affected during the worst drought years as instream flows are reduced and reservoirs are depleted. Damages to these uses exceeds those to consumptive uses, with the value of lost hydropower production the single largest economic impact of a severe sustained drought. Modeling of alternative policy responses to drought suggests three general policy approaches with particular promise for reducing damages. Consumptive use damages can be reduced by over 90 percent through reallocation from low to high valued uses and through reservoir storage strategies which minimize evaporation losses. Reservoir management to preserve minimum power pool levels for hydropower production (and to maintain reservoir recreation) may reduce damages to these nonconsumptive uses by over 30 percent, but it may increase consumptive use shortfalls.