基于数据包络分析的水污染物排放指标初始分配方法与案例研究

基于数据包络分析(DEA)的点源水污染物排放指标初始分配方法,是将基于DEA的线性规划评价方法进行改进,从而使其适用于评价企业的水环境绩效,并依此进行排污指标初始分配。将非期望产出作为投入指标处理,构造了5输入1输出的规模可变DEA模型,并以南京市280家企业的COD排放指标初始分配为例进行了分析。结果表明,方法的模拟分配结果在公平的基础上,反映了企业的环境效率,效率越高,可得到的COD排放指标也越高,这将对企业治污起到激励作用,分配方法具有一定的可操作性;对案例企业进行分组并实行组内参评,基本可以避免部分极值原始数据对评价结果的影响,得到的COD排放指标分配结果也更为合理。     

煤矿安全投资效率评价的DEA模型及其应用

为评价煤矿安全投资效率,借助于数据包络分析(DEA)方法,选取某煤业集团6个煤矿的安全投入产出数据,构建DEA模型。用所得结果对各煤矿的安全投资效率进行分析,并提出改进意见。结果表明,随着安全投入的增加,煤矿综合生产效率、纯技术效率和规模报酬有所提升。通过规模报酬区间分析,发现煤矿安全投资存在不稳定的现象,煤矿在安全教育、职业健康及日常安全管理方面的投资还有待提高。建议煤矿决策层应根据实际情况加强煤矿安全投资持续性,并使决策单元向DEA的有效方向转变。实践说明,煤矿的安全投入是获得最大安全产出的关键。     

区域用水环境经济综合效率及其影响因素——基于DEA和Malmquist指数模型

仅考虑经济效益而忽略环境损害的水资源利用效率指标不能全面反映区域用水的真实效果.本文基于DEA和Malmquist指数模型,提出区域用水环境经济综合效率(WEEE)概念及其评价方法,分析了2001~2012年河南省主要地市的WEEE及其影响因素.结果表明,研究时段内水资源利用保持了较高经济效率,但环境效率相对较差并由此拉低全省WEEE平均约2%;2012年WEEE未达到DEA有效的地市水资源投入平均冗余率约为18%,COD和NH₃-N平均超排率分别约为49%和49.2%,说明这些地市存在水资源利用低效和水污染物排放较高的问题.通过分析水资源利用的全要素生产率(TFP)发现,技术变化指数在研究时段内下降了2%,是抑制WEEE增长的最主要因素.为了在水资源利用过程中取得更好的环境和经济综合效益,河南省应加大对工农业节水和水污染防治的科技投入,并在严格控制用水总量的同时进一步加强水污染物的减排工作.     

基于改进DEA交叉效率模型的洪水灾害区域脆弱性评价

为了评价洪水灾害区域脆弱性,提出了应用改进DEA交叉效率模型和熵权法相结合的洪水灾害区域脆弱性评价方法。首先,在洪灾形成理论的基础上,构建洪灾区域脆弱性指标体系和评价标准;其次,应用改进DEA交叉效率模型计算不同区域的成灾效率,利用熵权法计算权重集结全局成灾效率。根据成灾效率的实际意义分析不同区域脆弱性的相对大小。最后,选取我国各省份洪灾作为实证分析的研究对象。研究结果表明:该方法能够准确评价区域洪灾脆弱性程度,评价结果与实际情况一致,具有较好的适用性。     

山西省城乡统筹发展效率的DEA分析

基于2009年山西省11个地级市城乡统筹发展的面板数据,运用数据包络分析（DEA）评价了各区域的城乡统筹发展效率,对其空间差异变化特征与规律进行了分析。结果表明,山西省城乡统筹发展效率总体上呈＂中部较高,普遍分化＂的分布特征,并存在两大＂DEA有效＂集群。自改革开放以来,山西省逐渐形成了中、东、西三大经济地带,即中部盆地区、东部山地区和西部高原丘陵区。规模效率是当前制约山西省城乡统筹发展综合效率的主要方面。全省普遍存在投入冗余现象,可通过优化环境、产业结构高级化、突出特色产业、提升产业技术、提高劳动力素质和城市化水平等途径来提高区域的城乡统筹发展效率。各区域之间城乡统筹发展效率的空间差异显著;对2009年山西省11个地级市进行相对效率分析,得出相对有效值为1的城市居多,北部朔州市和南端运城市相对效率差异明显,最后提出了相关政策建议。     

The impact of coal and non-coal consumption on China's energy performance improvement

China is the world's largest energy consumer, and coal accounts for a higher proportion of the country's total energy consumption, yet during its 12th five-year plan (2011–2015), the coal share among total energy consumption significantly decreased. Previous studies exploring energy performance typically used energy consumption as an input, but this lacks the analytical capacity for the structure of energy consumption. Thus, this study splits energy input into two different inputs, coal consumption and non-coal energy consumption, and based on their differences with other variables, uses the hybrid dynamic data envelopment analysis model to assess the energy performance of China's provincial industrial sector during the period 2011 to 2015. We then compare coal consumption's and non-coal consumption's rooms for improvement and conclude that provinces in eastern and central China should reduce the amount of coal consumption, thereby improving energy performance. Conversely, provinces in the western region should target a balance between energy utilization efficiency and coal consumption.     

环渤海地区生态效率评价及空间演化规律

运用三阶段DEA模型对环渤海沿海地区17个城市的生态效率进行测算,并结合标准差椭圆和重心坐标方法,定量分析了2006-2015年环渤海地区生态效率的空间演化规律。结果表明：（1）基于三阶段DEA模型测算的生态效率结果,环渤海沿海17市的生态效率总体呈中等偏上水平,且2006-2015年效率值持续上升,天津、唐山、青岛、大连位居前四,17市中绝大多数城市生态效率值低于环渤海平均值,地区差异十分显著。（2）标准差椭圆结果显示环渤海沿海地区生态效率整体呈东北—西南格局,且有逐渐向西南偏移的趋势。（3）环渤海地区生态效率存在明显的省际差异性,且各省限制性因素区别较大。     

淮河流域用水效率研究

为研究淮河流域水资源利用效率,从淮河片水资源公报中提取相关指标数据,以淮河流域水资源二级分区为单元,基于数据包络分析法(DEA)和层次分析法(AHP)模型计算出淮河流域各市的用水效率.结果表明,淮河上游以漯河和平顶山市为优,淮河中游以郑州和徐州为优,淮河下游以扬州和盐城为优,沂沭泗以淄博和商丘为优.     

Variations of denitrification in a farming catchment area

We measured denitrification at 15 sites during 1 year in a agricultural catchment in Brittany, France. Our objective was to assess the relative importance of heterotrophic denitrification on the fate of excess nitrogen at the catchment scale, and to quantify the relative importance of riparian areas on the N₂O emissions. Using the C₂H₂ inhibition technique, denitrification rate on soil core and denitrifying enzyme activity (DEA) were each determined, for samples taken from two soil layers: 0–20 and 20–40 cm. Denitrification rates, ranging from 0 to 417 mg N m⁻² d⁻¹, were significantly higher in riparian areas than for hillslopes (median of 24.87 against 10.38 mg N m⁻² d⁻¹). However, since denitrification rates are significant in the hillslope and given that hillslope surface area is much greater (79% of catchment surface), this domain could be responsible for half of the overall denitrified nitrogen (N). Also, the 20–40 cm deep soil layer was found to account for more than 46% of the denitrification. The DEA indicates the potential for denitrifying activity by the soil under non-limiting conditions, measured values ranged from 76.48 to 530.63 ng N g⁻¹ dry soil h⁻¹. The ratio N₂O/(N₂O + N₂) was about 60% with no clear spatial or temporal trends. Soil moisture appeared to be the main limiting factor for denitrification at the field scale. The results suggest that, for this catchment, denitrification is a major route for nitrogen removal, but a significant proportion of this removal occurs as N₂O.     

Modeling and optimizing efficiency gap between managers and operators in integrated resilient systems: The case of a petrochemical plant

The reliability issue in complex industrial systems such as oil, gas, petrochemical companies, nuclear and aviation industries has been of great importance. Resilience engineering (RE) is a new attitude toward the improvement of safety and reliability in the stated systems. One of the challenges a resilient system might face is the gap between work as imagined by managers and work as actually done by operators. This study will introduce a new framework named integrated resilience engineering (IRE) as a result of developing the concept of RE. The data used in this research have been obtained by means of questionnaire from a petrochemical company. Thereafter, the efficiency of operators and managers are calculated in RE and IRE frameworks through data envelopment analysis (DEA) approach. Then, the gaps between managers and operators are analyzed in two frameworks. The results are indicative of a significant growth in the number of efficient operators and managers in IRE framework compared to RE framework. Besides, the efficiency mean of managers and operators in IRE framework has experienced the growth of 1.8% and 5% compared to RE framework, respectively. The efficiency gap between managers and operators in IRE framework has also enjoyed the improvement of 88% compared to RE framework. Generally, it can be said that the suggested items of this research has led to the betterment of managers and operators’ efficiency and of the efficiency gap between them. Therefore, these items can improve the resilience and safety of complex systems. The results of Spearman test show that there is a strong direct correlation between the DEA results in two frameworks. This is the first study that examines the efficiency gap between operators and managers based on the RE principles and by means of DEA approach.