Coalition formation in fisheries with potential regime shift

A system can undergo rapid regime shift in which the growth of natural resources suddenly and permanently declines. We examine how the threat of such a shift alters the strategic management of a common pool renewable resource. We consider exogenous and endogenous threats and examine their effects on both incentives to join a coalition and harvest decisions. We find that an exogenous threat of reduced resource growth may cause the coalition to grow in size, and, perhaps of most interest, we identify conditions under which members of the stable coalition reduce harvest while non-members increase harvest in response to the threat. In contrast, an exogenous threat of total stock collapse may destabilize coalitions, resulting in higher harvest from former members, but reduced harvest by non-members. When the threat of either type of shift is endogenous, the threat of regime shift can induce stable coalitions with more than two members. In particular, we identify cases in which the first best (full cooperation) is sustained as an equilibrium outcome. Finally, we find that the relation between the magnitude of the shift and the size of stable coalitions may be negative.     

Quantifying ecological thresholds from response surfaces

Ecological thresholds are abrupt changes of ecological state. While an ecological threshold is a widely accepted concept, most empirical methods detect them in time or across geographic space. Although useful, these approaches do not quantify the direct drivers of threshold response. Causal understanding of thresholds detected empirically requires their investigation in a multi-factor domain containing the direct drivers (often referred to as state space). Here, we present an approach to quantify thresholds from response surfaces modeled empirically in state space. We present two indices of shape attributes measured from response surfaces. The response surfaces are built using a regression method in state space. The indices are threshold strength (T) and diagonality (D). We use 48 simulated response surfaces of different shapes to test the efficacy of the indices in 3D. Our results show that T is sensitive to the steepness of the transition from one state to the next, with various forms of abrupt, centralized thresholds yielding the highest values among the simulated surfaces. D represents the orientation of the response surface or the simultaneous influence of more than one predictor in eliciting the response gradient. Strongly diagonal surfaces have the most diagonal surface area demonstrated by sharply undulating diagonal surfaces. Given that the success of T and D requires a regression method to accurately capture any shape of complex data structure, we also test the accuracy of empirical regression methods known to be tractable with complex data. We test classification and regression trees (CART), Random Forest, and non-parametric multiplicative regression (NPMR) for binary and continuous responses. We use the 48 simulated response surfaces to test the methods, and we find that prediction accuracy depends on both the T and D of the simulated data for each method. We choose the most accurate method among those we test for capturing any shape of response surface from real data, NPMR. Finally, we use NPMR to build response surfaces and quantify T and D from real ecological data sets. We demonstrate how measuring threshold strength and diagonality from multi-factor response surfaces can advance ecology.     

美国<1990年油污法>及船舶油污损害赔偿机制概述

美国没有加入《１９６９年责任公约》和《１９７１年基金公约》，而是通过制定《１９９０年油污法》而建立了国内船舶油污损害赔偿机制。笔者曾于１９９３年前往美国就此问题专门进行了考察。在中国正在研究建立国内船舶油污损害赔偿机制之际，将美国的经验作一总结，希望能有所裨益。