双重外部性约束下中国资源型企业绩效研究

中国资源型产业的可持续发展受到代际外部性与环境外部性的双重制约,却长期存在过度进入导致的过度开采,加剧了资源型企业的产能过剩与配置扭曲,但与此相关的"结构-行为-绩效"关系研究尚未将外部性纳入考量。本文引入双重外部性,构建了"SCP-2E"模型,并基于80家资源开采上市公司2011-2014年的面板数据,首先运用使用者成本法和条件估值法分别估算了代际外部性和环境外部性,然后将它们作为企业行为的因变量和影响绩效的自变量分别纳入资源型企业的SCP-2E模型中,同时考虑双重外部性下市场结构、所有权性质等因素对绩效的影响。结果发现,中国资源型产业有着明显的周期性特征,而2011年以来资源型企业的兼并重组只是单纯扩大了企业规模,而没有切实提高企业效率;进一步结合企业规模和所有权性质的相关性来看,大型企业多以国有企业为主,由此说明企业规模扩大、绩效却显著降低的原因在很大程度是由于国有企业的低效率造成的;另外,目前企业绩效的提高,主要还是依赖于地区经济增长的拉动,但在用电量增速较快的地区,也伴随着较大的环境外部性损失,暂时没有受到资源枯竭的约束。基于以上结论,本文认为,监管部门应加强资源开采权的审查,提高资源型企业的进入门槛和技术标准,适当鼓励企业在不增加生产投资和规模的前提下,通过技术进步和劳动效率的提高提升绩效,而国有企业改革力度重点应放在解决大型国企的低效率问题上。政府应该权衡经济增长与代际和环境负外部性,在保证能源、资源安全的前提下,鼓励和扩大可耗竭资源的进口,逐步建立国家和企业的战略资源储备制度。     

明清苏浙沿海台风风暴潮灾害序列重建与特征分析

在系统搜集、整理明清苏浙沿海潮灾记录基础上,建立风暴潮频率辨识方法,复原台风风暴潮灾害750次,据此建立逐年风暴潮频率序列。分析显示,1460~1480年、1570~1595年、1715~1745年、1785~1810年、1880~1890年为风暴潮活跃期。明清苏浙沿海风暴潮存在45 a、25 a、14 a三种时间尺度周期,其中45 a周期最为显著。气候跃变分析表明,1402年、1457年、1566年、1624年、1652年、1711年、1846年、1880年风暴潮活动趋于活跃;1444年、1477年、1543年、1634年、1799年、1856年风暴潮趋于平静。与1470年以来温度距平曲线对比显示,气候冷暖与风暴潮发生频率有一定正相关性,全球变暖背景下苏浙沿海可能面临更为严重的风暴潮威胁。苏浙地区明清时期风暴潮灾害空间分布差异明显,大部分风暴潮记载集中于长三角、杭州湾地区,苏北地区风暴潮数量少但影响范围广,浙东地区受地形和经济发展程度影响,风暴潮记载数量少且集中于滨海。     

基于GEV干旱指数和DFA方法的苏北地区季节性干旱研究

为分析近年来江苏省苏北地区季节性干旱灾害特征,利用苏北五市1989~2013年的逐月降水量资料,建立月降水量的广义极值分布函数,通过分析广义极值干旱指数(GEVI),研究苏北五市近25a的季节性干旱分布和干旱等级的时空变化特点。在此基础上,利用去趋势波动分析方法(DFA)对苏北五市月平均降水量的周期性规律进行研究。结果表明,苏北五市的月降水量均服从广义极值Fréchet概率分布,且具有从西北(徐州)地区向东南沿海(盐城)地区递增的空间分布特征,整体上属于干旱灾害频发的地区,且以轻旱为主且季节性特征明显。苏北五市的月降水量存在幂律相关性,即降水量具有较强的正长程相关性,因此,未来苏北地区干旱的总体趋势将与过去特征正相关。     

输电塔结构的动力稳定性研究

作为一种重要的生命线工程,输电线路的破坏会造成巨大的经济损失。统计显示,风荷载作用下输电塔结构的动态侧倾失稳是输电线路经常发生的破坏形式之一。因此,对风作用下输电塔结构的失稳破坏进行研究有着十分重要的意义。本文应用谐波叠加法模拟脉动风场,分别采用Budiansky-Roth准则和动态增量法(IDA)结合位移相等准则这两种方法,基于ANSYS的非线性屈曲分析和时程分析模块,对沈阳某输电塔的抗风动力稳定性进行了研究。结果表明,风的动力特性对结构稳定性影响较大,现行规范中按等效静力风荷载进行计算是偏于不安全的。     

吸力式桶形基础多桶组合结构承载力特性研究

海洋采油平台结构中一般采用多桶组合基础型式,然而迄今对多桶组合结构尚缺乏理论分析和实验研究。本文针对我国第一座吸力式桶形基础采油平台CB20B,基于单桶基础在复合加载模式下的承载力特性,建立了双桶、四桶组合基础的三维有限元数值计算模型,探讨了对称多桶基础结构与单桶基础结构的承载力特性之间的相互关系,阐述了不同桶间距的多桶组合结构地基破坏机制,为工程设计提供参考依据。     

基坑开挖对临近地基极限承载的影响性状数值分析

采用弹塑性有限元分析方法,分析了悬臂式排桩支护的基坑开挖对邻近地基条形基础下极限承载力的影响性状。主要考虑了在基坑开挖深度、荷载与基坑的距离、荷载宽度、支护刚度等因素的影响下地基极限承载力的减损性状。研究表明,基坑开挖深度H较浅时,对地基极限承载力P_u的影响较小,P_u随H的增大略有降低,随着开挖深度的增加,H对P_u值的影响显著增大,且P_u值显著降低;当L/H≤2时,荷载与基坑的距离L对地基极限承载力P_u的影响很大,地基极限承载力P_u随L的减小而显著减小,当L/H>3时,L的影响逐渐减小,且P_u逐渐趋近于无基坑开挖时的值;P_u随地基荷载作用宽度B的增大而呈线性增大;支护桩的位移越小,P_u值越接近无基坑开挖时的地基极限承载力。     

围垦后南汇东滩海三棱藨草的空间分布及其影响因子研究

2015年9月~10月期间对2012年底围垦后南汇嘴区域的海三棱藨草(Scirpus mariqueter)湿地系统进行了调研,运用主成分分析、典范对应分析(canonical correspondence analysis,CCA)方法,基于101个样地土壤的有机碳、总磷、总氮、硝酸盐氮、亚硝酸盐氮、氨氮、正磷酸盐、pH、含水率、粒径、盐度、滩涂高程等12个环境因子数据,探讨了围垦后海三棱藨草空间分布的关键影响因子。结果表明:海三棱藨草的分布与滩涂高程具有显著正相关(P0.05),海三棱藨草群落主要分布在南汇滩涂2.5~3.4 m高程范围内;海三棱藨草的密度、盖度与盐度呈显著正相关(P0.05)。结论认为滩涂高程和土壤盐度是影响海三棱藨草分布的主要环境因子。未来需要结合围垦后的水动力变化过程数值模拟,对海三棱藨草生态系统高时空分辨率的响应过程及机制进行研究,以进一步确立海三棱藨草对围垦工程响应的关键阈值。研究对围垦工程后的滨海湿地植被恢复及滩涂生态修复具有参考意义。     

Carbon dioxide emissions from cities in China based on high resolution emission gridded data

Based on the China high resolution emission gridded data (1 km spatial resolution), this article is aimed to create a Chinese city carbon dioxide (CO₂) emission data set using consolidated data sources as well as normalized and standardized data processing methods. Standard methods were used to calculate city CO₂ emissions, including scope 1 and scope 2. Cities with higher CO₂ emissions are mostly in north, northeast, and eastern coastal areas. Cities with lower CO₂ emissions are in the western region. Cites with higher CO₂ emissions are clustered in the Jing-Jin-Ji Region (such as Beijing, Tianjin, and Tangshan), and the Yangtze River Delta region (such as Shanghai and Suzhou). The city per capita CO₂ emission is larger in the north than the south. There are obvious aggregations of cities with high per capita CO₂ emission in the north. Four cities among the top 10 per capita emissions (Erdos, Wuhai, Shizuishan, and Yinchuan) cluster in the main coal production areas of northern China. This indicates the significant impact of coal resources endowment on city industry and CO₂ emissions. The majority (77%) of cities have annual CO₂ emissions below 50 million tons. The mean annual emission, among all cities, is 37 million tons. Emissions from service-based cities, which include the smallest number of cities, are the highest. Industrial cities are the largest category and the emission distribution from these cities is close to the normal distribution. Emissions and degree of dispersion, in the other cities (excluding industrial cities and service-based cities), are in the lowest level. Per capita CO₂ emissions in these cities are generally below 20 t/person (89%) with a mean value of 11 t/person. The distribution interval of per capita CO₂ emission within industrial cities is the largest among the three city categories. This indicates greater differences among per capita CO₂ emissions of industrial cities. The distribution interval of per capita CO₂ emission of other cities is the lowest, indicating smaller differences of per capita CO₂ emissions among this city category. Three policy suggestions are proposed: first, city CO₂ emission inventory data in China should be increased, especially for prefecture level cities. Second, city responsibility for emission reduction, and partitioning the national goal should be established, using a bottom-up approach based on specific CO₂ emission levels and potential for emission reductions in each city. Third, comparative and benchmarking research on city CO₂ emissions should be conducted, and a Top Runner system of city CO₂ emission reduction should be established.     

Environmental assessment of garden waste management in the Municipality of Aarhus, Denmark

An environmental assessment of six scenarios for handling of garden waste in the Municipality of Aarhus (Denmark) was performed from a life cycle perspective by means of the LCA-model EASEWASTE. In the first (baseline) scenario, the current garden waste management system based on windrow composting was assessed, while in the other five scenarios alternative solutions including incineration and home composting of fractions of the garden waste were evaluated. The environmental profile (normalised to Person Equivalent, PE) of the current garden waste management in Aarhus is in the order of −6 to 8 mPE Mg⁻¹ ww for the non-toxic categories and up to 100 mPE Mg⁻¹ ww for the toxic categories. The potential impacts on non-toxic categories are much smaller than what is found for other fractions of municipal solid waste. Incineration (up to 35% of the garden waste) and home composting (up to 18% of the garden waste) seem from an environmental point of view suitable for diverting waste away from the composting facility in order to increase its capacity. In particular the incineration of woody parts of the garden waste improved the environmental profile of the garden waste management significantly.