长三角区域一体化的环境治理效应评估——基于DID模型的实证研究

随着长三角一体化的范围不断扩大,融入区域一体化的城市不断增加,对区域城市环境协同治理提出了更高要求。本文采用2003—2019年中国225个地级以上城市面板数据,利用双重差分法评估长三角区域一体化对地区环境治理的影响和作用机制。研究发现长三角区域一体化能显著促进整体城市和原位城市的污染排放强度下降,但对新进城市的环境治理影响并不显著。长三角区域一体化对不同规模城市的环境治理效应没有显著差异;对非资源型城市和高行政等级城市的环境改善作用则优于资源型城市和低行政等级城市。进一步机制分析表明,长三角区域一体化带来污染排放强度整体下降,这一结果主要来自经济集聚效应和技术进步效应,来自产业结构升级的环境治理效应并不显著;同时,长三角区域一体化对环境治理具有显著的反向空间溢出效应,即在降低本地污染排放强度的同时,加大了周边城市污染排放强度。     

Local IWRM organizations for groundwater regulation: The experiences of the Aquifer Management Councils (COTAS) in Guanajuato, Mexico

Evidence of groundwater management by aquifer users emerging under Integrated Water Resources Management (IWRM) initiatives is presented, by analyzing the Consejos Técnicos de Aguas (COTAS; Technical Water Councils or Aquifer Management Councils) in the state of Guanajuato, Mexico, established between 1998 and 2000 by the Guanajuato State Water Commission (CEAG). Two contrasting models influenced this attempt to promote user self-regulation of groundwater extractions: locally autonomous aquifer organizations with powers to regulate groundwater extractions versus aquifer organizations with advisory powers only. The COTAS were conceived as locally autonomous IWRM organizations consisting of all aquifer users that would work together to reduce groundwater over-extraction and stabilize aquifer levels, at a later stage. CEAG followed an expedient IWRM approach to develop the COTAS, setting achievable targets for their development and explicitly focusing on active stakeholder participation. The article shows that, due to struggles between the state and federal levels, the COTAS have become advisory bodies that have not led to reductions in groundwater extractions. It concludes that achieving user self-regulation of groundwater extractions requires a fuller delegation of responsibilities to the COTAS which would not be possible without addressing the institutional struggles over water governance at the state and federal levels.     

Community partnered projects: a case study of a collaborative effort to improve sanitation in a marginalized community in northwest Mexico

There is a growing recognition in developing countries that community participation in water and sanitation projects is a necessary strategy in sustainable development. The main advantage of following such an approach is that, if participation can encourage a sense of ownership of the projects, the benefits of the project are more likely to extend over the long term. The case study at hand focuses on the challenges faced in implementing a wastewater treatment system to solve an environmental and public health problem in a rural community, Rosario de Tesopaco, in northwest Mexico. Until recently, the community has been unable to implement an effective plan to treat the wastewater generated in the community. The problems faced by the community can be attributed to the political arrangement of water and sanitation decentralization in Mexico that occurred in the mid 1980’s, whereby communities were required to meet wastewater treatment standards, but were not given the technical and political guidance needed to achieve this goal. However, in this instance, cooperation between the authorities in Rosario de Tesopaco, the federal agency for social development, and an academic institution has led to the successful design and approval of a wastewater treatment project. This achievement can be attributed to the use of an effective collaborative strategy, tailoring the project to the needs and capacity of the local community, positioning the community as the leaders and owners of the project. A model for following this strategy for developing rural sanitation projects in Mexico is proposed. Readers should send their comments on this paper to BhaskarNath@aol.com within 3 months of publication of this issue.     

政府环境规制下的企业治理动机与公众参与外部性研究

本文构建了多主体参与环境治理的动态一般均衡模型,进行了政府环境规制下的企业内生治理动机研究与公众参与外部性的分析,模拟结果显示,企业内生治理动机、社会福利等不同目标下对应的最优环境税率存在明显差异。随着政府环境税率的不断上升,企业环境技术研发投入会先上升后下降,当环境研发投入水平达到最大时,政府所征收的环境税完全激发了企业的内生治理动机。在环境税率提高的初期,研发引致的环境技术进步使得企业的全要素生产率得以提高,经济产出不断增加,社会福利水平得到增进。当环境税率上升到一定数值之后,环境税带来的资源配置扭曲效应高于环境负外部性的改善效应,对于经济而言,环境税成为扭曲性税收,并会降低社会福利水平。因此,应在保证经济增长和社会福利增进的同时有效激励企业内在治理动机,将环境税率设定在适当水平。本文还模拟了政府与公众参与的组合对于社会福利的影响情况,与仅考虑政府环境规制政策的情形相对比,政府征收环境税和社会组织参与的共同作用可以使得社会福利提高,充分表明了公众参与环境治理存在着正外部性。环境社会组织在一定程度上可以降低政府信息不对称等因素,改善环境治理状况。环境组织的参与还能够使得环境税所带来的环境治理改善和生产效率提高的双重红利逐渐释放。因此,在发挥政府规制与市场调节功能的同时,充分发挥环境社会组织和公众在环境治理中的作用,是改善环境质量、提高公众福利的重要方式。     

Is adaptive co-management ethical?

‘Good’ governance and adaptive co-management hold broad appeal due to their positive connotations and ‘noble ethical claims’. This paper poses a fundamental question: is adaptive co-management ethical? In pursuing an answer to this question, the concept of adaptive co-management is succinctly summarized and three ethical perspectives (deontology, teleology and existentialism) are explored. The case of adaptive co-management in Cambodia is described and subsequently considered through the lens of ethical triangulation. The case illuminates important ethical considerations and directs attention towards the need for meditative thinking which increases the value of tradition, ecology, and culture. Giving ethics a central position makes clear the potential for adaptive co-management to be an agent for governance, which is good, right and authentic as well as an arena to embrace uncertainty.     

国土空间规划中的承载力反思：概念、理论与实践

资源环境承载力是国土空间规划的科学基础和约束条件。通过梳理承载力概念、理论和实践应用的发展,指出其在研究应用中存在概念边界模糊、评价偏向于指标计算、承载力传导机制研究不足等问题。国土空间规划体系改革,以及新时代生产生活和发展方式变革对国土空间规划提出了新的要求。支撑空间规划编制的承载力评价应进一步明确承载力的概念内涵、明晰承载力内在机制、构建承载力评价体系;在实践应用中应当根据国土空间规划和空间治理的新变化新需求,支撑空间规划的新目标、切合空间治理的新模式、顺应空间治理的新手段,为确定国土空间开发利用与保护修复的主要指标、战略部署,以及指标约束传递与地域功能传导等提供科学依据。     

A participatory decision making framework for artisanal fisheries collaborative governance: Insights from management committees in Chile

Fisheries management is increasingly transitioning towards collaborative governance. Collaborative systems depend on stakeholders’ capacity to design and implement legitimate and scientifically robust management plans within collective action arenas. Here we propose that collaborative governance outcomes, in fisheries management, will benefit from using structured participatory decision making frameworks that enhance deliberative thinking among stakeholders. We tested our approach in the artisanal fishery of Chile, an important producer of marine resources. Recently in 2013, Chile made important changes to fisheries policies by creating multi-sectorial management committees to manage de facto open access fishing areas. We applied a structured decision making framework to inform the restructuring of a management plan within a committee. As a result, we identified goals,objectives and indicators, including social, economic, biological and ecological dimensions; we explored tradeoffs, assessing the relative importance of the objectives; finally, we created scenarios and prioritized alternatives, reflecting on the interplay between self-regulation and government control. Members of the management committee were able to rationalize the different steps of the framework and identify ways forward which highlighted the importance of self-regulation in comparison to central authorities’ control. We concluded that structured decision making promotes spaces for rational analysis of alternatives costs and benefits. Promoting deliberative thinking in fisheries management can improve equity, legitimacy and sustainability of collaborative governance.     

The political economy of complex emergency and recovery in northern Ethiopia

During the 1980s Ethiopia experienced the effects of conflict, drought and famine on a scale far greater than many CPEs elsewhere. In May 1991, after the decisive defeat of the military dictatorship of Mengistu Haile Mariam by the Ethiopian Peoples' Revolutionary Democratic Front (EPRDF) and after decades of civil war, drought and famine, Ethiopia faced the prospects of peace and of much needed development. This paper explores both Ethiopia's experience of conflict and humanitarian intervention in areas of Tigray held by the Tigray Peoples' Liberation Front (TPLF) during the 1980s, and its experience of post-conflict rehabilitation and reconstruction in the 1990s. It first deals with the roots of the conflicts within Ethiopia: political marginalisation, heavy state intervention and highly extractive relations between state and peasants, inappropriate and failed development policies, ethnic identity and the politicisation of ethnicity. The Mengistu regime's counter-insurgency measures are then contrasted with the policies and programmes of the TPLF, Ethiopia's most effective opposition movement and the leading element in the EPRDF, and its achievements in mobilising popular support: its establishment of democratically elected structures of local governance and its famine relief distribution programme.     

深部岩体分区破裂化模拟试验模型几何尺寸的确定

为了揭示深部岩体在开挖时所发生的一系列变化情况,需要进行模拟试验研究。简要介绍了深部岩体在开挖洞室或巷道时发生的分区破裂化现象及其发展规律。根据分区破裂化力学现象、模拟试验背景和试验加载条件,运用弹性力学的基本理论,通过分析与计算,确定了采用b/a≥10作为模型几何参数的选取原则。在实验室条件下,可以采用石膏半径b=1 000 mm,钻孔半径a=100 mm的圆柱体模型来模拟深部岩体的分区破裂化现象及其规律。     

旅行成本法在我国应用中存在的几个问题

我国旅行成本法案例研究多数未分清旅行成本与旅游目的地本身价格的关系,推导的游憩需求曲线是旅行成本-旅游人次模型,而不是旅游目的地本身的价格-旅游人次需求曲线。文章具体说明了区域旅行成本法的基本原理及操作方法,并用乔光华文章数据重新对达里诺尔国家级自然保护区游憩价值进行计算,对旅行成本的构成等问题进行了讨论,得出其消费者剩余为0.9221×108元a/,比原研究中的0.0937×108元a/高出近10倍。认为乔光华等的研究在推断游憩需求曲线时存在方法上的问题,直接将旅行成本和时间价值作为游憩价值不符合旅行成本法的基本原理和公共物品无(或低)市场价格的经济理论。还对调整后的旅行成本数据进行了计算,得到保护区游憩价值为1.3581×108元a/。