生态文明建设实现合作治理的条件、主体和路径分析研究

生态文明建设是政府、市场、非政府组织和公民等多元主体合作治理的整体性系统性实践活动,多元主体合作治理的实现依赖于制度环境、组织因素、共同目标和信息沟通等多个关键条件,同时,合作治理需要各主体按照生态文明建设的要求明确和重塑角色定位,进而通过健全多元主体参与生态文明建设法律保障体系,健全生态补偿和生态支出竞争使用机制,建立信息交互制度,寻求多元合作模式,最终实现统筹协调、联动增效的生态文明建设合作治理.     

《京都》15年后:分阶段减排政策与“绿色悖论”问题

低碳经济的政策分析,通常囿于单一国家层面的局部均衡结果,较少考虑到全球整体行动的外部影响,但从《联合国气候变化框架公约》建立以来的全球一致减排行动,却产生了一些意料之外的负面效果。本文通过梳理《京都议定书》签订以来,全球低碳经济合作中遇到的新挑战,以及碳交易市场的建设状况,采用制度分析与新古典框架下的市场均衡分析方法,讨论了全球一致减排行动所触发的"绿色悖论"问题。研究发现,造成"绿色悖论"的主要原因,一方面是由于国际合作存在制度设计上的缺陷,《京都议定书》及其关键性的附件一,将重点放在如何限制发达工业国的减排设计上,但却忽视了发展中国家在协议期内有可能出现的增排问题,以及发达国家向发展中国家污染转移的碳泄漏等问题;另一方面,当对不可再生资源的使用征税、以及对其替代品进行补贴时,将会导致在当前期对于化石能源的加速开采,并可能导致对同时期的化石燃料替代品的其他可再生资源的开采速度也大幅度加快,造成了在双重加速开采下的全球绿色福利损失以及CO2排放量的急剧升高,化石能源消费与温室气体排放面临到比协议签署前更为严峻,甚至与全球合作减排框架的设计初衷相悖的结果。研究结果表明,非全局性的减排公约和分阶段的减排政策,是造成"绿色悖论"现象的重要条件,缺少了大量发展中国家和一些重要工业国的缔约,使得负面的环境外部性难以克服;同时,减排任务和责任有所区别的分阶段设计,会把在未来行动期内可预见到的更高地化石能源使用成本转嫁到当前的行动期,造成短时间内资源与环境的迅速破坏。但本文的研究也表明,社会最优经济与对可再生能源进行补贴是克服"绿色悖论"现象的两条可行路径,且需要有与其相匹配的政府政策的支持。由此,本文的主要政策建议是,中国需要加强在国际气候公约中的影响力,提升自身话语权;以碳税政策作为发展低碳经济制度设计的主要政策工具;加快技术进步、提高能源使用效率,对于可再生能源研发进行补贴;根据国情不断优化碳税税率,并适时调整与其相匹配的新能源补贴等相关政策。     

生态文明时代国土空间规划理论与技术方法创新

国土空间规划是现代国家实施国土空间治理的重要手段,是为实现特定战略意图而进行的理性设计,规划的编制实施理念会随时代的发展而变化。为了解生态文明时代国土空间规划理论与技术方法创新,特邀请本领域的五位知名专家就国土空间规划和治理的价值导向、目标追求、重点任务、实施路径和主要领域等开展访谈。专家认为：（1）国土空间规划需要用更高的整体利益原则去处理个体利益之间的失衡,在整体利益的指引下提升特定利益的最大化和保证其他利益的最起码满足。（2）国土空间规划和治理的目标不是单纯追求“地理的普遍繁荣”,而是需要重视追求“人民的普遍幸福”,营造宜居宜业的高品质国土空间。（3）国土空间规划需要统筹安全与发展,合理适度开发利用自然资源,推动实现人与自然和谐共生。（4）需要以核心都市圈为支点,主要城市群为平台,打造宜居城市、韧性城市、智慧城市,建立高质量的城市生态系统和安全系统,重塑中国经济地理格局。（5）城市,特别是大城市是国土空间规划和治理的重点地区,需要通过拓展对城市多元属性的认知、系统研判大城市空间治理的问题与成因,完善大城市治理的逻辑。通过专家访谈,可以看出国土空间规划本质上是对空间关系的重建与重构,需要协调人地关系,推动实现人与自然和谐共生;需要处理好多元主体的利益关系,实现社会和谐;还需要尊重山水林田湖草沙生命共同体、城市有机体等不同层级国土空间单元的运行规律,维护和修复各要素之间的联系和作用机制。     

基于全链条治理的国土空间规划传导体系及路径

国土空间规划传导应是覆盖规划编制、实施管理、监督反馈各个环节的全过程传导。基于国土空间治理体系和治理能力现代化的三个“需求面”,剖析传统空间规划传导的“不适应性”,并从全尺度、全过程、多向度的全链条治理逻辑出发,构建与新时期国土空间治理需求与规划体系相匹配的“三链协同”传导体系及“空间链”“时间链”“反馈链”传导路径。即覆盖“编制—实施—监督”多环节、全过程的国土空间治理闭环体系;纵向到底、事权清晰的全尺度空间传导链条,横向到边、面向实施的全过程时间传导链条以及多元共治、动态维护的多向度反馈传导链条;以期为国土空间规划传导实施提供理论与实践借鉴。     

Hyperautomobility and Governmentality in Auckland

Abstract

A number of cities around the world are associated with very high levels of private motor car usage, and Auckland provides an example of one of these ‘hyperautomobile’ cities. There are many problems with this system of transportation and dependence on the private car, including environmental, social and city design dimensions. Though there is a clear aspiration to move towards reduced levels of car usage in the city's transport and spatial planning strategies, there are major difficulties in implementation terms. We develop and consider future scenarios to 2041 to reduce these levels of motorization, and subsequent transport CO₂ emissions, with a much greater use of public transport, walking and cycling, urban planning, and low emission vehicles. The current implementability of such a ‘sustainable mobility’ future is however questioned in the current political and social context, and critically debated in terms of the available governance mechanisms and the limited attempts to shape the behaviour of the public. We conclude by calling for a reconsideration of the policy measures being considered, including the range and levels of application and investment; with a much wider framing of the transport planning remit, and carried out within a much stronger participatory framework for decision-making.     

Innovative policy practices to advance building energy efficiency and retrofitting: Approaches,impacts and challenges in ten C40 cities

This study examines ten programmes to advance energy efficiency and retrofitting of existing, private sector buildings in C40 cities in Asia-Pacific and USA. We set out to identify differing policy approaches, together with potential impacts and implementation challenges for each. Findings unearthed six policy models – both mandatory and voluntary – with unique impacts and challenges. We demonstrate that innovation occurs without new policy inventions and largely by necessity, as new features are added and generic models are adapted to local circumstances. Our sample demonstrated experimentation with benchmarking in the USA, comprehensive regulation in Asia, and voluntary approaches in Australia. Overall, environmental impacts are particularly slow to emerge and plagued with attribution challenges. We found limited evidence of benchmarking programme effectiveness in reducing energy consumption in the short-term, but some indication of mid-term outcomes. Driven by unique local circumstances, the cap-and-trade model stood out by fostering large, sustained and attributable GHG emission reductions and retrofitting. Market and social impacts are highly significant across all programmes, highlighting needs to consider non-environmental impacts in policy evaluation. We emphasise the complementary potential of voluntary and regulatory approaches to advancing energy efficiency and climate resilience. We also underscore the potential for reporting or benchmarking programmes to later transition to models mandating performance improvements, such as cap-and-trade.     

市场转型对中国环境治理结构的影响——国家污染物减排指标的分配机制研究

国家统计局数据显示,2006年我国节能减排任务均远未实现国家"十一五"规划开局之年的目标,特别是主要污染物排放总量不降反升.本文在分析了中国环境治理体系和国家"十一五"规划主要污染物减排指标分配机制的基础上,研究了市场转型对中国环境治理结构的影响.中国的市场转型可以抽象为以"分权让利"、"市场化"和"工业化"为主要特征的结构演进过程.文中提出,中国市场转型过程对环境治理结构造成了重大影响,而环境治理的各项措施反过来也应与市场转型相适应.当前中国主要污染物减排指标没有实现达标的重要原因是国家污染物减排指标的分配机制无法适应我国市场转型的要求.为此,本文提出一系列国家主要污染物减排指标分配机制的政策建议.     

Uncovering the Connections Among Sustainability, Governance and GDP

This paper examines the connections among sustainability, governance and GDP, using the data from 123 countries. Sustainability is found to be related with GDP in two contradictory ways. On the one hand, growth in GDP strengthens a nation＇s ability to maintain favorable environmental conditions into the future. On the other hand, GDP growth is built on more consumption of natural resources, and therefore generates a larger ＂foot-print＂ on the Earth. Governance plays a key role in sustainable development. However, it is not helping to reduce our footprint on the Earth. In fact, good governance is linked to a larger footprint. This reflects our materialist value and human impulse. When a society prefers the comfort and wellbeing of human beings to the welfare of its environment, democratic governance might be used as an effective tool against nature.     

MINIMIZING THE IMPACT OF URBANIZATION ON LONG TERM RUNOFF1

Increasing concern about the problems caused by urban sprawl has encouraged development and implementation of smart growth approaches to land use management. One of the goals of smart growth is water resources protection, in particular minimizing the runoff impact of urbanization. To investigate the magnitude of the potential benefits of land use planning for water resources protection, possible runoff impacts of historical and projected urbanization were estimated for two watersheds in Indiana and Michigan using a long term hydrological impact analysis model. An optimization component allowed selection of land use change placements that minimize runoff increase. Optimizing land use change placement would have reduced runoff increase by as much as 4.9 percent from 1973 to 1997 in the Indiana study watershed. For nonsprawl and sprawl scenarios in the Michigan watershed for 1978 to 2040, optimizing land use change placement would have reduced runoff increase by 12.3 percent and 20.5 percent, respectively. The work presented here illustrates both an approach to assessing the magnitude of the impact of smart growth and the significant potential scale of smart growth in moderating runoff changes that result from urbanization. The results of this study have significant implications for urban planning.     

从信息化赋能到综合赋能：智慧国土空间规划思路探索

党的十九大报告明确的“智慧社会”建设目标,对当前国土空间规划工作的开展提出了新的要求。如今,以互联网、大数据、云计算等为主的信息化技术赋能是当前国土空间规划智慧化的主要动力与发展重点,而如何理解并推进智慧社会发展则是智慧编制与实施国土空间规划的重要基础。人地关系和地域生命有机体理论是智慧社会下国土空间规划与治理的理论与方法基础,需要从信息化赋能向包含技术赋能与创新赋能的综合赋能理念转变,探讨智慧国土空间规划的总体思路,进而构建以生态文明为基础、以人为本为核心、技术集成应用和制度创新为支撑的智慧国土空间规划框架（EPTI）,并探讨规划编制的智慧化以及规划实施的智慧化。