地方政府竞争与环境规制:基于区域开放的异质性研究

随着全球化推进,各国开始不断消减贸易壁垒,环境规制程度跟着提升,各级地方政府作为环境规制相关政策执行者,国家的环境治理直接受到其环境规制策略影响。论文围绕地方政府恶性竞争导致的环境规制失灵问题,采用变截距GLS方法和Hansen提出的"门槛回归"模型,并利用我国29个省级单位2000-2013年面板数据,将地方政府竞争作为门槛变量,分析在不同门槛值下地方政府竞争、区域开放对工业环境规制的影响,并进一步研究财政收支分权和贸易政策对这种影响是否存在积极或恶化作用,力求从根本上解决地方政府恶性竞争,实现环境有效规制。研究表明:在样本期间内,财政收入分权度较低、财政支出分权度较高、贸易开放度高、金融开放度高和制度环境不完善的地区,地方政府竞争对工业环境规制的促进作用更加凸显。全国和东部地区地方政府竞争对工业环境规制呈边际递减的促进作用,中部地区表现出地方政府竞争对工业环境规制非单调性,西部地区存在对工业环境规制呈边际递减的抑制作用。总之,样本期间内地方政府竞争程度有助于全国和东部地区环境进行有效规制,中部地区跨越门槛值后环境规制失灵,西部地区则存在较严重环境规制失灵问题。为了规避环境规制失灵,我们应提高外商投资的进入环境门槛,地方政府在治理环境时,应削减对自己地区的行政垄断,推动各级地方政府跨区域环境保护合作,并由较高层级的政府来承担环境规制的财政支出责任,不断降低地方政府恶性竞争导致的环境规制失灵。     

Realization of participation and spatiality in participatory forest management – a policy–practice analysis from Zanzibar,Tanzania

The efforts in sustainable natural resource management have given rise to decentralization of forest governance in the developing world with hopes for better solutions and effective implementation. In this paper, we examine how spatially sensitive participation is realized from policy to practice in the process of establishing participatory forest management in Zanzibar, Tanzania. Our policy–practice analysis shows that the policies in Zanzibar strongly support decentralization and local level participation has in practice been realized. However, the policy does not emphasize participatory process design nor address the possibilities of using spatial information and technologies to ensure wider participation. Thus, the practices fall short in innovativeness of using site-sensitive information with available technologies. Reflecting the Zanzibari Community Forest Management Agreements (CoFMA) context with examples of participatory use of spatial information and technologies in other parts of the world, we discuss ways to improve the Zanzibari CoFMA process towards increased participation, communication, local sense of ownership and more sustainable land management decisions, and argue for the future implementation of CoFMA as a spatially sensitive participatory process.     

Integrated river basin management in rapidly urbanizing areas: a case of Shenzhen, China

The rapid urbanization of China is causing a burden on their water resources and hindering their sustainable development. This paper analyzes effective methods to integrated river basin management (IRBM) using Longgang River basin of Shenzhen as an example, which is the city with the fastest rate of urbanization in China and even the whole world. Over the past 20 years, China has undergone a population boom due to the increase of immigrant workers and rapid development of laborintensive industries, which led to the sharp increase of water consumption and sewage discharge. However, the construction of the water infrastructure is still lagging far behind the environmental and social development, with only 32.7% of sewage in the district being treated. Currently, every water quality indicator of the Longgang River basin was unable to meet the required corresponding environmental standards, which further aggravated the water shortages of the region. Thus, an analytical framework is proposed to address the IRBM of the study area. The problems with the current management system include the lack of decentralization in decision-making, lack of enforcement with redundant plans, weak management capacity, financial inadequacy, and a poor system of stakeholder participation. In light of the principles of IRBM and the situation of the region, corresponding measures are put forward, including an increase of power given to sub-district offices, fewer but more feasible plans, capacity building among stakeholders, a combination of planning and marketing for overcoming financial inadequacy, and profound reform in the public participation system. The framework and institutional suggestions could inform similar processes in other representative river basins.     

环境分权下央地企协同减排策略演化——基于区块链技术应用视角

环境分权下，地方政府及控排企业的机会主义行为制约着降碳目标实现，而区块链技术提供了一种可信、高效的协同减排环境。为此，本研究构建了以控排企业、地方政府和中央政府为主体的演化博弈模型，探索区块链技术投入前后的协同减排策略；并借助数值仿真研究了区块链技术的监管影响系数、应用成本及地方支出系数对系统演化路径的影响。结果显示：区块链技术投入缩短了减排系统的趋稳时间；监管影响系数与中央政府对区块链技术投入的支持程度、地方及控排企业的减排参与意愿呈正相关；区块链平台应用成本与地方政府减排参与意愿呈负相关，地方支出系数与中央政府对区块链技术投入的支持程度呈正相关，且均存在最优调控区间。因此，应积极开展区块链监管试点，引导、扶持企业绿色转型，强化中央督察职能，转变地方政府发展理念，保障减排政策落地和区域经济高质量转型。