A New Flood Index for Use in Evaluation of Local Flood Severity: A Case Study of Small Ungauged Catchments in Korea1

Ahn, Jae Hyun and Hyun Il Choi, 2013. A New Flood Index for Use in Evaluation of Local Flood Severity: A Case Study of Small Ungauged Catchments in Korea. Journal of the American Water Resources Association (JAWRA) 49(1): 1‐14. DOI: 10.1111/jawr.12025 Abstract: The aim of this article is to develop a new index measuring the severity of floods in small ungauged catchments for initial local flood information by the regression analysis between the new flooding index and rainfall patterns. Although a rapid local flood caused by heavy storm in a short period of time is now one of common natural disasters worldwide, such a sudden and violent hydrologic event is difficult to forecast. As local flooding rises rapidly with little or no advance warning, the key to local flood forecasting is to quickly identify when and where local flooding above a threshold is likely to occur. The new flooding index to characterize local floods is measured by the three normalized relative severity factors for the flood magnitude ratio, the rising curve gradient, and the flooding duration time, quantifying characteristics of flood runoff hydrographs. The new flooding index implemented for the two selected small ungauged catchments in the Korean Peninsula shows a very high correlation with logarithm of the 2‐h maximum rainfall depth. This study proposes 30 mm of rainfall in a 2‐h period as a basin‐specific guidance of precaution for the incipient local flooding in the two study catchments. It is expected that the best‐fit regression equation between the new flooding index and a certain rainfall rate can provide preliminary observations, the flood threshold, and severity information, for use in a local flood alert system in small ungauged catchments. Editor's note: This paper is part of a featured series on Korean Hydrology. The series addresses the need for a new paradigm of river and watershed management for Korea due to climate and land use changes.     

STORM CHARACTERISTICS OF CONVECTIVE-SCALE PRECIPITATION1

A classification scheme for convective precipitation, having applications in both analysis and modeling of meteorological and hydrological events, is presented. The method is based upon observations of rainfall at the ground, radar scans of storm events, and visible and infrared satellite imagery of larger storm systems. Empirical and theoretical frequency distributions are derived for total storm rainfall, rainfall duration and time between storms for each of the convective categories. This stratification is directly applicable to the experimental design and evaluation of weather modification projects and may be useful for the development and interpretation of meteorological and hydrological models. When atmospheric conditions limit storm development to cells, rainfall was seldom observed. Small clusters also produce small amounts of rainfall but have a longer lifetime than cells and are likely candidates for cloud seeding attempts to encourage their growth to large clusters. Large and nested clusters usually produce large amounts of natural precipitation. A few large storms account for most of a season's rainfall.     

CHARACTERISTICS AND CONTRIBUTING CAUSES OF AN ABNORMAL FREQUENCY OF FLOOD-PRODUCING RAINSTORMS AT CHICAGO1

ABSTRACT: Major hydrometeorological factors pertinent to defining and understanding the hydrologic characteristics of urban and other small-basin storms were investigated using data from a continuous 44-year operation of a recording raingage network in Chicago. Factors included: the frequency distribution of basin mean rainfall and its relation to storm maximum precipitation; the spatial distribution characteristics of each storm, including storm rainfall reduction factors which are widely used in hydrologic design problems; and weather-related causes related to the frequency and intensity of severe rainstorms in the Chicago area in recent years. Results have indicated that urban mean rainfall frequencies were overestimated in earlier studies in which they were derived from point/areal mean rainfall ratios obtained from much shorter records on rural networks. Reduction factors were found to vary between urban and rural storm systems due to urban-related effects. Two factors were found to be potential contributors to the characteristics of severe rainstorm occurrences at Chicago. These include urban-induced rain enhancement and an upward climatic trend in the occurrence of heavy rainfall events during the sampling period. Study results should be generally applicable to other large urban areas in the Midwest and other regions of similar precipitation climate.     

Characterizing Storm Hydrograph Rise and Fall Dynamics With Stream Stage Data1

Abstract: Storm‐flow transients (i.e., hydrograph rise and fall dynamics) may represent an important aspect of understanding streamflow dynamics. However, little is known about how temporal resolution of transient data and climate variability may color these potential indicators of hydrologic pattern or condition. Warm‐season stream stage and rainfall were monitored continuously (5 min) during the 2002 water year in eight tributaries of the Little Miami River (Ohio), which drain 17‐58 km² catchments. Rise rates generated using 5‐min data were different than those generated with mean daily data [calculated with the Indicators of Hydrologic Alteration (IHA) software], though fall rates were similar for fine and coarse temporal data. This result suggests that data with low temporal resolution may not be adequate to fully represent the dynamics of storm rise rates. Conversely, fall rates based on daily stage data (via IHA) were similar to those based on the 5‐min data, and so daily mean data may be appropriate for characterizing fall rates. We next analyzed the possible correlations between rainfall variability and storm‐flow stage dynamics. We derived rise and recession rates from storm stage hydrographs by assuming exponential rise and decay of a runoff peak. We found that raw rise rates (R_raw) were correlated with both the maximum rainfall rate and the time to the centroid of a rain event. We subsequently removed the trend based on these rainfall characteristics, which yielded new representations of rise rates abbreviated as R_rate and R_tcent, respectively, and that had lower variability than the uncorrected (raw) data. Fall rates were found to be independent of rainfall characteristics. Due to the predominant influence of stream hydrology upon aquatic biota and nutrient fluxes, our work suggests that these stage data analysis protocols can refine or otherwise reduce variability in these indices by accounting for relevant factors such as rainfall forcing. These protocols for derivation of transient indices should be tested for their potential to improve correlations between stream hydrology and temporally aligned biotic data and dissolved nutrient fluxes in streams.     

SIZING OF SURFACE WATER RUNOFF DETENTION PONDS FOR WATER QUALITY IMPROVEMENT1

ABSTRACT: Historically, storm water management programs and criteria have focused on quantity issues related to flooding and drainage system design. Traditional designs were based on large rainfall‐runoff events such as those having two‐year to 100‐year return periods. While these are key criteria for management and control of peak flows, detention basin designs based on these criteria may not provide optimal quality treatment of storm runoff. As evidenced by studies performed by numerous public and private organizations, the water quality impacts of storm water runoff are primarily a function of more frequent rainfall‐runoff events rather than the less frequent events that cause peak flooding. Prior to this study there had been no detailed investigations to characterize the variability of the more frequent rainfall events on Guam. Also, there was a need to develop some criteria that could be applied by designers, developers, and agency officials in order to reduce the impact of storm water runoff on the receiving bodies. The objectives of this paper were three‐fold: (1) characterize the hourly rainfall events with respect to volume, frequency, duration, and the time between storm events; (2) evaluate the rainfall‐runoff characteristics with respect to capture volume for water quality treatment; and (3) prepare criteria for sizing and designing of storm water quality management facilities. The rainfall characterization studies have provided insight into the characteristics of rainstorms that are likely to produce non‐point source pollution in storm water runoff. By far the most significant fmdings are the development of a series of design curves that can be used in the actual sizing of storm water detention and treatment facilities. If applied correctly, these design curves could lead to a reduction of non‐point source pollution to Guam's streams, estuaries, and coastal environments.     

Evaluation of rainfall erosivity in Bheta Gad catchment, Kumaun Hills of Uttar Pradesh, central Himalayas

The importance of the size of raindrop in causing soil detachment and splash has long been recognized, although the total energy expended on erosion by splash may be small. The aggressiveness of rainfall or its capacity to cause detachment can be expressed in terms of drop size, rainfall intensity and kinetic energy or momentum. An attempt has been made to determine the rainfall erosivity (EI) of two gauged stations where continuous rainfall recorders were installed, on the basis of rainfall characteristics. Thus, the relationship between average storm EI₃₀ (rainfall erosivity for 30 minutes interval) values and average depths of rainfall could be developed for the Bheta Gad basin of the Gomati River in the Hindu-Kush Himalayas. The analysis has revealed that if factors other than rainfall remain constant, soil splash erosion from cultivated fields is directly proportional to the rainstorm parameter identified as EI.     

ISOLATING THE RANDOM RAMSTORM COMPONENT FROM BASIN RESPONSE FACTORS IN RAINFALLRUNOFF DATA1

ABSTRACT: Gaged watersheds can provide information as to geomorphic, and geologic influence on the spatial variability of rainfall-runoff relationships. However, correlations between raingages distributed throughout the basin, and stream discharge are influenced by both storm patterns and drainage basin characteristics. Factor analysis has been applied to rainfall-runoff relationship to isolate the storm pattern from a basin response factor. Comparing two periods of time separated by eight years reveals relative stability in the rainfall attenuation (basin response) factor, while storm patterns for the two periods of record are quite disparate.     

Impacts of Climate Change on Extreme Precipitation Events Over Flamingo Tropicana Watershed1

Abstract: Climate change, particularly the projected changes to precipitation patterns, is likely to affect runoff both regionally and temporally. Extreme rainfall events are expected to become more intense in the future in arid urban areas and this will likely lead to higher streamflow. Through hydrological modeling, this article simulates an urban basin response to the most intense storm under anthropogenic climate change conditions. This study performs an event‐based simulation for shorter duration storms in the Flamingo Tropicana (FT) watershed in Las Vegas, Nevada. An extreme storm, defined as a 100‐year return period storm, is selected from historical records and perturbed to future climatic conditions with respect to multimodel multiscenario (A1B, A2, B1) bias corrected and spatially disaggregated data from the World Climate Research Programme's (WCRP's) database. The cumulative annual precipitation for each 30‐year period shows a continuous decrease from 2011 to 2099; however, the summer convective storms, which are considered as extreme storms for the study area, are expected to be more intense in future. Extreme storm events show larger changes in streamflow under different climate scenarios and time periods. The simulated peak streamflow and total runoff volume shows an increase from 40% to more than 150% (during 2041‐2099) for different climate scenarios. This type of analysis can help evaluate the vulnerability of existing flood control system and flood control policies.     

A TRIANGULAR MODEL OF DIMENSIONLESS RUNOFF PRODUCING RAINFALL HYETOGRAPHS IN TEXAS1

ABSTRACT: A synthetic triangular hyetograph for a large data base of Texas rainfall and runoff is needed. A hyetograph represents the temporal distribution of rainfall intensity at a point or over a watershed during a storm. Synthetic hyetographs are estimates of the expected time distribution for a design storm and principally are used in small watershed hydraulic structure design. A data base of more than 1,600 observed cumulative hyetographs that produced runoff from 91 small watersheds (generally less than about 50 km²) was used to provide statistical parameters for a simple triangular shaped hyetograph model. The model provides an estimate of the average hyetograph in dimensionless form for storm durations of 0 to 24 hours and 24 to 72 hours. As a result of this study, the authors concluded that the expected dimensionless cumulative hyetographs of 0 to 12 hour and 12 to 24 hour durations were sufficiently similar to be combined with minimal information loss. The analysis also suggests that dimensionless cumulative hyetographs are independent of the frequency level or return period of total storm depth and thus are readily used for many design applications. The two triangular hyetographs presented are intended to enhance small watershed design practice in applicable parts of Texas.     

GEOMORPHIC PARAMETERS PREDICT HYDROGRAPH CHARACTERISTICS IN THE SOUTHWEST1

ABSTRACT: Critical design characteristics of ephermal runoff such as hydrograph rise time, duration, mean peak discharge, volume, peak-volume ratio, and maximum flood were related to physical basin parameters such as area, shape, slope, drainage density, basin relief, stream length, and combinations of these in intermontane watersheds representative of the Mexican Highland section of the Basin and Range Province. Parameters used were restricted to those easily obtainable from maps or aerial photographs. A parameter expressing basin shape and size was developed which proved to be as accurate a predictor as others used in existing prediction equations tested and was simpler and faster to derive. Simple prediction equations derived for hydrograph characteristics were all significant except for volume at the 5% level; three were significant at the 1% level. Relationships determined are applicable in semi-arid basins of the Southwest up to 60 square miles (155 km²) in area.     

APPLICATION OF RORB MODEL TO A CATCHMENT IN SINGAPORE1

ABSTRACT: Runoff Routing model (RORB) is a general model applicable to both rural and urban catchments. The performance of the model is illustrated through its simulation of flood runoff hydrographs in an urban catchment in Singapore. The essential feature of the model is the routing of rainfall excesses on subareas through some arrangement of concentrated storage elements, which represent the distribution of temporary storage of flood runoff on the watershed. This nonlinear routing procedure of the storage elements has two common parameters, k_c and m. With the limited data available, these two parameter values were determined through calibration runs. The same set of values of k_c and m were then used in the model to determine the runoff hydrographs of five other storms selected from the rainfall events between 1979 and 1981. It was found that the simulated runoff hydrographs matched reasonably well with the recorded hydrographs.     

HUMAN BEHAVIOR AND RESPONSE TOWARDS STORM HAZARD IN WEST VANCOUVER,BRITISH COLUMBIA1

ABSTRACT: Human behavior and response towards storm hazard are examined in this study. One-hundred and twenty flood victims in West Vancouver, British Columbia, were administered a sentence completion test to ascertain how these victims behaved and responded to the flash flood of July 12, 1972. The sentence completion test consisted of 11 sentence stems. Seven of these dealt with the respondent's behavior toward the storm experience, and four with the issue of internal vs. external locus of control. Completions of the seven sentence stems at three time situations showed that West Vancouverites expressed the normal reactions of fear and anxiety before the storm; showed negative emotions during the storm; and displayed a feeling of mutual cooperation after the storm. Completions of the remaining four sentence stems revealed that West Vancouverites emphasized the importance of internal factors, viz., autonomy, drive and hard work, in controlling their lives. They recognized God as a benevolent - protective and almighty - powerful figure. Forty percent of the respondents did not believe in luck, while 8 percent regarded it as important in their lives. One might conclude that West Vancouverites could cope with natural hazardous threats better than those who rely on external factors in directing their lives.     

REGULATED RIVER MODELING FOR CLIMATE CHANGE IMPACT ASSESSMENT: THE MISSOURI RIVER1

ABSTRACT: The Great Plains of the United States, drained primanly by the Missouri River, are very sensitive to shifts in climate. The six main stem dams on the Missouri River control more than one‐half of the nearly 1.5 million square kilometer basin and can store three times the annual inflow from upstream. The dams are operated by the U.S. Army Corps of Engineers using a Master Manual that describes system priorities and benefits. The complex operational rules were incorporated into the Soil and Water Assessment Tool computer model (SWAT). SWAT is a distributed parameter rainfall‐runoff model capable of simulating the transpiration suppression effects of CO₂ enrichment. The new reservoir algorithms were calibrated using a 25‐year long historic record of basin climate and discharge records. Results demonstrate that it is possible to incorporate the operation of a highly regulated river system into a complex rainfall‐runoff model. The algorithms were then tested using extreme climate scenarios indicative of a prolonged drought, a short drought, and a ten percent increase in basin‐wide precipitation. It is apparent that the rules for operating the reservoirs will likely require modification if, for example, upper‐basin precipitation were to increase only ten percent under changed climate conditions.     

DEVELOPMENT OF DESIGN STORM HYETOGRAPHS FOR CINCINNATI,OHIO1

ABSTRACT A synthetic storm rainfall hyetograph for a one-year design frequency is derived from the one-year intensity-duration curve developed for Cincinnati, Ohio. Detailed rainfall data for a three-year period were collected from three raingages triangulating the Bloody Run Sewer Watershed, an urban drainage areas of 2380 acres'in Cincinnati, Ohio. The advancement of the synthetic storm pattern is obtained from an analysis of the antecedent precipitation immediately preceding the maximum period of three selected durations. Rains which produced excessive runoff at least for some duration were considered only. The same approach can be used for other design frequencies. The purpose of this study is to provide synthetic storm hyetographs to be used as input in deterministic mathematical models simulating urban storm water runoff for the design, analysis and possible surcharge prediction of sewer systems.     

Effects of Forest Composition and Spatial Patterns on Storm Flows of a Small Watershed1

Abstract: The PRMS_Storm model was built as a storm event, distributed hydrological model for studying the hydrological effects of forest composition and spatial distribution on storm‐flow volume and peakflow rates in the Xiangshuixi Watershed in the Three Gorges Reservoir Area, in the Yangtze River Basin in southwestern China. We developed three simulation scenarios based on forest composition and their spatial arrangements across the watershed, including all mixed conifer‐evergreen broadleaf forests (Scenario 1), all mixed evergreen broadleaf forests (Scenario 2), and mixed conifer + evergreen broadleaf + shrub forests (Scenario 3). We examined 11 storm events observed during 2002‐2005. Compared with the existing forest covers, modeling results suggested that the amount of overland flow was reduced by 21, 23, and 22%, and the interflow increased by 16, 88, and 30%, for Scenarios 1, 2, and 3, respectively. During the same time, peakflow rates were reduced by 20.8, 9.6, and 18.9%, respectively. The reduction of peakflow rates was most significant when rainfall intensity exceeded 0.8 mm/min and events with a short duration and effect was minor when rainfall intensity was below 0.5 mm/min. In general, we found that Scenarios 1 and 3 were preferred for reducing storm‐flow volume and peakflow rates due to their higher interception rates, large soil water holding capacity, and higher soil infiltration capacity. The modeled results suggested soil properties are important in affecting the flow processes and thus forest composition and forest spatial distributions will affect storm‐flow volume and peakflow rates at the watershed scale. To maximize flood reduction functions of a watershed, high priority should be given to those forest types (Scenarios 1 and 3) in reforestation practices in the study region. This study suggests both forest composition and spatial pattern are important reforestation designs for flood reduction in the Three Gorges Reservoir Area.     

ESTIMATION OF THE HIEC1 LOSS PARAMETERS FOR ROUTING THE PROBABLE MAXIMUM FLOOD1

ABSTRACT: Twenty storm events were used to select design values of the HEC1 loss parameters STRTL and CNSTL in order to route the probable maximum flood, PMF, through the Englewood watershed, Ohio. The parameter STRTL represents the initial volume of water lost due to interception and incomplete saturation of the soil prior to the storm. The parameter CNSTL represents a continuous loss rate and depends only on the watershed. When optimized from each storm event, STRTL varied between 0.0 and 3.4 inches with an average of 1.0 inch; CNSTL varied between 0.02 and 0.26 inch/hour, and it followed a normal probability distribution with a mean of about 0.1 inch/hour. The absence of correlation between optimum CNSTL values and each of total rainfall, total loss, and runoff duration supported the selection of the mean CNSTL as a design value. PMF routing through the Englewood watershed revealed that the PMF at the outlet is not sensitive to STRTL, but highly affected by CNSTL variations. The insensitivity to STRTL was due to the presence of a dam at the outlet of the watershed that caused the buildup of water in the watershed, thereby masking the storage effect of STRTL. The peak PMF increased by about 27 percent when the design CNSTL was decreased to 0.05 inch! hour, and decreased by about 18 percent when the design CNSTL was increased to 0.15 inch/hour.     

A COMPARISON OF RUNOFF QUALITY EFFECTS OF ORGANIC AND INORGANIC FERTILIZERS APPLIED TO FESCUEGRASS PLOTS1

ABSTRACT: Application of fertilizer can degrade quality of runoff, particularly during the first post-application, runoff-producing storm. This experiment assessed and compared runoff quality impacts of organic and inorganic fertilizer application for a single simulated storm occurring seven days following application. The organic fertilizers used were poultry (Gallus gallus domesticus) litter, poultry manure, and swine (Sus scrofa domesticus) manure. All fertilizers were applied at an application rate of 217.6 kg N/ha. Simulated rainfall was applied at 50 mm/h for an average duration of 0.8 h. Runoff samples were collected, composited, and analyzed for nitrate N (NO₃-N), ammonia N (NH₃-N), total Kjeldahl N (TKN), ortho-P (PO₄-P), total P (TP), chemical oxygen demand (COD), total suspended solids (TSS), fecal coliforms (FC), and fecal streptococci (FS). Application of the fertilizers did not alter the hydrologic characteristics of the receiving plots relative to the control plots. Concentrations of fertilizer constituents were almost always greater from treated than from control plots and were usually much greater. Flow-weighted mean concentrations of NH₃-N, PO₄-P, and TP were highest for the inorganic fertilizer treatment (42.0, 26.6, and 27.9 mg/L, respectively). Runoff COD and TSS concentrations were greatest for the poultry litter treatment. Concentrations of FC and FS were greater for fertilized than for control plots with no differences among fertilized plots, but FC concentrations for all treatments were in excess of Arkansas' primary and secondary contact standards. Mass losses of fertilizer constituents were low (≤ 3 kg/ha) and were small proportions (≤ 3 percent) of amounts applied.     

Developing Peak Discharges for Future Flood Risk Studies Using IPCC's CMIP5 Climate Model Results and USGS WREG Program

Extreme climate events, floods, and drought, cause huge impact on daily lives. In order to produce society resilient to extreme events, it is necessary to assess the impact of frequent and high intensity storm events on design parameters. This article describes a methodology to develop future peak “design discharges” throughout the United States that can be used as a guidance to map future floodplains. In order to develop a lower and upper limit for anticipated peak flow discharges, two future growth scenarios — Representative Concentration Pathways (RCPs)‐RCP 2.6 and 8.5 were identified as the weak and strong climate scenario respectively based on the output from the global climate models. The Generalized Least Square technique in United States Geological Survey's Weighted Multiple Regression (WREG) program was used to develop regression equations that relate peak discharges to basin and climate parameters of the contributing watershed. The design discharges reflect the most recent climate model results. Number of frost days, heavy rainfall days, high temperature days, and snow depth were found to be the common extreme climate parameters influencing the regression equations. This methodology can be extended to other flood frequency events if rainfall data is available. The future discharges can be utilized in hydraulics models to estimate floodplains that can assist in resilient infrastructure planning and outline climate change adaptation strategies.     

COMPARISON OF DESIGN STORM CONCEPTS USING CONTINUOUS SIMULATION WITH SHORT DURATION STORMS1

ABSTRACT: The objectives of this paper were to test the ability of various design storm distributions to simulate the actual rainfall pattern and to compare the runoff rates used in the design of stormwater management devices in the State of Florida using continuous simulation approach. The analyses were performed for four gaged stations to evaluate the applicability of design storm distributions in different parts of the State of Florida. The approach used in this study compared the peak runoff rates from design storms based on the various distributions to those that would result from actual rainfall events. A series of continuous runoff rates were developed through the use of actual fifteen-minute recorded rainfall data, Horton type infiltration decay and recovery rate, and a continuous simulation model. The runoff rates were analyzed using frequency distributions to obtain peak runoff rates associated with different return periods based on the assumption that the continuous simulation approach closely predicts the actual runoff rates from the gaged stations. The results show that the behavior of the design storm distributions varies for different watershed characteristics in different parts of the state. The study also suggests that in general the Florida Department of Transportation and the Suwanne River Water Management (FDOT/ SRWMD) distributions appeared to agree with the continuous simulation results.     

Estimating Nitrogen Loading to Ground Water and Assessing Vulnerability to Nitrate Contamination in a Large Karstic Springs Basin,Florida1

Abstract: A nitrogen (N) mass‐balance budget was developed to assess the sources of N affecting increasing ground‐water nitrate concentrations in the 960‐km² karstic Ichetucknee Springs basin. This budget included direct measurements of N species in rainfall, ground water, and spring waters, along with estimates of N loading from fertilizers, septic tanks, animal wastes, and the land application of treated municipal wastewater and residual solids. Based on a range of N leaching estimates, N loads to ground water ranged from 262,000 to 1.3 million kg/year; and were similar to N export from the basin in spring waters (266,000 kg/year) when 80‐90% N losses were assumed. Fertilizers applied to cropland, lawns, and pine stands contributed about 51% of the estimated total annual N load to ground water in the basin. Other sources contributed the following percentages of total N load to ground water: animal wastes, 27%; septic tanks, 12%; atmospheric deposition, 8%; and the land application of treated wastewater and biosolids, 2%. Due to below normal rainfall (97.3 cm) during the 12‐month rainfall collection period, N inputs from rainfall likely were about 30% lower than estimates for normal annual rainfall (136 cm). Low N‐isotope values for six spring waters (δ¹⁵N‐NO₃ = 3.3 to 6.3‰) and elevated potassium concentrations in ground water and spring waters were consistent with the large N contribution from fertilizers. Given ground‐water residence times on the order of decades for spring waters, possible sinks for excess N inputs to the basin include N storage in the unsaturated zone and parts of the aquifer with relatively sluggish ground‐water movement and denitrification. A geographical‐based model of spatial loading from fertilizers indicated that areas most vulnerable to nitrate contamination were located in closed depressions containing sinkholes and other dissolution features in the southern half of the basin.