A Cooperative Approach to Reduce Water Pollution Abatement Cost in an Interjurisdictional Lake Basin

A cooperative approach via transfer fee was developed to improve the cost‐effectiveness of water pollution control in interjurisdictional lake basin management in China. Different from the existing literature that studies water quality trading and pollution reduction at micro levels (i.e., focusing on enterprises and firms), this article explores cooperative pollution reduction strategies from a macro level, targeting multiple jurisdictional regions. The merits of this new approach include: (1) improving the cost‐effectiveness of pollution reduction by making use of the cost differentiation in pollution reduction between industries and municipal sewage plants, and between different administrative areas; (2) managing payments for ecosystem services by horizontal transfer payment; and (3) incorporating the concepts of game, cooperation, coordination, and watershed‐based management in implementation. For empirical demonstration, a bilevel optimization model was built and calibrated using the 2005 data of the Lake Tai basin to work out the optimal solutions for cooperative chemical oxygen demand (COD) reduction. Results show that policies based on this new approach can significantly reduce the overall COD abatement costs for the basin as well as the individual jurisdictional regions compared to the current practice.     

Grid extension in German backyards: a game-theory rationale

A substantial extension of the electricity grid seems to be necessary in Germany in the coming decades for technical, economic, and ecological reasons. The increased usage of electricity from environmentally conscious sources is not undisputed and the question of where and how to extend the grid is at the centre of a controversial public discussion. One crucial point in this discussion concerns the fair sharing of the costs and benefits of such an extension. It is necessary to create a fair compensation mechanism. Therefore, an innovative mechanism is proposed in this paper that consists of cooperative game theory as well as auction elements. We interpret the German grid extension as a cooperative cost reduction game that allows the identification of fair cost shares and compensation payments. To solve the problem of non-cooperative behaviour, we propose the involvement of a sealed-bid auction. We show that this novel procedure is incentive compatible.     

Cooperative Solutions for Sustainable Resource Management

n -person game theory are most appropriate for these problems because they focus on the conditions for engendering and sustaining the necessary cooperation among the involved stakeholders. These solution concepts seek to ensure that the allocation is based on some norm of equity and, most often, also to minimize the incentive for any player to defect from the cooperative venture. We illustrate these solution concepts with an application to a water resource project in Southern California. We argue how the rigorous mathematical nature of these solution concepts should not hinder their application to actual situations and how, with the use of heuristic rules and inexact notions of comparable worths, we can employ these concepts even in approximate fashion. We remind ourselves that the goal of such an endeavor is to convince stakeholders of the equity of a proposed solution and, in so doing, maximize the prospect of sustained cooperation. The alternative to cooperation, on the other hand, may be endless stalemate.     

中国绿色信贷成本收益核算研究

为充分识别、量化和评估绿色信贷的成本与收益,本文从银行和社会两个角度,梳理绿色信贷的直接（间接）成本和直接（间接）收益的类型和内涵,提出全面核算绿色信贷成本与收益的一般框架,以我国21家主要商业银行2013—2017年绿色信贷实施情况为例探讨了该框架的可行性。依据该核算框架对银行的直接成本和收益、社会的直接收益进行了定量核算,对银行的间接成本和收益、社会的直接和间接成本、社会间接收益进行了定性分析。结果表明：多数商业银行施行绿色信贷能带来利润;近半数银行的绿色信贷项目收益率在全行信贷项目平均收益率之上;核算期内绿色信贷节能减排的环境效益累计达1.03万亿元,平均每万元绿色信贷投放带来253元环境效益。本文为实现绿色信贷影响的综合分析、绿色信贷环境外部性内生化提供了科学的分析方法,对政府和商业银行实施绿色信贷政策具有重要意义。     

Cost analysis in laccase production

In this paper the cost of producing the enzyme laccase by the white-rot fungus Trametes pubescens under both submerged (SmF) and solid-state fermentation (SSF) conditions was studied. The fungus was cultured using more than 45 culture medium compositions. The cost of production was estimated by analyzing the cost of the culture medium, the cost of equipment and the operating costs. The cost of the culture medium represented, in all cases, the highest contribution to the total cost, while, the cost of equipment was significantly low, representing less than 2% of the total costs. The cultivation under SSF conditions presented a final cost 50-fold lower than the one obtained when culturing under SmF conditions at flask scale. In addition, the laccase production under SSF conditions in tray bioreactors reduced the final cost 4-fold compared to the one obtained under SSF conditions at flask scale, obtaining a final price of 0.04 cent €/U.     

AN EVALUATION OF EIGHT WASTELOAD ALLOCATION METHODS1

Evidence suggests that there is no superior wasteload allocation method. Eight allocation strategies have been evaluated based on: total cost of implementation, equity in distributing costs and loads among dischargers, effectiveness in use of available waste assimilative capacity, and sensitivity to changes in water-quality-related variables. One method, which allocated equal percentages of the maximum allowable dissolved oxygen deficit, was eliminated as a feasible strategy because it led to excessive costs and overly conservative load estimates. The other seven methods remained viable alternatives. Two methods proved to be insensitive to changes in the water-quality-related variables tested, which may be advantageous in certain applications. This report presents seven workable alternatives that may be used in wasteload allocation and demonstrates a procedure to determine the practicability of other methods.     

基于成本分析的西部生态补偿法律机制研究

建立和实施西部生态补偿机制,是加强西部生态建设和强化西部生态功能专业化服务的必由之路。生态系统服务补偿理论和自然资本理论为我们分析西部生态补偿提供了新的分析范式,西部生态补偿包括国家补偿、区域和流域补偿、自力补偿三个层次。其内部的成本关系包括生态服务利用成本关系、跨区域资源调配成本关系、生态工程实施成本关系、内部补偿成本关系等,基于成本分析基础上的三层次补偿关系协同发展是完善西部生态补偿法律机制的基本内容。     

A Transactions Cost Approach to the Theoretical Foundations of Water Markets1

Abstract: Water marketing is often cited as a means of alleviating the stresses attached to allocation of water use. Frequently, marketing is suggested in a context that implies substitution of competitive markets for the allocation based on the prior appropriation doctrine. This study examines water marketing from the perspective of a transactions cost approach to the private and broad social agreements (contracts) that support water allocation. It examines the major behavioral challenges faced by any contract, and the alternative approaches to those challenges, with respect to water allocation. It also examines the impact of market design on the existence of externalities, costs imposed by transactions on society and individuals not party to the transaction. It finds that the most robust water market designs will be found in systems with sufficient property rights protection to support investment, sufficient hydrologic information to provide accurate analysis of third party effects, conjunctive management of surface and groundwater, and a governance structure capable of administering the rules while not determining outcomes.     

环境保护中政府和公众的博弈

发展经济和保护环境是现代政府治理的主要课题。环境问题越来越严峻,对公众的影响越来越深,政府和公众的环保意识不断增强,他们不断地参与到环境保护运动中。政府和公众都是理性的经济人,他们有不同的利益诉求。由于信息交流的不顺畅,政府和公众在环境保护参与中进行着博弈。在博弈的过程中,博弈的情景不断变化,政府和公众对环境问题的认知在不断地变化,他们采取的策略也不断发生变化,他们之间的博弈从合作博弈到非合作博弈再到合作博弈,不断循环,从而达到发展经济和保护环境的双重目的。     

碳排放交易制度下城市减排的机会成本研究——基于中国碳排放试点城市的实证检验

作为全球气候治理的重要手段,碳排放交易制度受到了广泛的关注与讨论。基于此,本文采用我国2010-2016年城市面板数据,运用非参数方法构建方向性环境距离函数测算了2009-2015年城市减排的机会成本,计算结果显示,试点地区与非试点地区的碳排放的机会成本整体表现为上升的趋势,且试点地区的碳排放的机会成本总体低于非试点地区。在测算城市减排机会成本的基础上,运用双重差分法来检验碳排放交易制度的有效性。经检验发现：碳排放交易制度有利于降低城市减排的机会成本,然而由于碳排放交易制度还存在碳排放权初始分配制度缺失、碳排放交易制度的定价机制扭曲等问题,因此其对降低城市减排的机会成本作用较小,并且进一步通过对政策时间趋势的分析得出政策效应随时间推移而逐渐减弱。     

基于博弈模型的水价策略与节水策略分析

在当前水资源浪费、用水效率较低的背景下,仍然有许多地区继续实行低水价政策,本文认为这是供水企业与用水企业以及政府水务部门相互博弈的结果。通过构建一个供水企业与用水企业的博弈模型,并采用演化博弈分析方法分析动态演化的结果,本文发现当前采用低水价的主要原因在于：供水企业制定水价时要同时考虑私人收益与公共节水收益,而高水价对经济产生的冲击成本不足以弥补高水价产生的公共节水收益与私人收益,从而导致有些地区供水企业不敢提高水价,一直采用低水价策略。进一步地,本文采用不完全信息动态博弈方法分析供水企业与政府关于水价的议定过程,发现提高水价对经济的冲击越大,且节水技术投入成本越大而节水的公共收益越小时,政府水务部门同意低水价的概率越大;反之,则同意高水价的概率越大。从博弈论的角度系统地分析了低水价产生的决策过程,可对提高水价、促进节约用水具有一定的指导意义。     

新闻媒体环保监督视角下环境污染治理演化博弈

为督促政府严格履行环境监管职责,应引入新闻媒体,与政府、企业共同参与污染治理。本文使用演化博弈理论通过构建博弈支付矩阵,研究不同情形下政府与企业间、新闻媒体与政府间的演化稳定策略（ESS）,探究新闻媒体监督对环境污染治理的影响,并通过数值算例对演化结果进行验证。演化过程及数值仿真结果表明：①对企业、政府而言,当某种策略的期望利润始终更大时,其决策过程将不受另一方与新闻媒体策略的影响,且此时存在ESS;②新闻媒体进行环保监督一定程度上能促进企业和政府组成的系统向优良状态演化,但新闻媒体是否进行环保监督受政府对环境监管程度的影响,取决于报道成本和预期收益的大小;③政府的作用举足轻重,增大单位环境税额和处罚力度能促使企业合法减排,而对其不严格监管可能使环境质量恶化。因此,为促进环境质量改善,需不断推动环保理念传播,设法降低企业减排成本和政府监管成本,扩大新闻媒体监督职责范围,提高其监督的主动性,并对政府增加生态环境保护维度考核。     

浅谈建设单位对建筑工程造价的管理与控制

加强工程造价管理，就是要合理确定和有效控制工程造价，这就要求建设单位对工程造价的控制与管理贯穿于工程建设的全过程，即投资决策、项目设计、招标及订立合同、施工阶段以及竣工结算等五个主要阶段，相应形成投资估算、设计概算、施工图预算、承包合同价及结算价，这五种造价之间存在着前者控制后者、后者补充前者的相互作用关系。     

Water saving effect on integrated water resource management

This study proposes an improved integrated water resource management (IWRM), in which water conservation was analyzed for the entire water use process. A multi-objective optimization method was applied to optimize the IWRM, which investigated the reduction of freshwater consumption and the total water supply cost. Customer's preference for saving water and an end use analysis (EUA) was applied in the water conservation analysis. Taking Tianjin as the study area, a reduction in customer's economic pressure (EP) was utilized to evaluate the degree of the customer's preference for saving water. The results revealed that agriculture had a greater preference for saving water than other sectors, where as the public had the weakest motivation for saving water. Improving the transportation method could contribute 62.1% of the total water savings in the agriculture sector. The optimization of the IWRM demonstrated that the local freshwater savings would be 21.5%, and the total cost for water supplies would decrease by 13%. However, a government subsidy of 87.5 million Yuan would be needed. Additionally, by analyzing the change in the amount of water savings affected by water price, the appropriate water price increase range was suggested to be 1.5–1.7 times the original price.     

Effect of crude oil carbon accounting decisions on meeting global climate budgets

The Intergovernmental Panel on Climate Change quantified a cumulative remaining carbon budget beyond which there is a high likelihood global average temperatures will increase more than 2 °C above preindustrial temperature. While there is global participation in mitigation efforts, there is little global collaboration to cooperatively mitigate emissions. Instead, countries have been acting as individual agents with independent emission reduction objectives. However, such asymmetric unilateral climate policies create the opportunity for carbon leakage resulting from the shift in embodied carbon emissions within trade networks. In this analysis, we use an optimization-based model of the global crude trade as a case study to demonstrate the importance of a cooperative, system-level approach to climate policy in order to most effectively, efficiently, and equitably achieve carbon mitigation objectives. To do this, we first characterize the cost and life cycle greenhouse gas emissions associated with the 2014 crude production and consumption system by aggregating multiple data sources and developing a balanced trade matrix. We then optimize this network to demonstrate the potential for carbon mitigation through more efficient use of crude resources. Finally, we implement a global carbon cap on total annual crude emissions. We find that such a cap would require crude consumption to drop from 4.2 gigatons (Gt) to 1.1 Gt. However, if each country had an individual carbon allocation in addition to the global cap consistent with the nationally determined contribution limits resulting from the 2015 United Nations Climate Change Conference, allowable consumption would further decrease to approximately 770 million metric tonnes. Additionally, the carbon accounting method used to assign responsibility for embodied carbon emissions associated with the traded crude further influences allowable production and consumption for each country. The simplified model presented here highlights how global cooperation and a system-level cooperative approach could guide climate policy efforts to be more cost effective and equitable, while reducing the leakage potential resulting from shifting trade patterns of embodied carbon emissions. Additionally, it demonstrates how the spatial distribution of crude consumption and production patterns change under a global carbon cap given various carbon accounting strategies.     

ITERATIVE EVALUATION OF A LAKE WATER QUALITY MANAGEMENT PROGRAM1

ABSTRACT: Local governments often face environmental problems that cross political boundaries. The onus for solution usually falls on the moat severely affected jurisdiction, others do nothing until impacted. Resolution of these problems requires cooperation across political boundaries which means that local governments must be persuaded first that there is a problem, and second that action is required to solve it. This paper presents a method to supply low cost, credible information that can be used to achieve consensus on problem solution. A case study of a lake water quality management problem is described. Formative evaluation techniques was adapted to provide a minimum of evidence which was then used to persuade less impacted local jurisdictions to cooperate in the problem solution.     

Irrigation Water Allocation Using an Inexact Two‐Stage Quadratic Programming with Fuzzy Input under Climate Change

Agricultural irrigation accounts for nearly 70% of the total water use around the world. Uncertainties and climate change together exacerbate the complexity of optimal allocation of water resources for irrigation. An interval‐fuzzy two‐stage stochastic quadratic programming model is developed for determining the plans for water allocation for irrigation with maximum benefits. The model is shown to be applicable when inputs are expressed as discrete, fuzzy or random. In order to reflect the effect of marginal utility on benefit and cost, the model can also deal with nonlinearities in the objective function. Results from applying the model to a case study in the middle reaches of the Heihe River basin, China, show schemes for water allocation for irrigation of different crops in every month of the crop growth period under various flow levels are effective for achieving high economic benefits. Different climate change scenarios are used to analyze the impact of changing water requirement and water availability on irrigation water allocation. The proposed model can aid the decision maker in formulating desired irrigation water management policies in the wake of uncertainties and changing environment.     

Collective action in water-point management: The case of pastoral and agropastoral communities in eastern Ethiopia

This paper explores collective activities in water-point management by pastoral and agropastoral herders. It examines conditions that strengthen or weaken cooperative behaviour. By employing a comparative case study approach, the paper covers three types of water-points: ponds, cisterns and water wells. Results show that factors beyond the expectation of economic benefits influence the development of cooperative behaviour, including embedded social relationships, which provide a basis for sanctions. However, the absence of clear allocation rules and of secure property rights discourages sustained contribution of inputs. The study also finds that the contribution, and the ultimate benefits gained, by the members of the group are dependent on limited technological options and other attributes of the water-points they manage. Interestingly, divergence of interests (between economic elites and poor herders) in institutional change precluding the establishment of cisterns negatively affects the livelihoods of the poor (agro) pastoralists. Where internal capacity is limited, assisted collective action that builds on diverse local interests could contribute to sustainable management of collectively used water-points. The study concludes that both economic incentives and socio-cultural norms affect collective action in a more complex way than the theory of determinants of collective action predicts.     

An Ecoregional Approach to the Economic Valuation of Land- and Water-Based Recreation in the United States

/ This paper describes a framework for estimating the economic value of outdoor recreation across different ecoregions. Ten ecoregions in the continental United States were defined based on similarly functioning ecosystem characters. The individual travel cost method was employed to estimate recreation demand functions for activities such as motor boating and waterskiing, developed and primitive camping, coldwater fishing, sightseeing and pleasure driving, and big game hunting for each ecoregion. While our ecoregional approach differs conceptually from previous work, our results appear consistent with the previous travel cost method valuation studies.KEY WORDS: Recreation; Ecoregion; Travel cost method; Truncated Poisson model     

城市水业PPP项目的风险分担研究

公私合伙制（即PPP）模式在城市水业项目中已经得到广泛的应用,公私双方的合作方式和风险分担是PPP项目成功的关键。在不同的合作关系中,公私双方所承担的风险种类和程度都有所不同。因此,只有理顺PPP项目合作方式与风险分担的对应关系,公共部门才能正确选择PPP项目的合作方式和私营合作方。