COMPARISON OF STOCHASTIC AND DETERMINISTIC DYNAMIC PROGRAMMING FOR RESERVOIR OPERATING RULE GENERATION1

ABSTRACT: Two dynamic programming models — one deterministic and one stochastic — that may be used to generate reservoir operating rules are compared. The deterministic model (DPR) consists of an algorithm that cycles through three components: a dynamic program, a regression analysis, and a simulation. In this model, the correlation between the general operating rules, defined by the regression analysis and evaluated in the simulation, and the optimal deterministic operation defined by the dynamic program is increased through an iterative process. The stochastic dynamic program (SDP) describes streamflows with a discrete lag-one Markov process. To test the usefulness of both models in generating reservoir operating rules, real-time reservoir operation simulation models are constructed for three hydrologically different sites. The rules generated by DPR and SDP are then applied in the operation simulation model and their performance is evaluated. For the test cases, the DPR generated rules are more effective in the operation of medium to very large reservoirs and the SDP generated rules are more effective for the operation of small reservoirs.     

尖点突变模型在研究洪水引起环境突变中的应用

以1998年霍林河特大洪水为例，在进行洪水对环境影响作用分析的基础上，将洪水发生的危险系数、地面高程、地形坡度、降雨影响程度、土地盐碱率和草地开垦率6个控制变量划分为两个主分量。由于洪水引起的环境突变可以归纳为一种耦合突变，我们采用尖点突变模型进行求解，得出各主分量的数学表达式和水环境突变区域边界，绘制了该流域环境突变分区图，论证了应用尖点突变模型研究环境突变的合理性。     

混凝土简支梁设计基准期内的可靠度

根据统计资料对不同类型建筑在不同防火措施下发生火灾的概率研究,得出了各类建筑达到轰燃的概率.基于蒙特卡罗随机有限元方法,引入材料高温本构关系、截面尺寸和计算模型系数等的变异性,按照ISO标准升温曲线升温,给出了单构件轰燃下的失效概率计算方法.最后,将设计基准期内建筑物达到轰燃的概率与单构件轰燃下的失效概率组合,给出了设计基准期内建筑构件在火灾下的失效概率公式.     

Anaerobic tapered fluidized bed reactor for starch wastewater treatment and modeling using multilayer perceptron neural network

Anaerobic treatability of synthetic sago wastewater was investigated in a laboratory anaerobic tapered fluidized bed reactor(ATFBR) with a mesoporous granular activated carbon(GAC)as a support material.The experimental protocol was defined to examine the effect of the maximum organic loading rate(OLR),hydraulic retention time(HRT),the efficiency of the reactor and to report on its steady- state performance.The reactor was subjected to a steady-state operation over a range of OLR up to 85.44 kg COD/(m~3.d).The COD removal efficiency was found to be 92% in the reactor while the biogas produced in the digester reached 25.38 m~3/(m~3·d) of the reactor. With the increase of OLR from 83.7 kg COD/(m~3.d),the COD removal efficiency decreased.Also an artificial neural network(ANN) model using multilayer perceptron(MLP)has been developed for a system of two input variable and five output dependent variables. For the training of the input-output data,the experimental values obtained have been used.The output parameters predicted have been found to be much closer to the corresponding experimental ones and the model was validated for 30% of the untrained data.The mean square error(MSE)was found to be only 0.0146.     

前沿技术进步、技术效率和区域经济差距

采用1998-2009年中国30个省市的人均GDP与当年全国人均GDP的差值作为区域经济差距指标,运用核密度估计方法观察了我国区域经济差距的变动状况。从核密度图可知,我国区域经济呈现出收敛的态势;通过随机前沿模型从全要素生产率中分解出前沿技术进步和技术效率,利用1998-2009年28个省市的面板数据,检验了全要素生产率对区域经济差距的影响。实证结果显示,前沿技术进步能够显著的缩小区域经济差距,其中对于东部地区的效果较为显著,技术效率则能够扩大东部地区的经济差距,对于中部和西部地区的影响不显著。政策含义是缩小东部地区经济差距的主要途径是加大对科技创新领域的投入,加强对欠发达地区的技术支持;对于中部地区和西部地区而言,则应该是加大市场化水平、对外开放水平和地方支出比重。     

Robustness of Meteorological Droughts in Dynamically Downscaled Climate Simulations

We examine the robustness of a suite of regional climate models (RCMs) in simulating meteorological droughts and associated metrics in present‐day climate (1971‐2003) over the conterminous United States (U.S.). The RCMs that are part of North American Regional Climate Change Assessment Program (NARCCAP) simulations are compared with multiple observations over the climatologically homogeneous regions of the U.S. The seasonal precipitation, climatology, drought attributes, and trends have been assessed. The reanalysis‐based multi‐model median RCM reasonably simulates observed statistical attributes of drought and the regional detail due to topographic forcing. However, models fail to simulate significant drying trend over the Southwest and West. Further, reanalysis‐based NARCCAP runs underestimate the observed drought frequency overall, with the exception of the Southwest; whereas they underestimate persistence in the drought‐affected areas over the Southwest and West‐North Central regions. However, global climate model‐driven NARCCAP ensembles tend to overestimate regional drought frequencies. Models exhibit considerable uncertainties while reproducing meteorological drought statistics, as evidenced by a general lack of agreement in the Hurst exponent, which in turn controls drought persistence. Water resources managers need to be aware of the limitations of current climate models, while regional climate modelers may want to fine‐tune their parameters to address impact‐relevant metrics.     

中国经济发展方式的转变动力及其作用途径

以全要素生产率增长动力作为经济发展方式的转变动力,本文采用1989-2013年4组省际面板数据经由可行广义最小二乘法实证估计了10个动力因素对全要素生产率增长率的贡献水平与作用途径。研究发现:技术创新水平、市场化水平、人力资本存量水平、异质性企业集聚水平和对外开放度的综合指数对中国全要素生产率增长率的回归估计系数分别为0.575 7,0.212 5,0.136 8,0.064 4和0.018,表明技术创新、市场化改革、人力资本积累、异质性企业集聚和对外开放是促进中国经济发展方式转变的直接动力因素。进一步的研究结果显示:技术创新和异质性企业集聚通过提高前沿技术进步率和生产效率变化率以及规模报酬收益率途径,市场化改革通过提高前沿技术进步率途径,人力资本积累与对外开放通过提高前沿技术进步率和规模报酬收益率途径,促进了中国全要素生产率增长。虽然产业结构变迁、城市化、基础设施建设、区域经济政策实施和金融发展对中国全要素生产率的增长表现为负向或拖累作用,但是,产业结构变迁与城市化能够提高前沿技术进步率,基础设施建设和区域经济政策能够提高规模报酬收益率,金融发展能够提高生产效率增长率和规模报酬收益率,这5项动力因素对促进中国全要素生产率增长的正向贡献有待提高。依据上述研究结论,本文提出尽快攻克制约生产率增长的核心技术,统筹考虑产业结构升级、城市化、基础设施建设和区域经济政策实施以及加快金融领域改革等政策建议,以期加快我国经济发展方式转变进程。     

基于Petri网的铁路车站安全防护系统建模及可靠性分析

采用单一的随机Petri网对车站线路结构、列车运行过程及车站防护系统建模,基于欧洲电工标准委员会定义的安全目标,确定车站安全防护系统的可靠性需求。对无防护系统的列车入站进行建模和分析,然后基于防护系统功能及可靠性特性,结合列车入站动态特性,对防护系统的功能和可靠性进行建模,并根据安全目标与车站事故率之间的数学关系进行系统的安全分析和可用性分析。其结果表明,车站防护系统的可靠性与乘客的个人风险存在着定量的关系,从而可以依据个人风险的标准来确定防护系统可靠性需求。     

Goals and remedial strategies for water quality and wildlife management in a coastal lagoon--a case-study of Ringkøbing Fjord, Denmark

The aim of this work is (1) to discuss approaches and tools to set management goals using operational indicators for coastal management (i.e., indicators that are easy to measure, understand and predict) and validated predictive models and (2) to discuss remedial strategies for sustainable coastal management regarding water quality and the abundance of fish, waterfowl and large aquatic plants. These approaches are exemplified using data from Ringkøbing Fjord, Denmark, which has undergone two major regime shifts during the last decades. This work discusses the changes taken place during the period from 1980 to 2004 (when there are good empirical data). For Ringkøbing Fjord, which is a very shallow, well-oxygenated lagoon dominated by resuspension processes, we have targeted on the following operational indicators, which are meant to reflect seasonal median values for the entire defined coastal area (the ecosystem scale) and not conditions at individual sites or data from shorter time periods: Secchi depth (as a standard measure of water clarity) and chlorophyll-a concentrations (as a key measure of algal biomass). The operational indicators are regulated by a set of standard abiotic factors, such as salinity, suspended particulate matter (SPM), nutrient concentrations (N and P), coastal morphometry and water exchange. Such relationships are quantified using well-tested, general quantitative models, which illustrate how these indicators are interrelated and how they reflect fundamental aspects of coastal ecosystems. We demonstrate that the regime shift in the lagoon can be modelled and quantitatively explained and is related to changes in salinity and nutrient inflow. A very important threshold is linked to increased salinities in the lagoon. For example, when the mean annual salinity is higher than about 9.5‰, large numbers of saltwater species of clams can survive and influence the structure and function of the ecosystem in profound ways. The model also illustrates the dynamic response to changes in nutrient loading. We have presented several management strategies with the goal of keeping the Secchi depth at 2 m, which would stimulate the growth of higher aquatic plants, which are fundamental for fish production and bird abundance in the lagoon. Given the fact that the Secchi depth depends on many variable factors (temperature, TP-inflow from land, salinity, changes in biomasses of macrophytes and clams, which are accounted for in these simulations), our results indicate that in practice it will likely be very difficult to reach that goal. However, it would be realistic to maintain a Secchi depth of 1.5 m if the variability in salinity is minimized and the mean salinity is kept at about 10.2‰.     

基于Monte-Carlo方法的静电除尘器除尘效率

针对经典除尘效率未考虑诸多随机因素影响的问题,提出了基于Monte-Carlo方法的效率分析模型,并通过实验数据验证其可靠性。通过该模型分析了粒径大小、电场气流速度、电晕电压、两极间距、粒子浓度等因素对收尘效率的影响规律,结果表明:基于Monte-Carlo方法的仿真结果精度更高,能有效预测静电除尘器的收尘效率,对于改进静电除尘器设计具有一定的理论意义和实用价值。