前沿技术进步、技术效率和区域经济差距

采用1998-2009年中国30个省市的人均GDP与当年全国人均GDP的差值作为区域经济差距指标,运用核密度估计方法观察了我国区域经济差距的变动状况。从核密度图可知,我国区域经济呈现出收敛的态势;通过随机前沿模型从全要素生产率中分解出前沿技术进步和技术效率,利用1998-2009年28个省市的面板数据,检验了全要素生产率对区域经济差距的影响。实证结果显示,前沿技术进步能够显著的缩小区域经济差距,其中对于东部地区的效果较为显著,技术效率则能够扩大东部地区的经济差距,对于中部和西部地区的影响不显著。政策含义是缩小东部地区经济差距的主要途径是加大对科技创新领域的投入,加强对欠发达地区的技术支持;对于中部地区和西部地区而言,则应该是加大市场化水平、对外开放水平和地方支出比重。     

Urban Energy Efficiency from Cities in China and Policy Implications

Using 1995-2006 panel data for 210 cities, this article firstly measures total factor energy efficiency for Chinese cities with constant return to scale data envelopment analysis model,and then describes the features of regional differences. The results show that the changing trend displays four "reversed U" shapes. A turning point of widening gap occurred among cities in 2000 and there was a certain convergence among four regions. Urban energy efficiency level is unstable. Cities with low efficiency and high energy input will be the focus of energy-saving and reducing emissions. According to Tobit model, resource endowment, temperature, industrial structure, technology level and variety of policy factors should be treated differently in different situations.     

基于DEA模型的区域生态环境建设绩效评价——以江苏省苏州市为例

选取生态系统服务价值、生态绿当量、人均生态足迹赤字和环境质量综合指数作为区域生态环境质量表征指标,借助DEA模型对区域生态环境建设过程中劳动力投入、资金投入、技术投入和资源投入的绩效进行评价,结果表明:(1)苏州市10年来生态环境建设总体而言绩效良好,DEA有效年份占30%,弱有效年份占20%,无效年份占50%,并且无效年份的效率指数都在0.97以上;(2)导致苏州市最近5年生态环境建设DEA无效的原因主要是乔资源投入不足,生态用地成为区域生态环境建设刚性约束;(3)通过调整生态环境建设要素投入比例,各种生态环境指标值都将有所提高,区域生态环境质量也将显著改善;(4)地区生态环境建设绩效下降还受地区人口数量增加、人均生态占用增长、生态环境累积效应影响.最后从促进区域社会经济与生态环境协调发展的角度提出相关建议.     

基于DEA的城市群环境投入产出效率测度研究

随着产业集群、人口城镇化的发展,我国城市群逐渐形成,城市群的环境污染治理问题也成为影响城镇居民生产生活的重要社会问题.目前,城市群的资金投入与环境污染治理的效率,投入产出中的环境变量对环境污染治理的影响,城市群环境污染治理的效果等问题是我们亟需认知的.基于这些思考,以我国十大城市群环境污染与资金投入的统计数据为实例,采用三阶段数据包络分析(DEA)模型,运用DEA模型的计算软件,基于传统的DEA模型、相似SFA模型和调整后的DEA模型三个步骤进行了探讨.从投入产出的角度对我国十大城市群环境污染治理的技术效率、纯技术效率和规模效率进行了实证分析.结果表明:十大城市群在环境投资与污染治理效率方面存在差异性,以京津冀、长三角、珠三角和山东半岛为代表的东部沿海城市群在投入产出效率上高于其他几个城市群,同时也显示我国十大城市群在环境污染治理效率上还有一定的提升空间.最后,提出了十大城市群在环境投资与污染治理方面的思考.     

基于三阶段DEA与Malmquist指数分解的长江经济带水资源利用效率研究

长江经济带水资源的合理有效使用为经济的可持续发展提供了重要保障。以长江经济带11省市为研究对象,运用三阶段DEA模型和Malmquist对2010~2014年11省市水资源的利用效率进行了静态和动态分析。研究结果表明:在剔除了外部环境因素和随机误差因素以后,纯技术效率均值和综合技术效率均值被低估,规模效率均值被高估,投入规模不足是扼制我国水资源利用效率提升的瓶颈。同时,东中西部省份的水资源利用效率差异显著,呈现"东部中部西部"的格局。通过对Malmquist指数分解可知,全要素生产率指数与技术变化值的演变趋势基本一致,反映了全要素生产率指数对技术变化的严重依赖。因此,扩大生产规模,加大科技投入和知识创新,优化和升级产业结构是提高水资源利用效率的重要途径。     

Institutional Constraints on Cost‐Effective Water Management: Selenium Contamination in Colorado's Lower Arkansas River Valley

Ground and surface water selenium (Se) contamination is problematic throughout the world, leading to harmful impacts on aquatic life, wildlife, livestock, and humans. A groundwater reactive transport model was applied to a regional‐scale irrigated groundwater system in the Lower Arkansas River Basin in southeastern Colorado to identify management practices that remediate Se contamination. The system has levels of surface water and groundwater Se concentrations exceeding the respective chronic standard and guidelines. We evaluate potential solutions by combining the transport model with an assessment of the cost to employ those practices. We use a framework common in economics and engineering fields alike, the Pareto frontier, to show the impact of four different best management practices on the tradeoffs between Se and cost objectives. We then extend that analysis to include institutional constraints that affect the economic feasibility associated with each practice. Results indicate that although water‐reducing strategies have the greatest impact on Se, they are the hardest for farmers to implement given constraints common to western water rights institutions. Therefore, our analysis shows that estimating economic and environmental tradeoffs, as is typically done with a Pareto frontier, will not provide an accurate picture of choices available to farmers where institutional constraints should also be considered.     

Variability and Trends in Runoff Efficiency in the Conterminous United States

Variability and trends in water‐year runoff efficiency (RE) — computed as the ratio of water‐year runoff (streamflow per unit area) to water‐year precipitation — in the conterminous United States (CONUS) are examined for the 1951 through 2012 period. Changes in RE are analyzed using runoff and precipitation data aggregated to United States Geological Survey 8‐digit hydrologic cataloging units (HUs). Results indicate increases in RE for some regions in the north‐central CONUS and large decreases in RE for the south‐central CONUS. The increases in RE in the north‐central CONUS are explained by trends in climate, whereas the large decreases in RE in the south‐central CONUS likely are related to groundwater withdrawals from the Ogallala aquifer to support irrigated agriculture.     

The synergistic effect of air mass on outdoor performance for different PV module in India

The effect of air mass (AM) on the performance of multi-crystalline silicon (m-Si), amorphous silicon (a-Si), and hetero-junction with intrinsic thin layer (HIT)-technology-based photovoltaic (PV) modules are evaluated for representative day of four seasons during the year 2011 for composite climate of India. To find the best performing PV module technology with respect to AM at the site, annual energy yields and performance ratio against different AM bands (AM 1–4.5) are plotted. It is found that HIT modules perform better than m-Si and a-Si at each AM band. Annual energy yields for all three technologies decrease with increasing order of AM bands. The performance ratio for HIT and m-SI modules initially increases and then decreases with increasing order of AM bands. However, for a-Si modules, the performance ratio decreases with increasing order of the AM bands.     

An experimental apparatus for testing biodiesels based on a CFR engine—setup and validation with different methyl ester blends

A cooperative fuel research (CFR) engine was modified and instrumented in order to control operating conditions and to measure engine parameters and in-cylinder pressure diagrams. Aiming at the comparison of different alternative fuels, an experimental procedure was defined, including cetane number (CN) evaluation and the definition of engine operating quantities in different working points, for fixed levels of compression ratio (CR) and injection advance. An investigation was made considering several blends of methyl-esters of rapeseed oil (RME) and of a mix of vegetable oils (VOME) with conventional diesel oil. The defined experimental procedure was applied to assess CN, engine brake thermal efficiency (bte) and exhaust emissions. Results show that the biodiesel content has a positive influence on soot emissions, with strong reduction, while thermal efficiency and NO_X emissions are negatively affected, which can be justified taking into account fuel properties and changes in combustion process. As observed outcomes are generally in line with those presented in literature, the facility proved to be a suitable tool for basic investigations on alternative fuels to be used in specific applications.     

Energy efficiency and appliance’s characteristics considered prior to purchase: Differences and similarities between the United Kingdom,Germany, Portugal,Greece, Poland,Spain and Italy

This article reports country differences in the consumer’s most considered characteristics when choosing electrical appliances, including but not restricted to the energy efficiency aspect. A survey was performed to store customers from 7 countries: the United Kingdom; Germany; Portugal; Greece; Poland; Spain; Italy. Results showed consistency between countries in the top three characteristics considered: cost; quality; and a balance between price and quality. Differences were found for reported environmental attitudes and behaviours, purchase motives, and store employees evaluation. The results may support national policies and store level energy efficiency interventions. Specifically, they can provide input for store employee’s training, in persuading customers towards the purchase of energy efficient appliances.